P. v. Carrillo

G050784Court of Appeal Fourth Appellate District / 3a divisione12 ago 2016

Testo completo

Filed 8/12/16 P. v Carrillo CA4/3
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION THREE
THE PEOPLE,
Plaintiff and Respondent,
v.
ALFONSO GONZALEZ CARRILLO,
Defendant and Appellant.
G050784
(Super. Ct. No. 06NF3068)
O P I N I O N
Appeal from a judgment of the Superior Court of Orange County, William
R. Froeberg, Judge. Affirmed and modified.
Michael Ian Garey for Defendant and Appellant.
Kamala D. Harris, Attorney General, Gerald A. Engler, Chief Assistant
Attorney General, Julie L. Garland, Assistant Attorney General, Peter Quon, Jr., and
Susan Miller, Deputy Attorneys General, for Plaintiff and Respondent.
* * *

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Defendant Alfonso Gonzalez Carrillo appeals from an order denying his
motion to recall his sentence under the Three Strikes Reform Act of 2012 (the Act),
which added Penal Code1 section 1170.126 and amended sections 667 and 1170.12.
Defendant’s relevant prior conviction was for possession of firearm and ammunition by a
felon. The trial court determined that during that offense, defendant was in actual
possession of the firearm and ammunition. It also concluded defendant posed an
unreasonable risk of danger to public safety. Accordingly, the court found him ineligible
for resentencing and denied the motion.
Defendant contends on appeal that he was eligible for resentencing, the trial
court improperly relitigated the nature of the offense and incorrectly found he posed a
danger to public safety. He also argues the Act, as applied, violates equal protection
principles.
Because we conclude the court’s dangerousness finding was not an abuse
of discretion, we need not consider the issue of whether he was eligible under the Act.
We also conclude a five-year enhancement to defendant’s original sentence was
improperly imposed, and shall order the judgment modified accordingly.
I
FACTS
A. Defendant’s Previous Criminal History
According to the probation report prepared in connection with the offense
for which defendant sought relief under the Act,2 his criminal history began as a juvenile
at age 15. The offense was listed as section 241.1, assault on a custodial officer, and
1 Subsequent statutory references are to the Penal Code unless otherwise noted.
2 On our own motion and for good cause, we take judicial notice of the record in
defendant’s appeal in the underlying case. (Evid. Code, § 459.)

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designated a felony. He was declared a ward of the court at the time and sentenced to 45
days at juvenile hall. In 1993, at age 16, the juvenile court found true an allegation under
former section 594, vandalism between $400 and $5000. (Former § 594, subd. (b)(3).)
This was apparently related to a gang fight. At the same time, the court also found true a
misdemeanor allegation of disorderly misconduct. (§ 647, subd. (c).) Probation was
continued. Although no detailed records were available, the probation report also reflects
that three violations were filed while defendant was on juvenile probation. Wardship was
continued each time, and for two of the violations defendant was ordered to serve time at
juvenile hall.
As an adult, defendant’s criminal record begins at age 18 in April 1995,
when he committed a violation of section 487h, subdivision (a), a vehicle grand theft
offense. He was given a suspended sentence of 3 years’ probation after serving 180 days
in jail. He was later found guilty of violating his probation, and probation for this offense
was eventually terminated.
In July 1995, defendant was arrested for felony cocaine possession.
(§ 11350, subd. (a).) He was on parole at the time, and received probation and a county
jail sentence. In April 1996, he was arrested for possessing property from which a
manufacturer’s serial number had been removed, a misdemeanor. (§ 537e, subd. (a).)
That case resulted from officers finding six car stereos under his bed. He was again
sentenced to probation and jail.
In September 1996, defendant, then age 19, was arrested and eventually
convicted of violating sections 459/460, subdivision (a), 496, subdivision (a), and 186.22,
subdivision (a). The charges arose out of the second degree burglary of a car stereo and
receiving stolen property, crimes that were determined to be for the benefit of the Varrio
Viejo criminal street gang. He was sentenced to three years in prison.

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In April 1999, defendant was age 22. He was arrested for a misdemeanor
violation of section 148, subdivision (a), willfully resisting or delaying police officer.
(§ 148, subd. (a).)
At age 24, in September 2001, defendant, who was on parole, was in the
front passenger seat of his own vehicle when the driver was stopped for a Vehicle Code
violation. When searched, defendant was found to have a .357 caliber bullet in his
pocket. As the officer began to handcuff him, he fled the area, and was taken into
custody several hours later. The driver had bullets of the same caliber in her purse, and
several days later, a .357 caliber gun was located nearby. Patrol vehicle video revealed
the driver of the car throwing the gun out of the car just after defendant fled.
Defendant was charged with a misdemeanor violation of section 148,
subdivision (a), willfully resisting or delaying police officer, and two felony counts:
1) felon in possession of ammunition (§ 12316, subd. (b)(1)), and 2) felon in possession
of a firearm (former § 12021, subd. (a)(1)). Ultimately, defendant was convicted on all
counts and sentenced to 32 months in prison. He was paroled in January 2005, then
subsequently returned to prison for testing positive for methamphetamine. In sum, he
was either on parole, probation or in custody since he was 15 years old.
B. The 2006 Offense
In May 2006, defendant worked as a gardener in an apartment complex.
On August 27, residents of the complex called the police because a strange white truck
was driving in and out of the parking lot. The police found defendant in the parking lot,
and he claimed he was the gardener and there to turn on the sprinklers. The officers
learned the truck was a rental, and the rental agreement was in defendant’s name. They
also found a bag on the driver’s side floor that contained a loaded pistol and 200 rounds
of ammunition of the same caliber. Defendant denied the truck belonged to him, and

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could not explain why the rental agreement was in his name. He admitted he might have
ridden in the truck earlier that week.
In 2008, defendant was found guilty of one count of possession of a firearm
by a felon (§ 12021, subd. (a)(1)) and one count of possession of ammunition by a felon
(§ 12316, subd. (b)(1)) (collectively the firearm counts). The court found true allegations
that defendant had been convicted of three prior strikes within the meaning of sections
667, subdivisions (d), (e)(2)(A) and 1170.12, subdivision (c)(2)(A)(iv), convicted of a
serious felony within the meaning of section 667, subdivision (a)(1), and had served two
prior prison terms within the meaning of section 667.5.3 The court sentenced defendant
to 25 years to life on the possession of a firearm count, plus a five year enhancement for
the prior conviction of a serious felony pursuant to section 667, subdivision (a)(1).
Since he began his prison sentence in 2006, he was involved in a number of
“incidents” as classified by the Department of Corrections and Rehabilitation. Ten of
these were classified as minor and six as major, the most serious being possession of
contraband and involvement in mutual combat, in June and November 2008, respectively.
Prison records reflect gang associations, and he was housed in a maximum security
facility.
On July 29, 2013, defendant petitioned the trial court to modify his
sentence pursuant to the Act. The petition stated he was eligible for resentencing under
the Act. The prosecution opposed, arguing defendant was ineligible because he was
armed with a firearm during the offense, and even if he was eligible, resentencing should
be denied because defendant’s release would pose an unreasonable risk of danger to
public safety. The trial court found both the prosecution’s arguments to be well-founded
and denied defendant’s petition. Defendant now appeals.
3 Defendant argues, and it appears from the record, that his prior strikes and convictions
arose from two incidents: the matter that involved second degree burglary, receiving
stolen property, and gang offenses in 1996; and possession of a firearm in 2001.

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II
DISCUSSION
A. Statutory Framework and Standard of Review
“On November 6, 2012, voters approved Proposition 36, the Three Strikes
Reform Act of 2012 (the Act). Under the three strikes law [citation] as it existed prior to
Proposition 36, a defendant convicted of two prior serious or violent felonies would be
subject to a sentence of 25 years to life upon conviction of a third felony. Under the Act,
however, a defendant convicted of two prior serious or violent felonies is subject to the
25-year-to-life sentence only if the third felony is itself a serious or violent felony. If the
third felony is not a serious or violent felony, the defendant will receive a sentence as
though the defendant had only one prior serious or violent felony conviction, and is
therefore a second strike, rather than a third strike, offender. The Act also provides a
means whereby prisoners currently serving sentences of 25 years to life for a third felony
conviction which was not a serious or violent felony may seek court review of their
indeterminate sentences and, under certain circumstances, obtain resentencing as if they
had only one prior serious or violent felony conviction. According to the specific
language of the Act, however, a current inmate is not entitled to resentencing if it would
pose an unreasonable risk of danger to public safety.” (People v. Superior Court
(Kaulick) (2013) 215 Cal.App.4th 1279, 1285-1286, fn. omitted.)
At the resentencing hearing, the prosecution must establish by a
preponderance of the evidence that the defendant poses an unreasonable risk of danger to
public safety. (Kaulick, supra, 215 Cal.App.4th at p. 1305.)4
4 While this case was pending, a different panel of this court decided People v. Valdez
(2016) 246 Cal.App.4th 1410 (Valdez), which concluded the definition of “unreasonable
risk of danger to public safety” was narrowed by the Safe Neighborhoods and Schools
Act, popularly known as Proposition 47. (This issue is already before the California
Supreme Court in a pending case – see People v. Chaney (2014) 231 Cal.App.4th 1391,
review granted Feb. 18, 2015, S223676.) The defendant in Valdez apparently passed
away after the case was filed. At this court’s request, the California Supreme Court

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The court’s ultimate conclusion as to whether the defendant poses an
unreasonable risk of danger is a discretionary one. (§ 1170.126, subd. (f).) In the context
of sentencing decisions, “a trial court does not abuse its discretion unless its decision is so
irrational or arbitrary that no reasonable person could agree with it.” (People v. Carmony
(2004) 33 Cal.4th 367, 377.) The court’s factual findings are subject to review for
substantial evidence. Thus, “[w]e review the whole record in a light most favorable to
the [order] to determine whether it contains substantial evidence, i.e., evidence that is
credible and of solid value” upon which the court could base its conclusions. (In re Ryan
D. (2002) 100 Cal.App.4th 854, 859.)
B. Unreasonable Risk of Danger to Public Safety
In making its determination as to whether a defendant poses an
unreasonable risk of danger, “the court may consider: [¶] (1) The petitioner’s criminal
conviction history, including the type of crimes committed, the extent of injury to
victims, the length of prior prison commitments, and the remoteness of the crimes; [¶] (2)
The petitioner’s disciplinary record and record of rehabilitation while incarcerated; and
[¶] (3) Any other evidence the court, within its discretion, determines to be relevant in
deciding whether a new sentence would result in an unreasonable risk of danger to public
safety.” (§ 1170.126, subd. (g).)
Defendant argues that unlike many who seek resentencing under
Proposition 36, his record “hardly bespeaks an extreme danger to society.” He has never
been convicted of a violent felony, and his strike offenses both apparently seem to have
been committed during the same case, the 1996 car burglary which was committed for
transferred the case back to this court with directions to vacate the decision and
reconsider the case, including the issue of abatement. (People v. Valdez (July 13, 2016,
S235048) __Cal.4th __ [2016 Cal. LEXIS 4891].) The case has since been abated.
Accordingly, the Valdez opinion is no longer a citable published case, and we need not
consider it.

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the benefit of a street gang. His other offenses were not serious or alleged as strikes. “As
‘third strikers’ go, his record is not indicative of someone who is such a danger that a
‘three strikes’ sentence is necessary for the protection of society.”
The trial court reached the following, different conclusion about defendant
when he was initially sentenced for his most recent offenses: “‘The defendant appears to
be a hard-core gang member whose allegiance to his gang prevents him from conforming
his behavior to what is expected of a free, law-abiding society. [¶] ‘The defendant is 33
years old, has been the subject of law enforcement intervention since the age of 15. His
offenses include gang fights, car burglaries, drug offenses, possession of stolen car
stereos, resisting arrest, and possession of a firearm by a felon in 2002, as well as the
present offense. [¶] ‘Since being incarcerated, he has committed 16 jail rule violations
of which six were determined to be major. He has been placed on parole and probation
and violated the terms and conditions of both. He suffered a previous conviction for
possession of a firearm and was given a break by the court, which struck two of his
strikes and sentenced him as a one-strike offender. [¶] ‘In this case, defendant was in
possession of not only a firearm, but 200 rounds of ammunition. In the court’s opinion,
either he was intending to engage in some very heavy duty gunfire or he was acting as the
holder of a Varrio Viejo gang gun. In either case, [defendant] is a continuing danger. He
denies responsibility for his actions, and he blames everyone but himself for his
misdeeds. [¶] ‘His conduct and mind set place him squarely within the spirit of the
Three Strikes Law.’”
The court did not change its mind upon considering the instant petition.
The court specifically discussed the altercation (referred to in the record as a “gang riot”)
defendant had been involved in while imprisoned. While defendant continues to
minimize this incident by pointing out he did not inflict any injury and was never
criminally charged, the court considered this as evidence of dangerous behavior engaged
in by defendant after he was sentenced in the prior case. The court also pointed out:

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“[B]eing a gang member itself creates a reasonable danger when someone has only been
in prison for less than six years and his whole history is related to being unable to be a
safe, law-abiding, nongang member of society, but one of his first convictions as a
juvenile was for assault.”
The court noted that if defendant “lacks an understanding about the
consequences of his actions, he shouldn’t be released. If he doesn’t care about the
consequences of his actions, he should not be released. There is no reason that this court
can think of why someone would have that much ammunition, a loaded firearm when that
person knows he is a felon, has previously had a strike conviction and [was] still engaged
in criminal behavior. He’s continued to engage in antisocial behavior in prison, and in
this court’s opinion, he should not be given an early release and the motion is denied.”
The court also stated that a felon riding around with a firearm and significant amounts of
ammunition constituted a danger to society.
The trial court’s factual findings were supported by substantial evidence,
and its conclusion that defendant posed an unreasonable risk of danger to public safety
was not an abuse of discretion. The court reviewed defendant’s extensive history, which
painted a picture of an individual who had been under the supervision of the justice
system continuously since age 15. While defendant is correct that he has not committed
particularly violent offenses, his entire history indicates a person who either cannot or
will not behave as society reasonably expects. He has been given parole and probation
on numerous occasions, and committed other offenses even while subject to such
supervision. His 2006 offense was actually the same offense which he committed
previously: felon in possession of a firearm. Instead of sentencing him as a third striker
for that earlier offense, he was given a further opportunity to redeem himself and a
relatively short sentence. He did not take advantage of that opportunity, he was released
from prison and soon thereafter committed the same offense again, this time with 200
rounds of ammunition also in his possession.

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Taken as a whole, we find no abuse of discretion in the court’s conclusion
that defendant posed an unreasonable risk of danger to society.
C. “Relitigating” the Underlying Facts
Defendant also contends the trial court relitigated the underlying facts
when ruling on his petition, implicating his rights to due process, confrontation, and a
jury trial. He also argues the Act includes a pleading and proof requirement.
Defendant is wrong. The Act itself states that it is within the province of
the court, not a jury, to determine whether a petitioner meets the criteria for resentencing.
(§ 1170.126, subd. (f).) We disagree with any contention that the trial court “relitigated”
the facts. Instead, as it was supposed to do, the court reviewed the facts. No error is
demonstrated by the record.
Moreover, it is abundantly clear that the Act contains no pleading and proof
requirement. (People v. Bradford (2014) 227 Cal.App.4th 1322, 1332; see People v.
Guilford (2014) 228 Cal.App.4th 651, 657-658; People v. Elder (2014) 227 Cal.App.4th
1308, 1314; People v. Blakely (2014) 225 Cal.App.4th 1042, 1059-1060.) Defendant also
has no right to a jury trial. (See, e.g., People v. Elder, supra, 227 Cal.App.4th at p.
1315.) Without such a right, defendant’s confrontation and due process arguments must
fail.
D. Equal Protection
Defendant further argues the Act violates equal protection principles
because it “does not require a showing of non-dangerousness by currently convicted
felons, and secondly, as interpreted, only previously convicted felons can be disqualified
because of an offense that was never pled nor proven.” As defendant acknowledges, this
issue was considered and rejected in People v. Losa (2014) 232 Cal.App.4th 789.

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Defendant offers no compelling reason why the Losa court was wrong, and we follow its
holding.
E. Additional Term Under Section 667, Subdivision (a)(1)
During our review of the record in this case, it appeared the trial court not
only imposed a term of 25 to life on defendant’s conviction for felon in possession of a
firearm, but it also imposed an enhancement under section 667, subdivision (a)(1). We
requested briefing from the parties as to whether this enhancement was correctly
imposed; both agree that it was not.
Section 667, subdivision (a)(1), provides a five-year sentence enhancement
for serious felony priors. “The statute applies only if the current conviction itself is also a
serious felony. Serious felonies are defined in section 1192.7, subdivision (c).” (People
v. Taylor (2004) 118 Cal.App.4th 11, 22.) Section 1192.7, subdivision (c), lists certain
felonies automatically categorized as serious; felon in possession of a firearm or
ammunition are not among them. Section 1192.7, subdivision (c), also defines other
crimes as serious based on the defendant’s conduct, if the prosecution pleads and proves
the necessary facts, but the record does not reflect such facts were properly found here.
We have the authority to vacate an unauthorized sentence enhancement at
any time. (People v. McGee (1993) 15 Cal.App.4th 107, 117.) We therefore order the
enhancement stricken, and the abstract of judgment modified to reflect a total prison term
of 25 to life.
III
DISPOSITION
The judgment is affirmed. The clerk of the trial court is directed to modify
defendant’s original sentence to strike the additional term of five years imposed under
section 667, subdivision (a)(1). The clerk is also directed to prepare an amended abstract

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of judgment reflecting this modification and forward a certified copy to the Department
of Corrections and Rehabilitation.
MOORE, J.
I CONCUR:
O’LEARY, P. J.

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ARONSON, J., Concurring.
I concur in the result, but write separately to address Alfonso Carrillo’s
contention the more specific definition of “an unreasonable risk of danger to public
safety” contained in Proposition 47 applies to Proposition 36 resentencing petitions.
In Proposition 47, the “Safe Neighborhoods and Schools Act,” the voters
defined the phrase “unreasonable risk of danger to public safety,” as it is “used
throughout this code,” to mean an unreasonable risk of committing certain enumerated
felonies designated as the most violent and serious offenses. This is a straightforward
command. Proposition 47’s definition therefore applies wherever the phrase
“unreasonable risk of danger to public safety” appears in the Penal Code. The identical
phrase is found in Proposition 36. Indeed, it is beyond coincidence that the only other
Penal Code section to contain the phrase “unreasonable risk of danger to public safety” is
found in Proposition 36. I explained the reasons supporting this conclusion in my
concurrence in People v. Guzman (2015) 235 Cal.App.4th 847, 861, review granted
June 17, 2015, S226410, and therefore do not repeat them here.
Nevertheless, I concur in the result because the trial court rejected
Carrillo’s Proposition 36 resentencing petition before the voters passed Proposition 47.
Nothing indicates the voters intended Proposition 47 to have retroactive application. I
discussed the retroactivity argument in more detail in my Guzman concurrence and
therefore do not repeat that discussion here.
Thus, I conclude the trial court did not err in using the broader discretionary
standard in Proposition 36 that applied before the passage of Proposition 47.
ARONSON, J.

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