2023004437•EEOC Appeal 2023004437
Testo completo
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Sector P.O. Box 77960 Washington, DC 20013 Miquel G.,1 Complainant, v. Brooke Rollins, Secretary, Department of Agriculture, Agency. Appeal No. 2023004437 Agency No. FAS-2021-00449 DECISION Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s August 8, 2022, final decision concerning his equal employment opportunity (EEO) complaint of employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRM the Agency’s final decision. BACKGROUND At the time of events giving rise to this complaint, Complainant was employed by the Agency as a Foreign Service Trainee (FST), GS-12, at the Foreign Agricultural 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2023004437 2 Service (FAS) International Food Assistance Division (IFAD), Operations Branch, in Washington D.C. On September 16, 2021, Complainant filed an EEO complaint alleging the Agency subjected him to discrimination and harassment (non-sexual) based on sex (male), disability (associational-family member, with unspecified disability) and in reprisal for prior protected EEO activity when management terminated his appointment, withdrew him from the FST Program, and reassigned him to his former position and subjected him to harassment by: (a) stating that he was a “tall man with a deep and loud voice”; (b) questioning his commitment to the FAS, becoming a Foreign Service Officer (FSO), and suggesting he consider career options outside FAS; (c) remarking that he intimidated FSTs when reading the instructions for the entrance examination because he had a loud and deep male voice; (d) responding to his inquiry regarding what he had done wrong by stating that he was wrong for being “a tall man with a deep and loud voice;” and (e) mocking him in front of other FSTs during a weekly training session. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of his right to request a hearing before an EEOC Administrative Judge, or a final decision from the agency. Complainant requested a final agency decision. The Agency subsequently issued a final decision pursuant to 29 C.F.R. § 1614.110(b), finding in favor of Complainant. While the Agency, in its final decision, largely found no persuasive evidence to support Complainant’s allegations of discrimination, it ultimately ruled in Complainant’s favor on his claim of associational discrimination. Specifically, the Agency determined that, although Complainant was not an individual with a disability, he was subjected to discrimination because of his association with his mother, an individual with a disability. The Agency concluded that, after learning Complainant would require leave to care for his mother, management determined that he was not a good fit for the Front Office and, on that basis, denied his appointment, removed him from the FST Program, and reassigned him to his previous GS-12 position as a Management Analyst, effective July 1, 2021. To remedy the finding of discrimination, the Agency, in relevant part, ordered a supplemental investigation into Complainant’s entitlement to back pay, compensatory damages, and attorney’s fees.
2023004437 3 Complainant subsequently sought the following damages from the Agency: (1) $17,192.35 in back pay; (2) $30,598.21 in past pecuniary compensatory damages for apartment and car expenses that he would not have had to pay had he been permitted to deploy as a FAS FSO; (3) $64,139.66 for future pecuniary compensatory damages for lost future earnings; (4) $160,000.00 in nonpecuniary compensatory damages; and (5) $21,250.00 in attorney’s fees. After conducting the ordered supplemental investigation, the Agency determined that Complainant failed to present evidence that he would have worked overseas and been converted to the Foreign Service had it not been for the Agency’s discriminatory conduct. As such, the Agency denied Complainant’s claim for $30,598.21 in past pecuniary damages related to the costs that he incurred for an apartment and a car. For the same reason, the Agency also denied Complainant’s claim for $64,139.66 in future pecuniary damages for lost future earnings, as the Agency rejected Complainant’s assertion that he had foregone more lucrative opportunities in the private sector to remain a federal employee. As to back pay, the Agency found that Complainant was only entitled to back pay for the period between July 1, 2021, and April 20, 2022, reflecting the period when he was removed from the FST Program and reassigned to his previous position. Finally, the Agency awarded Complainant a total of $17,500.00 in nonpecuniary compensatory damages, rather than the requested $160,000.00, after considering Commission precedent involving comparable injuries. Complainant was also awarded $21,250.00 in attorney’s fees. The instant appeal followed. ANALYSIS As a general matter, when discrimination is found, an agency must provide a complainant with a remedy that constitutes full, make-whole relief to restore the complainant as nearly as possible to the position he would have occupied absent the discrimination. See, e.g., Franks v. Bowman Transp. Co., 424 U.S. 747, 764 (1976); Albemarle Paper Co. v. Moody, 422 U.S. 405, 418-19 (1975); Alissa U. v. Dep’t of the Interior, EEOC Appeal No. 2022000423 (Aug. 8, 2024), req. for recon. den. EEOC Request No. 2024004771 (Dec. 10, 2024); Ervin P. v. Dep’t of Def., EEOC Appeal No. 2023005253 (June 12, 2024).
2023004437 4 Back Pay The purpose of a back pay award is to restore to Complainant the income she would have otherwise earned but for the discrimination. See Albemarle Paper Co.; Davis v. U.S. Postal Serv., EEOC Petition No. 04900010 (Nov. 29, 1990). The Commission recognizes that precise measurement cannot always be used to remedy the wrong inflicted and that the computation of back pay awards inherently involves some speculation. Hanns v. U.S. Postal Serv., EEOC Petition No. 04960030 (Sept. 18, 1997). Nonetheless, uncertainties involved in a back pay determination should be resolved against the Agency, which has already been found to have committed the acts of discrimination. Id.; see also Kloock v. U.S. Postal Serv., EEOC Petition No. 04A40012 (June 16, 2004). While Complainant argues that the Agency improperly limited his back pay, we ultimately agree with the Agency finding that Complainant failed to establish that, absent his removal from the FST program, he would have successfully completed the FST program and become an FSO. Indeed, the Agency avers on appeal that Complainant’s admission into the FST program simply meant that he had the opportunity to qualify for a position abroad as part of the FAS Foreign Service. That did not mean, however, that he was part of the FAS Foreign Service or that his selection was guaranteed. Moreover, the Agency emphasizes that following Complainant’s removal from the FAS program, he simply moved back to his prior position as a GS-12/5, Management Analyst, with no loss of pay or benefits. As Complainant did not suffer any loss of pay or benefits, we decline to award him any additional back pay beyond the Agency’s award. Compensatory Damages Compensatory damages are awarded to compensate a complaining party for losses or suffering inflicted due to the discriminatory act or conduct. See EEOC Management Directive -110 at Chapter 11, § VII (citing Carey v. Piphus, 435 U.S. 247, 254 (1978) (purpose of damages is to “compensate persons for injuries caused by the deprivation of constitutional rights”)). A complainant who establishes his or her claim of unlawful discrimination may receive, in addition to equitable remedies, compensatory damages for past and future pecuniary losses (i.e., out of pocket expenses) and nonpecuniary losses (e.g., pain and suffering, mental anguish). 42 U.S.C. § 1981a(b)(3).
2023004437 5 Pecuniary losses are out-of-pocket expenses that are incurred because of the employer’s unlawful action, including moving expenses, medical expenses, psychiatric expenses, physical therapy expenses, and other quantifiable out-of- pocket expenses. See Enforcement Guidance: Compensatory and Punitive Damages Available Under Section 102 of the Civil Rights Act, EEOC No. 915.002 (July 14, 1992) at 14. For claims seeking pecuniary damages, objective evidence should include documentation of out-of-pocket expenses for all actual costs and an explanation of the expense, e.g., medical billings, other costs associated with the injury caused by the agency’s actions, and an explanation for the expenditure. Id. at 9. As to Complainant’s claim for $30,598.21 in past pecuniary damages for apartment and car expenses, based on his assertion that, had he been assigned overseas, he would not have incurred this loss, we find that, as in George H. Kimura v. Dep’t of Transp., EEOC Appeal No. 01996853 (Feb. 13, 2002), Complainant failed to present competent evidence establishing his entitlement to these claimed pecuniary damages. Instead, Complainant’s claim rests on speculation that he would have become an FSO and received an overseas assignment. Accordingly, we find Complainant’s claim is too speculative to warrant an award of past pecuniary damages. With respect to Complainant’s claim for $64,139.66 in future pecuniary damages for loss of earning capacity, Complainant asserts that, in pursuit of his goal of becoming an FSO, he did not take employment opportunities in the private sector as well as promotions to GS-13 positions within the federal government. We find that this claim must also be denied because Complainant failed to present expert testimony or other competent evidence demonstrating that the claimed future economic losses were reasonably certain to occur because of the Agency’s discrimination. Isabelle G. v. Dep’t of Def., EEOC Appeal No. 2024002097 (Nov. 25, 2024). As to Complainant’s request for additional nonpecuniary compensatory damages, we note that such damages are losses that are not subject to precise quantification, i.e., emotional pain, suffering, inconvenience, mental anguish, loss of enjoyment of life, injury to professional standing, injury to character and reputation, injury to credit standing, and loss of health. See Enforcement Guidance: Compensatory and Punitive Damages Available under § 102 of the Civil Rights Act of 1991, EEOC Notice No. 915.002 at 10 (July 14, 1992).
2023004437 6 There is no precise formula for determining the amount of damages for nonpecuniary losses except that the award should reflect the nature and severity of the harm, and the duration or expected duration of the harm. See Loving v. Dep’t of the Treas., EEOC Appeal No. 01955789 (Aug. 29, 1997). Nonpecuniary, compensatory damages are designed to remedy the harm caused by the discriminatory event rather than to punish the Agency for the discriminatory action. Furthermore, compensatory damages should not be motivated by passion or prejudice or be “monstrously excessive” standing alone but should be consistent with the amounts awarded in similar cases. See Ward-Jenkins v. Dep’t of the Interior, EEOC Appeal No. 01961483 (Mar. 4, 1999). Evidence from a healthcare provider or other expert is not a mandatory prerequisite for recovery of compensatory damages for emotional harm. See Lawrence v. U.S. Postal Serv., EEOC Appeal No. 01952288 (Apr. 18, 1996) (citing Carle v. Dep’t of the Navy, EEOC Appeal No. 01922369 (Jan. 5, 1993)). Objective evidence of compensatory damages can include statements from Complainant concerning her or his emotional pain or suffering, inconvenience, mental anguish, loss of enjoyment of life, injury to professional standing, injury to character or reputation, injury to credit standing, loss of health, and any other nonpecuniary losses that are incurred because of the discriminatory conduct. Id. Statements from others including family members, friends, healthcare providers, and other counselors (including clergy) could address the outward manifestations or physical consequences of emotional distress, including sleeplessness, anxiety, stress, depression, marital strain, humiliation, emotional distress, loss of self-esteem, excessive fatigue, or a nervous breakdown. Id. Complainant’s own testimony, along with the circumstances of a particular case, can suffice to sustain her burden in this regard. Id. The more inherently degrading or humiliating the defendant’s action is, the more reasonable it is to infer that a person would suffer humiliation or distress from that action. Id. The absence of supporting evidence, however, may affect the amount of damages appropriate in specific cases. Id. Complainant has the burden of proving the existence, nature, and severity of the alleged emotional harm. Man H. v. Dep’t of Homeland Sec., EEOC Appeal No. 0120161218 (May 2, 2017). Complainant must also establish a causal relationship between the alleged harm and the discrimination. Id. Absent such proof of harm and causation, a complainant is not entitled to compensatory damages, even if there were a finding of unlawful discrimination. Id.; Wilda M. v. U.S. Postal Serv., EEOC
2023004437 7 Appeal No. 0120141087 (Jan. 12, 2017) (awards for emotional harm are warranted only if complainant establishes a sufficient causal connection between the agency’s illegal actions and her injury). With respect to Complainant’s claim for $160,000.00 in nonpecuniary damages, the record reflects that by his own admission, Complainant met with the Employee Assistance Program counselor on only one occasion and did not seek any additional counseling or mental health treatment. Moreover, while statements from Complainant’s family and friends support his claim that he experienced anguish, frustration, and humiliation following removal from the program based on discriminatory reasons, we find that the Agency’s award of $17,500.00 was appropriate based on the nature, severity, and duration of the harm attributed to the Agency’s discrimination, and it is consistent with similar Commission decisions. See Ethan M. v. Dep’t of Agric., EEOC Appeal No. 0120170519 (Oct. 12, 2018) (awarding ($15,000.00 in nonpecuniary compensatory damages where complainant provided evidence from his family and friends of how he reacted to not receiving a performance award; including feelings of shame, embarrassment, withdrawing from family, friends, and activities, anxiety, sleep problems, and sadness); Complainant v. Dep’t. of Justice, EEOC Appeal No. 0120142526 (July 26, 2016) (awarding $15,000.00 in nonpecuniary damages for retaliatory harassment to Complainant who experienced humiliation in front of coworkers, anxiety attacks, sleep problems, withdrawal from family); Norte v. Dep’t of Energy, EEOC Appeal No. 01A24738 (Dec. 12, 2003) (awarding $15,000.00 in nonpecuniary damages for reprisal which left Complainant feeling humiliated, demeaned, degraded, and had overwhelming feelings of dread, foreboding, anxiety, sadness, helplessness, and hopelessness).2 CONCLUSION Based on the foregoing, we AFFIRM the Agency’s final decision as to Complainant’s entitlement to back pay, compensatory damages, and attorney’s fees. 2 We note that Complainant does not challenge the award of attorney’s fees on appeal. We exercise our discretion to review only those issues specifically raised in an appeal and will not address the award of attorney’s fees in this decision. See EEOC Management Directive for 29 C.F.R. Part 1614, (MD-110), Chap. 9, § IV.A. (Aug. 5, 2015).
2023004437 8 The Agency’s final decision regarding back pay, compensatory damages, and attorney’s fees remains in place. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M1125) The Commission may, in its discretion, reconsider this appellate decision if Complainant or the Agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Sector (OFS) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit their request for reconsideration, and any statement or brief in support of their request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, Complainant can submit their request and arguments to the Director, Office of Federal Sector, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, a complainant’s request to reconsider shall be deemed timely filed if OFS receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604.
2023004437 9 An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless Complainant files their request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(f). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0124) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by their full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests.
2023004437 10 Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: T. Gimbrere __________ Acting Director's signature T. Gimbrere, Acting Director Office of Federal Sector September 15, 2026 Date
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