5:23-cv-00913•Tibbetts v. Rogers
Testo completo
IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF OKLAHOMA KENNETH H. TIBBETTS, ) ) Petitioner, ) ) v. ) Case No. CIV-23-913-J ) DAVID ROGERS, ) Warden, ) ) Respondent. ) REPORT AND RECOMMENDATION Petitioner Kenneth H. Tibbetts, proceeding pro se, seeks a writ of habeas corpus under 28 U.S.C. § 2254. Doc. 34. United States District Judge Bernard M. Jones has referred this matter to the undersigned Magistrate Judge for initial proceedings pursuant to 28 U.S.C. § 636(b)(1)(B), (C). Doc. 26. Respondent filed a response to the amended petition and included as attachments Petitioner’s state-court filings and those courts’ decisions. Doc. 36.1 Respondent also provided to the Court the plea hearing transcript, the 1 Petitioner objects to the length of Respondent’s response to his amended petition. Doc. 43, at 3. He asks the Court to strike the response because it violates LCvR7.1(e) which limits response briefs to thirty pages. Id. But this Rule, unless Respondent files a motion, does not apply to a response to the merits of a habeas corpus petition. The Court ordered Respondent to file a response in accordance with Rule 5 and Respondent complied. Doc. 35; see also Rule 5, Rules Governing Section 2254 Cases in the United States District Courts (requiring the respondent, when the court so orders, to “address the allegations in the petition” and furnish available transcripts, briefs on appeal, and “the Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 1 of 62
2 sentencing hearing transcript, the plea withdrawal hearing transcript, and portions of the original record for Beckham County District Court Case No. CF- 2015-188.2 Docs. 37-38. Petitioner filed a reply. Doc. 43. For the reasons below, the undersigned recommends the Court deny habeas corpus relief. I. Procedural background. Petitioner seeks habeas corpus relief from the Judgment and Sentence the Beckham County District Court imposed against him in Case No. CF-2015-188. Doc. 34, at 1.3 After sentencing, through retained plea counsel, Petitioner applied to withdraw his guilty plea. Doc. 36, Ex. 3. Petitioner’s plea counsel argued opinions and dispositive orders of the appellate court”). The Court denies Petitioner’s request to strike the response. 2 Citations to a court document are to its electronic case filing designation and pagination. Except for capitalization, quotations are verbatim unless otherwise indicated. 3 Petitioner pleaded guilty to robbery with a weapon after former conviction of a felony (“AFCF”) (Count 1), in violation of O KLA . STAT . tit. 21, § 801; possession of a firearm AFCF (Count 2), in violation of O KLA . STAT. tit. 21, § 1283(A); kidnapping AFCF (Counts 3 & 4), in violation of OKLA . STAT . tit. 21, § 741; attempted robbery with a dangerous weapon AFCF (Counts 5 & 6), in violation of OKLA . STAT . tit. 21, § 801; and possession of a firearm AFCF (Count 7), in violation of O KLA . STAT . tit. 21, § 1283(A). Doc. 36, Ex. 1. On March 30, 2016, the state district court sentenced Petitioner to five life sentences (Counts 1 and 3-6) and two ten-year sentences (Counts 2 and 7), with Counts 1-4 and 7 to run concurrently, Counts 5 and 6 to run concurrently, and Counts 5 and 6 to run consecutively to Count 1. Id. Ex. 2. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 2 of 62
3 Petitioner did not knowingly or voluntarily enter his plea because he “did [not] fully understand what the effect of entering a blind plea could mean for sentencing” and “the effects of his medical condition and the drugs used to treat his condition had impaired his mental capacity to comprehend what was happening at the time of the entry of [the] plea.” Id. Ex. 3, at 1. Then, through court-appointed plea withdrawal counsel,4 Petitioner filed a brief in support of his request. Id. Ex. 4. After a hearing, the state district court denied Petitioner’s request to withdraw his pleas, id. Ex. 5, at 3, and Petitioner appealed to the Oklahoma Court of Criminal Appeals (OCCA) in Case No. C- 2016-419, id. Exs. 5-6. In this direct appeal, Petitioner’s appellate counsel argued: Proposition I: Mr. Tibbetts’ guilty plea was invalid, because the court—just weeks after a notice to declare an insanity defense was filed—failed to conduct any meaningful inquiry into Petitioner’s competence. Proposition II: The record did not establish an adequate factual basis, as even the State acknowledged. The plea cannot be considered knowing, intelligent and voluntary. The trial court erred by denying Petitioner’s application to withdraw the guilty plea. Proposition III: Petitioner was not properly advised of the punishment ranges for the underlying offenses, and the plea cannot be considered knowing, intelligent and voluntary. The trial court erred by denying Petitioner’s application to withdraw the guilty plea. 4 Referred to as “conflict counsel” in OCCA decisions excerpted below. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 3 of 62
4 Proposition IV: Acceptance of Petitioner’s pleas and imposition of sentences violated Petitioner’s constitutional and statutory protections against double jeopardy and double punishment. Proposition V: Admitting documents protected by doctor-patient privilege into evidence constituted plain error. Petitioner was deprived [of] a fair sentencing hearing, and the error contributed to an excessive sentence. Proposition VI: Prosecutorial misconduct at both the sentencing hearing and the withdrawal hearing deprived Mr. Tibbetts of his right to fair proceedings. Proposition VII: Petitioner was denied the effective assistance of counsel throughout the case in violation of his rights under the 6th and 14th Amendments to the United States Constitution and Art. II, §§ 7 and 20, of the Oklahoma Constitution. Proposition VIII: Cumulative errors deprived Mr. Tibbetts of a fair proceeding and a reliable outcome. Id. Ex. 6. The OCCA denied Petitioner’s certiorari appeal. Id. Ex. 9. Petitioner then filed a pro se application for post-conviction relief and argued: Proposition I: The waiver doctrine found in 22 O.S. § 1086 does not apply to fundamental constitutional claims. Proposition II: Petitioner was denied constitutionally effective assistance of counsel due to an actual conflict of interest with his retained counsel of record. Proposition III: The district court of Beckham County was without subject-matter jurisdiction to prosecute Petitioner. Proposition IV: Petitioner was denied constitutionally effective assistance of counsel due to the deficient performance of his Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 4 of 62
5 attorney and the resulting prejudice Petitioner suffered, which was the proximate result of conflicting interests. Proposition V: Petitioner was denied constitutionally effective assistance of appellate counsel. Id. Ex. 10. The state district court denied post-conviction relief, and the OCCA affirmed in Case No. PC-2023-581. Id. Ex. 15. Before the Court is Petitioner’s amended petition for habeas corpus relief. Doc. 34.5 II. Petitioner’s claims. Petitioner raises seven grounds for relief: Ground I: The State obtained Petitioner’s plea convictions and punishments in violation of the 14th [Amendment] Due Process of Law Clause. Ground II: Petitioner’s Counts: 2 and 7; 1 and 3; and 5 and 6 plea convictions and concurrent punishments violate Petitioner’s 5th [Amendment] Double Jeopardy Clause protections. 5 Petitioner’s original Petition contained both exhausted and unexhausted claims. Doc. 1. Respondent moved to dismiss, and the undersigned recommended the Court allow Petitioner to voluntarily dismiss the unexhausted claim. Docs. 13-14 & 22. In an objection, Petitioner asked to dismiss the unexhausted portion of his original Ground V. Doc. 17, at 8. The Court granted Petitioner’s request and dismissed the unexhausted claim for relief, leaving the Petition with only exhausted claims and rendering Respondent’s motion to dismiss moot. Doc. 26. Petitioner filed an Amended Petition, and the Court ordered the State to respond. Docs. 34-35. Petitioner’s Amended Petition supersedes the original and is now the operative pleading. Cf. Davis v. TXO Prod. Corp., 929 F.2d 1515, 1517 (10th Cir. 1991) (“[A]n amended complaint ordinarily supersedes the original and renders it of no legal effect.”). Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 5 of 62
6 Ground III: Petitioner[’s] due process of law rights to a fair sentencing was deprived[,] violated[,] and denied by inadmissible prejudicial medical evidence and prosecutorial misconduct. Ground IV: Petitioner[’s] 6th [Amendment] rights to effective assistance of counsel was deprived, denied[,] and violated at the plea, entry, plea conviction and sentencing. Ground V: Petitioner’s 6th and 14th [Amendment] rights to effective assistance of counsel and due process of law on appeal of right was violated. Ground VI: The state court lacked jurisdiction to charge[,] prosecute[,] or convict Petitioner[, which was a] 14th [Amendment] due process of law violation. Ground VII: Petitioner[’s] 6th and 14th [Amendment] due process of law rights to the effective assistance of counsel at plea withdrawal and certiorari appeal was violated and denied. Doc. 34, at 5-22. III. Standard of review for habeas corpus relief and the doctrine of procedural default. “The standards set forth in the Antiterrorism and Effective Death Penalty Act of 1996 (‘AEDPA’) guide [this Court’s] review of 28 U.S.C. § 2254 applications.” Wellmon v. Colo. Dep’t of Corr., 952 F.3d 1242, 1245 (10th Cir. 2020). A petitioner is entitled to federal habeas relief only if the state court’s adjudication of the merits of the petitioner’s claim “was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States” or “resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 6 of 62
7 presented in the State court proceeding.” 28 U.S.C. § 2254(d). “It is the petitioner’s burden to make this showing and it is a burden intentionally designed to be difficult to meet.” Owens v. Trammell, 792 F.3d 1234, 1242 (10th Cir. 2015) (citing Cullen v. Pinholster, 563 U.S. 170, 181 (2011)). This standard “reflects the view that habeas corpus is a ‘guard against extreme malfunctions in the state criminal justice systems,’ not a substitute for ordinary error correction through appeal.” Harrington v. Richter, 562 U.S. 86, 102-03 (2011) (quoting Jackson v. Virginia, 443 U.S. 307, 332 n.5 (1979) (Stevens, J., concurring in judgment)). In analyzing a § 2254 claim, the Court first determines “whether the petitioner’s claim is based on clearly established federal law, focusing exclusively on Supreme Court decisions.” Hanson v. Sherrod, 797 F.3d 810, 824 (10th Cir. 2015); see also Menzies v. Powell, 52 F.4th 1178, 1195 (10th Cir. 2022) (“We first determine whether the Supreme Court has clearly established the pertinent constitutional protection.”). Clearly established federal law consists of Supreme Court holdings in cases with facts similar to those in the petitioner’s case. See House v. Hatch, 527 F.3d 1010, 1016 (10th Cir. 2008). If clearly established federal law exists, this Court then considers whether the state court decision was contrary to or an unreasonable application of that precedent. See Owens, 792 F.3d at 1242; see also Menzies, 52 F.4th at 1196 Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 7 of 62
8 (“We then ask whether the state court’s decision was contrary to, or involved an unreasonable application of, that precedent.”). “A state court’s decision is ‘contrary to’ clearly established federal law ‘if the state court arrives at a conclusion opposite to that reached by the Supreme Court on a question of law or if the state court decides a case differently than the Court has on a set of materially indistinguishable facts.’” Owens, 792 F.3d at 1242 (quoting Dodd v. Trammell, 753 F.3d 971, 982 (10th Cir. 2013)). “It is not enough that the state court decided an issue contrary to a lower federal court’s conception of how the rule should be applied; the state court decision must be ‘diametrically different’ and ‘mutually opposed’ to the Supreme Court decision itself.” Bland v. Sirmons, 459 F.3d 999, 1009 (10th Cir. 2006) (quoting Williams v. Taylor, 529 U.S. 362, 405-06 (2000)). The “‘unreasonable application’ prong requires [the petitioner to prove] that the state court ‘identified the correct governing legal principle from Supreme Court decisions but unreasonably applied that principle to the facts of the prisoner’s case.’” Owens, 792 F.3d at 1242 (alterations omitted) (quoting Bland, 459 F.3d at 1009). On this point, “the relevant inquiry is not whether the state court’s application of federal law was incorrect, but whether it was ‘objectively unreasonable.’” Id. (internal quotation marks omitted). So to qualify for habeas relief on this prong, a petitioner must show “‘there was no Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 8 of 62
9 reasonable basis’ for the state court’s determination.” Id. at 1243 (quoting Cullen, 563 U.S. at 188). “In other words, ‘so long as fairminded jurists could disagree on the correctness of the state court’s decision,’ habeas relief is unavailable.” Id. (quoting Harrington, 562 U.S. at 101). This Court’s “deference extends not only to the state court’s legal conclusions but also its factual findings.” Menzies, 52 F.4th at 1195. The Court must “accept a state-court [factual] finding unless it was based on ‘an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.’” Davis v. Ayala, 576 U.S. 257, 271 (2015) (quoting 28 U.S.C. § 2254(d)(2)); see also Menzies, 52 F.4th at 1195 (explaining that a habeas court defers to the state court’s factual findings “unless it ‘plainly misapprehend[ed] or misstate[d] the record in making [its] findings, and the misapprehension goes to a material factual issue that is central to [the] petitioner’s claim’” (alterations in original) (quoting Ryder ex rel. Ryder v. Warrior, 810 F.3d 724, 739 (10th Cir. 2016))). The Court presumes the factual determination to be correct and a petitioner can only rebut this presumption with clear and convincing evidence. See Davis, 576 U.S. at 271; see also 28 U.S.C. § 2254(e)(1). This standard of review only applies to claims that have not been procedurally defaulted in state court, as “[a] federal habeas court generally Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 9 of 62
10 may consider a state prisoner’s federal claim only if he has first presented that claim to the state court in accordance with state procedures.” Shinn v. Ramirez, 596 U.S. 366, 371 (2022). “Under the doctrine of procedural default, claims that are defaulted in state court on adequate and independent state procedural grounds will not be considered by a habeas court.” Simpson v. Carpenter, 912 F.3d 542, 570 (10th Cir. 2018) (quoting Fairchild v. Workman, 579 F.3d 1134, 1141 (10th Cir. 2009)); see also Martinez v. Ryan, 566 U.S. 1, 9 (2012) (“[A] federal court will not review the merits of claims, including constitutional claims, that a state court declined to hear because the prisoner failed to abide by a state procedural rule.”). “A state procedural default is ‘independent’ if it relies on state law, rather than federal law.” Smith v. Workman, 550 F.3d 1258, 1274 (10th Cir. 2008). “A state procedural default is ‘adequate’ if it is firmly established and regularly followed.” Id.; see, e.g., Ellis v. Hargett, 302 F.3d 1182, 1186 (10th Cir. 2002) (holding OCCA’s procedural bar of the petitioner’s claim raised for the first time in a post-conviction proceeding was “an independent and adequate state ground for denying habeas relief”). A federal court may not consider claims defaulted in state court on adequate and independent state procedural grounds “unless the prisoner can demonstrate cause for the default and actual prejudice as a result of the alleged violation of federal law, or demonstrate that failure to consider the claims will Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 10 of 62
11 result in a fundamental miscarriage of justice.” Coleman v. Thompson, 501 U.S. 722, 750 (1991). The fundamental miscarriage of justice exception to procedural default is “a markedly narrow one, implicated only in extraordinary cases where a constitutional violation has probably resulted in the conviction of one who is actually innocent.” Magar v. Parker, 490 F.3d 816, 820 (10th Cir. 2007) (quoting Phillips v. Ferguson, 182 F.3d 769, 774 (10th Cir. 1999)). So a prisoner “asserting innocence as a gateway to defaulted claims must establish that, in light of new evidence, ‘it is more likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt.’” House v. Bell, 547 U.S. 518, 536-37 (2006) (quoting Schlup v. Delo, 513 U.S. 298, 327 (1995)). And “[t]he gateway should open only when a petition presents ‘evidence of innocence so strong that a court cannot have confidence in the outcome of the trial unless the court is also satisfied that the trial was free of nonharmless constitutional error.’” McQuiggin v. Perkins, 569 U.S. 383, 401 (2013) (quoting Schlup, 513 U.S. at 316). Finally, although this Court liberally construes the petition, it will not supply Petitioner with an argument. See, e.g., United States v. Pinson, 584 F.3d 972, 975 (10th Cir. 2009) (“[B]ecause [the petitioner] appears pro se, we must construe his arguments liberally; this rule of liberal construction stops, Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 11 of 62
12 however, at the point at which we begin to serve as his advocate.” (citing Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991))). IV. Analysis. A. Ground One. 1. The OCCA did not improperly apply Supreme Court law or unreasonably determine that Petitioner was competent to enter his guilty pleas. Petitioner claims he was deprived of his due process rights because when he entered his guilty pleas he “was more likely than not incompetent.” Doc. 34, at 5. He argues evidence of his incompetence was before the judge during the plea hearing and the state district judge had an “obligatory affirmative duty under the due process clause to conduct an adequate competency inquiry and determination of [Petitioner] to enter the blind pleas knowingly[,] intelligently[,] and voluntar[ily] prior to accepting the blind pleas.” Id. at 5-6. Petitioner also argues he “did not provide” the state district court “with a sufficient basis to accept [his] blind pleas . . . as being knowing[,] intelligent[,] or voluntary.” Id. at 6. a. Clearly established federal law. “[A] federal court may set aside a state court guilty plea only for failure to satisfy due process.” Cunningham v. Diesslin, 92 F.3d 1054, 1060 (10th Cir. 1996). “To satisfy due process, a guilty plea must be knowing, intelligent, and Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 12 of 62
13 voluntary.” Payne v. Dowling, 790 F. App’x 884, 886 (10th Cir. 2019) (citing Boykin v. Alabama, 395 U.S. 238, 241-43 (1969)). “To be a knowing and intelligent plea, ‘[t]he defendant need not understand every collateral consequence of the plea, but need only understand its direct consequences.’” Id. (quoting United States v. Hurlich, 293 F.3d 1223, 1230 (10th Cir. 2002)). “To be voluntary, the decision to plead guilty must be the defendant’s decision.” Id. Petitioner asserts he did not intelligently enter his pleas because he was “more likely than not incompetent.” Doc. 34, at 5. “A competency claim by a criminal defendant may implicate both substantive and procedural due process.” Gilbert v. Mullin, 302 F.3d 1166, 1178-79 (10th Cir. 2002). “A procedural competency claim is based upon a trial court’s alleged failure to hold a competency hearing, or an adequate competency hearing, while a substantive competency claim is founded on the allegation that an individual [entered a guilty plea] while, in fact, incompetent.” McGregor v. Gibson, 248 F.3d 946, 952 (10th Cir. 2001). “In order for a habeas petitioner to prevail on a procedural competency claim, ‘the petitioner must establish that a reasonable judge should have had a bona fide doubt as to his competence at the time of [the guilty plea].’” Gilbert, 302 F.3d 1178 (quoting McGregor, 248 F.3d at 952); see also Allen v. Mullin, 368 F.3d 1220, 1238-39 (10th Cir. 2004) (“The standard Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 13 of 62
14 of competence to enter a guilty plea is identical” to the test for competency to stand trial.). Substantively, a defendant is competent to enter a guilty plea if he “has ‘sufficient present ability to consult with his lawyer with a reasonable degree of rational understanding’ and has ‘a rational as well as factual understanding of the proceedings against him.’” Godinez v. Moran, 509 U.S. 389, 396 (1993) (quoting Dusky v. United States, 362 U.S. 402 (1960) (per curiam)). b. The OCCA’s decision. The OCCA addressed the merits of Petitioner’s competency claim and held: This Court reviews the denial of a motion to withdraw guilty plea for an abuse of discretion. Cox v. State, 2006 OK CR 51, ¶ 18, 152 P.3d 244, 251, overruled on other grounds, State v. Vincent, 2016 OK CR 7, 371 P.3d 1127. On certiorari review of a guilty plea, our review is limited to two inquiries: (1) whether the guilty plea was made knowingly and voluntarily; and (2) whether the district court accepting the guilty plea had jurisdiction. Lewis v. State, 2009 OK CR 30, ¶ 4, 220 P.3d 1140, 1142 (citing Cox, 2006 OK CR 51, ¶ 4, 152 P.3d at 247). A voluntary guilty plea waives all non- jurisdictional defects. Cox, 2006 OK CR 51, ¶ 4, 152 P.3d at 247 (citing Frederick v. State, 1991 OK CR 56, ¶ 5, 811 P.2d 601, 603). We review the entire record in examining the voluntariness of the plea. Fields v. State, 1996 OK CR 35, ¶ 28, 923 P.2d 624, 630; Berget v. State, 1991 OK CR 121, ¶ 15, 824 P.2d 364, 370. The standard for determining the validity of a guilty plea is whether the plea represents a voluntary and intelligent choice among alternative courses of action open to the defendant. North Carolina v. Alford, 400 U.S. 25, 31, 91 S. Ct. 160, 27 L. Ed. 2d 162 (1970); Hopkins v. State, 1988 OK CR 257, ¶ 2, 764 P.2d 215, 216. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 14 of 62
15 When a defendant claims that his guilty plea was entered through inadvertence, ignorance, influence or with deliberation, he has the burden of showing that the plea was entered as a result of one of these reasons and that there is a defense that should be presented to the jury. Estell v. State, 1988 OK CR 287, ¶ 7, 766 P.2d 1380, 1383. I. Competency to Plead Petitioner contends the trial court failed to conduct an adequate investigation into his competency to enter a guilty plea. Three (3) weeks prior to entering his blind plea, Petitioner filed a notice of intent to declare an insanity defense on January 20, 2016. On appeal, Petitioner asserts this notice placed his “mental state” at issue and necessitated the trial court conduct a comprehensive probe into his competency prior to accepting his plea. Petitioner argues that “[w]ithout an appropriate interrogation before accepting [his] plea and waiver of constitutional rights, acceptance of the guilty plea was fundamentally defective.” Thus, Petitioner contends the trial court abused its discretion when it denied his application to withdraw. Petitioner has failed to demonstrate the trial court abused its discretion in denying his motion to withdraw his plea. Given that Petitioner had previously filed notice of his intent to pursue an insanity defense, the trial court arguably could have delved a little deeper into Petitioner’s competence at the plea hearing. However, the court’s inquiry was not, as Petitioner contends, “fundamentally defective.” Especially in light of the fact that neither plea counsel nor the prosecutor questioned Petitioner’s competency at the plea hearing. See Ocampo v. State, 1989 OK CR 38, ¶ 5, 778 P.2d 920, 922 (“In tendering a guilty plea, defense counsel, bound by the Rules of Professional Conduct, should either raise the issue of competency, if there are articulable facts which raise a question of the present condition of the defendant prior to the tender of a plea, or be restrained from utilizing the issue of competency as a tactic to obtain a delay of the proceedings.”). As defined in 22 O.S.2011, § 1175.1(1), “‘competency means the present ability of a person . . . to understand the nature of the Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 15 of 62
16 charges and proceedings brought against him or her and to effectively and rationally assist in his or her defense.” (emphasis added). A review of the record clearly reveals Petitioner was competent to enter his plea. See Ocampo, 1989 OK CR 38, ¶¶ 3-8, 778 P.2d at 921-23. The mere fact Petitioner subsequently became unhappy with the sentences he received does not render his plea invalid. Fields, 1996 OK CR 35, ¶ 53, 923 P.2d at 634. The trial court did not abuse its discretion in denying Petitioner’s motion to withdraw. Petitioner’s Proposition I is denied. Doc. 36, Ex. 9, at 4-6. c. The OCCA reasonably determined that the state district court did not deprive Petitioner of his procedural due process rights. Petitioner argues that the state district court violated his due process rights by failing to further investigate his competency because he alerted the court of his intent to mount an insanity defense at trial.6 See Doc. 34, at 5-6; see also Doc. 43, at 4-5. In other words, he asserts that evidence of his mental incompetence at the time of the charged offenses should have triggered a more 6 This notice stated: COMES NOW the Defendant, by and through his attorney, Alicia Carrington Sorelle, of Elk City, OK, and declares the intent to rely upon the defense of insanity at trial on this matter. Counsel has applied for, and is seeking, medical records for the use by an expert witness, and at trial, to determine whether the Defendant was mentally capable of knowing what he was doing at the time of the alleged crime based upon effects resulting from the use of his lawfully prescribed drugs used to treat an existing medical condition. Doc. 38, Ex. 1, at 71. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 16 of 62
17 thorough investigation into his competency at the time of the plea hearing to enter a guilty plea. Doc. 43, at 4 (“Petitioner argues in Reply[] that his defense counsel’s filing the pre-trial insanity at time of committing crimes, induced by medical treatment medications and having Petitioner[’s] mental [h]ealth examined by a[n] unqualified mental health counselor was more than sufficient to put the plea judge on notice the defendant’s mental health [was] at issue requiring a competency inquiry beyond that cursory competency inquiry [state law].” (citing King v. State, 553 P.2d 529, 535 (Okla. Crim. App. 1976))). The OCCA considered this argument and held that the district court’s lack of inquiry did not render Petitioner’s guilty pleas defective. Doc. 36, Ex. 9, at 5. This determination was not contrary to or an unreasonable application of federal law. Petitioner argues that his notice of intent to mount an insanity defense to his crimes required the district court to further inquire into his competence to enter a guilty plea. This argument fails under clearly established law. To establish that a reasonable judge should have had a “bona fide doubt” as to a defendant’s competence to enter a guilty plea, there are no fixed or immutable signs which invariably indicate the need for further inquiry to determine fitness to proceed; the question is often a difficult one in which a wide range of manifestations and subtle nuances are implicated. That they are difficult to evaluate is suggested by the varying opinions trained psychiatrists can entertain on the same facts. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 17 of 62
18 Drope v. Missouri, 420 U.S. 162, 180 (1975). Some factors that might warrant further inquiry are “evidence of . . . irrational behavior, . . . demeanor at trial, and any prior medical opinion on competence to stand trial.” Id. As well as any representations of defense counsel about a defendant’s competence. McGregor, 248 F.3d at 954. The record shows that neither Petitioner’s counsel nor the prosecutor raised competence at the plea hearing and the court conducted a thorough colloquy with Petitioner concerning his present mental state before accepting his pleas. Doc. 37, Ex. 1, at 11-13. Petitioner also coherently testified under oath and at length during his sentencing hearing about his mental state at the time he committed the crimes. Id. at 112-173. At the plea hearing, Petitioner stated that he was not under the influence of drugs, medication, or alcohol, that he had never been treated for emotional or mental health problems, that he was voluntarily entering a guilty plea, and that he believed himself to be mentally competent at that time. Id. at 11-13. These “[s]olemn declarations in open court carry a strong presumption of verity.” Blackledge v. Allison, 431 U.S. 63, 74 (1977). Despite Petitioner’s earlier notice of a potential insanity defense to his crimes, a reasonable judge under these circumstances would not have a bona fide doubt that Petitioner had the “‘sufficient present ability to consult with his lawyer Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 18 of 62
19 with a reasonable degree of rational understanding’ and ha[d] ‘a rational as well as factual understanding of the proceedings against him.’” Godinez, 509 U.S. at 396 (quoting Dusky, 362 U.S. at 402). So the Court cannot conclude that the OCCA’s decision that the district court did not violate Petitioner’s procedural due process rights at the time of his pleas was either contrary to or an unreasonable application of clearly established federal law. See, e.g., Wood v. Allbaugh, No. CIV-13-628-M, 2016 WL 8309028, at *11-12 (W.D. Okla. Dec. 22, 2016) (denying habeas relief where petitioner argued state district court “was on notice” that he had “at some point in time been treated for mental illness,” summarizing the state district court’s colloquy, and concluding that “[c]learly established federal law required nothing more”), adopted, 2017 WL 706340 (W.D. Okla. Feb. 22, 2017); see also Wright v. Arellano, 410 F. App’x 120, 124 (10th Cir. 2011) (upholding denial of habeas relief where petitioner argued his confusion about the advisement of his rights to testify “created a doubt as to his competency to stand trial, which in turn triggered the trial court’s duty to conduct a competency hearing before proceeding further”). The Court should conclude Petitioner is not entitled to habeas relief on his procedural due process claim. 28 U.S.C. § 2254(d). Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 19 of 62
20 d. The OCCA did not unreasonably apply Supreme Court law or make an unreasonable determination of the facts given the evidence presented in state court when it determined Petitioner was competent to enter a guilty plea. The OCCA reviewed the entire record and held “Petitioner was competent to enter his plea.” Doc. 36, Ex. 9, at 6. Respondent argues the OCCA reasonably applied federal law and reasonably determined the facts when it concluded Petitioner was competent to plead guilty to his crimes. Doc. 36, at 26-31. The undersigned agrees. Respondent cites the guilty plea form signed by Petitioner where he stated he understood the nature and consequences of the guilty plea proceeding, that he had been informed of the charges against him and the range of possible punishments, that he had consulted his lawyer about his potential defenses to the charges, that he understood his constitutional rights and that he was giving up certain rights, that he was not under the influence of any substance that would affect his ability to understand the proceedings, that he had not been treated for mental illness or confined to a mental hospital, and that he was satisfied with his counsel’s advice to change his plea. Doc. 38, Ex. 1, at 82-89. Respondent also cites the plea hearing transcript where the state court asked Petitioner and his counsel questions about Petitioner’s competency and understanding of the proceeding, his sentencing hearing Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 20 of 62
21 transcript where Petitioner testified at length and admitted he was responsible for his criminal actions, and his withdrawal hearing transcript where conflict counsel told the court that Petitioner did not need a competency assessment. Doc. 37, Ex. 1, at 10-13, 135, 201-202. The undersigned has reviewed the record and transcripts and agrees they amply support the OCCA’s determination that Petitioner was competent to enter his pleas. Petitioner stated in his guilty plea form that he understood the nature and consequences of the plea proceedings and had consulted his lawyer before changing his plea. Doc. 38, Ex. 1, at 82-90. The state court then examined Petitioner in open court at the plea hearing about whether he understood what he was doing and whether he was doing it freely and intelligently after consulting his counsel. Doc. 38, Ex. 1, at 10-13. The Court affords a strong presumption of reliability to Petitioner’s statements made in open court at the plea hearing. See, e.g., Blackledge, 431 U.S. at 73-74. The OCCA did not unreasonably apply Supreme Court law in determining Petitioner’s competency and the record supports the OCCA’s finding that Petitioner was competent to enter his guilty pleas. See Godinez, 509 U.S. at 396, Boykin, 395 U.S. at 241-43. So Petitioner is not entitled to habeas corpus relief on his substantive due process claim. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 21 of 62
22 e. Petitioner’s factual basis claim is not cognizable on habeas corpus review and the OCCA procedurally barred it. In his motion to withdraw his guilty plea, Petitioner claimed his “plea was not entered knowingly or voluntarily.” Doc. 36, Ex. 3. Then, in his certiorari appeal, Petitioner argued that his guilty pleas lacked a sufficient factual basis. Id. Ex. 6, at 22-28. As part of the same proposition, Petitioner briefly argued that his plea was not entered knowingly, intelligently, voluntarily, in violation of his due process rights. Id. at 22 (citing Boykin, 395 U.S. 242-43). Both arguments were raised separately from his competency argument. Id. at 15-22. The OCCA held that Petitioner had waived his factual- basis claim under Rule 4.2(B) of the Rules of the Oklahoma Court of Criminal Appeals by failing to raise it in his application to withdraw his plea. Doc. 36, Ex. 9, at 6-7. Petitioner’s intent to raise a factual-basis claim in his amended habeas corpus petition is unclear. See Doc. 34, at 6. But, as much as he does try to claim that the lack of a factual basis for his guilty pleas rendered them unknowing and involuntary, that claim is not cognizable on habeas corpus review. See, e.g., Perkis v. Sirmons, 201 F. App’x 648, 651 (10th Cir. 2006) (“[U]nless a defendant claims factual innocence while pleading guilty, there is no federal constitutional requirement for the district court to ascertain a Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 22 of 62
23 factual basis for the plea.”); Berget v. Gibson, 1999 WL 586986, at *4-6 (10th Cir. 1999) (“Controlling federal case law teaches that the requirement of a factual basis for a guilty plea is not rooted in the federal Constitution; therefore, it is not redressable under 28 U.S.C. § 2254. . . . Only when the defendant claims his factual innocence while pleading guilty, a situation not present here, have state courts been constitutionally required to establish a factual basis for a plea.” (collecting cases)). And, even if it were cognizable, the OCCA’s procedural bar of the claim precludes this Court’s review. The OCCA held that Petitioner had waived his factual basis claim under Rule 4.2(B), which precludes certiorari review of a claim that has not been raised in the plea withdrawal proceedings. Doc. 36, Ex. 9, at 6-7; see also Rule 4.2(B), Rules of the Oklahoma Court of Criminal Appeals, Tit. 22, Ch.18, App. Under Oklahoma law any claim not first raised in the withdrawal proceedings is waived. Walker v. State, 953 P.2d 354, 355 (Okla. Crim. App. 1998) (“We do not reach the merits of the first proposition, for [petitioner] waived the issue by failing to raise it in his motion to withdraw guilty plea.”). This Court “will not consider issues on habeas review ‘that have been defaulted in state court on an independent and adequate state procedural ground, unless the petitioner can demonstrate cause and prejudice or a fundamental miscarriage of justice.’” Smallwood v. Gibson, 191 F.3d 1257, Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 23 of 62
24 1268 (10th Cir. 1999) (quoting English v. Cody, 146 F.3d 1257, 1259 (10th Cir. 1998)). A procedural bar is an affirmative defense, so Respondent bears the burden of asserting it and, if Petitioner argues the state procedural bar is inadequate, Respondent also bears the burden of proving its adequacy. Hooks v. Ward, 184 F.3d 1206, 1216-17 (10th Cir. 1999). Petitioner does not address the OCCA’s procedural bar of his factual basis claim in his reply or assert the waiver rule is not independent or adequate. Doc. 43, at 4-6. The undersigned concludes this Court is procedurally barred from hearing this claim. “It is well established that the OCCA’s waiver rule is based on Oklahoma state law and is ‘considered independent for purposes of federal habeas review.’” Elam v. Dowling, No. CIV-19-223-R, 2019 WL 10852802, at *3 (W.D. Okla. July 22, 2019) (quoting Cole v. Trammell, 755 F.3d 1142, 1159 (10th Cir. 2014)), adopted, 2020 WL 4015625 (W.D. Okla. July 16, 2020). “Whether a state procedural bar is ‘adequate’ to bar federal habeas review ‘is a matter of federal law.’” Milsap v. Whitten, No. CIV-21-610-R, 2022 WL 873514, at *8 (W.D. Okla. Feb. 16, 2022), adopted, 2022 WL 868524 (W.D. Okla. Mar. 22, 2022) (quoting Johnson v. Lee, 578 U.S. 605, 608 (2016)). “[T]he appropriate question is whether the state court’s ‘application of the particular procedural default rule [at issue] to all similar claims has been evenhanded in the vast majority of cases.’” Id. (alteration in original) (quoting Thacker v. Workman, Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 24 of 62
25 678 F.3d 820, 835 (10th Cir. 2012)). That the OCCA may have “overlooked the procedural bar as an occasional act of grace is insufficient to conclude that the procedural bar is inadequate.” Cannon v. Gibson, 259 F.3d 1253, 1268 (10th Cir. 2001) (internal quotation omitted). The undersigned finds no reason to conclude the OCCA’s procedural rule is inadequate. See Elam, 2019 WL 10852802, at *3 (“The weight of this authority and Tenth Circuit precedent convinces this Court that the OCCA applies [Rule 4.2(B)] evenhandedly and that the OCCA’s procedural rule is both independent and adequate to preclude federal review.” (internal citation omitted)); see also Lewallen v. Martin, 755 F. App’x 735, 744-45 (10th Cir. 2018) (denying certificate appealability and upholding district court’s finding that OCCA’s Rule 4.2(B) bar was not “inadequate”). Petitioner’s default of his factual basis claim on independent and adequate state grounds bars this Court’s review unless he can show cause and prejudice or a fundamental miscarriage of justice. Petitioner does not assert cause or resulting prejudice to overcome the procedural bar. See, e.g., Simpson v. Carpenter, 912 F.3d 542, 571 (10th Cir. 2018) (holding that a petitioner “must establish both cause and prejudice to overcome the state procedural bar.”). And he does not invoke the miscarriage-of-justice exception by alleging he is factually innocent. See Magar, 490 F.3d at 820 (holding that the exception Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 25 of 62
26 is a “markedly narrow” one that is “implicated only in ‘extraordinary case[s] where a constitutional violation has probably resulted in the conviction of one who is actually innocent.’” (quoting Phillips, 182 F.3d at 774)). So Petitioner presents no basis to overcome the procedural bar to habeas review of his factual basis claim. 2. Conclusion. The Court should deny habeas corpus relief on Ground One. Petitioner is not entitled to habeas relief on his competency claim and his factual basis claim is barred from review. B. Grounds Two and Three: Petitioner’s claims are procedurally barred, and Petitioner has not shown cause and prejudice or a fundamental miscarriage of justice sufficient to overcome that bar. In Ground Two, Petitioner claims his “plea convictions and confinement on Counts 2 and 7; Counts 1 and 3 and Counts 5 and 6, violate the Double Jeopardy Clause.” Doc. 34, at 10. In Ground Three, Petitioner claims the state deprived him of his due process right to a fair sentencing proceeding because of the admission of “prejudicial medical evidence and prosecutorial misconduct.” Id. at 11-12. The OCCA found Petitioner had waived review of these claims under Rule 4.2(B). Doc. 36, Ex. 9, at 8-10. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 26 of 62
27 1. The OCCA’s decision. a. Dismissal of the Double Jeopardy claim presented in Ground Two. The OCCA held: Petition[er] claims a number of his convictions violate the Double Jeopardy Clause of the United States and Oklahoma Constitutions and Oklahoma’s statutory prohibition against double punishment found at 21 O.S.2011, § 11(A). Petitioner’s claim is procedurally defective as he failed to raise this issue in his application to withdraw his guilty plea or his brief in support of the withdrawal application. Nor was it raised at any point during the hearing on his motion to withdraw. Thus, we do not reach the merits of Petitioner’s claim as he has waived appellate review of this issue. Rule 4.2(B), Rules of the Oklahoma Court of Criminal Appeals, Ch. 18, App. (2016) (“No matter may be raised in the petition for a writ of certiorari unless the same has been raised in the application to withdraw the plea.”). Doc. 36, Ex. 9, at 8-9. The court also included a footnote: Petitioner specifically challenges his (1) Counts 2 and 7 convictions for Possession of a Firearm After a Former Felony Conviction; (2) Count 1—Robbery with a Dangerous Weapon and Count 3—Kidnapping convictions; and (3) Counts 5 and 6 convictions for Attempted Robbery with a Dangerous Weapon. Id. at 8. b. Dismissal of the claims presented in Ground Three. As to Petitioner’s excessive sentence claim, the OCCA held: Petitioner argues that he received an excessive sentence because of improprieties at the sentencing hearing. Specifically, Petitioner argues the State was erroneously permitted to admit “privileged” medical records at the sentencing hearing. Petitioner Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 27 of 62
28 argues, “The impact of divulging these privileged communications cannot be understated, and it eradicated any possibility of leniency from the sentencing court.” This Court will review a properly raised excessive sentence claim presented in a certiorari appeal. Whitaker v. State, 2015 OK CR 1, ¶ 9, 341 P.3d 87, 90. However, excessive sentence claims must be raised before the district court at the hearing on the motion to withdraw plea and a sufficient record must be made which allows for meaningful appellate review. Id., 2015 OK CR 1, ¶¶ 10-11, 341 P.3d at 90. Petitioner failed to raise below any of the underlying issues of this claim in his application to withdraw, brief in support of his withdrawal application, or at any point during the hearing on his motion. Thus, Petitioner’s Proposition V claim is waived. Rule 4.2(B), Rules of the Oklahoma Court of Criminal Appeals, Ch. 18, App. (2016). Id. at 9. As to Petitioner’s prosecutorial misconduct claim, the OCCA held: Petitioner argues improper conduct by the prosecutor deprived him of his right to a fair proceeding and due process of law. Petitioner specifically contends the prosecutor (1) improperly utilized Petitioner’s medical records at the sentencing hearing . . . . As to the first contention, Petitioner did not raise this claim in his application to withdraw, brief in support of his withdrawal application, or at any point during the hearing on his motion. Thus, this portion of his claim is waived. See Rule 4.2(B), Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch. 18, App. (2016) (“No matter may be raised in a petition for a writ of certiorari unless the same has been raised in the application to withdraw the plea, which must accompany the records filed with this Court.”). Id. at 9-10. 2. Grounds Two and Three are procedurally defaulted. This Court “will not consider issues on habeas review ‘that have been defaulted in state court on an independent and adequate state procedural Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 28 of 62
29 ground, unless the petitioner can demonstrate cause and prejudice or a fundamental miscarriage of justice.’” Smallwood, 191 F.3d at 1268 (quoting English, 146 F.3d at 1259). The undersigned concludes Petitioner’s procedural default of these claims in state court precludes federal habeas review. The OCCA declined to review the claims raised in Grounds Two and Three under Rule 4.2(B), which bars certiorari review of a claim that has not been raised at any point in the plea withdrawal proceedings before the district court. See Doc. 36, Ex. 9, at 8-10 (claim not raised “in his application to withdraw his guilty plea or his brief in support of the withdrawal application[] [n]or was it raised at any point during the hearing on his motion to withdraw”); see also Jimenez v. State, 561 P.3d 1124, 1127 & n.3 (Okla. Crim. App. 2024) (observing that the district court had appointed conflict counsel and had considered two supplemental motions filed by conflict counsel as well as the “timely application to withdraw” filed by plea counsel during the withdrawal proceedings). As explained above this rule is well established as an independent ground for dismissal. See Elam, 2019 WL 10852802, at *3. Petitioner argues in his reply to the response to his Double Jeopardy ground that under the Supreme Court’s recent decision in Glossip v. Oklahoma, 604 U.S. 226 (2025), the OCCA’s application of this bar “is inadequate and not independent.” Doc. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 29 of 62
30 43, at 6.7 He cites the Court’s language concerning its jurisdiction to review a federal claim on its merits because “the OCCA ‘made application of the procedural bar depend on an antecedent ruling on federal law, that is, on the determination of whether federal constitutional error ha[d] been committed.’” Glossip, 604 U.S. at 244 (quoting Ake v. Oklahoma, 470 U.S. 68, 75 (1985)). The Court concluded that, because the OCCA had made a “federal holding,” Oklahoma’s Post-Conviction Procedures Act posed “no impediment” to the Court’s review. Id. at 243. That is not the case here. The OCCA made no “antecedent ruling on federal law” before barring review of Petitioner’s claims under its own rules. See Doc. 36, Ex. 9, at 8-10. So the undersigned finds no reason to conclude the OCCA’s bar was not independent or adequate to bar habeas corpus review. See, e.g., Elam, 2019 WL 10852802, at *3 (“The weight of this authority and Tenth Circuit precedent convinces this Court that the OCCA applies the rule evenhandedly and that the OCCA’s procedural rule is both independent and adequate to preclude federal review.” (citing Banks, 692 F.3d at 1145)). This Court is therefore barred from reviewing Petitioner’s claims unless he can show cause and prejudice or a fundamental miscarriage of justice. 7 Petitioner does not reply to the response of a procedural bar to his Ground Three. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 30 of 62
31 Cause requires a showing that “that some objective factor external to the defense impeded counsel’s efforts to comply with the State’s procedural rule.” Murray v. Carrier, 477 U.S. 478, 488 (1986). For the first time in his reply, Petitioner asserts ineffective assistance of counsel as cause for his procedural default of his Double Jeopardy claim. See Doc. 43, at 6 (“[P]lea counsel, ineffective assistance cause and prejudice overcome the default of the double jeopardy claim in State trial court”). But the OCCA also procedurally barred Petitioner’s ineffective assistance of counsel claim made in his certiorari appeal. See Doc. 36, Ex. 9, at 11-12. So Petitioner cannot use it as cause for defaulting his Double Jeopardy claim. See Edwards v. Carpenter, 529 U.S. 446, 453 (2000) (holding that an ineffective assistance claim “asserted as cause for the procedural default of another claim” must not “itself” be procedurally defaulted). Without a showing of cause, the Court need not consider whether Petitioner suffered prejudice. Simpson, 912 F.3d at 571; Steele v. Young, 11 F.3d 1518, 1522 n.7 (10th Cir. 1993). Petitioner does not invoke the miscarriage of justice exception by alleging he is innocent of the crimes. See Magar, 490 F.3d at 820. In fact, he admits throughout his amended petition that he committed the crimes. So Petitioner presents no basis to overcome the procedural bar to habeas review Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 31 of 62
32 of his claims in Grounds Two and Three. The Court should deny habeas corpus relief. C. Ground Four: Petitioner’s ineffective assistance of plea counsel claim is barred from habeas corpus review. In Ground four Petitioner complains of ineffective assistance of plea counsel. Doc. 34, as 13. He asserts plea counsel was deficient for mishandling his insanity defense and allowing him to plead guilty when he was “more likely than not incompetent,” failing to challenge “the lack of a factual basis for [his] blind plea to Counts 3, 5 and 6,” failing to properly advise him of the sentencing ranges, failing to object to “double jeopardy punishments,” failing to object to the admission of inadmissible prejudicial medical record evidence and prosecutor statements, and failing “to invoke [the] sequestration rule.” Id. at 14. Petitioner raised this ineffectiveness claim on certiorari review. Doc. 36, Ex. 6, at 49-55. The OCCA procedurally barred the claim under Rule 4.2(B). Respondent argues the Court should decline to review this ineffectiveness claim based on the OCCA’s application of this independent and adequate procedural rule. Doc. 36, at 61-67. The undersigned agrees. 1. The OCCA’s decision. The OCCA held: Petitioner alleges that both his plea counsel and conflict counsel were ineffective. As to plea counsel’s performance, Petitioner complains that counsel was ineffective for failing to: Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 32 of 62
33 (1) investigate and confirm Petitioner’s competency prior to his plea—Proposition I; (2) challenge the factual basis of Petitioner’s plea— Proposition II; (3) ensure Petitioner was properly advised of the sentencing ranges—Proposition III; (4) ensure Petitioner was not doubly punished for a single criminal transaction—Proposition IV; (5) object to privileged material being introduced at the sentencing hearing—Proposition V; (6) object to the prosecutor’s improper statements at the sentencing hearing—Proposition VI; and (7) invoke the rule of sequestration at the sentencing hearing. Petitioner did not raise any of these ineffectiveness claims in his application to withdraw, brief in support of his withdrawal application, or at any point during the hearing on his motion. This, despite the fact conflict counsel was appointed to represent Petitioner nearly a month prior to the hearing on his motion to withdraw. Nor does Petitioner contend on appeal that conflict counsel was ineffective for failing to raise these issues below. These claims are therefore waived. See Rule 4.2(B), Rules of the Oklahoma Court of Criminal Appeals, Title 22, Ch.18, App. (2016) (“No matter may be raised in a petition for a writ of certiorari unless the same has been raised in the application to withdraw the plea, which must accompany the records filed with this Court.”). Doc. 36, Ex. 9, at 10-11 (footnote omitted). 2. The OCCA’s bar is independent and adequate, and Petitioner has not shown cause and prejudice or a fundamental miscarriage of justice. The Court has already addressed and rejected Petitioner’s challenge to the adequacy and independence of the OCCA’s procedural bar under Rule 4.2. See Elam, 2019 WL 10852802, at *3; Lewallen, 755 F. App’x at 744-45. Moving Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 33 of 62
34 on to cause, Petitioner asserts his court-appointed withdrawal counsel did not raise plea counsel’s ineffectiveness because “there existed no procedural mechanism” for conflict counsel to raise any new claims not included in Petitioner’s original plea withdrawal motion, which had been filed by plea counsel. Doc. 43, at 7. But, as the OCCA explained, conflict counsel could have raised the issue in the brief in support of the withdrawal application or at any point during the hearing on the motion. Doc. 36, Ex. 9, at 12. Indeed, that is the whole point of appointing conflict counsel. And, here, conflict counsel had nearly a month to raise any additional issues. Id. Petitioner cites no authority to show that, contrary to the OCCA’s interpretation of its own rules, withdrawal counsel could not raise plea counsel’s alleged ineffectiveness after the state court appointed him to represent Petitioner in the withdrawal proceedings. See, e.g., Jimenez, 561 P.3d at 1127 & n.3. So he fails to establish cause for his procedural default of this claim. See, e.g., Demarest v. Price, 130 F.3d 922, 941 (10th Cir. 1997) (“Cause may be established by showing that ‘the factual or legal basis for a claim was not reasonably available to counsel’ or that there was ‘some interference by officials that made compliance impracticable.’” (quoting Murray, 477 U.S. at 488)). Having failed to establish cause, the Court need not consider the prejudice prong. Simpson, 912 F.3d at 571; Steele, 11 F.3d at 1522 Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 34 of 62
35 n.7. And Petitioner does not invoke the miscarriage of justice exception by alleging he is innocent of the crimes. See Magar, 490 F.3d at 820. So Petitioner presents no basis to overcome the procedural bar to habeas review of his ineffective assistance of plea counsel claim in Ground Four. The Court should deny habeas corpus relief. D. Ground Five: The OCCA reasonably determined Petitioner’s plea withdrawal counsel was not ineffective. In Ground Five, Petitioner claims his court-appointed plea withdrawal counsel provided ineffective assistance by “foregoing an independent investigation of the available appellate grounds of error,” “fail[ing] to conduct independent research of the relevant law in relation to appellate errors,” and “fail[ing] to amend the inadequate plea withdrawal motion” filed by Petitioner’s plea counsel. Doc. 34, at 16.8 Petitioner raised an ineffective assistance of withdrawal counsel claim in his certiorari appeal. Doc. 36, Ex. 6, at 55-56. The OCCA addressed the merits of the claim and denied it. Doc. 36, Ex. 9, at 12-13. 8 Petitioner also asserts his withdrawal counsel inadequately and/or inar[t]fully argued the grounds raised in his certiorari appeal to the OCCA. Doc. 34, at 16. This is incorrect as Petitioner was appointed different appellate counsel for his direct certiorari appeal. See Doc. 36, Ex. 6. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 35 of 62
36 1. Clearly established federal law. Under clearly established law, Petitioner must show his attorney’s performance was deficient and prejudicial. See Strickland v. Washington, 466 U.S. 668, 691-92 (1984). A court will only consider an attorney’s performance “deficient” if it falls “outside the wide range of professionally competent assistance,” and such review “must be highly deferential.” Id. at 689-90. “[P]rejudice” involves “a reasonable probability that, but for counsel’s unprofessional errors, the result of the proceeding would have been different.” Id. at 694. This “requires a ‘substantial,’ not just ‘conceivable,’ likelihood of a different result.” Pinholster, 563 U.S. at 189 (quoting Harrington, 562 U.S. at 112). The OCCA’s determination of Petitioner’s ineffective assistance of counsel claim is entitled to “doubly deferential judicial review that applies to a Strickland claim evaluated under the § 2254(d)(1) standard.” Knowles v. Mirzayance, 556 U.S. 111, 123 (2009). “Surmounting Strickland’s high bar is never an easy task.” Harrington, 562 U.S. at 105 (internal quotation marks and citation omitted). “The pivotal question is whether the state court’s application of the Strickland standard was unreasonable. This is different from asking whether defense counsel’s performance fell below Strickland’s standard.” Id. at 101; see also id. at 105 (“Federal habeas courts must guard Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 36 of 62
37 against the danger of equating unreasonableness under Strickland with unreasonableness under § 2254(d). When § 2254(d) applies, the question is not whether counsel’s actions were reasonable. The question is whether there is any reasonable argument that counsel satisfied Strickland's deferential standard.”). 2. The OCCA’s decision. The OCCA held: As to conflict counsel, Petitioner complains only that counsel’s written brief filed in support of Petitioner’s application to withdraw and counsel’s performance at the withdrawal hearing were deficient. This is the first opportunity in which this claim could be raised so it is properly before the Court. A criminal defendant is entitled to effective assistance of counsel at a hearing on a motion to withdraw. Carey v. State, 1995 OK CR 55, ¶ 5, 902 P.2d 1116, 1117; Randall v. State, 1993 OK CR 47, ¶ 7, 861 P.2d 314, 316. To prevail on an ineffective assistance of counsel claim, an appellant must show both that counsel’s performance was deficient and that the deficient performance prejudiced his defense. Strickland v. Washington, 466 U.S. 668, 104 S. Ct. 2052, 2064, 80 L. Ed. 2d 674 (1984). See also Harrington v. Richter, 562 U.S. 86, 104-05, 131 S. Ct. 770, 787-88, 178 L. Ed. 2d 624 (2011) (summarizing Strickland two-part test). As discussed in Proposition I, the record sufficiently demonstrates Petitioner was competent at the time he entered his plea. Thus, Petitioner fails to show prejudice even if counsel was deficient in the manner in which he handled this issue at the withdrawal hearing. Petitioner’s failure to show prejudice is fatal to his claim. Hill v. Lockhart, 474 U.S. 52, 59, 106 S. Ct. 366, 88 L. Ed. 2d 203 (1985). Proposition VII is denied. Doc. 36, Ex. 9, at 12-13. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 37 of 62
38 3. The OCCA did not unreasonably apply Strickland. Because the OCCA properly applied Strickland to deny Petitioner’s ineffective assistance of withdrawal counsel claim on the merits,9 this Court reviews the OCCA’s decision under § 2254(d)(1) to determine whether its application of the Strickland standard was unreasonable. Harrington, 562 U.S. at 101. On certiorari appeal, Petitioner argued counsel “merely summarized [Petitioner’s medical condition (including three Wikipedia articles) and added no substance to the effort to withdraw the plea” after being appointed to take over as withdrawal counsel. Doc. 36, Ex. 6 at 55-56. Petitioner further argued, “Most importantly, despite being prompted by the court several times at the withdrawal hearing, [counsel] did not request a contemporaneous competency determination.” Id. at 56. In denying Petitioner’s claim, the OCCA, relying on its previous holding that “the record sufficiently demonstrates Petitioner was competent at the time he entered his plea,” concluded Petitioner had failed to satisfy 9 “[W]hen determining whether a state court’s decision was ‘contrary to’ clearly established law, we simply determine whether the state court correctly identified Strickland as the controlling legal authority and applied that framework.” Sumpter v. Kansas, 61 F.4th 729, 743 (10th Cir. 2023). The OCCA did so here, so Petitioner has not shown that the OCCA’s decision was contrary to clearly established federal law. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 38 of 62
39 Strickland’s prejudice requirement. Id. Ex. 9, at 11-13. This Court’s inquiry is not whether counsel’s performance did indeed prejudice Petitioner, but whether the OCCA unreasonably applied the Strickland standard in making this determination. Harrington, 562 U.S. at 105. Given the thorough colloquy about Petitioner’s competence to enter a guilty plea and the lack of any evidence of incompetence at the time of the plea hearing, see Doc. 37, Ex. 1, at 8-13, Petitioner cannot show that the OCCA unreasonably applied Strickland in determining a lack of prejudice resulting from withdrawal counsel’s representation. Petitioner is not entitled to habeas corpus relief on his ineffective assistance of withdrawal counsel claim. So the undersigned recommends the Court deny relief on this ground. E. Ground Six: Petitioner is not entitled to habeas corpus relief on his Indian country jurisdiction claim. Petitioner argues that “Beckham County Oklahoma and its Elk City town, is located in ‘Indian Country’ and the Petitioner is an Indian and enrolled member of the federally recognized Osage Indian Tribe,” bringing his charged crimes within the ambit of the Major Crimes Act (MCA). Doc. 34, at 18. He argues the state district court therefore lacked jurisdiction to prosecute him. See, e.g., McGirt v. Oklahoma, 591 U.S. 894, 932 (2020) (“[T]he MCA applies to Oklahoma according to its usual terms: Only the federal government, not the Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 39 of 62
40 State, may prosecute Indians for major crimes committed in Indian country.”); see also 18 U.S.C. § 1153 (“Any Indian who commits against the person or property of another Indian or other person any of the following offenses, namely, murder, manslaughter, kidnapping, maiming, a felony under chapter 109A, incest, a felony assault under section 113, an assault against an individual who has not attained the age of 16 years, felony child abuse or neglect, arson, burglary, robbery, and a felony under section 661 of this title within the Indian country,10 shall be subject to the same law and penalties as all other persons committing any of the above offenses, within the exclusive jurisdiction of the United States.”).11 Petitioner claims the OCCA’s decision denying this claim on post-conviction appeal was “based on clearly erroneous factual findings” because he committed his crimes “in the Cheyenne-Arapaho, 10 The MCA defines “Indian Country” as “(a) all land within the limits of any Indian reservation under the jurisdiction of the United States Government, notwithstanding the issuance of any patent, and, including rights-of-way running through the reservation, (b) all dependent Indian communities within the borders of the United States whether within the original or subsequently acquired territory thereof, and whether within or without the limits of a state, and (c) all Indian allotments, the Indian titles to which have not been extinguished, including rights-of-way running through the same.” 18 U.S.C. § 1151. 11 As Respondent points out, not all of Petitioner’s crimes fall within the MCA. See Doc. 36, at 73 n.8 (noting Petitioner was convicted of possessing a firearm after former conviction of a felony which is not an enumerated crime under the MCA). Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 40 of 62
41 [I]ndian country” “allotments” that remained after the reservation had been disestablished. Doc. 34, at 18; Doc. 43, at 8-9; see also 28 U.S.C. § 2254(d) (A petitioner is entitled to federal habeas relief if the state court’s adjudication of the merits of the petitioner’s claim “resulted in a decision that was based on an unreasonable determination of the facts in light of the evidence presented in the State court proceeding.”). In response, Respondent argues there is no clearly established Supreme Court law that confers exclusive prosecutorial authority under the MCA to the federal government or that holds a state prosecution in violation of the MCA is redressable on habeas review. Doc. 36, at 85-112. Citing Oklahoma v. Castro- Huerta, 597 U.S. 629 (2022), Respondent argues the Supreme Court left open whether the State had concurrent jurisdiction with the federal government under the MCA to prosecute Indians who commit a major crime in Indian country. Id. at 88. In Castro-Huerta, the Court stated that its “precedents establish that Indian country is part of a State’s territory and that, unless preempted, States have jurisdiction over crimes committed in Indian country.” 597 U.S. at 638. The Court then considered “whether the State’s authority to prosecute crimes committed by non-Indians against Indians in Indian country has been preempted.” Id. (citing U.S. Const. Art. VI.). In particular, the Court examined Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 41 of 62
42 the reach of the General Crimes Act and, noting that the Act does not say, “that federal jurisdiction is exclusive in Indian country,” held that “both the Federal Government and the State have concurrent jurisdiction [under the Act] to prosecute crimes committed [by non-Indians] in Indian country.” Id. at 639; see also id. at 647 (“After independently examining the question, we have concluded that the General Crimes Act does not preempt state jurisdiction over crimes committed by non-Indians against Indians in Indian country.”).12 Respondent admits, however, that Petitioner is an “Indian.” See, e.g., Doc. 36, at 87; see also id. Ex. 10, at 3513 & Ex. 11, at 4; Hudson v. Harpe, 2024 WL 262695, at *1 (10th Cir. Jan. 24, 2024) (Because [the petitioner] is a member of the Muscogee (Creek) Nation — and therefore, an Indian — Castro- Huerta does not apply to this case.”). And the plain language of the MCA 12 Mr. Castro-Huerta asserted that, like the MCA which “grants the Federal Government exclusive jurisdiction to prosecute certain major crimes committed by Indians in Indian country,” the General Crimes Act also granted the federal government exclusive jurisdiction over non-Indian crime in Indian country. Castro-Huerta, 597 U.S. at 641. The Court rejected the argument by stating that “[u]like the General Crimes Act, the Major Crimes Act says that defendants in Indian country “shall be subject to the same law” as defendants in federal enclaves.” Id. at 641-42 (citing 18 U.S.C. § 1153). “So even assuming that the text of the Major Crimes Act provides for exclusive federal jurisdiction over major crimes committed by Indians in Indian country . . . that conclusion does not translate to the differently worded General Crimes Act.” Id. at 642. 13 Petitioner attached to his post-conviction application an “Osage Nation Membership Card” the Nation issued to him in 2009. Doc. 36, Ex. 10, at 35. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 42 of 62
43 “confers exclusive federal criminal jurisdiction over “[a]ny Indian who commits against the person or property of another Indian or other person” any of the offenses enumerated in the statute. 18 U.S.C. § 1153(a).” United States v. Hatley, 2025 WL 2553109, at *7 (10th Cir. Sept. 5, 2025) (emphasis deleted); see also McGirt, 591 U.S. at 933 (“[T]he MCA applies only to certain crimes committed in Indian country by Indian defendants.”). So the pertinent question Petitioner asks this Court to consider is whether Oklahoma lacked jurisdiction to try him—an Indian—because he committed his major crimes within Indian Country—in particular, within the confines of a Cheyenne-Arapaho allotment. Doc. 43, at 8-9; see also Doc. 36, Ex. 14, at 12 (Petitioner argued that the state district court’s decision denying him post-conviction relief was contrary to the holdings of McGirt because “Reservations and Indian Allotments, the Indian titles to which have not been extinguished, qualify as Indian Country”). “In this circuit, ‘[t]he issue of whether the state court properly exercised jurisdiction’ over an Indian who committed major crimes in Indian country is ‘an important federal constitutional question’ and the ‘[a]bsence of jurisdiction in the convicting court is . . . a basis for federal habeas corpus relief cognizable under the due process clause.’” July v. Tinsley, 2025 WL 2700111, at *11 (N.D. Okla. Sept. 19, 2025) (quoting Yellowbear v. Wyo. Atty. Gen., 525 F.3d 921, 924 (10th Cir. 2008)). So the Court should reject Respondent’s argument given that Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 43 of 62
44 it asks the Court to restrict its review based on a lack of clearly established federal law. See id. at *11 n.8. Respondent also argues the Court should either apply a procedural bar to Petitioner’s jurisdictional claim or deny the claim on its merits. Doc. 36, at 112-194. The undersigned agrees Petitioner is not entitled to habeas corpus relief on this claim. 1. The OCCA’s decision. Petitioner raised his Indian country jurisdiction claim in his application for post-conviction relief. Doc. 36, Ex. 10. After the state district court denied relief, id. Ex. 12, Petitioner appealed to the OCCA, id. Ex. 13-14, and that court affirmed, id. Ex. 15. The OCCA held: Before the trial court, Petitioner asserted that the trial court lacked jurisdiction to convict and punish him. See McGirt v. Oklahoma, 140 S.Ct. 2452 (2020). Citing State ex rel. Matloff v. Wallace, 2021 OK CR 21, 497 P.3d 686, cert. denied, 142 S.Ct. 757 (2022), Judge Weedon denied Petitioner’s second proposition holding that Petitioner’s reliance on McGirt v. Oklahoma was without merit. In Matloff, this Court determined that the United States Supreme Court decision in McGirt, because it is a new procedural rule, is not retroactive and does not void final state convictions. See Matloff, 2021 OK CR 21, ¶¶ 27-28, 40, 487 P.3d at 691-92, 694. The convictions in this matter were final before the July 9, 2020, decision in McGirt, and the United States Supreme Court’s holding in McGirt does not apply. We decline Petitioner’s invitation to revisit our holding in Matloff. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 44 of 62
45 Id. Ex. 15, at 5-6. The OCCA affirmed the state district court’s opinion denying post- conviction relief. Id. Ex. 15, at 6. In that opinion, the state district court made the following factual findings: Petitioner alleges that the District Court of Beckham County, State of Oklahoma, did not have jurisdiction to prosecute him pursuant to McGirt v. Oklahoma, 140 S. Ct. 2452 (2020). It is undisputed that the location of the crime is within the historical boundaries of the Cheyenne and Arapaho Reservation. Petitioner asserts that the reservation still exists, and the State of Oklahoma cannot prosecute him for a crime committed in Indian Country. In Murphy v. Royal, 875 F.3d 896, 904 (10th Cir. 2017), aff’d sub nom. Sharp v. Murphy, 140 S. Ct. 2412 (2020), the Tenth Circuit explained: All land within the borders of an Indian reservation – regardless of whether the tribe, individual Indians, or non-Indians hold title to a given tract of land – is Indian country unless Congress has disestablished the reservation or diminished its borders. The United States Supreme Court recently addressed the application of the Major Crimes Act to crimes committed within the Creek Nation in McGirt v. Oklahoma, 140 S. Ct. 2452 (2020). Justice Gorsuch succinctly stated the analysis for determining disestablishment of a reservation: To determine whether a tribe continues to hold a reservation, there is only one place we may look: the Acts of Congress. McGirt at 2462. It is not within the Court’s role to disestablish a reservation. . . . Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 45 of 62
46 The Cheyenne and Arapaho Tribes’ agreement was codified in The Act of March 3, 1891. Under this treaty, Cheyenne and Arapaho tribal members could each choose 160 acres for an individual allotment. The Cheyenne and Arapaho Tribes were paid $1,500,000.00 as consideration for the unallotted land. (The actual payment of these funds was problematic, but that issue is not before the Court.) The Act of March 3, 1891, stated that, subject to the allotment of land to the individual members of the tribe: Cheyenne and Arapaho tribes of Indians agree to cede, convey, transfer, relinquish and surrender forever and absolutely, without any reservation whatever express or implied, all claim, title, and interest, of every kind and character, in and to the lands embraced in the following described tract of country in the Indian Territory, to-wit: The Act goes on to describe an area of land that appears to include the location of the subject offense. The funds were to be paid to the Cheyenne and Arapaho Tribes in consideration for “. . .the cessation of territory and relinquishment of title, claim, and interest in and to lands as aforesaid . . .”. The Tenth Circuit has interpreted this language as evincing a “manifest purpose to dissolve tribal government and assimilate the Indian allottees in the community”. Ellis v. Page, 351 F.2d 250, 252 (10th Cir. 1965). In a hunting rights case in the Tenth Circuit, the Cheyenne and Arapaho Tribes did not contest the district court’s finding that the reservation was disestablished. Cheyenne-Arapaho Tribes of Oklahoma v. State of Oklahoma, 618 F.2d 665, 667 (10th Cir. 1980). The language in the treaty with the Cheyenne and Arapaho Tribes is very different from the language in the Creek Nation’s Treaty [considered in McGirt]. The plain language of the Act appears to divest the Cheyenne and Arapaho Tribes of all rights to the surplus land. The language “cede . . . relinquish and surrender forever and absolutely” along with the receipt of consideration for Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 46 of 62
47 “cessation of territory” rises to the level of an act of cession. The Cheyenne and Arapaho Tribe sold their surplus unallotted lands to the Federal Government without reserving any interest and thereby disestablished the reservation. The Court notes that the Cheyenne and Arapaho Tribes made their agreement only four years after the Dawes Act, and ten years before the Creek Nation finally signed a treaty. Pursuant to the analysis set out in McGirt, the Court finds that the Cheyenne and Arapaho Treaty, which was ratified by Congress through the Act of March 3, 1891, disestablished the Cheyenne and Arapaho Tribes’ Reservation. Indian Country includes Indian reservations, dependent Indian Communities, and Indian allotments to which the Indian titles have not been extinguished. 18 U.S.C. § 1151; State v. Klindt, 1989 OK CR 75, 782 P.2d 401, 403. There is no evidence that the crime occurred on Trust Land, land owned by the Tribe, or an existing Indian allotment. The Oklahoma Court of Criminal Appeals considered the Kiowa allotment and cession agreement and found it disestablished the Kiowa Comanche Apache Reservation. Martinez v. State, 2021 OK CR 40, ¶ 18, 24. In an unpublished opinion, the Court of Criminal Appeals found the Cheyenne and Arapaho agreement contained “almost identical language” as the Kiowa agreement, and found the historic Cheyenne and Arapaho Reservation was disestablished by Congress. State v. Whitebuffalo, F-2021-429 at page 8. Further, the Oklahoma Court of Criminal Appeals has ruled that McGirt does not apply retroactively to convictions already final when that ruling was announced. Matloff v. Wallace, 2021 OK CR 21, ¶ 40. Petitioner’s convictions were final for [sic] at the time McGirt was decided, and relief is further barred by the ruling in Matloff. Proposition III is denied. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 47 of 62
48 Id. Ex. 12, at 5-8. (emphasis added). 2. The Court should bypass the potential procedural bar of Petitioner’s Indian country jurisdiction claim and deny him habeas corpus relief. Petitioner’s convictions were final in 2017 when the OCCA affirmed them, and Petitioner did not seek further review. See Doc. 36, Ex. 9 (summary opinion denying certiorari). When the Supreme Court decided McGirt in 2020, it recognized that many state prisoners who “try to challenge their state convictions [under its decision] may face significant procedural obstacles, thanks to well-known state and federal limitations on postconviction review in criminal proceedings.” 591 U.S. at 933 & n.15 (citing Oklahoma’s procedural rule that claims not raised previously on direct appeal are waived). Although relying on a different procedural ground than the one the Supreme Court referenced, the OCCA did later decide to bar the application of what it described as McGirt’s “new procedural rule[] to convictions that were final when the [McGirt] rule was announced.” See State ex rel. Matloff v. Wallace, 497 P.3d 686, 688-89 (Okla. Crim. App. 2021) (“In state post-conviction proceedings, this Court has previously applied its own non-retroactivity doctrine—often drawing on, but independent from, the Supreme Court’s non- retroactivity doctrine in federal habeas corpus—to bar the application of new Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 48 of 62
49 procedural rules to convictions that were final when the rule was announced.”).14 In deciding Petitioner’s post-conviction appeal, the OCCA referenced its holding in Matloff when it affirmed the state district court’s denial of Petitioner’s Indian country jurisdiction claim. See Doc. 36, Ex. 15, at 5-6. It is unclear whether the OCCA’s reference to Matloff amounts to the application of a procedural bar. See id. Ex. 15, at 7 (affirming the district court’s finding that “Petitioner’s reliance on McGirt v. Oklahoma was without merit”). Respondent argues it might be a procedural bar, and so this Court should find it to be an adequate and independent bar to habeas corpus review. Doc. 36, at 112-115. Petitioner does not reply to this argument. Doc. 43, at 8-9. Alternatively, Respondent argues the OCCA made a merits determination “that does not run afoul of § 2254(d).” Id. (citing Fitzer v. Hamilton, No. CIV- 18-283-RAW-GLJ (E.D. Okla. Jan. 2, 2025), attached to Response as Ex. 21). The undersigned addresses both alternatives. 14 The OCCA concluded that “McGirt announced a rule of criminal procedure, using prior case law, treaties, Acts of Congress, and the Major Crimes Act to recognize a long dormant (or many thought, non-existent) federal jurisdiction over major crimes committed by or against Indians in the Muscogee (Creek) Reservation.” Matloff, 497 P.3d at 691. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 49 of 62
50 a. Procedural bar. As stated previously, this Court will not review the merits of a claim, including a constitutional claim, “that a state court has declined to hear because the prisoner failed to abide by a state procedural rule.” Martinez, 506 U.S. at 9. If that rule relies on state law rather than federal law and the state court regularly follows it, then this Court cannot consider the claim unless a petitioner shows cause for the default and actual prejudice as a result, or that this Court’s failure to consider the claim will result in a fundamental miscarriage of justice. Coleman, 501 U.S. at 750. Respondent argues the OCCA’s application of its post-conviction non- retroactivity rule in Matloff is independent of federal law and adequate because it is firmly established and the OCCA has applied it to more than 350 cases. Doc. 36, at 119-43. At least two district courts in this Circuit have partially agreed with Respondent. In July, the court found the non-retroactivity rule was adequate because the OCCA had applied it many times. 2025 WL 2700111, at *13 (“Respondent shows that the OCCA has applied the [non-retroactivity] rule in more than 350 cases since [Matloff v.] Wallace was decided. . . . On this record, the Court finds that the [non-retroactivity] rule is adequate because it is ‘firmly established and regularly followed.’” (quoting Beard v. Kindler, 558 U.S. 53, 60 (2009)). The Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 50 of 62
51 July court also found it to be independent because, although the OCCA had discussed the federal law of retroactivity in reaching its decision, it had “also clearly expressed that its ultimate decision on that issue rest[ed] on independent state law grounds.” Id. (citing Matloff, 497 P.3d at 688-89, 694). And, “[u]nder Supreme Court precedent, that clear expression is sufficient to establish that the [non-retroactivity] rule is ‘independent’ of federal law.” Id.; see also Michigan v. Long, 463 U.S. 1032, 1041 (1983) (“If a state court chooses merely to rely on federal precedents as it would on the precedents of all other jurisdictions, then it need only make clear by a plain statement in its judgment or opinion that the federal cases are being used only for the purpose of guidance, and do not themselves compel the result that the court has reached.”). Based on these findings, and the petitioner’s failure to show cause and prejudice or a fundamental miscarriage of justice, the Court barred habeas corpus relief on the petitioner’s Indian country jurisdiction claim. 2025 WL 2700111, at *13-14. The court did, however, issue a certificate of appealability “on the issue of whether the rule announced by the [OCCA] in [Matloff] is an independent and adequate state procedural rule that bars relief as to [the petitioner’s] claim that he was denied due process when the State of Oklahoma exercised criminal jurisdiction to prosecute him for crimes he committed in Indian country.” Id. at 14. The court did so because it concluded that Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 51 of 62
52 “reasonable jurists could debate whether [the] claim [] state[d] a substantial constitutional claim and could debate the Court’s determination that relief on that claim [was] barred by an adequate and independent state procedural rule.” Id. In Fitzer, the court was less clear that the OCCA’s application of the non- retroactivity rule to the petitioner’s case was a procedural bar. No. CIV-18-283- RAW-GJL, slip op. at 17. It did agree, however, that the rule was independent because the OCCA, “[a]fter examining its own precedent and having sought guidance from federal case law, . . . decided in [Matloff] that ‘for purposes of [its] state law retroactivity analysis, McGirt’s holding’ was not ‘substantive.’” Id. at 16 (quoting Matloff, 497 P.3d at 691). The court also agreed it was adequate but then denied habeas corpus relief after determining the petitioner’s Indian country jurisdiction claim lacked merit because the OCCA’s decision to apply non-retroactivity was “neither contrary to, or an unreasonable application of, any clearly established Supreme Court law, nor was it based on an unreasonable determination of the facts.” Id. at 17-18. Having considered these cases, the undersigned recommends the Court use its discretion to bypass the procedural bar issue because the claim is readily resolved on its merits. See, e.g., Smith v. Duckworth, 824 F.3d 1233, 1242 (10th Cir. 2016) (“[W]here ‘the claim may be disposed of in a Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 52 of 62
53 straightforward fashion on substantive grounds,’ this court retains discretion to bypass the procedural bar and reject the claim on the merits.”) (quoting Revilla v. Gibson, 283 F.3d 1203, 1210-11 (10th Cir. 2002)); see also Wilson v. Bridges, 2024 WL 589106, at *5-6 (N.D. Okla. Feb. 13, 2024) (bypassing the respondent’s request to apply the non-retroactivity procedural bar to the petitioner’s Indian country jurisdiction claim and denying the claim “because the factual record that [the petitioner] did develop in state court shows that he is not Indian for purposes of federal law . . . [and] he ha[d] not shown that he [was] in state custody in violation of federal law, as required to obtain relief under § 2254(a)”), aff’d, 2024 WL 4132399 (10th Cir. Sept. 10, 2024).15 15 In Wilson, the petitioner argued the OCCA’s application of the non- retroactivity bar to his Indian country jurisdiction claim on post-conviction review was “unconstitutional.” See Wilson, 2024 WL 4132399, at *2. The Tenth Circuit affirmed the district court’s denial of this claim holding the two bases for denial were not debatable. Id. at *3. “First, because this claim ‘focuses only on the State’s post-conviction remedy and not the judgment which provides the basis for his incarceration, it states no cognizable federal habeas claim.’” Id. (quoting Sellers v. Ward, 135 F.3d 1333, 1339 (10th Cir. 1998)). And “[s]econd, the district court concluded that the OCCA’s application of [Matloff] . . . became irrelevant when this Court exercised its discretion to bypass any procedural bars that might preclude habeas relief and to instead reject Wilson’s habeas claim on the merits.” Id. (internal quotation marks omitted). Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 53 of 62
54 b. The state court’s denial of Petitioner’s Indian country jurisdiction claim was not based on an unreasonable determination of the facts. Petitioner does not make clear in his Amended Petition what facts the state court unreasonably determined in denying his Indian country jurisdiction claim. See 28 U.S.C. § 2254(d)(2); Doc. 34, at 18. He does, however, point to his brief in support of his application for postconviction relief, in which he argued that “Elk City and the land area in Beckham County relevant to this case[] is centrally located within the established boundaries of the Cheyenne- Arapaho reservation.” Doc. 34, Ex. 10, at 14. In support of this assertion, Petitioner referenced a 2010 map of Oklahoma tribal jurisdictions. Id. at 36. In his reply to the habeas corpus response, Petitioner clarifies that he committed his crimes within a Cheyenne-Arapaho allotment which remained after the reservation was disestablished. Doc. 43, at 8-9. This Court’s “[r]eview of a state court’s factual findings under § 2254(d)(2) is . . . narrow.” Smith, 824 F.3d at 1241.16 This Court presumes 16 The OCCA stated in its order affirming the denial of post-conviction relief that the state district court found the tribal jurisdiction claim “was without merit.” See Doc. 36, Ex. 15, at 5. Because the state district court gave multiple reasons for finding the claim lacked merit, this Court may “look through” the OCCA’s decision to consider the state district court’s rationale and assume the OCCA “adopted the same reasoning.” Wilson v. Sellers, 584 U.S. 122, 125 (2018). Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 54 of 62
55 those findings are correct unless Petitioner rebuts those findings by “‘clear and convincing evidence.’” Id. (quoting 28 U.S.C. § 2254(e)(1)). “All land within the borders of an Indian reservation—regardless of whether the tribe, individual Indians, or non-Indians hold title to a given tract of land—is Indian country unless Congress has disestablished the reservation or diminished its borders.” Murphy, 875 F.3d at 904. The state district court’s findings—which the OCCA affirmed on appeal—were based on the factual determinations that Congress had disestablished the Cheyenne-Arapaho Reservation and that “there [was] no evidence that the crime occurred . . . [on] an existing Indian allotment.” Doc. 36, Ex. 7-8. Petitioner does not dispute the disestablishment of the Cheyenne- Arapaho Reservation. See, e.g., Ellis v. Page, 351 F.2d 250, 251 (10th Cir. 1965) (agreeing with the state that when the petitioner committed murder in Custer County, Oklahoma, “the Cheyenne and Arapaho reservation had been disestablished and was non-existent”). And he does not offer here, nor did he offer in state court, any evidence or factual support for his assertion that he committed his crimes on an existing Cheyenne-Arapaho allotment the Indian title[] to which ha[d] not been extinguished.” 18 U.S.C. § 1151; see also 28 U.S.C. § 2254(e)(1). Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 55 of 62
56 Because Petitioner offers no evidence to show the state courts’ adjudication of his Indian country jurisdiction claim was based on an unreasonable factual determination, he has not carried his burden under § 2254(e)(1).17 So the Court should deny habeas corpus relief on this claim.18 F. Ground Seven: The OCCA reasonably determined that Petitioner’s appellate counsel was not ineffective. In his final ground for relief, Petitioner’s claims his appellate counsel who represented him on certiorari appeal provided ineffective assistance by 17 Petitioner also argues that the OCCA’s decision is based on an unreasonable application of McGirt because of several factual differences between Petitioner’s case and the facts underlying McGirt. Doc. 43, at 8-9. Petitioner is a member of a different tribe than the defendant in McGirt, each with its own treaty with the United States, and the crimes occurred on different tribal lands. Id. But, as noted, the state district court recognized Petitioner’s claim as treaty-based and factually denied it. And, as stated above, Petitioner has not rebutted these factual findings with clear and convincing evidence. 18 Petitioner asks this Court to review the OCCA’s factual determinations de novo because “it is the federal not state courts who [are] responsible for interpreting the Cheyenne-Arap[a]ho treaties.” Doc. 43, at 9. But, even under a de novo review, the undersigned would reach the same conclusion that Petitioner has not rebutted the state court’s factual findings by clear and convincing evidence to show that his crime occurred within the boundaries of “Indian country” for purposes of jurisdiction under the MCA. See, e.g., Sumpter, 61 F.4th at 750 (“We begin by noting that ‘[e]ven when reviewing a habeas claim de novo rather than under § 2254(d), state-court factfinding still receives the benefit of doubt under § 2254(e)(1): that is, ‘[a]ny state-court findings of fact that bear upon the claim are entitled to a presumption of correctness rebuttable only by clear and convincing evidence.’” (quoting Fontenot v. Crow, 4 F.4th 982, 1061 (10th Cir. 2021))). Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 56 of 62
57 “fail[ing] to investigate and raise the clearly meritorious grounds of error on appeal and in lieu thereof, [instead] rais[ing] the procedurally barred grounds of error.” Doc. 34, at 20-21. He asserts his appellate counsel should have brought a claim that his original plea counsel provided ineffective assistance because of a conflict of interest, should have raised an Indian country jurisdiction claim, and should have better argued “the standard for plain error on his defaulted claims.” Id. at 20; Doc. 43, at 10-11. 1. Clearly established federal law. To prevail on an ineffective assistance of appellate counsel claim, Petitioner must satisfy Strickland’s deficient performance and prejudice requirements. Malicoat v. Mullin, 426 F.3d 1241, 1249 (10th Cir. 2005) (citing Strickland, 466 U.S. at 687). “[T]he Supreme Court has recognized that ‘appellate counsel who filed a merits brief need not (and should not) raise every nonfrivolous claim, but rather may select from among them in order to maximize the likelihood of success on appeal.’” Id. (quoting Smith v. Robbins, 528 U.S. 259, 288 (2000)). “Nevertheless, in certain circumstances, appellate counsel’s omission of an issue may constitute ineffective assistance under Strickland.” Id. So, “[i]n analyzing such claims, the court must consider the merits of the omitted issue.” Id. “A sufficiently meritorious omitted claim certainly can, by itself (or in Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 57 of 62
58 relation to other issues that counsel did pursue), establish constitutionally deficient performance by appellate counsel.” Cargle v. Mullin, 317 F.3d 1196, 1205 (10th Cir. 2003). But “if the issue is meritless, its omission will not constitute deficient performance.” Id. at 1202. “The omitted issue’s merits determine both deficient performance and prejudice.” Wood v. Carpenter, 907 F.3d 1279, 1304 (10th Cir. 2018). As with all ineffective assistance claims, the OCCA’s determination is entitled to “doubly deferential judicial review that applies to a Strickland claim evaluated under the § 2254(d)(1) standard.” Knowles, 556 U.S. at 123. 2. The OCCA’s decision. The OCCA held: We find no merit in the claim that Petitioner was denied effective assistance of appellate counsel as alleged in his post- conviction application. The Post-Conviction Procedure Act is not a substitute for a direct appeal, nor is it intended as a means of providing a petitioner with a second direct appeal. Fowler v. State, 1995 OK CR 29, ¶ 2, 896 P.2d 566, 569; Maines v. State, 1979 OK CR 71, ¶ 4, 597 P.2d 774, 775-76. In his brief, Petitioner alleges Judge Weedon erred in denying his claim that he was denied effective assistance of appellate counsel. Petitioner makes several different claims within the context of his argument that his appellate counsel was ineffective. He argues his appellate counsel inadequately argued otherwise winning claims and that his appellate counsel overlooked meritorious claims. There is nothing in this case that indicates appellate counsel was ineffective in the claims actually raised in his direct appeal or that had appellate counsel argued any of these omitted issues on appeal it would have changed the Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 58 of 62
59 result of his appeal. Petitioner’s arguments are speculation and second-guessing of his attorney’s strategies. A review of the record makes it clear these claims are unsupported. Petitioner does not establish any deficient performance by appellate counsel in these claims. After examining Petitioner’s claims of ineffective assistance of counsel, pursuant to the Logan and Strickland standards stated above, Petitioner has failed to establish that appellate counsel’s performance was deficient or objectively unreasonable and Petitioner has failed to establish any resulting prejudice. As a result, Petitioner’s ineffective assistance of appellate counsel claims are without merit. Doc. 36, Ex. 15, at 4-5. 3. The OCCA reasonably determined that appellate counsel did not provide ineffective assistance. Relevant to Petitioner’s habeas claim, the OCCA’s determination was based on its assessment that appellate counsel did not omit meritorious claims, and this determination was not contrary to or an unreasonable application of Strickland. Evaluating appellate counsel’s performance under Strickland requires consideration of the merits of the omitted issue, which “determines both deficient performance and prejudice.” Wood, 907 F.3d at 1304. Consistent with this standard, the OCCA considered whether, “had appellate counsel argued any of these omitted issues on appeal[,] it would have changed the result of his appeal.” Doc. 36, Ex. 15, at 4. In his amended habeas corpus petition, Petitioner argues his plea counsel had a conflict of interest because she was “direct friends” on Facebook Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 59 of 62
60 with some of the victims’ family members and with the state judge who presided over the guilty plea hearing. Doc. 34, at 20. The OCCA affirmed the state district court’s opinion where it found no merit in Petitioner’s claim that his plea counsel provided ineffective assistance because of a conflict of interest: Petitioner . . . alleges that Alicia Sorelle “shared a personal and vicarious relationship” with the victims, the grandchildren of the victims, and Judge Haught. Petitioner relies solely on evidence that Alicia Sorelle is Facebook friends with Dana Southall, Jenna Dodson, and Judge Haught for his allegation of conflict of interest. Petitioner has not established that Dana Southall and Jenna Dodson are related to any victim in this case. Even taking the evidence in the light most favorable to Petitioner, the existence of a Facebook relationship with a granddaughter of a victim does not establish a conflict of interest for an attorney. Petitioner has also failed to establish any conflict of interest due to a purported relationship with Judge Haught. The claim of ineffective assistance of counsel due to a conflict of interest is denied. Doc. 36, Ex. 12, at 3-4. “[U]ntil a defendant shows that his counsel actively represented conflicting interests, he has not established the constitutional predicate for his claim of ineffective assistance.” Cuyler v. Sullivan, 446 U.S. 335, 350 (1980). The mere “possibility of [a] conflict is insufficient to impugn a criminal conviction.” Id. As the state court found, Petitioner’s allegations of a conflict amount to no more than a mere “possibility” of conflict. Because this could not establish Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 60 of 62
61 the constitutional predicate for his ineffective assistance of plea counsel claim, appellate counsel cannot be considered ineffective for failing to raise it. See, e.g., Cargle, 317 F.3d at 1202 (stating that “if the issue is meritless, its omission will not constitute deficient performance”). Likewise, the undersigned has determined Petitioner’s Indian country jurisdiction claim lacks merit. So Petitioner cannot satisfy the Strickland standard to warrant habeas corpus relief. See, e.g., Neill v. Gibson, 278 F.3d 1044, 1057 (10th Cir. 2001) (“[T]he relevant questions are whether appellate counsel was ‘objectively unreasonable’ in failing to raise these . . . claims on direct appeal and, if so, whether there is a ‘reasonable probability that, but for his counsel’s unreasonable failure’ to raise these claims, [the petitioner] ‘would have prevailed on his appeal.’”) (quoting Smith, 528 U.S. at 285). Finally, Petitioner’s claim that his appellate counsel submitted a deficient brief on appeal does not satisfy the Strickland standard. Appellate counsel “‘need not (and should not) raise every nonfrivolous claim, but rather may select from among them in order to maximize the likelihood of success on appeal.’” Malicoat, 426 F.3d at 1249 (quoting Smith 528 U.S. at 288). Petitioner fails to establish a reasonable possibility that, but for appellate counsel’s failure to raise additional issues, he would have prevailed on appeal. Neill, 278 F.3d at 1057. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 61 of 62
62 The OCCA’s application of Strickland to deny Petitioner’s ineffective assistance of appellate counsel claim was not unreasonable. The Court should deny habeas corpus relief on Petitioner’s last ground. V. Recommendation and notice of right to object. For the reasons set forth above, the undersigned recommends the Court deny habeas corpus relief. The undersigned advises Plaintiff of his right to file an objection to this Report and Recommendation with the Clerk of this Court on or before December 1, 2025, in accordance with 28 U.S.C. § 636(b)(1) and Fed. R. Civ. P. 72(b)(2). The undersigned further advises Plaintiff that failure to make a timely objection to this Report and Recommendation waives the right to appellate review of both factual and legal questions contained herein. See Moore v. United States, 950 F.2d 656, 659 (10th Cir. 1991). This Report and Recommendation disposes of all issues referred to the undersigned Magistrate Judge in this matter. ENTERED this 12th day of November, 2025. Case 5:23-cv-00913-J Document 46 Filed 11/12/25 Page 62 of 62
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