2020000029•EEOC Appeal 2020000029
Testo completo
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Gaynell A.,1 Complainant, v. David Bernhardt, Secretary, Department of the Interior (Bureau of Reclamation), Agency. Appeal No. 2020000029 Agency No. DOI-BOR-18-0284 DECISION Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s July 26, 2019 final decision concerning an equal employment opportunity (EEO) complaint claiming employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. BACKGROUND During the period at issue, Complainant worked for the Agency as a Certified Officer in Lakewood, Colorado.2 On July 7, 2018, Complainant filed a formal complaint alleging that the Agency discriminated against her based on race (“not white”), national origin (multicultural), color (brown), and in reprisal for prior protected EEO activity (opposing an alleged discriminatory incident and instant complaint). 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website. 2 The record reflects that Complainant retired from Agency employment effective October 31, 2018.
2020000029 2 By letter dated October 29, 2019, the Agency accepted the formal complaint for investigation and determined that it was comprised of the following claims: 1. During a staff meeting on March 22, 2018, two of [Complainant’s] co- workers (C1 and C2) made fun of “afro hair.” 2. Because the comment made [her] uncomfortable, [she] no longer wanted to have non-professional interactions with these co-workers. However on April 6, 2018, her supervisor (S1) sent her an email chastising her for her interactions with her co-workers, and on April 12, 2018, she was further chastised in a meeting with Human Resources discussing the same issue. 3. On or around the week of June 7, 2018, [she was] excluded from a meeting with certifying officers. 4. On or around June 5, 6, and 7, 2018, there were irregularities in the certifications she received from one of [her] co-workers involved in the aforementioned staff meeting incident. 5. On or around June 5, 6 ,7, 2018, [her] supervisor (S1) did not allow [her] credit hours to complete work that was given to [her] shortly before [her] tour of duty ended for the day. After an investigation, the Agency provided Complainant with a copy of the report of investigation and notice of her right to request a hearing before an Equal Employment Opportunity Commission Administrative Judge (AJ). In accordance with Complainant’s request, the Agency issued a final decision pursuant to 29 C.F.R. § 1614.110(b). The decision found no discrimination. The Agency found Complainant failed to establish a prima facie case of harassment. Specifically, the Agency stated that Complainant did not establish that the alleged actions were based on her protected classes. The Agency further found that the alleged Agency actions were not sufficiently or pervasive to constitute a hostile work environment. Under a disparate treatment analysis, the Agency found that it articulated legitimate, nondiscriminatory reasons for its actions which Complainant failed to establish was pretext for discrimination and/or retaliation. The instant appeal followed. ANALYSIS AND FINDINGS As this is an appeal from a decision issued without a hearing, pursuant to 29 C.F.R. § 1614.110(b), the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614, at Chapter 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the
2020000029 3 Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”). Disparate Treatment A claim of disparate treatment is examined under the three-part analysis first enunciated in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). For complainant to prevail, he must first establish a prima facie case of discrimination by presenting facts that, if unexplained, reasonably give rise to an inference of discrimination, i.e., that a prohibited consideration was a factor in the adverse employment action. See McDonnell Douglas, 411 U.S. at 802; Furnco Construction Corp. v. Waters, 438 U.S. 567 (1978). The burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. See Texas Dep’t of Cmty. Affairs v. Burdine, 450 U.S. 248, 253 (1981). Once the agency has met its burden, the complainant bears the ultimate responsibility to persuade the fact finder by a preponderance of the evidence that the agency acted on the basis of a prohibited reason. See St. Mary’s Honor Center v. Hicks, 509 U.S. 502 (1993). This established order of analysis in discrimination cases, in which the first step normally consists of determining the existence of a prima facie case, need not be followed in all cases. Where the agency has articulated a legitimate, nondiscriminatory reason for the personnel action at issue, the factual inquiry can proceed directly to the third step of the McDonnell Douglas analysis, the ultimate issue of whether complainant has shown by a preponderance of the evidence that the agency’s actions were motivated by discrimination. See U.S. Postal Serv. Bd. of Governors v. Aikens, 460 U.S. 711, 713-714 (1983); Hernandez v. Dep’t of Transportation, EEOC Request No. 05900159 (June 28, 1990); Peterson v. Dep’t of Health and Human Services, EEOC Request No. 05900467 (June 8, 1990); Washington v. Dep’t of the Navy, EEOC Petition No. 03900056 (May 31, 1990). The Agency articulated legitimate reasons for its actions for claims (3) - (5) and that Complainant failed to establish that the Agency’s articulated reasons were pretext for discrimination and/or retaliation. Regarding claim (3), that Complainant was excluded from a meeting, her supervisor (S1) (Caucasian) asserts that Complainant was not excluded from a staff meeting with certifying officers. S1 states that there was a project on which she assigned one certifying officer, CO1, and one Account Technician to prepare and present the payment process to our external auditors. The assignment was based on availability to complete the project. S1 reiterates that this was not a training meeting. Report of Investigation (ROI), Exhibit (Ex.) F-2 at 4. Complainant, in her affidavit, asserts that after she reached out to S1 regarding this matter, S1 subsequently invited her to attend the meeting and that she did in fact attend the meeting. ROI, Ex. F-1 at 6.
2020000029 4 Regarding claims (4) and (5), S1, in her affidavit, asserts that she has no reason to believe that C2 purposely withheld work from Complainant in order to have an adverse impact upon Complainant’s workload. S1 asserts that there are times when C2 has to work on special projects that take precedence. ROI Ex. F-2 at 5. C2, in her affidavit, asserts that she did not withhold work from Complainant during the period in question. C2 asserts that she did not know who was certifying her work because she does not pay attention to the schedule of the Certifying Officers. ROI, Ex. F-4 at 4. Regarding the denial of credit hours, S1, in her affidavit, asserts that Complainant emailed her with concerns of her workload on June 8, 2018, indicating that she did not want to work credit hours but would do so. S1 states, in her affidavit, that because that the work did not need to be immediately completed per policy, she denied the request. S1 states that the following Monday, the other Certifying Officer was out of the office and she approved Complainant request to work credit hours.3 ROI, Ex. F-2 at 5. Upon review of the record, we find that Complainant failed to establish, by a preponderance of the evidence, that the Agency’s reasons for its actions were pretext for discrimination and/or retaliation. Hostile Work Environment To establish a claim of harassment a complainant must show that: (1) they belong to a statutorily protected class; (2) they were subjected to harassment in the form of unwelcome verbal or physical conduct involving the protected class; (3) the harassment complained of was based on their statutorily protected class; (4) the harassment affected a term or condition of employment and/or had the purpose or effect of unreasonably interfering with the work environment and/or creating an intimidating, hostile, or offensive work environment; and (5) there is a basis for imputing liability to the employer. See Henson v. City of Dundee, 682 F.2d 897 (11th Cir. 1982). Further, the incidents must have been "sufficiently severe or pervasive to alter the conditions of [complainant's] employment and create an abusive working environment." Harris v. Forklift Systems, Inc., 510 U.S. 17, 21 (1993). The harasser's conduct should be evaluated from the objective viewpoint of a reasonable person in the victim's circumstances. Enforcement Guidance on Harris v. Forklift Systems Inc., EEOC Notice No. 915.002 at 6 (Mar. 8, 1994). Complainant has not established her claim of harassment in violation of Title VII. Regarding claims (3) - (5), we find that the Complainant has not established that the Agency’s actions were based on her protected classes. As set forth above, we have already found that the Agency articulated legitimate, non-discriminatory reasons for its actions, which Complainant failed to establish was pretext for discrimination and/or retaliation. 3 The record contains an email from S1 to Complainant dated June 11, 2018. Therein, S1 stated that credit hours were approved for that day. ROI, Ex. F-21.
2020000029 5 Regarding claim (1), Complainant alleges that, during a staff meeting, one co-worker (C1) (identifies as Middle Eastern/Caucasian) said to another coworker (C2) (identifies as Caucasian) that she should get “afro hair.” Complainant alleges that C1 and C2 laughed. Complainant further asserts that she understood the comment to be directed at her because she is the only employee at the meeting with “afro hair.” Complainant asserts that her supervisor (S1) did not address the comment at the time of the meeting with C1 and C2. Complainant asserts that she did not object to the comment during the meeting but emailed her supervisor the next day and indicated that she found the comment to be inappropriate. ROI, Ex. F-1 at 3-4. S1, in her affidavit, asserts that after Complainant emailed her, she met separately with C1 and C2 and told them to maintain professionalism in the office and to be mindful of others’ race, color, national origin, age, sex and religion. ROI, Ex. F-2 at 3. C1 and C2, in their affidavits, assert that C1 did not use the word “afro.” ROI, Ex. F-3 at 3. Ex. F-4 at 3. C2, in her affidavit, asserts that C1 made a comment during a discussion about a move to new office space. C2 said C1 was discussing unplugging computers and made a reference to getting her finger stuck in a socket and her hair “puffing out.” ROI, Ex, F-4 at 3. Assuming arguendo, that C1 made the comment as set forth by Complainant, we find that while the comment may have been unprofessional and inappropriate, and certainly could be construed as making a reference to characteristics associated with Complainant’s race, this isolated comment was not sufficiently severe or pervasive to alter the conditions of Complainant’s employment and create an abusive working environment. Regarding claim (2), that S1 chastised Complainant in a meeting and an email regarding her interactions with her co-workers, S1 states that Complainant sent an email indicating that she would no longer maintain interactions with C1 or C2.4 After consulting with Human Resources, S1 asserts that she asked Complainant to allow management to take appropriate action on the incident at the staff meeting, and not to attempt to take corrective actions with respect to her peers. ROI, Ex. F-2 at 3-4. S1 asserts that she met with Complainant, a human resources specialist, and a union representative on April 16, 2018. S1 states that they discussed Complainant’s complaint and encouraged her to maintain a professional and respectful attitude towards her co-workers. ROI, Ex. F-2 at 4. In an email from S1 to Complainant dated April 24, 2018, S1 provided a summary of the April 16, 2018 meeting. Therein, S1 stated that Complainant acted appropriately by bringing her concerns about the comment by C1 to her attention. S1 further stated that it is the supervisor’s responsibility to take any steps to hold an employee accountable. Finally, S1 stated that employees should not take steps to hold each other accountable and that federal employees should treat each with civility and respect. ROI, Ex. F-15. 4 The record contains an email from Complainant to S1 dated April 5, 2018. Therein, Complainant stated that she told C1 and C2 that she does not want to have non-business conversations with them. C1 and C2 assert, in their affidavits, that a few days after the March 22, 2018 meeting, Complainant directed them not to speak to her. ROI Ex. F-3 at 3, F-4 at 3.
2020000029 6 With regard to S1’s actions in claim 2, while it is clear that Complainant was offended by what she viewed as S1 lecturing her about civility in the face of her complaint about the offensive incident by her coworkers, we again find that even considering S1’s response in conjunction with the underlying incident involving the coworkers, these actions, without more, are not sufficiently severe or pervasive to alter the conditions of Complainant’s employment in violation of Title VII. CONCLUSION Accordingly, we AFFIRM the Agency’s final decision finding no discrimination. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0620) The Commission may, in its discretion, reconsider this appellate decision if the complainant or the agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit his or her request for reconsideration, and any statement or brief in support of his or her request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, complainant can submit his or her request and arguments to the Director, Office of Federal Operations, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, complainant’s request to reconsider shall be deemed timely filed if OFO receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless complainant files his or her request via the EEOC Public Portal, in which case no proof of service is required.
2020000029 7 Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations October 14, 2020 Date
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