State ex rel. Counsel for Dis. v. Miller

316 Neb. 899Neb

Testo completo

- 899 -
Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
State of Nebraska ex rel. Counsel for Discipline
of the Nebraska Supreme Court, relator,
v. Amy A. Miller, respondent.
___ N.W.3d ___
Filed June 21, 2024. 	No. S-23-520.
1. Disciplinary Proceedings: Appeal and Error. Because attorney disci-
pline cases are original proceedings before the Nebraska Supreme Court,
the court reviews a referee’s recommendations de novo on the record,
reaching a conclusion independent of the referee’s findings.
2. Disciplinary Proceedings. Violation of a disciplinary rule concerning
the practice of law is a ground for discipline.
3. ____. The basic issues in a disciplinary proceeding against an attorney
are whether discipline should be imposed and, if so, the appropriate
discipline under the circumstances.
4. ____. To determine whether and to what extent discipline should be
imposed in an attorney discipline proceeding, the Nebraska Supreme
Court considers the following factors: (1) the nature of the offense, (2)
the need for deterring others, (3) the maintenance of the reputation of
the bar as a whole, (4) the protection of the public, (5) the attitude of the
respondent generally, and (6) the respondent’s present or future fitness
to continue in the practice of law.
5. ____. The purpose of a disciplinary proceeding against an attorney is not
so much to punish the attorney as it is to determine whether it is in the
public interest that an attorney be permitted to practice, which question
includes considerations of the protection of the public.
6. ____. With respect to the imposition of attorney discipline, each attor-
ney discipline case must be evaluated in light of its particular facts
and circumstances.
7. ____. For purposes of determining the proper discipline of an attor-
ney, the Nebraska Supreme Court considers the attorney’s actions both
underlying the events of the case and throughout the proceeding, as well
as any aggravating or mitigating factors.
Nebraska Supreme Court Online Library
www.nebraska.gov/apps-courts-epub/
10/14/2026 08:34 AM CDT
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
8. ____. The propriety of a sanction in an attorney discipline case must
be considered with reference to the sanctions imposed in prior simi-
lar cases.
Original action. Judgment of suspension.
Heavican, C.J., Miller-Lerman, Cassel, Stacy, Funke,
Papik, and Freudenberg, JJ.
Per Curiam.
INTRODUCTION
This is an attorney discipline case in which the only ques-
tion before this court is the appropriate discipline. The Counsel
for Discipline of the Nebraska Supreme Court, the relator,
brought formal charges against Amy A. Miller, the respond-
ent, in which it alleged that Miller abused the attorney-client
privilege as it pertains to protected communications between a
lawyer and an inmate at a state prison. Miller unconditionally
admitted all factual allegations and legal assertions contained
in the formal charges. She also admitted that she violated her
oath of office as an attorney, as set forth in Neb. Rev. Stat.
§ 7-104 (Reissue 2022), and that she violated Neb. Ct. R. of
Prof. Cond. § 3-508.4(a), (c), and (d) (rev. 2016). We granted
the relator’s motion for judgment on the pleadings as to the
facts. A court-appointed referee considering only the issue of
appropriate discipline recommended that Miller be suspended
from the practice of law for 30 days, followed by 18 months’
probation. Miller takes exception to the recommended sanction
as being excessive. We order that Miller be suspended from
the practice of law for 90 days, followed by 9 months’ proba-
tion, effective immediately.
STATEMENT OF FACTS
Miller was admitted to the practice of law in Nebraska on
September 24, 1996. At all times relevant to these proceed-
ings, Miller was engaged in the practice of law in Lincoln,
Nebraska. Miller was employed as an attorney with the
American Civil Liberties Union (ACLU) of Nebraska until
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
November 8, 2019, when she submitted her resignation. In
February 2020, Miller joined Disability Rights Nebraska as a
staff attorney, where she currently practices.
On July 11, 2023, Miller was formally charged with viola-
tions of the Nebraska Rules of Professional Conduct and her
oath of office as an attorney. On September 7, Miller filed an
answer and unconditional admission in which she uncondi-
tionally admitted each and every factual allegation contained
in the formal charges, and further admitted to each and every
legal assertion made in the formal charges. Miller admitted
that she violated her oath of office as an attorney and that
she violated § 3-508.4(a), (c), and (d) (misconduct) of the
Nebraska Rules of Professional Conduct.
The relator filed a motion for judgment on the pleadings.
Miller filed a response, asking the court to appoint a referee
for the purpose of receiving evidence as to the appropriate dis-
cipline to impose.
On November 22, 2023, the court granted the relator’s
motion for judgment on the pleadings as to the facts. The court
appointed a referee “to take evidence and report,” limited to
the issue of appropriate discipline.
After an evidentiary hearing, the referee reported his find-
ings of fact and recommendations for the appropriate sanction.
Briefly, the following is a summary of the conduct from which
the formal charges arise and to which the parties stipulated, as
set forth in the “Report of Referee”:
At all relevant times, ACLU of Nebraska represented
several inmates in the Nebraska State Penitentiary in a
class action lawsuit styled Sabata v. Nebraska Department
of Correctional Services, Case No. 4:17-CV-03107, in the
U.S. District Court for the District of Nebraska.
In the spring of 2018, Miller interviewed an inmate
at the Nebraska State Penitentiary in Lincoln, Nebraska,
who was a putative member of the class action. The
inmate’s initials, based on his legal name at the time, was
D.L. Because D.L. was thought to be a good candidate
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
to join the class action lawsuit as a named representa-
tive, Miller interviewed him to determine if he would be
willing to do so.
In the fall of 2018, Miller began a romantic relation-
ship with D.L. They communicated by mail and telephone
while D.L. was incarcerated, under the guise of attorney-
client communications, in order to further the personal
romantic relationship.
Contrary to the rules and regulations of the Nebraska
Department of Correctional Services (NDCS), Miller sent
to, and received from D.L., personal correspondence in
envelopes marked as “legal mail” or “attorney mail.”
Miller engaged in such written communications with
D.L. until November 4, 2019, when prison officials inter-
cepted Miller’s personal correspondence in the middle of
a packet marked “attorney” or “legal” mail.
Contrary to the rules and regulations of NDCS, Miller
received personal telephone calls from D.L. which were
designated as attorney/client communications and thus
not to be intercepted, listened to, or recorded by prison
officials.
On November 11, 2019, and after prison officials
intercepted her personal correspondence to D.L. in the
middle of a packet marked “attorney” or “legal” mail,
[Miller] self-reported her misconduct to the Counsel for
Discipline . . . . She admitted her improper communi-
cations with inmate D.L. over a period of a full year,
both by phone and letters under the guise of attorney-
client communications. She took full responsibility for
her behavior.
During the hearing, Miller testified that other than a
handshake, she had no physical contact whatsoever with
D.L. The evidence shows their romantic relationship was
limited to letters and phone calls. The relator offered no
evidence to the contrary.
. . . .
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
It is accurate that after her self-report to the Counsel
for Discipline on November 11, 2019, [Miller] continued
to receive phone calls from D.L. He used his PIN num-
ber as well as the PIN numbers of other inmates to place
calls to Miller. Eventually, after corrections officials had
blocked all calls to Miller’s number, D.L. started placing
calls to her using a telephone number purportedly belong-
ing to his grandfather.
When [Miller] resigned her position from the ACLU,
there is no evidence that she continued to send letters
to D.L. inside privileged attorney envelopes, or that
she initiated phone calls with him. After her resignation
from the ACLU, [Miller] believed the calls she received
from D.L. were no longer attorney calls, and, as such,
were subject to prison monitoring and recording. She
was unaware that even after her ACLU resignation, the
prison system continued to treat D.L.’s calls to her as
attorney calls.
[Miller] testified that she was unaware that as of
December 2, 2019, prison officials blocked D.L. from
calling her number, or that subsequent to this, D.L. had
used the PIN numbers of other inmates to place calls
to her. There is no evidence to refute her testimony in
this regard.
[Miller] further denied having any knowledge of D.L.’s
use of his grandfather’s purported phone number to place
calls to her, and there is no evidence to the contrary. She
admitted she received 129 calls from D.L. during the
time he utilized his grandfather’s purported number, but
she believed those calls were subject to being monitored
and recorded, which they were.
The referee agrees with the relator and [Miller] that
she did not engage in any additional misconduct after she
self-reported to the Counsel for Discipline on November
11, 2019. There is no clear or convincing evidence to
the contrary.
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
[Miller] has submitted substantial evidence regarding
her depression and mental health problems which she
contends contributed to her beginning a personal rela-
tionship with D.L. While she fully acknowledges that
her depression is not a justification for her misconduct,
she submits that her mental health difficulties at the time
helps explain her poor decision to cross a boundary she
knew was improper.
Miller later paid for filing fees and publication costs for
D.L. in his legal action to legally change his name to “D.F.”
in his case in the district court for Johnson County, case
No. CI 20-06. D.L., now known as D.F., was paroled from
Tecumseh on May 18, 2020. He was released to Miller’s home
in Lincoln. Miller has no previous disciplinary violations. The
record does not include evidence of whether Miller’s conduct
caused further repercussions for D.F.
The referee stated that Miller’s violation of the attorney-
client privilege regarding protected communication between
a lawyer and an inmate at a state prison is “significant.” The
referee found that the
privilege must not be abused because it is fundamental to
the rights of inmates. If lawyers are not allowed unmoni-
tored and unrecorded communication, they cannot serve
their clients. In addition, by misrepresenting herself to
prison officials as D.L.’s attorney to pursue a nonphysical
romantic relationship with a vulnerable person, [Miller]
frustrated the relationship between prison officials and
the legal profession.
The referee also noted that her conduct potentially jeopar-
dized the federal class action case, that her abrupt resignation
from the ACLU placed additional burden on other attorneys
and staff, and that she exposed an inmate to sanctions due to
his violation of prison rules.
The referee identified numerous mitigating factors. Miller
was open about her conduct, expressed remorse, and cooper-
ated with the relator. She did not try to blame others for her
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
conduct. The referee found that there are no concerns about
Miller’s competency to practice law and concluded that in
spite of her history of depression and its effects on her work,
she is receiving appropriate medical care and counseling.
Numerous letters of support in the record attested to Miller’s
outstanding character and work to protect the civil rights
of underserved and marginalized people. She continues to
work to protect civil rights in a position at Disability Rights
Nebraska. This setting is less stressful than her previous
employment.
The referee recommended that Miller be suspended from
the practice of law for 30 days, with a period of probation
for 18 months to monitor her compliance with her treat-
ment plans.
Miller objected to the referee’s recommended sanction and
argues that a suspension is excessive. Miller contends that a
public reprimand followed by a probationary period would
be appropriate.
ASSIGNMENT OF ERROR
Miller takes exception to the referee’s recommended sanc-
tion but does not challenge the truth of the referee’s findings.
Therefore, the only question before this court is the appropriate
discipline.
STANDARD OF REVIEW
[1] Because attorney discipline cases are original proceed-
ings before this court, we review a referee’s recommendations
de novo on the record, reaching a conclusion independent of
the referee’s findings. State ex rel. Counsel for Dis. v. Sipp, 314
Neb. 208, 989 N.W.2d 712 (2023).
ANALYSIS
We previously granted judgment on the pleadings as to the
facts alleged in the formal charges. Further, Miller does not
challenge the truth of the referee’s findings of fact. Based on
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
the foregoing, we find that the facts establish misconduct.
Miller violated her oath of office as an attorney licensed
to practice law in the State of Nebraska as provided in
§ 7-104 and the following provisions of the Nebraska Rules
of Professional Conduct on misconduct, § 3-508.4:
It is professional misconduct for a lawyer to:
(a) violate or attempt to violate the Rules of Professional
Conduct[,] knowingly assist or induce another to do so
or do so through the acts of another;
. . . .
(c) engage in conduct involving dishonesty, fraud,
deceit or misrepresentation;
(d) engage in conduct that is prejudicial to the admin-
istration of justice.
[2,3] Violation of a disciplinary rule concerning the practice
of law is a ground for discipline. State ex rel. Counsel for Dis.
v. Sipp, supra. The basic issues in a disciplinary proceeding
against an attorney are whether discipline should be imposed
and, if so, the appropriate discipline under the circumstances.
Id. Neb. Ct. R. § 3-304 of the disciplinary rules provides that
the following may be considered as discipline for attorney
misconduct:
(A) Misconduct shall be grounds for:
(1) Disbarment by the Court; or
(2) Suspension by the Court; or
(3) Probation by the Court in lieu of or subsequent to
suspension, on such terms as the Court may designate; or
(4) Censure and reprimand by the Court; or
(5) Temporary suspension by the Court; or
(6) Private reprimand by the Committee on Inquiry or
Disciplinary Review Board.
(B) The Court may, in its discretion, impose one or
more of the disciplinary sanctions set forth above.
See, also, Neb. Ct. R. § 3-310(N) (rev. 2023).
[4,5] To determine whether and to what extent discipline
should be imposed in an attorney discipline proceeding, we
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
consider the following factors: (1) the nature of the offense,
(2) the need for deterring others, (3) the maintenance of the
reputation of the bar as a whole, (4) the protection of the pub-
lic, (5) the attitude of the respondent generally, and (6) the
respondent’s present or future fitness to continue in the prac-
tice of law. State ex rel. Counsel for Dis. v. Sipp, supra. The
purpose of a disciplinary proceeding against an attorney is not
so much to punish the attorney as it is to determine whether it
is in the public interest that an attorney be permitted to prac-
tice, which question includes considerations of the protection
of the public. State ex rel. Counsel for Dis. v. Jorgenson, 302
Neb. 188, 922 N.W.2d 753 (2019).
[6-8] With respect to the imposition of attorney discipline,
each attorney discipline case must be evaluated in light of its
particular facts and circumstances. State ex rel. Counsel for
Dis. v. Sipp, supra. For purposes of determining the proper
discipline of an attorney, we consider the attorney’s actions
both underlying the events of the case and throughout the
proceeding, as well as any aggravating or mitigating factors.
State ex rel. Counsel for Dis. v. Jorgenson, supra. The pro-
priety of a sanction must be considered with reference to the
sanctions imposed in prior similar cases. Id. We do not find a
previous disciplinary case to be precisely on point involving
similar mitigating circumstances and implicating the same
misconduct concerns.
Miller argues that the recommended 30-day suspension of
the referee is excessive in light of the mitigating circumstances
in her case and asks that we impose a public reprimand and
probationary period, without a suspension. The relator is ame-
nable to a range of disciplines.
There are numerous letters of support in the record from
Miller’s counselors and members of the community. There
is no question that Miller’s career has been dedicated to
protecting the rights of Nebraskans for over 25 years. She
has cooperated with the relator, is remorseful, and accepts
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
responsibility for her conduct. These facts serve to mitigate
the misconduct found in this case.
The substantial evidence of Miller’s depression is also
a mitigating circumstance. See, e.g., State ex rel. Counsel
for Discipline v. Thompson, 264 Neb. 831, 652 N.W.2d 593
(2002). We have said that in cases involving depression as a
mitigating factor, a period of mandatory suspension coupled
with terms of reinstatement will often be appropriate. State
ex rel. Counsel for Dis. v. Switzer, 280 Neb. 815, 790 N.W2d
433 (2010). There is ample evidence to show that depres-
sion contributed to Miller’s misconduct. She has participated
fully in counseling and other treatment. We are aware of our
discipline cases involving an attorney’s mental health issues
where treatment substantially reduces the risk of further mis-
conduct, see, e.g., State ex rel. Counsel for Dis. v. Thompson,
supra, and find that Miller’s mental health treatment has sub-
stantially reduced the risk to the public.
However, Miller’s misconduct was significant, especially
considering the crucial relationship between prison officials
and the legal profession. Miller’s violation of that relationship
is prejudicial to the administration of justice. See § 3-508.4(d).
Her abuse of the attorney-client privilege involved a large
number of phone calls and attorney envelopes marked privi-
leged, yet containing personal correspondence of a romantic
nature. These acts took place over a period of a year, and
Miller did not self-report until the correspondence was discov-
ered. We find that Miller’s conduct was not a momentary lapse
of judgment.
In light of the particular facts and circumstances in this
case, we suspend Miller from the practice of law for 90 days,
followed by a probationary period of 9 months upon reinstate-
ment to ensure she remains compliant with her medical care
and mental health counseling and medication, to be monitored
by the Director of the Nebraska Lawyers Assistance Program
or another individual approved by this court.
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Nebraska Supreme Court Advance Sheets
316 Nebraska Reports
STATE EX REL. COUNSEL FOR DIS. v. MILLER
Cite as 316 Neb. 899
CONCLUSION
Miller’s exception to the recommended sanction is over-
ruled. It is the judgment of this court that Miller is hereby
suspended from the practice of law for a period of 90 days,
effective immediately. Miller may apply for reinstatement
prior to the end of the period of suspension, which application
will be considered on the basis of a showing of her fitness
to practice law and compliance with all requirements. Upon
reinstatement, Miller shall be subject to a 9-month term of
probation as described in the previous section.
Miller is directed to comply with Neb. Ct. R. § 3-316 (rev.
2014) of the disciplinary rules, and upon failure to do so, she
shall be subject to punishment for contempt of this court.
Accordingly, Miller is directed to pay costs and expenses in
accordance with Neb. Rev. Stat. §§ 7-114 and 7-115 (Reissue
2022), as well as § 3-310(P) and Neb. Ct. R. § 3-323(B) of
the disciplinary rules, within 60 days after an order imposing
costs and expenses, if any, is entered by the court.
Judgment of suspension.

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