A-1-CA-35694•March 5, 2020- State of New Mexico v. Neil Stammer, No. A-1-CA-35694
March 5, 2020- State of New Mexico v. Neil Stammer, No. A-1-CA-35694
A-1-CA-35694Nmctapp
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IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO 1
STATE OF NEW MEXICO, 2
Plaintiff-Appellee, 3
v. No. A-1-CA-35694 4
NEIL STAMMER, 5
Defendant-Appellant. 6
APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY 7
Stan Whitaker, District Judge 8
Hector H. Balderas, Attorney General 9
Santa Fe, NM 10
Lauren J. Wolongevicz, Assistant Attorney General 11
Albuquerque, NM 12
for Appellee 13
L. Helen Bennett 14
Albuquerque, NM 15
for Appellant 16
MEMORANDUM OPINION 17
VANZI, Judge. 18
{1} Defendant Neil Stammer appeals his convictions for two counts of first- 19
degree criminal sexual penetration (CSP) of a child under the age of thirteen and two 20
counts of first-degree kidnapping. Defendant raises three issues: (1) the district court 21
Court of Appeals of New Mexico
Filed 3/5/2020 9:27 AM2
improperly instructed the jury; (2) Defendant’s right to a speedy trial was violated; 1
and (3) Defendant’s procedural due process rights to appeal were violated. We 2
affirm. 3
BACKGROUND 4
{2} Defendant moved to Albuquerque, New Mexico in the late 1990s and opened 5
a magic and juggling shop on Central Avenue. Defendant had previously opened and 6
managed juggling shops in Washington, D.C. and San Francisco, CA. In about 1998, 7
C.S. (Victim), who was then twelve years old and in the seventh grade at Jefferson 8
Middle School, started “hanging out” at the magic shop. The magic shop was a 9
popular place for kids and Victim would go there a few times a week to pass the time 10
after school. According to Victim, Defendant “was the face of the store and was 11
almost always there.” In addition to hanging out at the store with Defendant, Victim 12
would usually walk with Defendant to a juggling club hosted on the UNM campus 13
on Friday afternoons. 14
{3} On April 27, 2000, the grand jury indicted Defendant on several counts 15
relating to his sexual assault of Victim, a child under the age of thirteen. The 16
indictment was a re-filing of charges from an original indictment that was dismissed 17
by the State on July 20, 1999, and a subsequent indictment that was dismissed by 18
the district court on April 12, 2000. The district court sent a notice directing 19
Defendant to appear for arraignment on May 15, 2000. Defendant failed to appear 203
and, on May 16, 2000, the court issued a bench warrant for Defendant’s arrest. 1
Defendant left Albuquerque on April 13, 2000 and left the country in 2002 or 2003. 2
{4} The bench warrant was still outstanding in July 2014 when Defendant was 3
located in Nepal by the FBI and U.S. State Department’s Bureau of Diplomatic 4
Security. Special agents using photo recognition technology located Defendant, who 5
had entered Nepal using a fraudulent passport and name. He was returned to New 6
Mexico on July 19, 2014, and arraigned six days later. 7
{5} In December 2015, a jury convicted Defendant of two counts of CSP (child 8
under thirteen) and two counts of kidnapping. In addition, the jury was given special 9
verdict forms in which it found beyond a reasonable doubt that Defendant did not 10
voluntarily free Victim in a safe place. The district court sentenced Defendant to 11
fifty-four years imprisonment. We discuss additional facts below as necessary to 12
address Defendant’s arguments on appeal. 13
DISCUSSION 14
The District Court Did Not Improperly Instruct the Jury 15
{6} Defendant argues that the special verdict forms submitted to the jury 16
constructively amended the indictment, thus allowing the jury to find Defendant 17
guilty of first-degree kidnapping when he was only indicted for second-degree 18
kidnapping. Further, he argues that there was insufficient evidence to support the 19
jury’s determination that he did not free Victim in safe places. Lastly, Defendant 204
contends that the district court erred in failing to instruct the jury according to State 1
v. Trujillo, 2012-NMCA-112, 289 P.3d 238. Specifically, he argues that “there is no 2
evidence that [Defendant] restrained C.S.’s freedom of movement . . . except 3
incidentally to the performance of the sexual acts.” 4
{7} “The propriety of jury instructions is a mixed question of law and fact.” State 5
v. Romero, 2005-NMCA-060, ¶ 8, 137 N.M. 456, 112 P.3d 1113. When, as in this 6
case, “the issue has been preserved[,] we review the instruction for reversible error.” 7
State v. Cabezuela, 2011-NMSC-041, ¶ 21, 150 N.M. 654, 265 P.3d 705 (alteration, 8
internal quotation marks, and citation omitted). “Reversible error arises if a 9
reasonable juror would have been confused or misdirected.” Id. ¶ 22 (omission, 10
internal quotation marks, and citation omitted). Further, the standard by which we 11
review a jury verdict for sufficiency of the evidence is well-established. “Evidence 12
is viewed in the light most favorable to the guilty verdict, indulging all reasonable 13
inferences and resolving all conflicts in the evidence in favor of the verdict.” State 14
v. Garcia, 2011-NMSC-003, ¶ 5, 149 N.M. 185, 246 P.3d 1057 (internal quotation 15
marks and citation omitted). We then determine “whether substantial evidence of 16
either a direct or circumstantial nature exists to support a verdict of guilt beyond a 17
reasonable doubt with respect to every element essential to a conviction.” Id. 18
(internal quotation marks and citation omitted). “Because an appellate tribunal does 195
not enjoy the same exposure to the evidence and witnesses as the jury at trial, our 1
review for sufficiency of the evidence is deferential to the jury’s findings.” Id. 2
1. The Special Verdict Forms Did Not Constitute an Impermissible 3
Constructive Amendment to the Indictment 4
{8} Defendant first contends that the indictment was constructively amended by 5
the jury instructions because he was convicted of first-degree kidnapping even 6
though the original indictment stated that Victim was freed in a safe place and no 7
great bodily harm was inflicted. Specifically, he argues that the jury instructions so 8
altered the indictment as to charge an offense different from the offense charged by 9
the grand jury and, therefore, an unconstitutional constructive amendment of an 10
indictment occurred warranting reversal. 11
{9} Rule 5-204(C) NMRA provides that “[n]o variance between those allegations 12
of a[n] . . . indictment . . . which state the particulars of the offense, whether amended 13
or not, and the evidence offered in support thereof shall be grounds for the acquittal 14
of the defendant unless such variance prejudices substantial rights of the defendant” 15
and that “[t]he court may at any time allow the indictment or information to be 16
amended in respect to any variance to conform to the evidence.” (emphasis added). 17
An amendment—even a mid-trial amendment—to the indictment “is not fatal unless 18
the accused cannot reasonably anticipate from the indictment what the nature of the 19
proof against him will be.” State v. Marquez, 1998-NMCA-010, ¶ 20, 124 N.M. 409, 20
951 P.2d 1070. 216
{10} In 1999, kidnapping was a second-degree felony unless the State proved that 1
the victim was not freed in a safe place or that great bodily harm was inflicted. 2
NMSA 1978, Section 30-4-1(B) (1995) (“Whoever commits kidnapping is guilty of 3
a first[-]degree felony, except that he is guilty of a second[-]degree felony when he 4
voluntarily frees the victim in a safe place and does not inflict great bodily harm 5
upon the victim.”)1 Although the indictment in this case stated that Victim was freed 6
in a safe place and no great bodily harm was inflicted, it did not state the degree of 7
kidnapping that was charged, as it did with the other charges. 8
{11} At the close of trial, and consistent with UJI 14-403 NMRA, the jury was 9
instructed on the kidnapping charges in Counts 3 and 4, in relevant part, as follows: 10
For you to find [D]efendant guilty of kidnapping . . . , the [S]tate 11
must prove to your satisfaction beyond a reasonable doubt each of the 12
following elements of the crime: 13
1. [D]efendant took or restrained or confined or transported 14
[Victim] by force or intimidation or deception; 15
2. [D]efendant intended to hold [Victim] against [Victim’s] will to 16
inflict death, physical injury or a sexual offense on [Victim]; 17
3. [D]efendant’s act was unlawful[.] 18
The jury was further instructed that if it found Defendant guilty of kidnapping, then 19
it had to determine whether Defendant voluntarily freed Victim in a safe place. 20
1 The 2003 version of Section 30-4-1 provides that kidnapping is a first-degree
felony if the defendant does not voluntarily free the victim in a safe place or inflicts
a physical injury or sexual offense on the victim.7
Special verdict forms asked if the jury unanimously found “beyond a reasonable 1
doubt that [D]efendant did not voluntarily free [Victim] in a safe place[.]” 2
{12} During the discussion on the jury instructions, defense counsel argued that 3
“[t]he State should not be allowed to submit the special verdict form to elevate this 4
to first-degree kidnapping” when the grand jury had charged second-degree 5
kidnapping. The district court disagreed stating that the jury was unlikely to make a 6
distinction between first- and second-degree kidnapping, that it was applying the law 7
as it was in 1999, and that this was merely an enhancement in the sentence. Thus, it 8
concluded, “the language in the indictment justifies a special verdict form.” In 9
addition, the State noted that the special verdict forms were modified to conform to 10
the evidence at trial, which the district court found was a factual issue to be 11
determined by the jury. 12
{13} The jury ultimately found that Defendant did not voluntarily free Victim in a 13
safe place and he was thus convicted of two counts of first-degree kidnapping. 14
Defendant was sentenced to imprisonment for a term of 18 years to run concurrently 15
for each of the two kidnapping convictions as charged in the “Amended Indictment.” 16
{14} Although Defendant contends that the kidnapping instructions and special 17
verdict forms resulted in an impermissible constructive amendment of the 18
indictment, he made no argument below—nor does he make one on appeal—that the 19
instruction given by the district court violated his rights to notice or to adequately 208
prepare a defense. He also does not contend that he was unable to reasonably 1
anticipate from the indictment what the nature of proof presented at trial would be 2
or that the kidnapping instructions given did not substantially correspond to the 3
kidnapping charge in the indictment. See State v. Stevens, 2014-NMSC-011, ¶ 51, 4
323 P.3d 901 (noting that a variance did not prejudice the defendant’s substantial 5
rights because the conduct underlying the additional charges was the same); State v. 6
Johnson, 1986-NMCA-084, ¶ 7, 105 N.M. 63, 728 P.2d 473 (stating that “[a] 7
variance is not fatal unless the accused cannot reasonably anticipate from the 8
indictment what the nature of the proof against him will be”). Finally, Defendant 9
makes no argument that he suffered any prejudice by the variance warranting 10
reversal in this case. See Marquez, 1998-NMCA-010, ¶ 20 (stating that “[t]he mere 11
assertion of prejudice, without more, is insufficient to establish prejudicial error 12
warranting reversal of a conviction.” (internal quotation marks and citation 13
omitted)). 14
{15} We conclude that there is no evidence that any variance prejudiced 15
Defendant’s substantial rights. Accordingly, there is no basis to reverse the sentence 16
enhancements for the kidnapping charges in this case. 17
2. Sufficient Evidence Supported the Jury’s Determination That 18
Defendant Did Not Free Victim in a Safe Place 19
{16} Defendant next argues that there was no evidence to support the jury’s finding 20
that Victim was not freed in a safe place. According to Defendant, the evidence 219
established that after the first incident, Defendant and Victim walked from the 1
apartment to the shop and participated in juggling activities, after which Victim went 2
home. After the second incident, Victim “was released to the care of his father who 3
had come to pick him up from the shop.” Defendant argues that this evidence did 4
not support the jury’s finding that Victim was not freed in a safe place following 5
either incident. We are not persuaded. 6
{17} As an initial matter, Defendant does not fully describe the evidence presented 7
at trial. As to the first incident, Victim testified that Defendant asked Victim to 8
accompany him to his house to get some toys for Defendant’s magic shop. While at 9
Defendant’s apartment, Defendant gave Victim, who was twelve years old at the 10
time, oral sex. Afterward, and by which point it had become dark outside, Defendant 11
walked with Victim to the juggling club on the UNM campus. With regard to the 12
second incident, Defendant asked Victim to stay at the shop to practice a routine for 13
an upcoming event, and called Victim’s parents to ask if he could stay an extra hour. 14
After the phone call, Defendant took Victim into the back room where he performed 15
oral sex on Victim and had Victim place his hand over Defendant’s penis. Because 16
his parents did not feel it was safe for Victim to walk home alone in the dark, 17
Victim’s father came to pick him up twenty minutes after the incident. 18
{18} To constitute voluntary release in a safe place, the jury had to determine 19
beyond a reasonable doubt either (1) that Defendant did not voluntarily free Victim; 2010
or (2) if Defendant voluntarily freed Victim, that Victim was not freed in a safe 1
place. State v. Laguna, 1999-NMCA-152, ¶ 28, 128 N.M. 345, 992 P.2d 896. Thus, 2
Defendant had to release Victim in a place and manner which realistically conveyed 3
to Victim that he was free to leave and in circumstances and surroundings where he 4
could get assistance. In support of his argument, Defendant cites to evidence that he 5
voluntarily released Victim in a safe place after each incident—either to go home or 6
to the care of his father. Contrary to Defendant’s assertions, we conclude that, based 7
on the testimony in this case, sufficient evidence existed to support the jury’s 8
determination that Defendant did not voluntarily free Victim in a safe place. 9
Defendant points to no evidence that he voluntarily released Victim after either of 10
the offenses. It was dark outside both times he released Victim and with the second 11
incident unlocked the door to the magic shop only after Victim’s father arrived to 12
pick him up. We conclude there was sufficient evidence that Defendant’s release of 13
Victim was not voluntary and/or in a safe place. 14
3. The District Court Did Not Err in Failing to Instruct the Jury 15
According to Trujillo 16
{19} Defendant argues that the district court erred by failing to instruct the jury 17
pursuant to Trujillo, 2012-NMCA-112, on the basis that there was no evidence 18
Defendant restrained Victim’s freedom of movement “except incidentally to the 19
performance of the sexual acts.” Trujillo and the jury instruction that followed it do 20
not support Defendant’s argument. We explain. 2111
{20} In Trujillo, this Court held that the restraint—a momentary grab in the middle 1
of a fight—was not conduct that was contemplated by the kidnapping statute because 2
it was “merely incidental” to the battery. Id. at ¶¶ 6, 8. As we reiterated that 3
“appellate courts have consistently held that the evidence of force used in kidnapping 4
must be independent of the evidence of force used in CSP.” Id. at ¶ 11. After 5
Trujillo—and after Defendant’s trial—the jury instruction for kidnapping was 6
amended to require the jury to find that the “taking or restraint . . . of [the victim] 7
was not slight, inconsequential, or merely incidental to the commission of another 8
crime.” UJI 14-403 (2015). Use Note 8 of UJI 14-403 requires that the instruction 9
be given only “if the evidence raises a genuine issue of incidental conduct[.]” 10
{21} Unlike Trujillo, the restraints in this case were not momentary but were longer 11
or greater than necessary to commit the CSPs. With respect to the first incident, 12
Victim reluctantly accompanied Defendant to his apartment, which was located 13
about a half a mile from the shop to pick up juggling toys for the store. Once there, 14
Defendant invited Victim inside the apartment and took him upstairs. He had Victim 15
sit on the bed and put music on for Victim while he used the restroom to shave. As 16
to the second incident, Victim told Defendant that he did not want to stay late, but 17
Defendant called Victim’s parents for permission to ask if Victim could stay an extra 18
hour. Victim remained in the magic shop for about twenty minutes after the CSP 19
until his father arrived to pick him up. On these facts, we conclude that the restraint 2012
required for the kidnapping as to both incidents was not “merely incidental” to the 1
CSP that occurred. Indeed, significant time passed before and after the CSPs that 2
qualified as restraint in both circumstances. The district court did not err in failing 3
to give the jury instruction on incidental conduct. 4
Defendant’s Right to a Speedy Trial Was Not Violated 5
{22} “The right of the accused to a speedy trial is guaranteed by both the Sixth 6
Amendment of the United States Constitution and Article II, Section 14 of the New 7
Mexico Constitution.” State v. Spearman, 2012-NMSC-023, ¶ 16, 283 P.3d 272. A 8
determination of whether the right has been violated is made on a case-by-case basis, 9
looking to the particular circumstances of each case. Id. ¶ 16. In determining whether 10
a defendant has been deprived of the right to a speedy trial, “we consider the four 11
factors articulated in Barker: (1) the length of delay in bringing the case to trial, (2) 12
the reasons for the delay, (3) the defendant’s assertion of the right to a speedy trial, 13
and (4) the prejudice to the defendant caused by the delay.” State v. Serros, 2016- 14
NMSC-008, ¶ 5, 366 P.3d 1121. “We defer to the district court’s factual findings in 15
considering a speedy trial claim, but weigh each factor de novo.” State v. Ochoa, 16
2017-NMSC-031, ¶ 4, 406 P.3d 505. 17
1. Length of Delay 18
{23} We first determine whether the length of the delay is presumptively 19
prejudicial. “The first factor, the length of delay, has a dual function: it acts as a 2013
triggering mechanism for considering the four Barker factors if the delay crosses the 1
threshold of being presumptively prejudicial, and it is an independent factor to 2
consider in evaluating whether a speedy trial violation has occurred.” Serros, 2016- 3
NMSC-008, ¶ 22. Our Supreme Court has established benchmarks for presumptively 4
prejudicial delay according to the complexity of a case: twelve months for a simple 5
case, fifteen months for a case of intermediate complexity, and eighteen months for 6
a complex case. See State v. Garza, 2009-NMSC-038, ¶¶ 47-48, 146 N.M. 499, 212 7
P.3d 387. The weight we assign this factor varies with the length of the delay—“[a]s 8
the delay lengthens, it weighs increasingly in favor of the accused.” Ochoa, 2017- 9
NMSC-031, ¶ 14. 10
{24} Defendant’s speedy trial right attached on May 15, 1999, when Defendant was 11
arrested. The parties and the district court below agreed that given the number of 12
witnesses and the nature and number of charges that this was a complex case, and 13
we defer to the district court’s finding in this regard on appeal. See id. ¶ 15 (noting 14
that the appellate courts defer to the district court’s findings of complexity when the 15
finding is supported in the record). Accordingly, the presumptive period for this 16
“complex” case to be brought to trial is eighteen months. See Garza, 2009-NMSC- 17
038, ¶ 2. 18
{25} The district court found that, in terms of the weight given to the length of 19
delay, “based on the passage of an additional [fifteen] years beyond the triggering 2014
date, the length of delay weighs heavily against the State.” The State contends that 1
the excessive delay in this case of over sixteen years between the time of Defendant’s 2
arrest in 1999 and his trial in 2015 was caused nearly entirely by Defendant’s flight 3
out of the jurisdiction and, therefore, only the twenty-nine-month period prior to his 4
flight and after his return should be considered in determining how to weigh the 5
length of delay. According to the State, the sixteen-year delay should weigh slightly 6
against the State. We disagree. 7
{26} In Serros, our Supreme Court clarified “that the parties’ fault in causing the 8
delay is irrelevant to the analysis of the first Barker factor.” 2016-NMSC-008, ¶ 26. 9
The Court explained that “[t]he length of delay is an objective determination that is 10
capable of measurement with some precision, and once established, it colors the rest 11
of the speedy trial analysis. A delay that crosses the threshold for presumptive 12
prejudice necessarily weighs in favor of the accused[.]” Id. As the Court noted, “[t]he 13
remaining Barker factors leave ample room to consider whether the other 14
circumstances in the case, including the fault of [Defendant], outweigh the length of 15
delay.” Id. ¶27. Accordingly, we do not disturb the district court’s finding in this 16
regard and proceed to look to the other factors to determine whether they ultimately 17
favor the “societal interest in bringing [Defendant] to trial.” Garza, 2009-NMSC- 18
038, ¶ 12. 1915
2. Reasons for Delay 1
{27} The second Barker factor evaluates the reasons for each period of delay and 2
assigns responsibility for each period accordingly. See Garza, 2009-NMSC-038, 3
¶ 25. “Our courts have recognized three types of delay that may be attributable to 4
the state and one type attributable to the defense.” State v. Brown, 2017-NMCA-046, 5
¶ 18, 396 P.3d 171. First, intentional delay, which is “a deliberate attempt to delay 6
prosecution of the case in order to hamper the defense.” Id. Intentional delay weighs 7
heavily against the state. See id. The second type of delay is negligent or 8
administrative, which also weighs against the state because “it still falls on the wrong 9
side of the divide between acceptable and unacceptable reasons for delaying a 10
criminal prosecution once it has begun[,]” but it does so more lightly than intentional 11
delay. Id. (internal quotation marks and citation omitted). “[A]s the length of the 12
delay increases, this type of delay begins to weigh more heavily against the state.” 13
Id. Third is delay caused by valid reasons, which “are neutral and do not weigh 14
against the state.” Id. Finally, any delay caused by the defendant generally weighs 15
against the defendant. See id. 16
{28} We identify five periods of pretrial delay in this case: (1) from May 14, 1999 17
to May 15, 2000; (2) from May 16, 2000 to July 19, 2014; (3) from July 20, 2014 to 18
October 16, 2014; (4) from October 16, 2014 to January 22, 2015; and (5) from 19
January 23, 2015 to December 7, 2015. We address each time period in turn. 2016
May 14, 1999 to May 15, 2000 1
{29} During the first time period, from Defendant’s arrest on May 14, 1999, until 2
January 4, 2000, the case appeared to be moving with customary promptness. 3
Defendant was initially indicted on July 12, 1999, and although the State filed a nolle 4
prosequi on July 20, 1999, the case was immediately re-indicted, and nothing in the 5
record indicates the progress of the case was delayed. The parties do not dispute the 6
district court’s findings that counsel for Defendant and the State entered their 7
appearances, exchanged discovery, that Defendant moved to dismiss the second 8
indictment pursuant to State v. Ulibarri, 1999-NMCA-142, 128 N.M. 546, 994 P.2d 9
1164, aff’d 2000-NMSC-007, 128 N.M. 686, 997 P.2d 818, as being procedurally 10
invalid, and that our Supreme Court directed a hearing scheduled for January 4, 2000 11
on the matter be vacated pending the outcome of the Court’s decision. The Supreme 12
Court decision in Ulibarri, 2000-NMSC-007, affirmed the Court of Appeals and was 13
remanded back to the Second Judicial District Court on March 10, 2000, and a 14
hearing on Defendant’s motion to dismiss was subsequently set for April 12, 2000. 15
{30} Pursuant to the Ulibarri decision, on April 12, 2000, the State filed an order 16
of dismissal without prejudice and informed Defendant at the hearing of its intention 17
to proceed to grand jury on April 26, 2000. During this period, there were no charges 18
pending against Defendant. On April 26, 2000, Defendant was indicted again and 1917
his arraignment scheduled for May 15, 2000; however, Defendant failed to appear 1
and his whereabouts remained unknown for the next fourteen years. 2
{31} We agree with the district court that the period from May 14, 1999, when 3
Defendant was arrested until January 4, 2000, when the court was scheduled to hear 4
Defendant’s motion to dismiss the indictment appeared to be moving with customary 5
promptness and, therefore, the period of delay of approximately eight months is not 6
held against either party. We further agree with the district court that the Supreme 7
Court’s order on December 23, 1999, directing the district court to vacate the January 8
4, 2000 hearing on the motion to dismiss and which was heard on April 12, 2000, 9
“was not the result of negligence or congested dockets and should be treated as valid 10
and justifiable delay.” Finally, we agree that the time from April 12, 2000 to April 11
27, 2000, should not be included in the speedy trial analysis as there were no charges 12
pending against Defendant during that period. In sum, this first period is not held 13
against either party. 14
{32} Defendant’s sole contention is that the delay from his arrest to his scheduled 15
arraignment “was attributable solely to the State’s failure to secure a legally valid 16
indictment until April 27, 2000.” To the extent we understand Defendant to claim 17
this period should be weighed against the State, he provides no explanation 18
supporting this claim, nor does he cite any authority in support. See State v. Guerra, 19
2012-NMSC-014, ¶ 21, 278 P.3d 1031 (stating that appellate courts are under no 2018
obligation to review unclear or undeveloped arguments); State v. Vigil-Giron, 2014- 1
NMCA-069, ¶ 60, 327 P.3d 1129 (“[A]ppellate courts will not consider an issue if 2
no authority is cited in support of the issue and that, given no cited authority, we 3
assume no such authority exists.”). 4
May 16, 2000 to July 19, 2014 5
{33} The delay from April 27, 2000 until July 19, 2014, was the result of 6
Defendant’s failure to appear at the May 15, 2000 arraignment. The district court 7
issued a bench warrant for Defendant’s arrest and the warrant remained outstanding 8
until Defendant was located in Nepal in 2014 and returned to the United States where 9
he was arrested by the Albuquerque Police Department on July 19, 2014. The district 10
court rejected Defendant’s argument that this period of delay was attributable to the 11
State because the State failed to take reasonable efforts to locate him during the 12
fourteen-year span and concluded instead that the period would not be held against 13
the State. For the reasons that follow, we agree with the district court. 14
{34} The district court relied on decisions from New Mexico and other courts 15
holding that the government will not be held responsible for periods of delay in 16
which the defendant is out of the jurisdiction, and the government is unaware of the 17
defendant’s whereabouts, or the defendant is avoiding detection. See e.g., State v. 18
Maddox, 2008-NMSC-062, ¶¶ 15-16, 145 N.M. 242, 195 P.3d 1254 (declining to 19
weigh against the state time where the defendant was incarcerated in another 2019
jurisdiction), abrogated on other grounds as recognized by Spearman, 2012-NMSC- 1
023, ¶ 19; State v. Palacio, 2009-NMCA-074, ¶ 15, 146 N.M. 594, 212 P.3d 1148 2
(stating that “[t]he State is not responsible for periods of delay in which a defendant 3
is outside of the jurisdiction and it is unaware of his or her whereabouts”); see also 4
United States v. Mendoza, 530 F.3d 758, 763 (9th Cir. 2008) (holding that “[i]f a 5
defendant attempts to avoid detection, the government is not required to make heroic 6
efforts to apprehend a defendant who is purposefully avoiding apprehension” 7
(internal quotation marks and citation omitted)). The district court found that that, 8
based on Defendant’s testimony, Defendant left New Mexico without his passport, 9
travelled under a different name and date of birth, broke off contact with everyone 10
he had known prior to his arrest, did not leave any information on where he was 11
going or how to get into contact with him, and never intended to return to New 12
Mexico. In sum, Defendant “was clearly trying to avoid being found.” On these facts, 13
the district court concluded that the State was not negligent in failing to locate 14
Defendant and the period of approximately fourteen years would not be held against 15
it. 16
{35} Defendant argues, as he did below, that the period between May 2000 and 17
July 2014 should be weighed against the State and relies on Doggett v. United States, 18
505 U.S. 647 (1992) and United States v. Shell, 974 F.2d 1035 (9th Cir. 1992) in 1920
support of his contention. However, both Doggett and Shell are factually 1
distinguishable from this case. 2
{36} In Doggett, the defendant was indicted on federal drug charges, but left the 3
country before he was arrested. Id. 648-49. The Drug Enforcement Agency (DEA) 4
notified all United States Customs stations and other law enforcement organizations 5
of the defendant’s outstanding arrest warrant, and entered the defendant’s name in 6
various databases as well. Id. at 649. About a year and a half later, the DEA learned 7
that the defendant was arrested in Panama; however, it never made a formal 8
extradition request. Id. The defendant was eventually arrested eight and a half years 9
after his indictment when the U.S. Marshall’s Service ran a credit check on 10
outstanding arrest warrants and found that the defendant had been living in the 11
United States openly under his own name for six years. Id. at 650. The defendant 12
argued that his right to a speedy trial was violated and the United States Supreme 13
Court agreed. Id. at 652. The Court stated that “[f]or six years, the Government’s 14
investigators made no serious effort to test their progressively more questionable 15
assumption that [the defendant] was living abroad, and had they done so, they could 16
have found him within minutes.” Id. at 652-53. Thus, the Court said, the defendant 17
“would have faced trial [six] years earlier than he did but for the Government’s 18
inexcusable oversights.” Id. at 657. 1921
{37} Similarly, in Shell, the defendant fled the country after being indicted on a 1
charge of falsifying a passport. 974 F.2d at 1035-36. The government misplaced the 2
defendant’s file and, for six years, made no attempt to locate him. Id. at 1036. 3
Applying the principles set forth in Doggett, the Ninth Circuit held that the six-year 4
delay was attributable solely to the government’s negligence and therefore violated 5
the defendant’s right to a speedy trial. Id. at 1036. 6
{38} The facts in Doggett and Shell are markedly different from those in this case. 7
Unlike Doggett where the defendant lived openly under his own name for a period 8
of years and could have been located earlier if the government made any effort to 9
track him down, and unlike Shell where the government misplaced the defendant’s 10
file and made no attempt to locate him, here, Defendant was clearly trying to avoid 11
being found. In addition to the facts found by the district court as set forth above, we 12
note that when Defendant failed to appear for his arraignment, an arrest warrant was 13
immediately issued for his arrest. Shortly thereafter, the State contacted the United 14
States Attorney and the United States Marshals’ Service seeking assistance in 15
locating Defendant. This case was featured a number of times on America’s Most 16
Wanted during the period Defendant was a fugitive from New Mexico, and he was 17
not located until a novel facial recognition technology was being tested by the FBI 18
in Nepal. We agree with the district court that “[i]n this case evidence of the 1922
negligence and carelessness of the State, displayed in Doggett and Shell, is absent.” 1
Accordingly, this period of about fourteen years will not be held against the State. 2
July 20, 2014 to October 16, 2014 3
{39} Defendant argues that the period of July 20, 2014 to January 22, 2015, should 4
“weigh against the [S]tate” because “no hearing was held in the matter until January 5
22, 2015.” We are unpersuaded and first address the period from the time of 6
Defendant’s return to New Mexico on July 19, 2014, to October 16, 2014. While 7
Defendant is correct that there were no court hearings during this period, the case 8
was nevertheless moving along with customary promptness. Defendant was 9
arraigned, the parties entered appearances, Defendant made demands for discovery, 10
exculpatory information and a speedy trial, the State filed a demand for notice of 11
intention to claim alibi and/or entrapment, a request for disclosure, and a notice of 12
intent to call witnesses. Accordingly, we agree with the district court that during this 13
three-month period when the parties were exchanging information and discovery, 14
the case was moving with customary promptness and does not weigh against either 15
party. 16
October 16, 2014 to January 22, 2015 17
{40} During this period the district court entered a stipulated order for the 18
protection of the privacy of child victims and witnesses, and a notice of scheduling 19
conference for January 22, 2015. In addition, the public defender entered a notice of 2023
substitution of counsel on October 29, 2014. Additionally, and although not a matter 1
of record, neither party challenges the district court’s finding that “[a]t the October 2
16, 2014, pre-trial conference, it was determined that a trial date would not be set in 3
anticipation of the new rule, LR2-400.2 It was not until the January 22, 2015, 4
scheduling conference that the trial date was set.” We agree with the district court 5
that “[t]his delay in setting a trial date was due to the administrative delay of LR2- 6
400 and, therefore, this period of approximately three months weighs slightly against 7
the State.” See Garza, 2009-NMSC-038, ¶ 25 (holding that administrative delay 8
weighs slightly against the state). 9
January 23, 2015 to December 7, 2015 10
{41} On January 22, 2015, the parties stipulated that this was a “complex” case for 11
purposes of LR2-400 and the case was set for trial to commence on December 14, 12
2015. Defendant provides no argument but simply agrees with the district court’s 13
determination that “this period should also be deemed administrative delay and 14
weighed against the [S]tate, if only slightly.” The State, however, disputes the 15
district court’s finding and argues that this period of delay was neutral and should 16
not be weighed against either party. In support, the State notes that, during this time, 17
it filed its certification of readiness that it would be ready for trial within the 18
limitation period in LR2-400, there were customary filings and motions, witness 19
2 Rule LR2-400 was amended and recompiled at Rule LR2-308 NMRA.24
statements were still being taken, and there is no record that Defendant objected to 1
the December 2015 trial date at the scheduling conference or on appeal. We agree 2
with the State that this period should be weighed neutrally. Neither the district court 3
nor Defendant has identified any period of delay in which Defendant’s case was 4
protracted or that it languished with no activity. Nor was there argument or any 5
evidence presented that the delay was caused by “overcrowded courts, congested 6
dockets or the unavailability of judges, or an understaffed prosecutor’s office.” See 7
Garza, 2009-NMSC-038, ¶ 29 (holding such delay to weigh slightly against the state 8
(citations omitted)). Accordingly, we conclude that this period of delay was neutral 9
and should not be weighed against either party. 10
CONCLUSION 11
{42} In sum, the total delay in this case from the date of Defendant’s arrest on May 12
15, 1999 to his trial date on December 14, 2015 was a little over sixteen and a half 13
years. As the district court noted, even if we disregard the fourteen years where 14
Defendant’s whereabouts were unknown, the delay amounts to almost thirty months, 15
or eleven months beyond the presumptively prejudicial eighteen months for complex 16
cases. Of this time, all but three months of the delay was caused by justified or 17
neutral reasons. And those three months—October 16, 2014 to January 22, 2015— 18
weighed only slightly against the State. The district court found that any delay 19
against the State “was due neither to the State’s indifference, negligence, or bad 2025
faith, and some of the time held against the State appears to have been the result of 1
necessary trial preparation.” We likewise conclude that there was no evidence of 2
intentional delay and therefore, on balance, the reason-for delay factor does not 3
weigh against the State. 4
1. Assertion of the Right 5
{43} The third Barker factor analyzes the degree to which the defendant has 6
asserted his right to a speedy trial. See Garza, 2009-NMSC-038, ¶ 32. “Under this 7
factor we accord weight to the frequency and force of the defendant’s objections to 8
the delay and analyze the defendant’s actions with regard to the delay.” State v. 9
Samora, 2016-NMSC-031, ¶ 19, 387 P.3d 230 (alteration, internal quotation marks, 10
and citation omitted). “[T]he timeliness and vigor with which the right is asserted 11
may be considered as an indication of whether a defendant was denied needed access 12
to speedy trial over his objection[.]” Garza, 2009-NMSC-038, ¶ 32. 13
{44} Defendant’s unrebutted testimony was that after the grand jury was cancelled 14
on April 6, 2000, he did not get further notice of any grand jury proceedings and, in 15
fact, “didn’t think [the State] was going to go forward with the case.” Because 16
Defendant was unaware of the indictment prior to July 2014, this factor weighs 17
neutrally. See Doggett, 505 U.S. at 653-54 (noting that because nothing in the record 18
suggested that the defendant knew of his indictment before he was arrested, he was 19
“not to be taxed for invoking his speedy trial right only after his arrest”) Defendant 2026
here made two separate demands for a speedy trial after he was arrested. On July 31, 1
2014, defense counsel included a pro forma assertion of Defendant’s right to a 2
speedy trial with counsel’s entry of appearance. Defendant filed a motion to dismiss 3
on July 14, 2015, which was about a year after he was arrested and five months 4
before trial. Pro forma assertions and motions to dismiss are not given great weight; 5
however, they are sufficient to weigh in Defendant’s favor, if only slightly. See 6
Ochoa, 2017-NMSC-031, ¶ 42 (stating that “[p]ro forma assertions are sufficient to 7
assert the right, but are given little weight in a defendant’s favor”); State v. Tortolito, 8
1997-NMCA-128, ¶ 17, 124 N.M. 368, 950 P.2d 811 (recognizing that a defendant’s 9
late assertion of the right to a speedy trial does not weigh significantly in the 10
defendant’s favor). We discern no reason to disagree with the district court’s 11
conclusion that “[g]iven the timing of Defendant’s assertions and that his demands 12
were neither forceful nor frequent[,] this factor weighs only slightly in Defendant’s 13
favor.” 14
2. Prejudice 15
{45} The final Barker factor requires us to look at the prejudice suffered by the 16
defendant as a result of the delay. See Ochoa, 2017-NMSC-031, ¶ 48. This analysis 17
focuses on three main interests sought to be protected by the speedy trial right: (1) 18
“preventing oppressive pretrial incarceration,” (2) “minimizing anxiety and concern 19
of the accused,” and (3) “limiting the possibility that the defense will be impaired.” 2027
Id. Generally, it is a defendant’s burden to “make a particularized showing of 1
prejudice to demonstrate a violation of any of the three interests[,]” Samora, 2016- 2
NMSC-031, ¶ 21, but “this burden varies with the length of pretrial incarceration.” 3
Ochoa, 2017-NMSC-031, ¶ 52. 4
{46} Defendant contends that the prejudice factor should be weighed in his favor 5
and against the State. He alleges the following evidence established that the alleged 6
prejudice occurred as a result of the delay in trial: Defendant was in state custody on 7
a no bond hold for eighteen months prior to his December 2015 trial; he suffered 8
anxiety and concern as a result of previously received death threats; his home and 9
workplace were vandalized, and he lost business due to the charges against him; and, 10
his defense anticipated it would be hampered by the fading memories and deceased 11
witnesses. We are not persuaded by Defendant’s argument. 12
{47} In evaluating the prejudice to Defendant, we consider whether Defendant 13
“offered some actual evidence in the form of affidavits, testimony, or documentation 14
in support of the allegations” of prejudice of pretrial incarceration, undue anxiety 15
and concern, or impairment to the defense, which was caused by the delay in 16
bringing the case to trial. Spearman, 2012-NMSC-023, ¶ 39. He did not. On appeal, 17
Defendant does not assert that his pretrial incarceration was oppressive or undue but 18
merely cites his brief below stating that he “has been in the custody of the State of 19
New Mexico on a no bond hold.” Given that Defendant does not allege how his 2028
pretrial incarceration was undue and beyond what anyone incarcerated would suffer, 1
we conclude that he has failed to show particularized prejudice arising from his 2
pretrial incarceration. 3
{48} To the extent Defendant argues that he suffered undue anxiety and concern 4
resulting from events that occurred when the charges were first brought in the late 5
1990s, those alleged death threats and loss of business occurred shortly after his 6
initial arrest and were not caused by the delay. See State v. Montoya, 2015-NMCA- 7
056, ¶ 30, 348 P.3d 1057 (noting that any prejudice suffered by the defendant with 8
respect to employment occurred during the first six months after his indictment and 9
was not caused by the delay; therefore, it did not factor into the prejudice analysis). 10
Defendant does not allege prejudice during the time he was unaware of the pending 11
charges, nor does he contend that he suffered anxiety or concern after returning to 12
New Mexico. Therefore, Defendant has failed to establish undue anxiety and 13
concern. 14
{49} Finally, Defendant argues that his defense has been impaired by the delay 15
because witness memories have diminished and some witnesses have been lost or 16
died. He also contends that he has suffered memory loss and, as a result, cannot 17
remember the names of potential defense witnesses while other potential witnesses 18
could not be located. The district court found that Defendant failed to establish what 19
testimony of the witnesses would have provided and how such testimony would have 2029
been material to his case. Further, the court found that Defendant failed to establish 1
any attempts he made to locate any of the allegedly missing witnesses, and failed to 2
establish the loss of any witnesses occurred as a result of the delay. We defer to the 3
district court’s findings and therefore agree with the district court’s conclusion that 4
Defendant has failed to establish undue prejudice for this factor to weigh in his favor. 5
3. Balancing the Barker Factors 6
{50} While the length of delay weighs heavily in Defendant’s favor, the prejudice 7
factor weighs only slightly in Defendant’s favor. Additionally, neither the reasons 8
for delay nor the assertion of the right nor the prejudice to Defendant weigh in 9
Defendant’s favor. On balance, we conclude that Defendant’s right to a speedy trial 10
was not violated. See Samora, 2016-NMSC-031, ¶¶ 22-23 (concluding that the 11
defendant’s speedy trial rights were not violated where the sixty-two month delay 12
and reasons for delay weighed in the defendant’s favor, but the assertion of the right 13
factor did not, and the defendant failed to demonstrate any particularized prejudice); 14
Garza, 2009-NMSC-038, ¶¶ 24, 30, 34, 40, (holding that the defendant’s speedy trial 15
rights were not violated when the first three factors weighed in his favor to some 16
degree, but he failed to put on evidence of particularized prejudice). 17
Defendant’s Due Process Rights to a Speedy Appeal Were Not Violated 18
{51} Lastly, Defendant argues that his procedural due process rights to a speedy 19
trial were violated because the court reporter below failed to comply with this 2030
Court’s October 24, 2018 order and did not file overdue transcripts. As a result, the 1
total period from the filing of the notice of appeal on June 20, 2016, to the filing of 2
the brief in chief was approximately 1008 days, or just over two and a half years. 3
Defendant contends that “an appeal proceeding normally according to the rules can 4
generally be expected to conclude within one and half to two years” and because this 5
case “languished on this Court’s docket for two years” before briefing could begin, 6
a due process analysis should be taken. 7
{52} As Defendant acknowledges, the United States Constitution does not require 8
states to provide convicted defendants with a right to appellate review. See Harris v. 9
Champion, 15 F.3d 1538, 1558 (10th Cir. 1994). Nevertheless, both Defendant and 10
the State agree that some federal and state courts recognize a right to a speedy appeal. 11
See, e.g., id. at 1557; Simmons v. Beyer, 44 F.3d 1160, 1169 (3d Cir. 1995 (stating 12
that the due process guarantees a reasonably speedy appeal if the state has chosen to 13
give defendants the right to appeal); People v. Whittiker, 181 P.3d 264, 270 (Colo. 14
App. 2006) (“Excessive delay in the resolution of an appeal can give rise to a 15
cognizable due process claim.”). 16
{53} Notwithstanding the decisions from these other jurisdictions, no New Mexico 17
appellate court has yet recognized a right to a speedy appeal. Nor do we need to 18
reach this issue today. Although the court reporter wholly failed in her responsibility 19
to timely prepare and file the transcript of proceedings, the delay in this case was not 2031
so excessive as to raise a due process violation. More importantly, Defendant has 1
not alleged any prejudice he suffered as a result of the delay. In sum, Defendant has 2
not provided any argument that his appellate review was hampered in any way nor 3
does he claim that he was unable to fully present any issue on appeal. We therefore 4
decline to review Defendant’s speedy appeal argument further. 5
CONCLUSION 6
{54} We affirm. 7
{55} IT IS SO ORDERED. 8
__________________________________ 9
LINDA M. VANZI, Judge 10
WE CONCUR: 11
_________________________________ 12
JACQUELINE R. MEDINA, Judge 13
_________________________________ 14
BRIANA H. ZAMORA, Judge 15Ti chiedi come si applica questo testo alla tua situazione?
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