349 Or 297•S057189, Opinion — State v. Ashbaugh
Testo completo
297 Argued and submitted November 3, 2009, decision of Court of Appeals reversed; judgment of circuit court affirmed December 9, 2010 STATE OF OREGON, Petitioner on Review I Cross-Respondent on Review, v. CHARITY ANN ASHBAUGH, Respondent on Review I Cross-Petitioner on Review. CC C052367CR; CAA131117; SC 8057189 (Control), 8057188 (Consolidated for argument and opinion) 244P3d360
298 State v. Ashbaugh CJS, Arrest § 45. En Banc On review from the Court of Appeals.* Paul L. Smith, Assistant Attorney General, Salem, argued the cause and filed the brief for petitioner on review/cross- respondent on review. With him on the brief was John R. Kroger, Attorney General. Joshua B. Crowther, Senior Deputy Public Defender, Salem, argued the cause and filed the brief for respondent on review/cross-petitioner on review. With him on the brief was * Appeal from the Washington County Circuit Court, Donald R. Letourneau, Judge. 225 Or App 16, 200 P3d 149 (2008).
Cite as 349 Or 297 (2010) 299 Peter Gartlan, Chief Defender, Office of Public Defense Services. Julia E. Markley and Lynne M. Paretchan, Perkins Coie LLP, Portland, and Chin See Ming, Legal Director, ACLU Foundation of Oregon, Inc., Portland, filed the brief for amicus curiae ACLU Foundation of Oregon, Inc. GILLETI'E, J. The decision of the Court of Appeals is reversed. Thejudg~ ment of the circuit court is affirmed. Kistler, J., concurred and filed an opinion, in which Linder, J., joined. Durham, J., specially concurred and filed an opinion. Walters, J., dissented and filed an opinion.
300 State v. Ashbaugh GILLETI'E, J. This case concerns a criminal defendant's motion to suppress evidence obtained in a consent search of her purse. Defendant argued to the trial court that suppression was required because her consent to the search was a product of prior conduct on the part of the police that violated her rights under Article I, section 9, of the Oregon Constitution- specifically, an unreasonable and, therefore, unlawful, sei- zure of her person. The trial court rejected that argument but, on defendant's appeal, the Court of Appeals remanded for further factfinding, holding that the consent search was causally related to an encounter between defendant and the police and that, "depending on facts that neither party [had] developed at trial," the encounter may have been an unlawful seizure. State v. Ashbaugh, 225 Or App 16, 18, 200 P3d 149 (2008). We allowed both parties' petitions for review and now conclude that the trial court properly determined that defen- dant's consent to the search did not derive from an unlawful seizure and therefore did not violate Article I, section 9. Accordingly, we reverse the decision of the Court of Appeals and affirm the judgment of the trial court. The incident at the heart of this case occurred on a summer afternoon in a public park in Beaverton. Two police officers, Barroncliffe and Schaer, were patrolling in the vicin- ity of the park. They were armed and in uniform, and each was riding a department-issued mountain bicycle. As the two officers rode through the park, they observed defendant and her husband sitting on the ground under a tree. The officers had no reason to suspect defendant and her husband of crim- inal activity, but they thought it was "unusual" that a middle-aged couple like them would be sitting in that partic- ular park at that time, because the park generally was fre- quented by children and elderly persons in the middle of the afternoon. Barroncliffe and Schaer approached the couple and said to them: "Hey, you're not in any trouble, [but] do you have some I.D. we can see?" Both defendant and her husband handed over identification cards, which the officers pro- ceeded to "run" 1 through the police dispatcher. According to 1 Of course, to "run" identification means to have it reviewed by someone- normally a person located some distance from the place where the identification
Cite as 349 Or 297 both officers, their encounter with defendant and her hus- band was "relaxed." After a two-minute wait (during which time the offi- cers, defendant, and defendant's husband engaged in "casual conversation"), the officers learned that defendant's husband was the subject of a restraining order that prohibited him from having contact with defendant. Barroncliffe and Schaer reported what they had learned to defendant and her hus- band and told them that they were placing defendant's hus- band under arrest for violating the restraining order. The officers returned defendant's identification to her and then turned to the task of taking defendant's husband into custody. The officers began that process by handcuffing defendant's husband and requesting by radio a car to trans- port the husband to jail. While waiting for the car to arrive, they talked with defendant and her husband about the restraining order. In the course of that conversation, defen- dant told the officers that she knew about the restraining order, that she and her husband were "trying to work it out," and that they were living together. When the car arrived, Barroncliffe and Schaer walked defendant's husband down a pathway and through a break in a chainlink fence that sepa- rated the park from the street (a distance of 35 to 50 feet), patted him down for weapons, and then placed him inside the car. Defendant remained under the tree during the approxi- mately five minutes that it took to complete that process. Barroncliffe and Schaer then returned to the area where defendant was waiting. Schaer told defendant that her husband had asked if she would take his belongings with her. Then (according to Schaer), "something inside of [Schaer] made [him] want to ask if [he] could look in [defendant's] purse." Whatever the source, Schaer surrendered to his ·-----·-------~---- ------- was tendered to the police-who is in a position to determine whether the person so identified is the subject, inter alia, of an outstanding warrant or other court order. This verbal specimen oflaw enforcement argot may be sufficiently enough under- stood in present day culture that it needs no explanation. It is not, however, the way courts or even the majority of individuals express themselves. We offer our explanation out of a recognition that, if we do not do so from time to time, we shall cause readers to believe what Mark Twain described in his preface to Huckleberry Finn, viz., that "all [our] characters were trying to talk alike and not succeeding."
302 State v. Ashbaugh impulse and asked defendant "if she had anything illegal in her purse." She replied that she did not. Schaer then asked defendant if he could search her purse and defendant replied, ''Yeah, sure." Schaer opened the purse and found a smudged mirror, several clear plastic baggies that each contained a small amount of clear crystalline substance, and some short straws. When asked about what he had found, defendant told Schaer that the substance was methamphetamine; she also made other incriminating statements. Schaer then cited defendant for possession of a controlled substance. Before her trial on the possession charge, defendant moved to suppress all evidence obtained in connection with the search of her purse. She acknowledged that she had con- sented to that search, but argued that her consent was the direct product of a prior unlawful "stop," which occurred either when the officers asked her for identification or when the officers approached her a second time, asked her about the contents of her purse, and asked whether she would per- mit them to search it. Defendant asserted that, in either event, the evidence was obtained through illegal police con- duct and must be suppressed. The trial court rejected both arguments and denied the motion to suppress. After hearing the testimony of the two police officers and the arguments of the parties, the court opined that the issue resolved into two questions: First, could the state show that defendant's consent was independent of, or only tenuously related to, the initial encounter between defendant and the police, which the state had conceded was an unlawful stop? 2 Second, if defendant's consent to the search was independent of that initial stop, was defendant unlawfully seized again when Schaer asked for consent to search her purse? With respect to the first question, the trial court concluded that the unlawful stop did not significantly affect defendant's decision to consent to the search. Concern- ing the second question, the court held that the request for 2 The trial court accepted the state's concession that the police officers had unlawfully stopped defendant when they obtained her identification and ran a rec- ord check. The trial court also accepted defendant's concession that her consent to the search of the purse was, in fact, voluntary. We have not been asked by the par- ties to reexamine either of those premises, and we do not.
Cite as 349 Or 297 (2010) 303 consent to search was not a seizure at all but, instead, was "properly viewed as mere conversation." The trial court denied defendant's motion to suppress and, after a trial on stipulated facts, defendant was convicted. On defendant's appeal, a divided Court of Appeals rejected the trial court's analysis and remanded for determi- nation of certain facts that, in its view, were necessary to resolve the case under the proper analysis. The majority agreed with the trial court that the original, concededly unlawful stop did not require suppression of the evidence at issue, 3 but it was less sure about defendant's alternative argument that a separate unlawful stop occurred when Officer Schaer, "prompted only by 'something inside of [him],' " asked defendant if she had anything illegal in her purse and, then, whether she would allow him to search it. Ashbaugh, 225 Or App at 22. Noting that the essential ques- tion was whether the latter incident constituted a "stop," the majority sought to answer that question through application of this court's oft-quoted statement from State v. Holmes, 311 Or 400, 813 P2d 28 (1991), that a person is "seized" for pur- poses of Article I, section 9, of the Oregon Constitution: " '(a) if a law enforcement officer intentionally and signifi- cantly restricts, interferes with, or otherwise deprives an individual of that individual's liberty or freedom of move- ment; or (b) whenever an individual believes that (a), above, has occurred and such beliefis objectively reasonable under the circumstances.' " Ashbaugh, 225 Or App at 22 (quoting Holmes, 311 Or at 409- 10). After observing that the individual's subjective belief appeared to be a necessary element of a seizure under part (b) 4 of the quoted test, and that the trial court had not 3 Like the trial court, the Court of Appeals' majority accepted the state's con- cession that the officers unlawfully seized defendant when they asked for her iden- tification and ran a warrants check. The majority concluded, however, that defen- dant had failed to establish even a minimal causal connection between that unlawful seizure and her consent to the search of her purse. It noted that the war- rant check of defendant's identification "came back negative, at which point defen- dant was free to leave." 225 Or App at 22. 4 For lack of a better word, we identify the two sections of the Holmes definition as "parts~-that is, we refer to "part (a)" and "part (b)" of the definition. We do not mean to convey, by our use of that term, that the two sections of the definition set
304 State v. Ashbaugh resolved that issue, the majority remanded the case to the trial court to determine what defendant subjectively had believed at the relevant time. The majority instructed the trial court that, if it found that defendant in fact did believe that her freedom of movement had been restricted when Schaer asked her for consent to search her purse, then it must find that she was seized for constitutional purposes. That was so, in its view, because a reasonable person in defendant's position could have held that belief, fulfilling the objective reasonableness requirement of Holmes part (b). Id. at 25 (citing State v. Toevs, 327 Or 525, 535-36, 964 P2d 1007 (1998)). A concurring opinion raised a concern about the lat- ter point, questioning whether, to establish "objective reason- ableness" for purposes of showing that a person has been seized under part (b) of the Holmes formulation, this court intended to require that a reasonable person would have believed their liberty had been intentionally and signifi- cantly restricted, or only that such a person could have held that belief. In the end, the concurrence decided to "take [this court] at its word in Toevs that it is enough to [show] that a reasonable person in defendant's position could * * * believe that the officers significantly had restricted her liberty." 225 Or App at 32 (Brewer, C. J., concurring) (emphasis in original). 5 Two judges dissented. The dissent maintained that the majority had erred in remanding for a determination of defendant's subjective state of mind when there was no evi- dence in the existing record pertaining to that subject and no lawful way of obtaining evidence of that sort, because the state could not compel defendant to testify regarding her state of mind. The dissent summed up its concern in the fol- lowing terms: ---·------------- out elements that both must be present. Rather, as the use of the word "or" in the Holmes definition implies, "part (a)" and "part (b)" are alternative methods for establishing, together or alone, that conduct or circumstances constitute a seizure. A second concurring opinion agreed with the majority that the case should be remanded for factfinding on defendant's subjective state of mind, but declined to express any view as to whether a reasonable person could feel detained under sim- ilar circumstances. See 225 Or App at 32-33 (Landau, J., concurring).
Cite as 349 Or 297 (2010) 305 "Admittedly, it is unclear what circumstances the Holmes court had in mind when it interpreted Article I, section 9, to embody a type (b) analysis, but the court could not have contemplated a process where the state is effectively unable to litigate the issue that has been framed by the majority as determinative of the outcome of this case and where the trial court is required to make a finding that is impossible for it to make." 225 Or App at 36 (Edmonds, J., dissenting). As noted, both the state and defendant petitioned for review of the Court of Appeals' decision; we allowed both petitions. Before this court, defendant argues that the Court of Appeals erred in remanding the case to the trial court for factfinding with respect to whether, when Schaer asked for consent to search her purse, defendant subjectively believed that her liberty had been significantly restricted. She con- tends that, under a correct interpretation of the Holmes analysis previously described, establishing whether an indi- vidual subjectively believes that he or she has been "seized" is unnecessary when a court is able to say that, under the same circumstances, a reasonable person would have held that belief. The state argues, on the other hand, that the Court of Appeals went astray by attempting to apply the Holmes for- mulation at all, because, in its view, this court has abandoned that formulation and now applies an "objective indicia" test. The state urges that, if an "objective indicia" test is applied to the circumstances here, Schaer's request for consent to search defendant's purse was not a seizure. As the parties' positions and the several opinions generated in the Court of Appeals reflect, there is considera- ble confusion about the meaning and continuing viability of the definition of a "seizure" set out in Holmes. The confusion is warranted: Although this court has repeatedly pointed to Holmes as setting out the essential test for when a seizure has occurred, it has not yet successfully differentiated between the two methods for establishing a seizure that are mentioned in that test. Neither has this court attempted to confront the purely practical concerns that an inquiry into a criminal defendant's "subjective belief' (which the Holmes part (b) definition appears to involve) obviously raises.
306 State v. Ashbaugh Clearly, there is a need for us to clarify that element of an Article I, section 9, "seizure." But that issue must come-if it is to come at all- later in our review. We begin with defendant's original the- ory for suppression, viz., that defendant's consent to the search of her purse arose out of an unlawful stop that occurred when, without any reasonable basis for suspecting that she was involved in criminal activity, Barroncliffe and Schaer requested identification from defendant and used the identification that she produced to run a warrants check. Because the state has conceded that the request for identifi- cation to check for warrants amounted to an unlawful sei- zure,6 the question for this court respecting defendant's orig- inal theory is whether, and in what way, the evidence obtained in the search of defendant's purse derived from that unlawful conduct. In State v. Rodriguez, 317 Or 27, 38-40, 854 P2d 399 (1993), this court observed that, in criminal prosecutions in Oregon, evidence is subject to suppression if it is obtained in violation of the defendant's personal right under Article I, section 9, to be free from unlawful searches and seizures. Based on that observation, we concluded that unlawful police conduct with respect to an individual provides a basis for sup- pression of evidence seized during a search performed with the consent of that individual in one of two ways: (1) the unlawful police conduct affected the supposed voluntariness of the individual's consent; or (2) the consent actually derived from, or was obtained through "exploitation" of, the prior vio- lation of the individual's constitutional rights. 7 As noted, 6 As noted previously, 349 Or at 302 n 2, in light of the state's concession, we express no opinion on the issue. 7 In State v. Hall, 339 Or 7, 115 P3d 908 (2005), this court explained the latter theory, sometimes referred to as an "exploitation" theory, in terms of the rationale underpinning Oregon's exclusionary rule and of the state's usual burden, when police misconduct is shown, of proving that evidence is not tainted by the miscon- duct: "[Elven when a defendant's consent is voluntary-that is, when the defen- dant's free will has not been overcome by police coercion-that consent is insuf- ficient to establish the admissibility of evidence from a warrantless search if the state cannot prove that the consent was independent of, or only tenuously related to, any preceding violation of defendant's rights under Article I, section 9. Unless the state is able to make that showing, then the defendant's consent cannot operate to validate a warrantless search because the defendant's
Cite as 349 Or 297 307 defendant has never argued that her consent in this case was not voluntary, and that issue therefore need not be consid- ered. That leaves the issue of"exploitation," i.e., whether the consent search in some sense derived from the prior unlawful police stop. In the present case, the Court of Appeals' majority concluded that defendant had failed to shift the burden of proof on the issue of "exploitation" to the state, because the officer's unlawful actions as to defendant "had no causal relationship with the discovery of evidence; [the] check [of defendant's identification] came back nega- tive, at which point defendant was free to leave. The war- rant check that was causally related to the discovery of evi- dence was the one that police carried out on defendant's husband; that act, a violation of his rights, led to the discov- ery of the outstanding restraining order, the arrest, and the subsequent events. The violation of defendant's rights sim- ply had no downstream consequences." 225 Or App at 22 (emphasis in original). In our view, the first sentence of that analysis makes the essential point: Defendant was free to leave-and the unlawful stop was over as to her-when the police returned her identification and told her that they were arresting her husband. 8 Neither can the fact that defendant remained in the vicinity while the officers effected the arrest of defendant's husband-thereby making herself available for further con- versation-be viewed as causally related to the unlawful request for identification and warrant check. Although defen- dant could be correct that, in theory, a causal connection might exist between an unlawful stop that has ended and an individual's subsequent consent to a search, the existence of consent itself derived from a violation of the defendant's rights under that state constitutional provision. To not require suppression in such circumstances would be inconsistent with the * * * rationale underlying the Oregon exclusionary rule, that is, to place a defendant in the same position as if the government officers had acted within the bounds of the law." Hall, 339 Or at 27-28 (emphasis in original; citations omitted). Because the first sentence of the Court of Appeals' statement contained the full legal answer to defendant's argument, we need not discuss whether the bal- ance of the quoted statement is correct or adds anything to the analysis.
308 State v. Ashbaugh that possibility does not absolve a person seeking suppres- sion of evidence on an "exploitation" theory from the person's burden of identifying an actual factual link. Defendant here has not identified any actual link, and her vague suggestion that the two events are "plausibly related" is insufficient to meet her burden. 9 It follows that the officers' request for iden- tification and use of that identification for a warrants check, which concededly constituted an unlawful stop, cannot serve as a basis for granting defendant's motion for suppression of evidence obtained in the subsequent consent search of her purse. That brings us to defendant's alternative theory for suppression, viz., that she was subjected to a second seizure when Schaer approached her and questioned her about the contents of her purse. Defendant contends that that seizure was unlawful because, at that time, Schaer had no basis for believing that defendant had engaged in any criminal activ- ity.10 In fact, the state does not dispute defendant's conten- tion that her consent to the search was the direct product of Schaer's question and request. The state argues, instead, that Schaer's question and request were "mere conversation," not a "seizure." The issue that the state raises-whether a puta- tively unreasonable "seizure" was in fact "mere conversation" with no constitutional implications-is a familiar one to this court. We long have recognized that, out of the broad range of potential encounters between police and citizens, only some implicate the prohibition in Article I, section 9, against unreasonable "seizures." We have divided police-citizen encounters, very roughly, into three categories: (1) "mere con- versation," that is, noncoercive encounters that are not "sei- zures" and, thus, require no justification under Article I, sec- tion 9; (2) "stops," a type of seizure that involves a temporary " The circumstances that we describe here are notably distinct from those in State u. Ayles, 348 Or 622, 237 P3d 805 (2010), where this court concluded that the existence of a different circumstance-the police request for consent to search occurred while an illegal detention was ongoing-was sufficient to establish the requisite minimal factual nexus. Id. at 633-34. 10 Defendant also contends that the existence of a causal connection between that seizure and her decision to consent is beyond dispute. As our analysis will demonstrate, we need not address that theory in this case.
Cite restraint on a person's liberty and that violates Article I, sec- tion 9, unless justified by, for example, necessities of a safety emergency or by reasonable suspicion that the person has been involved in criminal activity; and (3) "arrests," which are restraints on an individual's liberty that are steps toward charging individuals with a crime and which, under Article I, section 9, must be justified by probable cause to believe that the arrested individual has, in fact, committed a crime. The thing that distinguishes "seizures"-that is, "stops" and "arrests"-from encounters that are "mere conversation" is the imposition, either by physical force or through some "show of authority," of some restraint on the individual's lib- erty. State v. Rodgers/Kirkeby, 347 Or 610, 621-22, 227 P3d 695 (2010); see also State v. Warner, 284 Or 147, 161-62, 585 P2d 681 (1978) (to the same effect). In addition to the foregoing explication of the mean- ing of the constitutional term "seizure," this court has set out a definition of that term in Holmes. Although we already have quoted that definition, 349 Or at 303, we do so again for the convenience of the reader: "[A] 'seizure' of a person occurs under Article I, section 9, of the Oregon Constitution (a) if a law enforcement officer intentionally and significantly restricts, interferes with, or otherwise deprives an individual of that individual's liberty or freedom of movement; or (b) whenever an individual believes that (a), above, has occurred and such belief is objectively reasonable under the circumstances." Holmes, 311 Or at 409-10.11 A full appreciation of the foregoing definition requires that we recognize that it is not the only advice that the court in Holmes provided with respect to determining when a "seizure" has occurred. The court also stated that the determination "require[s] a fact-specific inquiry into the 11 In Rodgers/ Kirkeby, we stated the definition in slightly different words: "A person is 'seized' under Article I, section 9, when either (1) a police offi- cer intentionally and significantly interferes with the person's freedom of movement; or (2) the person believes, in an objectively reasonable manner, that his or her liberty of movement has been so restricted." 347 Or at 621-22.
310 Statev. totality of the circumstances of the particular case," id. at 408, and it stressed that, "[u]nder the[] 'seizure' standards [set out above], law enforcement officers remain free to approach persons on the street or in public places, seek their cooperation or assis- tance, request or impart information, or question them without being called upon to articulate a certain level of suspicion in justification if a particular encounter proves fruitful. A street or public place encounter does not amount to an Article I, section 9, 'seizure' merely because the encounter may involve inconvenience or annoyance for the citizen and the other party to the encounter is known to be a law enforcement officer. Even physical contact does not transform the encounter into a 'seizure' if it is a normal means of attracting a person's attention (e.g., policeman tapping citizen on the shoulder at the outset to get a citi- zen's attention). * * *Rather the encounter is a 'seizure' of a person only if the officer engages in conduct significantly beyond that accepted in ordinary social intercourse. The pivotal factor is whether the officer, even if making inquir- ies [that] a private citizen would not, has otherwise con- ducted himself in a manner that would be perceived as non- offensive conduct if it had occurred between two private citizens." Id. at 410. As noted, this court's efforts to explain what the con- stitutional term "seizure" embraces have not yet succeeded: Our various explanations, from Holmes to Rodgers I Kirkeby, have left questions unanswered. We shall make a further effort here. One such question is the one that the state poses- whether the two-part Holmes definition quoted above remains relevant almost 20 years after it first was announced. The state contends that, after an initial period during which this court seemed to analyze police encounters under both parts of the definition, the court shifted to a pat- tern in which it quoted, but did not actually address, both parts of the Holmes definition. 12 The state contends that that 12 We discuss below the cases that the state points to as demonstrating that shift.
Cite as 349 Or 297 (2010) 311 shift demonstrates that the court has abandoned the two- part Holmes formulation and, it argues, the court now resolves "seizure" questions in terms of whether, looking at the "totality of the circumstances" of the particular case, a police officer's conduct and words significantly interfered with the defendant's freedom of movement. The state sug- gests, moreover, that the court was correct to shift to a simple "totality of the circumstances" approach, because the "for- mulaic" and "mechanical" Holmes construct "ignores the complexity and nuance of encounters between law enforce- ment and individuals." Before this court, the state also criticizes the Court of Appeals' majority's handling of another aspect ofHolmes part (b)-the discussion whether an individual involved in an encounter with police "believes" that his or her liberty has been restricted. That argument fairly characterizes what the Court of Appeals majority said. After concluding that a reasonable person could have believed that his or her liberty had been restricted under the circumstances of the case, and after noting that the trial court had not made any finding as to whether defendant actually held such a belief, the Court of Appeals remanded the case to the trial court to make what it deemed to be the necessary finding concerning that question and, at the same time, seemed to place the burden of estab- lishing defendant's subjective belief on the state. Taking its cue from the Court of Appeals' dissent, the state argues that that approach has placed it in an untenable position-one of being "effectively unable to litigate [an] issue that has been framed by the majority as determinative." Ashbaugh, 225 Or App at 36 (Edmonds, J., dissenting). That is so, in the state's view, because (1) a defendant cannot be compelled to testify about his or her state of mind and (2) in the absence of such testimony, the defendant's subjective belief that he or she has been seized is presumed-unfairly-from the fact that he or she has remained in the presence of the police. The state con- cludes that, if a citizen's subjective beliefs about an encounter properly determine whether there has been an Article I, sec- tion 9, "seizure," then the defendant, rather than the state, should be required to carry the burden of proof with respect to those beliefs.
312 State v. Ashbaugh Defendant, for her part, embraces the idea that Holmes part (b) has a subjective focus, and agrees with the Court of Appeals' majority that, for purposes of part (b), the objective reasonableness of an individual's belief that his or her liberty has been significantly restricted must be based on whether a reasonable person could hold that belief. Defen- dant argues, however, that part (a) of the Holmes test also assesses the circumstances entirely from the affected individ- ual's personal and subjective vantage point-although, under part (a), the question is not what a reasonable person could believe but "whether, under the totality of the circum- stances, a reasonable person would consider the officer's con- duct a significant restriction on the person's liberty." 13 The fact that the parties have advanced such vastly different interpretations of the two-part Holmes formulation might be viewed as a failure by this court in Holmes to artic- ulate its point clearly. But, as we have focused more and more tightly on the words of the Holmes definition of "sei- zure," it has become increasingly apparent that the problem is not so much with how the idea has been expressed as with the idea itself. Quite simply, we think that at least one com- ponent of the Holmes definition is unworkable, and this court since Holmes has proceeded as if the unworkable component were not there. Although that approach has resulted in con- fusion about the meaning of Holmes, we do not believe that the root problem can be resolved by further effort at clarifi- cation. We believe that the problem instead requires a reex- amination of the Holmes formulation. It is evident that, when this court adopted the Holmes definition, it was attempting to define Article I, sec- tion 9, seizures primarily in terms of the perceptions of ordi- nary citizens. That is not surprising: The United States 13 In fact, defendant contends that whenever this court has stated, in the con- text of a Holmes analysis, that an "objectively reasonable" person would believe that his or her liberty has been restricted, it has been applying part (a) of the Holmes formulation, rather than part (b). Given that the phrase "objectively reasonable" appears in part (b) of the Holmes formulation, defendant's theory is counterintuitive. The same might be said about another aspect of defendant's interpretation of the Holmes formulation-her claim that, when part (a) speaks of an officer "intentionally" restricting an individual's liberty, it is not concerned with the police officer's actual intentions. but with what a reasonable person in the sus- pect's position would believe that the officer intended.
Cite as 349 Or 297 313 Supreme Court had, at that time, settled on a definition of "seizure," for the purpose of the Fourth Amendment to the United States Constitution, that was couched in terms of a reasonable person's perceptions: "[A) person has been 'seized' within the meaning of the Fourth Amendment only if, in view of all of the circum- stances surrounding the incident, a reasonable person would have believed that he was not free to leave." United States v. Mendenhall, 446 US 544, 554, 100 S Ct 1870, 64 L Ed 2d 497 (1980) (plurality opinion by Stewart, J.). See also Florida v. Royer, 460 US 491, 502, 103 S Ct 1319, 75 L Ed 2d 229 (1983) (quoting Mendenhall plurality). This court was aware of the United States Supreme Court's "reasonable person" approach in Mendenhall, 14 but it likely also was aware that courts and academics across the country were struggling with two pertinent issues: (1) how to deal with individual differences between arguably reasonable per- sons involved in citizen-police encounters; 15 and (2) how to deal with the stated or inferred intentions of police officers in such encounters. 16 We are satisfied that, when this court 14 The court quoted the "reasonable person" definition elsewhere in Holmes. 311 Or at 413. 15 See, e.g., Tracey Maclin, Black and Blue Encounters-·Some Preliminary Thoughts about Fourth Amendment Seizures: Should Race Matter?, 26 Val UL Rev 243 (1991) (because, historically, "special dynamic" has surrounded encounters between police and black males, court should consider how the race of the person confronted by the police might have influenced his attitude toward the encounter); Wayne R. LaFave, 3 Search and Seizure; A Treatise on the Fourth Amendment § 9.2(h) at 407-08 (2d ed 1987) (briefly discussing and rejecting the possibility that reasonable person standard depends upon the subjective perceptions of the sus- pect). See also In re J.M., 619 A2d 497, 504-07 (DC App 1992) (Chief Judge Rogers and Senior Judge Mack concurring in part and dissenting in part) (child's percep- tion of police encounter will be different from adults, and that difference should be taken into account when court is confronted with deciding whether police encoun- ter with child was a seizure). 16 See, e.g., Edwin J. Butterfoss, Bright Line Seizures: The Need for Clarity in Determining When Fourth Amendment Activity Begins, 79 J Crim L & Criminology 437, 464-66 (1988) (more realistic to take into account the subjective intent of the police officer because, when police officer does not intend to permit person to leave, person in fact is not free to leave); LaFave, 3 Search and Seizure§ 9.2(h) at 407 (briefly discussing propriety of considering subjective intentions of police officers). See also State u. Shy, 373 So 2d 145, 148 (La 1979) (Dennis, J. dissenting) (when police had admitted in their testimony that they would have stopped defendant by force if he had attempted to leave, "it is legalistic, but not realistic, to pretend that an ordinary citizen would be aware of or believe in, much less rely upon the * * * shibboleth" that nothing prevents a person who is approached by police from choos- ing to walk away).
314 State v. Ashbaugh defined Article I, section 9, "seizures" in Holmes, it intended to use the "reasonable person" construct of Mendenhall but, at the same time, to address and resolve the two concerns arising out of Mendenhall that we have mentioned. Of partic- ular relevance here, we believe that Holmes part (b) was directed at the latter concern. However, having announced in Holmes part (b), that the existence of a seizure might depend on the subjective impressions of the citizen involved, this court has seemed dis- inclined to use that aspect of the part (b) formulation in its decisions. Even in Holmes itself, the court glossed over the subject of the defendant's subjective beliefs about his encoun- ter with the police, and concentrated entirely on what a reasonable person would have believed in the circumstances. See Holmes, 311 Or at 411 (concluding that there had been no seizure because a reasonable person would appreciate being stopped and advised of traffic situation and would not believe that associated inconvenience or restriction was significant). And, since Holmes, a disinclination even to mention a sus- pect's subjective beliefs in connection with a part (b) analysis has been a common pattern in this court's cases. See, e.g., State u. Gerrish, 311 Or 506, 513, 815 P2d 1244 (1991) (hold- ing that police did not seize defendant when they flagged him down to request information because that action not signifi- cant restriction upon the defendant's liberty, "nor would a reasonable individual believe that it was"); State u. Hall, 339 Or 7, 19, 115 P3d 908 (2005) (concluding that police seized defendant when they took defendant's identification for war- rant check, because reasonable person would not feel free to leave when person is subject of pending warrant check); State u. Thompkin, 341 Or 368, 378-79, 143 P3d 530 (2006) (same).17 In the handful of cases in which the defendant's sub- jective beliefs even are mentioned in connection with a part (b) analysis, this court sometimes has avoided any actual 17 The noted tendency in this court's cases to avoid using or even mentioning the defendant's subjective beliefs in connection with a Holmes part (b) analysis is different from the state's idea that this court has tacitly abandoned the two-part Holmes formulation altogether. The cases do, however, manifest the tendency to remove subjective belief from the part (b) analysis that we have observed.
Cite as 349 Or 297 315 inquiry into the defendant's beliefs by accepting, for the pur- pose of argument, that the defendant subjectively believed that he had been seized. See, e.g., State v. Ehly, 317 Or 66, 79- 80, 854 P2d 421 (1993) (assuming that defendant did not believe that he was free to leave but holding that, in any event, an objectively reasonable person would not share that belieO. At other times, the court simply has assumed that a defendant's failure to assert himself shows that he subjec- tively believed that he had been seized. See, e.g., State v. Dahl, 323 Or 199, 207-08, 915 P2d 979 (1996) (defendant's submission to police order, conveyed telephonically, to come out of his house with his hands up showed that he believed that his liberty had been restricted). In fact, this court has treated a defendant's subjec- tive belief that his or her liberty has been intentionally and significantly restricted as a separate and necessary element of a Holmes part (b) seizure in only one case-Toevs. 18 Signif- icantly, Toevs is the case that the Court of Appeals relied on when it remanded to the trial court to determine what defen- dant subjectively believed. In Toevs, this court opined that, for purposes of the Holmes formulation, what a defendant subjectively believes is a question of fact to be resolved by the trial court, while whether that belief is objectively reasonable requires an independent assessment of the facts by the reviewing court. 327 Or at 535. In Toevs, this court understood the trial court to have found that the defendant subjectively believed that his freedom of movement had been restricted at the relevant time, and noted that that finding was supported by the rec- ord. Id. at 536. This court then proceeded to independently assess whether the defendant's belief was objectively reason- able, and stated its conclusion in that regard in the following terms: 18 State u. Juarez-Godinez, 326 Or 1, 942 P2d 772 (1997), also appears to treat the defendant's subjective belief as a separate and necessary element of a part (b) analysis. However, Juarez-Godinez is complicated by the fact that the court appeared to employ both a part (a) and a part (b) analysis, without distinguishing between them, and by the further fact that the case involved the seizure of an auto- mobile, not a person. 326 Or at 6-10.
316 State v. Ashbaugh "Under the totality for the circumstances, we conclude that a reasonable person in defendant's position could have believed that the officers significantly had restricted his lib- erty or freedom of movement." Id. (emphasis added). The use of the phrase "could have believed" in that sentence clearly is an anomaly. In every other case in which this court has purported to apply Holmes, including those that were issued after Toevs, the court's con- clusions have been phrased in terms of what a reasonable person "would" have believed. See, e.g., Hall, 339 Or at 19; Thompkin, 341 Or at 378. The trend, not the anomaly, describes the question correctly. "Would" is correct; "could" was a regrettable misstatement. For the foregoing reasons, we believe that it is time to abandon forthrightly the subjective component of that part of the Holmes part (b) test-that is, the part that is concerned with a person's subjective belief that he or she has been seized-and instead to direct the focus of that part of the def- inition entirely to an objective standard. 19 A "seizure" of a person occurs under Article I, section 9, of the Oregon Constitution: (a) if a law enforcement officer intentionally and significantly restricts, interferes with, or otherwise deprives an individual of that individual's liberty or freedom of movement; or (b) if a reasonable person under the totality of the circumstances would believe that (a) above has occurred. 20 Applying that standard to the facts in this case, we conclude that defendant was not seized within the meaning 19 We describe our concern so narrowly because we are of the view that one other example of subjective belief might remain relevant: If a person affirmatively (but wrongly) believes that he or she is free to go, his or her consent to a search may be valid. This case does not present the question-we simply note here that it remains unanswered. 20 The controversy in the present case focuses on the "objective reasonable- ness" and subjective "belief' aspects of part (b) of the Holmes standard and we have limited our analysis of the standard accordingly. We recognize that, in the eyes of some readers, part (a) of the standard contains a "subjective" element that is sus- ceptible to the same criticisms as is the subjective element of part (b)--specifically, the reference to law officers "intentionally" restricting a person's freedom of move- ment. Although our present sense is that the intentionality aspect of part (a) is quite different from the subjective belief aspect of part (b) and serves a different and more defensible purpose, we are open to any argument to the contrary that the state or any other party might wish to make in a future case.
Cite as 349 Or 297 (2010) 317 of Article I, section 9, when Schaer recontacted her after put- ting her husband in a police car, asked her about the contents of her purse, and asked whether she would permit him to search the purse. Although it is possible to restrict a person's liberty and freedom of movement by purely verbal means, there is no evidence that would support a conclusion that that is what happened here. Certainly, the content of Schaer's questions did not cause defendant to be seized: As we repeatedly have observed, even though Schaer asked defendant a question that one private citizen ordinarily would not ask another, defendant does not point to anything about Schaer's words that would be perceived as "show of authority that restrict[ed her] freedom of movement." Rodgers/Kirkeby, 347 Or at 622. Neither is there any basis for concluding that Schaer's manner or actions involved a "show of authority." Schaer's request was not accompanied by any physical action that could be construed as threatening or coercive-he did not, for example, position himself and his fellow officer in a way that would suggest to defendant that she was sur- rounded. See Rodgers I Kirkeby, 347 Or at 627 (illustrating that tactic). In fact, the trial court found that the conversa- tion between Schaer and defendant was "relaxed and noncon- frontational," and we are bound by that finding, because there is evidence in the record to support it. Moreover, the officers had returned defendant's identification to her and left her alone while completing the arrest and transportation of her husband. Thus, while it may have been true that defen- dant had been unlawfully detained by police some minutes before and had watched a clear show of authority directed at her husband, those circumstances had ended. They did not create the kind of atmosphere that would convey to a citizen that she was not free to go at the later time. Considering the totality of the circumstances, we conclude that Schaer's actions in asking defendant the ques- tions that he did under the circumstances that existed did not "intentionally and significantly" restrict or interfere with her liberty. We further conclude that an objectively reasonable person in defendant's circumstances would not believe that Schaer had done so. Accordingly, we reject defendant's con- tention that, in light of the surrounding circumstances,
318 State v. Ashbaugh Schaer's questions about the contents of her purse and his request for consent to search the purse amounted to a seizure for purposes of Article I, section 9, of the Oregon Constitution. It follows that, whatever connection there might be between those questions and defendant's consent to the search of her purse, the consent was not the product of an unlawful seizure. The decision of the Court of Appeals is reversed. The judgment of the circuit court is affirmed. KISTLER, J., concurring. I join in the majority opinion in this case. I also agree with the principle stated in Justice Durham's concurring opinion that defendant's voluntary consent provides an alter- native basis for affirming the trial court's judgment. Linder J., joins in this concurring opinion. DURHAM, J., specially concurring. I agree with the majority that the trial court cor- rectly denied defendant's motion to suppress the evidence, and that defendant's conviction should be affirmed. However, I do not agree with the majority's explanation of its reasons for affirming defendant's conviction. I would decide this case on narrower and, I submit, simpler grounds. The only question that this case poses is whether the police officers conducted an unreasonable search when they examined the interior of defendant's purse and saw drug par- aphernalia. If that search was lawful, then the officers' sub- sequent observations supplied them with probable cause to seize the drug evidence. The state defends the police search here on the ground of consent. A citizen's voluntary consent to a police search is an exception to the requirement of a search war- rant. A valid consent confirms, for legal purposes, that the resulting search is reasonable and does not violate the citi- zen's rights under Article I, section 9, of the Oregon Constitution. State v. Weaver, 319 Or 212, 219, 874P2d1322 (1994). Courts must examine the totality of the evidence to determine whether the citizen consented to the search vol- untarily, rather than as the result of police coercion, express
Cite as 349 Or 297 319 or implied. State v. Parker, 317 Or 225, 230, 855 P2d 636 (1993). In this case, two aspects of the trial court record greatly simplify the court's examination of the consent issue. First, defendant admitted that she consented to the search of her purse by the police. Second, defendant also conceded that her consent to the search of her purse was voluntary. The majority and the dissent give almost no attention to those significant admissions. To me, however, those admissions dispose of all or virtually all of defendant's arguments that the search of her purse was unreasonable. The majority and the dissent focus instead, at ago- nizing length, on whether the two police officers interfered with defendant's freedom of movement, that is, whether they "seized" her, during either of their two encounters with her in the park. As it turns out, the seizure issue ultimately does not matter in this case, however the court decides it. I will briefly explain why that is so. In the consent search context, a defendant com- monly challenges the voluntariness of consent by pointing to evidence that the police had restrained the defendant's lib- erty of movement at or before the moment when the alleged consent was granted. A restraint on liberty is relevant to the validity of consent in that kind of case. By establishing that the police first seized the defendant, the defendant can argue that the seizure (and any other coercive circumstances) over- came his or her free will and rendered any subsequent state- ment of consent involuntary. That argument, however, is beside the point here because of defendant's concessions, noted above. Even if the police encounter with defendant amounted to a stop or an arrest, the trial court correctly declined to treat it as having a coercive influence on defendant because defendant stipu- lated that her consent to the search of her purse was voluntary. One other argument merits discussion. Evidence seized by police will be treated as "fruit of the poisonous tree" and suppressed if the police commit an illegality, such as an invalid stop or arrest, and subsequently exploit that illegality
320 State v. Ashbaugh to obtain the disputed evidence. State v. Rodriguez, 317 Or 27, 38, 854 P2d 399 (1993). Under that theory, it is not suffi- cient that the initial illegality stands in a mere "but for" causal relationship to the seized evidence. Other causal fac- tors can intervene to lead the police to the evidence. Evidence remains "fruit of the poisonous tree" and subject to suppres- sion only if the initial police illegality, when compared to other intervening causal factors, was the reason for the dis- covery of the evidence by the police. Id. at 39-40; State v. Hall, 339 Or 7, 45, 115 P3d 908 (2005) (Durham, J., concurring in part and dissenting in part). Defendant argues that the evidence seized here was the result of police officers' exploitation of the unlawful stop or arrest of defendant in their first or second encounter (or both) with her. But the facts do not demonstrate the required sort of exploitation. Rather, according to the evidence, the event that brought the disputed evidence to light was defen- dant's voluntary consent to a search of her purse. Even ifthe police encounter with defendant began with an invalid stop or arrest, the facts establish that her voluntary consent exposed the evidence to the police and that the initial stop or arrest did not compel her to consent to the search of her purse. For the reasons expressed above, the majority reaches a correct conclusion about defendant's exploitation theory, even though my analysis of that theory differs signif- icantly from that employed by the majority. And, as noted, the majority's ultimate answer here-that the trial court properly denied defendant's motion to suppress evidence-is correct. I concur. WALTERS, J., dissenting. When uniformed police officers have no reasonable suspicion that a citizen is engaged in criminal activity, do those officers violate Article I, section 9, of the Oregon Constitution when they approach that citizen and, after obtaining her identification and checking for warrants, ques- tion her about whether she is committing a crime and whether they can search her purse for evidence of that crime?
Cite as 349 Or 297 321 I conclude that officers who engage in that conduct seize the citizen in violation of the Oregon Constitution because a reasonable citizen subjected to that inquiry could conclude that the officers' legal show of authority restrained that citizen's liberty. Because the majority reaches the oppo- site conclusion, without a reasoned basis for doing so, I respectfully dissent. In this case, the state conceded, and the majority proceeds on the assumption, that the officers seized defen- dant and violated her rights under Article I, section 9, when, without reasonable suspicion that she was engaged in crimi- nal activity, they approached her, obtained her identification, and checked for outstanding warrants. 349 Or at 302 n 2, 306 n 6. That conclusion is compelled by this court's decision in State v. Hall, 339 Or 7, 18, 115 P3d 908 (2005). In Hall, an officer requested, obtained, and returned the defendant's identification card and radioed for a warrant check. The court held that, when the officer did so, he restrained the defen- dant's liberty of movement and seized the defendant because it is "difficult to posit that a reasonable person would think that he or she was free to leave at a time when that person is the investigatory subject of a pending warrant check." Id. at 19. I do not see a constitutional distinction between sub- jecting a person to a check for outstanding warrants and sub- jecting a person to a check for illegal drugs. If a reasonable person in the former position would not feel free to leave, why would a reasonable person in the latter position be more bold? Furthermore, this court previously has decided that, when the police obtain a citizen's identification and subject him to an investigation for robbery, they seize him. State v. Warner, 284 Or 147, 585 P2d 681 (1978). In Warner, the police approached the defendant to investigate a robbery, and "this court held that, at the moment that the officer told the defendant to place his identification card on the table and advised the defendant that he was the subject of a criminal investigation [for robbery], the officer had seized the defen- dant by a show of authority for purposes of ORS 131.615
322 State v. Ashbaugh (1975), amended by Oregon Laws 1997, chapter 866, section 1, and Article I, section 9. [284 Or at 165]." Hall, 339 Or at 18 (emphasis added). 1 In State v. Thompkin, 341 Or 368, 143 P3d 530 (2006), this court applied the rule of Warner and Hall to a person who was the subject of a drug investigation. In Thompkin, the police lawfully stopped a car in which the defendant was a passenger. The court held that the police unlawfully seized the defendant when one officer requested and retained his identification to conduct a records check while another questioned him concerning drugs and weap- ons. The court said, "Here, as in Hall, we find it doubtful that a reasonable per- son in defendant's position would think that he or she was free to leave at a time when that person was the investiga- tory subject of a pending warrant check and was being ques- tioned about illegal activity." Id. at 378-79 (emphasis added). This court's most recent seizure case, State v. Rodgers/Kirkeby, 347 Or 610, 227 P3d 695 (2010), is in accord. In that case, an officer lawfully stopped the defen- dant, Rodgers, a motorist, to investigate a traffic infraction, obtained and returned his driver's license, and completed a check for outstanding warrants, finding none. Then, without advising the defendant that that investigation had been com- pleted, one officer asked the defendant about the contents of two containers that the officer had observed in the car and whether the officer could search the car, while the other offi- cer stood at the passenger side of the car. The court held that, although the police had reason- able suspicion to stop the defendant and question him about the traffic violation, they seized him without reasonable sus- picion and violated his rights under Article I, section 9, when they engaged in a "show of authority" after the traffic inves- tigation was, or should have been, complete. Id. at 622. In 1 In Hall, the court also noted that in State v. Kennedy, 290 Or 493, 624 P2d 99 (1981), a case in which "two police officers approached the defendant as he was pre- paring to exit the Portland airport and informed him that they had information that he might be in possession of illegal drugs," the court assumed that the police interaction with the defendant was unlawful. Hall, 339 Or at 30-31.
Cite as 349 Or 297 323 reaching that conclusion, the court first noted that when a police officer uses official authority to stop and question a cit- izen, the citizen is legally required to obey and "interact with" the police officer. Id. at 623 (citing ORS 811.535 (failure to obey a police officer), ORS 807 .570 (failure to carry or present a license), and ORS 807.620 (prohibiting giving false infor- mation to police officer)). The police therefore seized the defendant when they stopped him and investigated the traf- fic violation. When that investigation was complete, the offi- cers did not tell the defendant that he was free to go and therefore continued to seize him. Because they did so without reasonable suspicion that the defendant was involved in criminal activity, the police violated the defendant's rights under Article I, section 9. The court observed that the defen- dant "had no way of knowing that [the officer's] questions and request to search the car were not part of the traffic investi- gation and that his cooperation in [the drug] investigation was not required to continue." Id. at 626. The other defendant in that case, Kirkeby, also a motorist, got out of his car after he was stopped by a deputy and voluntarily produced his driver's license. The deputy knew that the defendant was driving with a suspended license, but did not question him about that violation or issue a citation. Instead, the deputy, concerned for his safety, asked the defendant if he had any weapons. When the defen- dant denied that he did, the deputy asked if he could conduct a patdown search of the defendant. The defendant agreed and, after conducting the search, the deputy was confident that the defendant was not armed. Nevertheless, the deputy asked the defendant for permission to examine the contents of his pockets. The court held that the "deputy's show of authority that accompanied his request that [the] defendant consent to a patdown and subsequent request that [the] defendant consent to an examination of the contents of [the] defendant's pockets" was "a significant limitation on [the] defendant's freedom of movement" and constituted a seizure under Article I, section 9. Id. at 628. Here, had the majority applied the reasoning of its prior cases, it would have concluded that defendant was sim- ilarly seized and that her rights under Article I, section 9, were similarly violated. Applying Hall, Warner, and Thompkin, the majority would have concluded that defendant was seized
324 State v. Ashbaugh because the police obtained her identification and subjected her to a criminal investigation, and it is "difficult to posit that a reasonable person would think that he or she was free to leave at a time when that person is the investigatory subject of a [criminal investigation]," Hall, 339 Or at 19, or "[is] being questioned about illegal activity," Thompkin, 341 Or at 379. Applying Rodgers I Kirkeby, the majority would have concluded that defendant was seized because, after their ini- tial seizure of defendant, the officers did not tell her that she was free to go, and she "had no way of knowing that [the offi- cer's] questions and request to search [her purse] were not part of the [initial investigation] and that [her] cooperation in [the drug] investigation was not required to continue." 347 Or at 626. Applying Rodgers I Kirkeby, the majority also would have concluded that the officer's "show of authority" in requesting consent to search constituted a seizure. 34 7 Or at 628. Instead of reaching any of those conclusions, the majority declares that the officer who questioned defendant did not engage in a "show of authority" that would "convey to a citizen that she was not free to go." 349 Or at 317. Of the contrary cases that I have cited, the majority attempts to dis- tinguish only Rodgers I Kirkeby. The majority asserts that this case is different from Rodgers I Kirkeby because the offi- cers in this case did not position themselves in a way that "would suggest to defendant that she was surrounded." 349 Orat317. That distinction fails for two reasons. First, there was no evidence in Rodgers I Kirkeby that the defendant Kirkeby was "surrounded" by the one officer who questioned him, and the defendant in this case was at least as "sur- rounded" by the two officers who questioned her as was the defendant Rodgers in Rodgers I Kirkeby. This defendant was seated on the ground when two officers who hadjust arrested and handcuffed her husband continued to question her. If Rodgers, who was at the wheel of a car and could drive it away, was restrained by two officers who stood near the car, then defendant in this case, who was without a similar means of departure, also was restrained by the two officers who stood near her.
Cite as 349 Or 297 Second, although the court in Rodgers I Kirkeby noted the positions of the two officers who questioned the defendant Rodgers in its account of the "totality of the cir- cumstances" that affected him, the court did not take note of the position of the one officer who requested the defendant Kirkeby's consent to search, or comment that the officer had physically restrained him. The court focused, as did the courts in Warner, Hall, and Thompkin, not on the physical, but on the legal "show of authority" that the police exhibited and exerted when they subjected those defendants to ques- tioning. In this case, the officers, like those in Rodgers I Kirkeby and the cases leading up to Rodgers I Kirkeby, were in uniform, obtained defendant's identification, and sub- jected defendant to legal obligations parallel to those that the court found pertinent in Rodgers I Kirkeby. See ORS 811.535 (failure to obey a police officer); ORS 162.247(1)(b) (failure to obey a peace officer); and ORS 162.385 (prohibiting giving of false information for a citation or arrest on a warrant). The officers in this case, like those in Rodgers I Kirkeby, subjected defendant to an investigation for outstanding warrants, and defendant reasonably believed that she was required to coop- erate with that investigation. When those same officers con- tinued their criminal inquiry without telling defendant that she was free to go, defendant had no way to know that her cooperation was not required and she was seized. When the majority declares, instead, that a reason- able person in defendant's circumstances would not believe that the police had restrained her liberty, 349 Or at 317-18, it ignores not only the legal authority that the police exhibited, but also social science research that demonstrates that peo- ple subjected to such authority believe that they are required to cooperate with the police and are not free to leave when subjected to questioning. "[T]he available evidence suggests most people per- ceive an investigative encounter to be a seizure." Daniel J. Steinbock, The Wrong Line Between Freedom and Restraint: The Unreality, Obscurity, and Incivility of the Fourth Amend- ment Consensual Encounter Doctrine, 38 San Diego L Rev 507, 556-57 (2001). Empirical studies have shown that sev- eral features unique to police-citizen encounters undermine the idea that such encounters are consensual. See Janice
326 State v. Ashbaugh Nadler, No Need to Shout: Bus Sweeps and the Psychology of Coercion, 2002 Sup Ct Rev 153, 173 (2002) (features include whether investigator is a legitimately constituted authority). Those studies show that an officer's status as an authority figure leads citizens to believe that their cooperation is required, not requested: "[T]he listener is likely to conclude that an utterance is in fact a directive, or an order to be followed. For example, cit- izens generally do not interpret 'Can I please see your license and registration?' as spoken by a police officer as a genuine request; it is a command, and everyone under- stands this. * * * Importantly, authority figures do not need to employ highly face-threatening language to achieve their goal." Nadler, 2002 Sup Ct Rev at 188 (citing Thomas Holtgraves, Communication in Context: Effects of Speaker Status on the Comprehension of Indirect Requests, 20 J Exp Psychol: Learning, Memory, & Cognition 1205 (1994)). In a survey of 54 citizens involved in vehicle searches, 49 of whom con- sented to the search, 4 7 responded that they were afraid of what might happen should they refuse. "Their fears included having their trip unduly delayed, being searched anyway, incurring property damage to their car if they refused and police searched anyway, being arrested, being beaten, or being killed. * * *. "* * * * * "When asked if they felt the police would have honored their request if they had refused, only one citizen answered 'yes,' and one did not know. All of the remaining respon- dents (96%) felt that police would not have honored their refusal and would have searched them anyway. Their con- cerns were apparently well founded: of the five motorists who declined to consent to the search, two reported being searched despite their explicit refusal to consent. Another motorist who refused to consent was not searched but was threatened with future retaliation." Nadler, 2002 Sup Ct Rev at 202-03 (citing Illya D. Lichtenberg, Voluntary Consent or Obedience to Authority: An Inquiry Into the "Consensual" Police-Citizen Encounter (1999) (unpub- lished Ph.D. dissertation, Rutger's University)).
Cite as 349 Or 297 327 By citing those studies, I do not suggest that this court determine the meaning of the constitutional term "sei- zure" by engaging in a normative inquiry. What I do suggest is that, in giving effect to that term, this court use a mode of analysis that allows for the fact that our society is not homog- enous and that, although some reasonable people may con- clude that they are free to walk away from an officer who questions them, others, just as reasonably, may conclude otherwise. The analysis that the court announced in State u. Holmes, 311Or400, 409-10, 813 P2d 28 (1991), and applied in State u. Toevs, 327 Or 525, 535, 964 P2d 1007 (1998), State v. Juarez-Godinez, 326 Or 1, 6, 942, P2d 772 (1997), State u. Dahl, 323 Or 199, 207-08, 915 P2d 979 (1996), and State u. Ehly, 317 Or 66, 78-79, 854 P2d 421 (1993), was designed to do just that. That analysis allows a court to ascertain, as it often does in other contexts, the belief or conclusion that a partic- ular citizen had or reached, but to refrain from giving effect to that belief or conclusion if it does not fall within the range of reasonableness. See, e.g., T. R. u. Boy Scouts of America, 344 Or 282, 181 P3d 758 (2008) (factfinder determines whether plaintiff knew that defendant had a role in causing injury; court determines whether that conclusion objectively reason- able); Delgado u. Souders, 334Or122, 137, 46 P3d 729 (2002) (factfinder determines whether plaintiff was alarmed and had reasonable apprehension regarding personal safety; court determines whether belief objectively reasonable); State u. Villagran, 294 Or 404, 408, 657 P2d 1223 (1983) (magistrate decides that probable cause to believe search would discover items specified in affidavit and court reviews whether neutral and detached magistrate reasonably could reach that conclusion); State u. Krummacher, 269 Or 125, 137-38, 523 P2d 1009 (1974) (court may not agree with jury's conclusion but must affirm if within realm of reason- ableness). The sole reason that the majority gives for abandon- ing that Holmes analysis is that "this court has seemed dis- inclined" to use it. 349 Or at 314. Although the majority does not assert that the Holmes formulation was unworkable or caused difficulty for the police, I note that that formulation permits the police to subject citizens to criminal inquiry as
328 Statev. long as they have reasonable suspicion that the citizens are engaging in criminal activity, and to do so, even without reasonable suspicion, if they directly inform the citizens (and do not engage in contradictory action). In evaluating whether a person who is confronted by a police officer is seized, a trial court should not engage in the task of deciding whether a hypothetical person with uniden- tified characteristics and experiences would or would not feel free to leave; it should determine whether, as a matter of fact, the particular defendant believed that she was free to leave, and then, as a matter oflaw, whether the defendant's belief was within the range of reasonable beliefs. That mode of analysis is well-known to the trial courts and accommodates the diversity of our citizenry. 2 In deciding that the only reasonable belief that the defendant in this case could have had was that she was free to walk away from the officers who questioned her, this court ignored not only defendant's personal reaction to the situa- tion that she faced, but also the expectations that the law imposed on her and on all citizens who are subjected to police encounters. Even if there were good reasons for the majority to preclude consideration of the former, the majority erred in failing to consider the effect of the latter on the issue of objec- tive reasonableness. ORS 131.615 permits police officers to stop citizens and request their consent to search, but only when the offi- cers have reasonable suspicion of criminal activity. ORS 162.247, ORS 162.385, and ORS 811.535 require citizens to obey police orders and provide police officers with accurate information. When a uniformed officer approaches a citizen and conducts a criminal inquiry, it is therefore reasonable for 2 The Holmes formulation also benefits the state in that it would permit a court to consider, in deciding whether a citizen was seized, the citizen's acknowledgment that she believed that she was free to leave, and, if that belief is reasonable, to con· elude that the citizen was not seized even if a hypothetical reasonable person would, in the majority's view, have believed to the contrary. See State v. Salvador, 237 Or App 424, 431-32 (2010) (Court of Appeals decided that defendant was not seized in part based on his concession "that he felt '100 percent' free to leave the scene.") See also State v. Ford, 310 Or 623, 642-43, 801 P2d 754 (1990) (Carson. C. J., specially concurring) (explaining that test of when "knock and announce'; requirements will be excused should have subjective component to ensure that apprehension actually exists).
Cite as 349 Or 297 (2010) 329 the citizen to understand that the officer has the required justification and, thereby, authority to detain the citizen, and it is legally reasonable for the citizen to act accordingly. If an officer approaches a citizen and conducts a criminal inquiry without reasonable suspicion, the citizen does not have any way to know that that suspicion is lacking or that the officer has made an unjustified request that can be ignored. If a cit- izen refuses to cooperate and is incorrect in doing so, the encounter may escalate and the citizen may violate the law. The law does not encourage a citizen to challenge police authority; it expects the citizen to recognize that authority and behave in accordance. When the citizen remains and submits to police investigation, believing that he or she must do so, he or she acts reasonably. Although the Oregon legislature may require the cit- izens of this state to cooperate with legitimate governmental inquiries, those citizens have a concomitant constitutional right to expect that the government will respect their privacy and not subject them to unreasonable scrutiny. See State v. Tanner, 304 Or 312, 321-22 n 7, 745 P2d 757 (1987) (rights under Article I, section 9, defined by privacy one has a right to expect from government). The rights against unreasonable search and seizure that Article I, section 9, guarantees are rights that are held in common by all "the people" of this state-those who drive its roads, certainly, but also those who sit in its parks and walk its sidewalks as they live their daily lives. When this court permits the police to approach any one person and, without reasonable suspicion of criminal activity, request her identification and conduct a criminal inquiry, it interferes with the rights of all people to be free of unwarranted official scrutiny. I respectfully dissent.
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