Neff v. Neff

2011 UT 6Utah14 gen 2011

Testo completo

1 Because the parties to this case share the same last name, we follow their
example and refer to them by their first names.
2011 UT 6
This opinion is subject to revision before final
publication in the Pacific Reporter.
IN THE SUPREME COURT OF THE STATE OF UTAH
----oo0oo----
Branson G. Neff, 	No. 20080850
Plaintiff, Appellant and
Cross-Appellee,
v.
Marvin G. Neff; Travis L. Bowen,
Esq.; Travis L. Bowen, P.C.; ABCO
Construction, Inc.; and Westco, 	F I L E D
Defendants, Appellees and
Cross-Appellants. 	January 14, 2011
---
First District, Brigham City
The Honorable Gordon J. Low
No. 030100275
Attorneys: James E. Magleby, Christopher M. Von Maack, Salt Lake City, for
appellant/cross-appellee
Marlin J. Grant, James C. Jenkins, Logan, for appellees/cross-appellants
---
DURRANT, Associate Chief Justice:
INTRODUCTION
¶1 	The parties in this case, Branson and Marvin Neff,1 are brothers and one-
time business partners. This case initially arose from the brothers’ alleged wrongdoing
toward one another in the context of their joint business venture and their attempt to
No. 20080850 	2
dissolve their business relationship. Litigation before the district court lasted for more
than six years, during which time the case grew to encompass a dispute over Branson’s
alleged mismanagement of a family trust established by the brothers’ parents. After a
physical altercation between the brothers and Branson’s arrest on related charges, the
case also came to include claims for assault and battery and malicious prosecution.
Other claims were raised and resolved over the years, but as the case is presented to us,
these are the key disputes underlying the questions on appeal.
¶2 	We are asked to resolve three questions. First, the trial court entered
summary judgment against Branson on his claim for malicious prosecution on the bases
that Branson had not established that the prosecution was initiated in the absence of
probable cause and that Branson failed to establish that Marvin acted with malice. The
trial court found that the existence of probable cause was an undisputed fact because
the magistrate judge in Branson’s criminal proceedings found the existence of probable
cause when it bound Branson over for trial.
¶3 	On appeal, Branson argues that the magistrate’s finding of probable cause
at the time of trial does not conclusively establish that Marvin had probable cause to
initiate proceedings against Branson. He also argues that summary judgment was
inappropriate because he had established sufficient facts to give rise to an inference that
Marvin acted with malice. We need not address the merits of Branson’s arguments
because we affirm the trial court on an alternative basis. Specifically, we hold that
summary judgment was appropriate because Branson entered into a plea in abeyance
agreement with regard to the criminal charges. Since termination of criminal
proceedings in favor of the accused is an element of a claim for malicious prosecution,
this plea in abeyance independently defeats Branson’s claim.
¶4 	Second, Marvin argues that the trial court erred in determining which of
the brothers was the prevailing party for purposes of awarding attorney fees. Marvin
sought attorney fees based on the fact that he obtained jury verdicts and awards of
nominal damages in his favor with regard to claims against Branson for assault and
battery and breach of contract. He also successfully defeated many of the claims raised
by Branson. And at a separate trial related to Branson’s administration of a family trust,
Marvin also obtained a money judgment in the amount of approximately $27,000 plus
interest. Marvin’s successes were partially offset by awards to Branson. Given the
multitude of claims raised and the relatively minimal success achieved by either
brother, the trial court found that neither party should be considered to have prevailed
for purposes of awarding attorney fees.
¶5 	On appeal, Marvin challenges this determination for a number of reasons.
Chiefly, he argues that the trial court failed to account for the fact that Marvin
successfully defended against a number of claims, which, while not reflected in the
2 Marvin raised two other issues on appeal that we do not address because they
have been settled. Specifically, Marvin argued that the trial court’s judgment
inadvertently denied him a portion of his net recovery because of a clerical error.
Marvin also argued that the trial court used the incorrect accrual dates for calculating
the amount of prejudgment interest to which he was entitled. The parties settled these
issues prior to filing their reply briefs before this court. Because this settlement renders
the issues moot, see Baker v. Stevens, 2005 UT 32, ¶ 6, 114 P.3d 580, we do not address
them on appeal.
3 	No. 20080850
dollar value of his recovery, were nevertheless important indicators of his relative
success. He also argues that, for certain procedural reasons, he was not given a proper
opportunity to move the court for attorney fees on the claims related to the family trust.
We hold that the trial court correctly considered the whole scope of litigation when it
made its determination and that, because it had a reasonable basis for refusing to award
attorney fees, it did not abuse its discretion when it awarded fees to neither party.
¶6 	Third, we are asked to examine whether the trial court correctly granted
JNOV with regard to jury verdicts in Branson’s favor on claims of slander of title and
breach of fiduciary duty. The jury verdicts with regard to these claims were somewhat
ambiguous because, while the jury indicated that it found that Marvin had slandered
Branson’s title and breached a fiduciary duty to Branson, the jury also found that
Branson suffered $0 in damages related to these harms. When asked with regard to
these same claims whether Marvin should be required to pay Branson’s attorney fees,
the jury responded affirmatively. The trial court granted JNOV with regard to both
claims on the basis that the jury was only prompted to address attorney fees if they
entered a finding of damages and that, since they found $0 in damages, the jury
incorrectly reached the attorney fees question.
¶7 	On appeal, Branson argues that the trial court misinterpreted the jury’s
verdict and that the jury intended to award attorney fees as special damages. We
conclude that the trial court erred when it entered JNOV on Branson’s claim for slander
of title because attorney fees reasonably incurred to remove clouds from title can form
the basis of a damages award in a slander of title case. But because attorney fees
standing alone cannot form the basis of damages in a claim for breach of fiduciary duty,
the trial court did not err when it granted JNOV with respect to the jury’s finding of
breach of fiduciary duty.
¶8 	Accordingly, we reverse the trial court’s entry of JNOV on Branson’s claim
for slander of title. We affirm the trial court’s judgment in all other respects.2 The case is
remanded for a determination of the amount of attorney fees reasonably incurred in
removing from Branson’s title the clouds that gave rise to his slander of title claim.
3 In addition to suing one another, each of the brothers sued their attorney for
malpractice. Those claims have been independently resolved and are not at issue in this
appeal.
No. 20080850 	4
BACKGROUND
I. THE DISPUTE REGARDING DISSOLUTION OF THE BROTHERS’ BUSINESS
¶9 	For more than two decades, Branson and Marvin Neff were co-owners of
a construction business. This business relationship ended in 1999, when the brothers
hired an attorney to help them negotiate and draft an agreement to divide their interests
in the business.3 At that time, the brothers’ joint venture consisted of a number of
business entities and pieces of property. For purposes of this appeal, it is sufficient to
say that the brothers were co-owners of a parcel of land situated in Box Elder County
and two construction companies, ABCo Construction, Inc., and WESTCo, Inc.
¶10 	A dispute arose because Branson believed he never received a number of
benefits to which he was entitled under the dissolution agreement. He brought suit
seeking an accounting of the value of ABCo and WESTCo and alleging, essentially, that
negotiations of the dissolution agreement were tainted by a number of fraudulent
representations made by Marvin. Branson also sought rescission of the dissolution
agreement, alleging that, even in the absence of fraud, the contracts that made up the
dissolution agreement were unenforceable. Alternatively, were the dissolution
agreement to be deemed enforceable, Branson sought recovery for breach of contract
based on Marvin’s alleged failure to meet his obligations under the dissolution
agreement. Specifically, he alleged that the agreement required Marvin to transfer to
him certain sums of money and to pay certain of his health- and life-insurance
premiums. Among other things, Marvin had also allegedly agreed to make mortgage
payments on certain property, to pay Branson the value of a second life insurance
policy, and to let Branson use company-owned equipment for personal use.
¶11 	One component of the dissolution agreement is of special importance.
According to Branson, before the end of their business dealings, the brothers had been
co-owners of a piece of property in Box Elder County. In 1978, two parcels of this land,
which the brothers refer to as the “farm property,” were excised, with one parcel being
transferred to each brother. On these separately owned pieces of land, each of the
brothers built a home. The brothers remained co-owners of the undivided parcel. Under
the dissolution agreement, Branson alleges that the undivided parcel of farm property
4 Marvin was to be the recipient of other pieces of farm property owned by the
brothers’ construction companies.
5 	No. 20080850
was supposed to be transferred back to him. 4 Branson alleged that as part of the transfer
he was required to sign quitclaim deeds to his home so that title to all of the relevant
land could be united in a single owner before the ultimate redistribution under the
terms of the brothers’ agreement. According to Branson, these deeds were not meant to
be recorded until all of the documents necessary for the negotiated-for transfer of all
relevant property could be accomplished. In spite of this, Branson alleged, Marvin
caused these quitclaim deeds to be recorded, which Branson alleged constituted slander
of his title to his home. When Branson later amended his complaint, he also raised a
quiet title claim related to this land.
¶12 	In addition to these claims, Branson also argued that he had been
damaged by Marvin’s actions while the brothers were in business together. He claimed
that Marvin had breached a fiduciary duty owed to him by misappropriating company
funds and business opportunities for Marvin’s personal benefit. Based on this alleged
wrongdoing, he also brought claims against Marvin for conversion and money had and
received. Finally, Branson sought declaratory judgment regarding the enforceability of a
salary-continuation agreement entered into while he and Marvin were still conducting
business together. According to Branson, this agreement provided that he would
continue receiving an annual salary for up to ten years after he stopped working at age
sixty-seven. Alleging that Marvin had declared an intent not to honor this agreement,
Branson sought a declaratory judgment that the claim was enforceable.
¶13 	Marvin filed a counterclaim against Branson that, in large part, mirrored
Branson’s complaint. He alleged that Branson had breached the contracts associated
with the dissolution agreement because Branson had failed to facilitate the property
transfers to Marvin and because Branson had misrepresented the attributes and value of
some of the property. Among other things, Marvin also alleged that Branson failed to
make certain payments to the company that he had agreed to make and had failed to
complete certain projects, the profits from which were supposed to be contributed to the
brothers’ company under the dissolution agreement. Marvin also alleged that Branson
had intentionally interfered with economic relations by disparaging ABCo, trespassing
on ABCo property, and threatening to destroy ABCo equipment. Marvin also claimed
that Branson had breached a fiduciary duty to Marvin by, among other things,
misappropriating company money to pay himself and his family and by taking
payments on behalf of ABCo that he then retained for personal use without reporting to
the company.
5 Many of the facts surrounding this incident remain disputed. Because this
appeal arises from the district court’s grant of summary judgment in favor of Marvin,
we recite the facts relevant to this incident in the light most favorable to Branson.
No. 20080850 	6
¶14 	Marvin also brought claims for assault and battery, defamation,
intentional infliction of emotional distress, and invasion of privacy. These claims were
largely based on allegations that Branson had threatened to kill Marvin and that
Branson maliciously made false statements about Marvin, alleging moral turpitude and
incompetency and dishonesty in his business dealings.
II. THE DISPUTE REGARDING THE BROTHERS’ ASSAULTS OF ONE ANOTHER
AND MARVIN’S ALLEGED MALICIOUS PROSECUTION OF BRANSON
¶15 	After the parties entered the dissolution agreement, but before the
complaint in this case was filed, Marvin had successfully obtained a protective order
against Branson. This order was granted in response to an incident where Branson
confronted Marvin at the ABCo offices about Marvin’s alleged failure to comply with
the terms of the brothers’ dissolution agreement. The exchange was heated, and police
intervened. Branson was arrested and cited for assault. Shortly thereafter, Marvin
sought and obtained a restraining order against Branson.
¶16 	This restraining order was still in effect when another altercation occurred
on January 26, 2005.5 On that evening, Branson was driving home and passed Marvin’s
house. As Branson passed Marvin’s home, he saw Marvin in the road. To avoid
confronting Marvin, Branson attempted to speed up and drive past him. Marvin waved
at Branson to stop. Branson interpreted this gesture to mean that there was an
emergency. As soon as Branson stopped and rolled down his window to ask Marvin
what he needed, Marvin reached through Branson’s open truck window and struck
Branson twice, resulting in bleeding wounds on Branson’s face. Branson accelerated to
escape. But Marvin grabbed onto the steering wheel so that he was carried on the
outside of the truck over a short distance. Eventually, Branson stopped the truck and
Marvin dismounted.
¶17 	Branson also submitted an affidavit from a neighbor who testified that he
saw Marvin walking away from the altercation apparently unharmed, but then lying
face down in the road and scuffling around in dirt and gravel near the road. This
neighbor also testified that Marvin faked being injured on the day after the altercation.
¶18 	Marvin called the police to report the incident. When the police responded
to Branson’s home, they arrested Branson for violating the protective order. He was
later charged with aggravated assault based on the incident. His conduct toward the
6 Each of the brothers also added other claims at this time. The only importance
of these claims on appeal is how they add to the number of claims and counterclaims
being raised. Because the overall picture of the parties’ litigiousness is something that
the district court considered when it denied the parties’ requests for attorney fees, we
pause here to note the other claims that were added. Branson added claims for
defamation and invasion of privacy. Marvin added a claim based on allegations that
Branson had wrongfully filed a lis pendens with regard to property owned by Marvin
and that this lis pendens had harmed Marvin in his attempts to sell the property. It was
at this time that Marvin also added the claims related to the family trust.
7 	No. 20080850
arresting officers also led to charges of assault against a police officer and interfering
with an arresting officer. The charge of assault against a police officer was later
dismissed.
¶19 	Branson entered into a plea in abeyance agreement with respect to these
charges. Specifically, the aggravated assault charge was dismissed, but Branson pleaded
guilty to violating a protective order and interfering with an arresting officer. Under the
terms of the plea agreement, Branson’s guilty plea was to be held in abeyance for three
years, at which time, if the conditions of the plea were met, the charges would be
dismissed. Notably, the circumstances surrounding the dismissal of the aggravated
assault charge are disputed. Marvin presented evidence, in the form of a letter from the
prosecutor in Branson’s criminal case, suggesting that the aggravated assault charge
was dismissed only temporarily and would be refiled after the brothers’ lawsuit against
one another was complete. Branson argues that the aggravated assault charge was
dismissed voluntarily and not as a component of his plea agreement.
¶20 	Before the entry of Branson’s guilty pleas, the court conducted a
preliminary hearing wherein it determined that sufficient probable cause existed to
support prosecution of Branson for the charged offenses.
¶21 	In response to this incident, each of the brothers amended his complaint.6
Marvin supplemented the facts underlying his claim of assault and battery so that the
claim also encompassed this alleged incident of assault. Branson added a claim for
battery and a claim for malicious prosecution.
III. THE DISPUTE REGARDING BRANSON’S MANAGEMENT OF THE FAMILY
TRUST
¶22 	At the same time that Marvin amended his complaint to include
allegations related to the January 2005 assault, he also added claims for breach of
fiduciary duty and conversion based on Branson’s alleged mismanagement of a family
7 It is unclear exactly which portions of this estate plan might meet the traditional
legal definition of the word “trust.” Given the lower court’s disposition of this matter
and the posture of this issue on appeal, we need not inquire into the structure of all of
the facets of this estate plan.
No. 20080850 	8
trust. According to Marvin, the brothers’ parents, through establishment of a trust and
other estate-planning devices, had devised a piece of land to Branson and Marvin as co-
owners.7 Marvin alleged that Branson, acting as the representative of the estate, had
administered this property, known as the Manila ranch, in contravention of the terms of
the estate plan. Specifically, Marvin claimed that Branson sold jointly owned cattle and
entered into an oil lease without dividing the proceeds from the transactions according
to the terms of the family trust. He also alleged that when the brothers jointly sold the
Manila ranch property, Branson received a number of the payments and kept more than
his share of the proceeds.
IV. PROCEEDINGS IN THE TRIAL COURT
¶23 	Each of the issues being presented on appeal relates to a different
dispositive action by the trial court. First, Marvin moved for summary judgment on
Branson’s claim for malicious prosecution, which the trial court granted. Second, the
trial court conducted a jury trial on a number of the claims related to the dissolution of
the brothers’ business relationship. Third, the trial court bifurcated the issues related to
the family trust and the Manila ranch property and conducted a bench trial on those
issues. That bench trial concluded with stipulations from both parties regarding certain
damages awards. Because the details surrounding the trial court’s disposition of these
claims are relevant to the brothers’ arguments on appeal, we recite the procedural
history in some detail.
A. The Trial Court Grants Summary Judgment in Favor of Marvin on Branson’s
Malicious Prosecution Claim
¶24 	Marvin moved for and successfully obtained summary judgment on
Branson’s claim for malicious prosecution. The district court concluded that Marvin
was entitled to judgment as a matter of law because the undisputed facts failed to
demonstrate a lack of probable cause. Specifically, a claim for malicious prosecution
requires proof that the party who initiated criminal proceedings did so with malice and
without having probable cause to believe that a crime was committed. Here, in the
context of Branson’s criminal prosecution, a magistrate judge evaluated whether
sufficient probable cause existed to require Branson to stand trial and concluded that
there was sufficient probable cause. The trial court considered this conclusion by the
magistrate judge “dispositive of the matter.”
8 As mentioned, the claims related to the family trust were bifurcated and tried at
a later date. Further, several of the claims had been resolved by motion prior to the trial
and were not presented to the jury. Other claims were restyled and presented to the
jury in forms that differ slightly from how they were presented in Branson’s complaint
and Marvin’s counterclaim. Thus, while the claims listed here do not correspond
precisely to all of the claims initially raised, they do represent all of the claims related to
the dissolution of the brothers’ business relationship that remained in dispute at the
time of trial.
9 	No. 20080850
¶25 	Nevertheless, the trial court also recognized that a finding of probable
cause in the criminal proceeding “may not collaterally estop a malicious prosecution
claim.” Therefore, the trial court undertook its own independent analysis of probable
cause. The court noted that there was “no dispute” that Branson’s driving with Marvin
hanging on the outside of his truck qualified as an assault and that there were not
“sufficient material facts to support [Branson’s innocence].”Accordingly, the court
concluded that summary judgment was appropriate based on Branson’s failure to
establish a disputed issue of material fact with regard to this element of his claim.
Alternatively, the trial court concluded that Branson’s claim failed because he did not
establish a disputed issue of material fact regarding Marvin’s malice. The court noted
that establishing malice does not require proof of “actual spite, ill will or grudge,” and
that proof of wrongful or improper motive will suffice. Nevertheless, the trial court
found the record was “void of any evidence beyond [Branson’s] speculation that
[Marvin] initiated the prosecution . . . for any wrongful or improper motive.” The court
noted the “troubling” affidavit of Marvin’s neighbor who testified that Marvin had been
faking his injuries, but found the affidavit to be insufficient proof of “actual innocence”
or “actual malice.” Accordingly, the court found the lack of proof of malice to be an
independent ground for granting summary judgment.
B. After a Jury Delivers Its Verdicts on Many of the Brothers’ Claims, the Trial Court
Grants JNOV With Regard to Two Verdicts Given in Branson’s Favor
¶26 	The majority of the brothers’ claims against one another were tried and
presented to a jury in January 2007.8 Specifically, the jury was asked to decide Marvin’s
claims for breach of contract, assault and battery, slander of title, breach of duty of good
faith and fair dealing, and breach of fiduciary duty. The jury was asked to decide
Branson’s claims for breach of contract, assault and battery, slander of title, breach of
duty of good faith and fair dealing, breach of fiduciary duty, and breach of the salary-
continuation agreement.
No. 20080850 	10
¶27 	Both of the brothers obtained mixed results. First, the jury rejected
Marvin’s claim for slander of title. Second, although the jury found that Branson had
breached his fiduciary duty to Marvin and had breached a duty of good faith and fair
dealing he owed to Marvin, it awarded Marvin $0 in damages with regard to these
claims. Finally, the jury entered judgment in Marvin’s favor with regard to his claims
for breach of contract and assault and battery. On the special verdict form, the jury
indicated that Marvin was entitled to $1 in damages for each of these claims.
¶28 	Branson fared slightly better. As it did with Marvin’s claims for assault
and battery, the jury entered a $1 damages award for Branson’s claim of assault and
battery. But with regard to Branson’s claim for breach of contract, the jury awarded
Branson $9,000. The jury also found that Marvin breached a duty of good faith and fair
dealing that he owed to Branson but, as it did with Marvin’s similarly styled
counterclaim, the jury found $0 in damages resulting from this breach.
¶29 	Finally, the jury resolved Branson’s claims for slander of title and breach
of fiduciary duty in a way that prompted Marvin to seek judgment notwithstanding the
verdict. The special verdict form presented the slander of title question to the jury as
follows:
Question No. 6: Does the jury find by clear and convincing
evidence that Marvin slandered title to Branson’s property?
Yes 	No
(A) If the jury answered Question No. 6 as “Yes,” the jury
must give judgment in favor of Branson and against Marvin
on Branson’s slander of title claim, and hereby awards
damages to Branson in the amount of $______. If the jury
answered this question, then proceed to answer Question
No. 6(C).
(B) If the jury answered Question No. 6 as “No,” the jury has
given judgment in favor of Marvin and against Branson on
Branson’s slander of title claim. Proceed to [the next claim].
(C) If the jury awarded Branson damages under paragraph
(A), does the jury find that Marvin should be held to pay
Branson’s attorney fees?
Yes__ No__
With regard to Branson’s claim for breach of fiduciary duty, the special verdict form
asked a series of similarly phrased questions. In response to the general question of
11 	No. 20080850
whether Marvin slandered Branson’s title and breached a fiduciary duty, the jury
answered affirmatively. But the jury then entered a value of $0 in damages for each
claim. Nevertheless, the jury awarded Branson attorney fees on both claims.
¶30 	Two aspects of the jury instructions and special verdict forms are
noteworthy and, as will be discussed below, relate to arguments raised by the parties on
appeal. First, the jury instruction for Branson’s breach of fiduciary duty claim was
essentially identical to the instruction for Marvin’s breach of fiduciary duty claim. With
regard to Marvin’s claim, the jury answered the questions almost identically to the
manner in which it answered the questions relating to Branson’s claim; it stated that it
found Branson had breached a duty owed to Marvin, but that Marvin suffered $0 in
damages. But unlike its response with regard to Branson’s claim, in answering the
questions related to Marvin’s claim, the jury answered that Branson should not be
required to pay Marvin’s attorney fees. Second, the jury received instructions
specifically related to attorney fees. One such instruction, under the heading “Breach of
Fiduciary Duty Damages” stated that “If you choose to award attorney fees as damages
herein, the amount of attorney’s fees will be determined later by the court.” Another
instruction, under the heading of “Slander of Title Definition—Actual or Special
Damages” stated that “Attorney fees may be recoverable as special damages if incurred
to clear title, or to undo any harm created by whatever slander of title actually
occurred.”
¶31 	Marvin challenged the jury’s verdict with regard to Branson’s claims of
breach of fiduciary duty and slander of title. Specifically, he sought JNOV on the basis
that the jury’s $0 damages awards negated the element of damages and defeated the
claims. Since damages are a required element of each of these claims, Marvin argued
that it was impossible to reconcile the jury’s award of $0 in damages with its conclusion
that he had slandered Branson’s title or breached a fiduciary duty owed to Branson.
¶32 	The court granted Marvin’s motion for JNOV. In its findings of fact and
conclusions of law in support of its order, the court stated that the jury failed to follow
the instructions on the special verdict form. Because the special verdict form prompted
the jury to resolve the attorney fee questions only “[i]f the jury awarded Branson
damages,” the court concluded that the jury, having awarded $0 in damages, should not
have responded to the questions regarding attorney fees. Concluding that the jury failed
to follow the court’s instructions, it granted Marvin’s motion and entered JNOV with
regard to Branson’s claims for breach of fiduciary duty and slander of title.
C. The Trial Court Denies Marvin’s Request for Attorney Fees
¶33 	At different points in this litigation, each of the brothers moved for
9 Each of the brothers has also requested attorney fees on appeal. These requests
are hereby denied. To the extent the requests are based on this court’s power under
Utah Rule of Appellate Procedure 33 to award fees to opposing counsel when a party
raises frivolous claims, we find none of the claims raised to be so frivolous that fees are
appropriate. To the extent the claims are based on contractual language that entitles a
prevailing party to attorney fees, we find that, given our disposition of the brothers’
substantive claims, neither party has prevailed in this appeal.
No. 20080850 	12
attorney fees.9 Branson filed his motion seeking attorney fees in February 2007, in the
week after the conclusion of the jury trial on the issues related to the brothers’ business
venture. This motion, based largely on Branson’s successful recovery of a $9,000 award
for breach of contract, was denied by the court at the same time that the court awarded
Marvin a JNOV on Branson’s claims for slander of title and breach of fiduciary duty.
The denial of this motion for attorney fees is not at issue in this appeal.
¶34 	Several months later, in August 2007, the trial court conducted a bench
trial to resolve the claims related to the family trust. The resolution of issues at that trial
complicated Marvin’s attempt to move for attorney fees. Branson essentially stipulated
to a number of damages amounts but raised an issue regarding whether Marvin’s
actions entitled him to offset these damages. Determining whether these offsets would
be granted required the trial court to decide whether its earlier decisions on some of
Branson’s claims had been based on the merits of those claims or if they had been based
on a statute of limitations. So while the trial court had determined the amounts of
Branson’s liability to Marvin for the trust issues, the court reserved the issue of whether
Branson was entitled to any offsets.
¶35 	At the time of this bench trial, Marvin had yet to move for attorney fees
based on the litigation related to the family trust. But he had made apparent his
intention to do so. Indeed, the trial court judge noted that Marvin’s intention to pursue
attorney fees was “what [was] keeping everybody from settling” and suggested that the
parties should focus on that central issue. Marvin represented to the trial court that he
could not fully calculate his attorney fees until after all of Branson’s claims regarding
the potential offsets could be fully resolved. But the trial court responded that Marvin
knew what attorney fees had accrued up to that point and suggested that this amount
would not likely increase much before the case’s resolution. The trial court concluded,
“I need some guidance on attorney’s fees. It’s your claim . . . . Why don’t you frame that
by way of a motion for an award. . . . Get it to me. . . . You’re not going to spend a lot of
attorney’s fees between now and when I find a resolution to this case.” Ultimately,
however, Marvin postponed moving for attorney fees on the issues surrounding the
family trust.
13 	No. 20080850
¶36 	But Marvin did move for attorney fees based on his having prevailed over
Branson on a large number of the already-resolved issues related to the brothers’
business venture. Marvin filed this motion nearly three months after the conclusion of
the bench trial on the family trust issues. As will be discussed, this was the only such
motion Marvin filed. It does not seek any fees related to the bench trial and resolution of
family trust issues. In this motion, Marvin argued that he had prevailed with regard to
the claims related to the brothers’ business venture because he had successfully avoided
the vast majority of damages that Branson sought—damages that Marvin claimed could
have amounted to over $3 million. In support of this argument, Marvin enumerated all
of the various claims that he had defeated. According to Marvin’s method of
enumerating these claims, he prevailed on seventeen claims prior to trial and another
fourteen claims at trial.
¶37 	In July 2008, eight months after Marvin’s motion for attorney fees was
filed and eleven months after the bench trial on the family trust issues, the trial court
issued a memorandum decision with the stated intention of fully resolving all
outstanding issues. In that decision, the trial court rejected Branson’s argument that his
liability on the trust issues should be offset by other claims not yet resolved. Thus, with
regard to the family trust claims, the trial court concluded that Marvin was entitled to
the amounts stipulated to at the bench trial, plus interest.
¶38 	The trial court also considered Marvin’s request for attorney fees and
rejected the request. The court provided a number of reasons for rejecting the request.
First, it incorporated the reasoning that it employed in rejecting Branson’s earlier
request for attorney fees in November 2007. Importantly, this November 2007 decision
was entered in the three-month period between the end of the bench trial and the day
Marvin filed his motion for attorney fees. Thus, it was issued at a time when the court
was aware that Marvin intended to seek attorney fees on issues related to the family
trust once those issues were resolved. Although the November 2007 decision was
responsive to Branson’s request for attorney fees, it noted that “[e]ven though [Marvin]
reserved attorney fees to be determined at the end of trial, the Court finds that neither
party is justified in receiving attorney fees in regards to the breach of contract issue.” In
so concluding, the court noted that since both parties had prevailed on some of their
claims, any awards of attorney fees would offset one another.
¶39 	Second, the trial court’s decision on Marvin’s motion for attorney fees
noted that Marvin voluntarily withdrew a large number of his claims before submitting
them to the jury and that he recovered only $1 with regard to his breach of contract
claim. Noting that “[t]he attorneys fees expended and incurred on both sides are
enormous” and that “the time and energy spent, the precious family ties and
relationships lost, the public’s forum and taxes [and] money wasted can all only be
adequately described as a disaster.” The court concluded that “[t]he only feasible and
No. 20080850 	14
reasoned decision relative to attorney’s fees is that neither party prevailed [and] both
suffered irreparable loss.” The trial court “refuse[d] to compound the loss by awarding
fees to either party.” Again noting the minimal recovery achieved by either party, the
trial court concluded that it was “not bound by [those awards] to find therefrom a
‘prevailing party’ in this catastrophic litigation.” It therefore awarded “no fees to either
side.”
¶40 	The trial court indicated that this ruling would be its final order “and any
other relief [was] to be sought on appeal.” Because the issue of Branson’s offsets
remained outstanding until the district court issued this order, the order constitutes the
trial court’s only order on the issues surrounding the family trust claims. Because no
prior order had been issued related to these claims, and because the trial court indicated
that this was its “final order,” Marvin argues on appeal that he did not have an
opportunity to move the court for attorney fees related to his success at the bench trial.
V. BRANSON’S APPEAL AND MARVIN’S CROSS-APPEAL
¶41 	Both parties appealed from the trial court’s judgment. Branson claims on
appeal that the trial court erred when it granted summary judgment against him on his
claim for malicious prosecution. He argues that the trial court gave undue weight to the
finding of probable cause by the magistrate judge in his criminal proceedings because
the existence of probable cause must be measured by reference to what Marvin knew at
the time he initiated Branson’s prosecution. He also argues that, given the evidence of
Marvin’s motives for initiating the prosecution, the trial court incorrectly concluded that
Branson had failed to raise an issue of disputed fact regarding Marvin’s malice. We
need not resolve the issues raised by Branson because another ground for affirming the
trial court’s decision is apparent from the record. We hold that when Branson entered
into a plea in abeyance with regard to this criminal episode, the criminal proceedings
were not terminated in his favor. Because termination of the prosecution in favor of the
accused is an element of a claim for malicious prosecution, the trial court did not err in
granting Marvin’s motion for summary judgment on this claim.
¶42 	On cross-appeal, Marvin claims that the trial court erred in denying his
request for attorney fees and in preventing him from filing a request for attorney fees
related to the trust issue. He presents a number of arguments that, he claims, require
remand of the attorney fee issue for further consideration. First, he argues that he had a
statutory and procedural entitlement to modify his request after entry of judgment on
the trust issues and that the trial court erred in not permitting him to request additional
fees related to the bench trial of these family trust issues. Second, he contends that the
trial court’s decision is formally deficient because it contains insufficient findings to
support its conclusion. Finally, he argues that the trial court erred in concluding that he
was not the prevailing party for purposes of attorney fees because the trial court
10 Branson obtained a juror’s affidavit that he argues on appeal supports his
interpretation of the jury verdict. Marvin has moved to strike this affidavit on the
grounds that it violates the Utah Rules of Evidence. Marvin has also moved for
sanctions and summary disposition of Branson’s claim based on both the filing of this
juror’s affidavit and what he claims are deficiencies in Branson’s briefing on appeal.
Our conclusions regarding the jury’s verdict do not require consideration of the
juror’s affidavit. Since we did not consider this allegedly wrongfully filed evidence, we
need not determine whether the Utah Rules of Evidence require that it be stricken.
Further, we find nothing in the briefing egregious enough to prompt us to summarily
dismiss Branson’s claims or to impose sanctions in this case.
15 	No. 20080850
neglected to consider his success at the bench trial and did not adequately account for
the success he enjoyed by preventing Branson from recovering on a majority of his
claims.
¶43 	We affirm the trial court’s decision related to Marvin’s attorney fees.
Specifically, we hold that the trial court’s decision is not formally deficient because we
find it sufficiently detailed to support meaningful appellate review. We also conclude
that the trial court did not abuse its discretion in preventing Marvin from filing a
postjudgment motion for attorney fees related to the bench trial of the family trust
issues. Finally, we hold that the trial court did not abuse its discretion in determining
that neither party prevailed in this litigation.
¶44 	Branson also appealed the trial court’s grant of JNOV with regard to the
jury’s verdicts on his claims for slander of title and breach of fiduciary duty. He claims
that the trial court incorrectly concluded that attorney fees cannot form the damages
component of these claims and that this incorrect conclusion led the trial court to
conclude that the verdict was internally inconsistent. He argues that the jury’s answers
should, instead, be interpreted to mean that the jury intended to award attorney fees as
damages, with the amount of the damages to be determined by the court.10
¶45 	We agree with Branson’s argument as it relates to his slander of title claim
because our cases acknowledge the possibility that attorney fees can form the basis of
damages in a slander of title claim, so long as those fees are reasonably necessary to
remove disparaging clouds from the slandered title. This is an exception to our general
rule for awarding attorney fees in tort cases. And since this exception does not apply to
claims for breach of fiduciary duty, we disagree with Branson’s arguments with regard
to that claim. Accordingly, we reverse the trial court’s grant of JNOV with regard to the
jury’s verdict on the slander of title claim, but affirm the trial court’s grant of JNOV as it
relates to Branson’s claim for breach of fiduciary duty.
11 See Cabaness v. Thomas, 2010 UT 23, ¶ 18, 232 P.3d 486.
12 Id.
13 Utah R. Civ. P. 56(c).
14 R.T. Nielson Co. v. Cook, 2002 UT 11, ¶ 25, 40 P.3d 1119.
15 Valcarce v. Fitzgerald, 961 P.2d 305, 315 (Utah 1998).
16 Braithwaite v. W. Valley City Corp., 921 P.2d 997, 999 (Utah 1996) (“In passing
on a motion for a j.n.o.v., a trial court has no latitude and must be correct.” (internal
quotation marks omitted)).
17 See Brewer v. Denver & Rio Grande W. R.R., 2001 UT 77, ¶ 33, 31 P.3d 557.
No. 20080850 	16
STANDARDS OF REVIEW
¶46 	This case comes to us on direct appeal from the district court. We have
jurisdiction pursuant to Utah Code section 78A-3-102(3)(j) (Supp. 2010). Given the
variety of issues raised by the parties, we employ different standards of review in this
case.
¶47 	The trial court’s grant of summary judgment on the claim for malicious
prosecution is an issue of law that we review for correctness.11 We afford no deference
to the trial court’s conclusions.12 We affirm a grant of summary judgment only if there
are no disputed issues of material fact and if, viewing the undisputed facts and all
reasonable inferences in the light most favorable to the nonmoving party, we determine
that the moving party was entitled to judgment as a matter of law.13
¶48 	The trial court’s decision regarding whether to award attorney fees will be
overturned only if the trial court exceeded the bounds of its discretion. 14 But the related
question of “whether the trial court’s findings of fact in support of an award of fees are
sufficient is a question of law” that we review for correctness.15
¶49 	The trial court’s entry of JNOV is also reviewed for correctness.16 The
process of reviewing a grant of JNOV includes a number of special considerations. We
view the facts of the case in the light most favorable to the jury verdict. 17 Accordingly,
JNOV is “justified only if, after looking at the evidence and all reasonable inferences in a
light most favorable to the nonmoving party, ‘the trial court concludes that there is no
18 DeBry v. Cascade Enters., 879 P.2d 1353, 1359 (Utah 1994) (quoting Gustaveson
v. Gregg, 655 P.2d 693, 695 (Utah 1982)).
19 Braithwaite, 921 P.2d at 999.
20 See Bennion v. LeGrand Johnson Constr. Co., 701 P.2d 1078, 1083 (Utah 1985);
Moore v. Burton Lumber & Hardware Co., 631 P.2d 865, 869 (Utah 1981); see also Heno
v. Sprint/United Mgmt. Co., 208 F.3d 847, 852 (10th Cir. 2000) (“When reviewing claims
that a jury verdict is inconsistent, we must accept any reasonable view of the case that
makes the jury’s answers consistent.” (internal quotation marks omitted)).
17 	No. 20080850
competent evidence which would support a verdict in [that party’s] favor.’” 18 To this
end, “we must review the record and determine whether there is any basis in the
evidence, including reasonable inferences which could be drawn therefrom, to support
the jury’s determination . . . . If we find support, we must reverse the trial court’s grant
of a j.n.o.v.”19 Finally, with regard to a claim that a jury verdict is internally inconsistent,
we resolve any inconsistency in favor of giving effect to a jury verdict.20
ANALYSIS
¶50 	In addressing the brothers’ claims, we turn first to Branson’s claim that the
trial court erred in granting summary judgment against him on his claim for malicious
prosecution. Second, we address Marvin’s claim that the trial court erred in denying
him attorney fees. Third, we address Branson’s claim that the trial court erred in
granting JNOV against him on his claims for slander of title and breach of fiduciary
duty. We hold as follows: (I) because the criminal proceedings forming the basis of
Branson’s malicious prosecution claim were not terminated in his favor, the trial court
did not err in granting summary judgment against Branson on that claim; (II) because
the trial court had a reasonable basis for declining to award Marvin his attorney fees,
the trial court did not abuse its discretion in so doing; and (III) because attorney fees can
form the basis of damages for a slander of title claim, but not for a breach of fiduciary
duty claim, the trial court erred in granting JNOV against Branson with regard to his
claim for slander of title, but not with regard to his claim for breach of fiduciary duty.
I. THE TRIAL COURT DID NOT ERR IN GRANTING SUMMARY JUDGMENT
AGAINST BRANSON ON HIS CLAIM FOR MALICIOUS PROSECUTION
¶51 	The trial court correctly concluded that Marvin was entitled to summary
judgment on Branson’s claim for malicious prosecution. Although the trial court
granted summary judgment on two alternative bases—that Branson failed to establish
that Marvin lacked probable cause and that Branson failed to establish that Marvin
21 Hodges v. Gibson Prods. Co., 811 P.2d 151, 156 (Utah 1991) (footnote omitted).
22 Restatement (Second) of Torts § 660 cmt. a (1977).
23 Id. § 660(a).
No. 20080850 	18
acted with malice—we affirm on an alternative ground. It is apparent from the record
that the criminal proceedings underlying Branson’s claim were not terminated in his
favor.
¶52 	A claim for malicious prosecution requires proof of four elements:
(1) [the] defendant[] initiated or procured the initiation of
criminal proceedings against an innocent plaintiff; (2) [the]
defendant[] did not have probable cause to initiate the
prosecution; (3) [the] defendant[] initiated the proceedings
primarily for a purpose other than that of bringing an
offender to justice; and (4) the proceedings terminated in
favor of the accused.21
Under the Restatement (Second) of Torts, proceedings have “terminated in favor of the
accused” only when the “final disposition [of the criminal charges] is such as to indicate
the innocence of the accused.”22 To this end, under the Restatement approach, this
element of a claim for malicious prosecution cannot be established if the charge is
withdrawn out of mercy or “the charge is withdrawn . . . pursuant to an agreement of
compromise with the accused.”23 While we have not addressed this issue in our prior
cases, we are persuaded that the Restatement approach to this element of a malicious
prosecution claim is the correct one.
¶53 	This conclusion does not end our inquiry. As mentioned, the brothers
dispute the nature of the dismissal of the aggravated assault charge brought against
Branson. In a letter to Marvin, the prosecutor overseeing Branson’s case signaled her
intent to refile these charges after the completion of the brothers’ civil action. Branson
claims that the charges were simply voluntarily dismissed and that constitutional
protections against double jeopardy preclude him from being charged again. Thus,
there is a disputed issue of fact regarding precisely whether this claim was terminated
in Branson’s favor.
¶54 	But while this fact may be disputed, it is only material if the dismissal of
this one charge can be severed from Branson’s guilty plea and viewed in isolation from
the other charges. In other words, Branson contends that the charge of aggravated
24 564 F.3d 181 (3d Cir. 2009).
25 Id. at 185.
26 See id. at 183.
27 Id. at 188.
28 Id. at 187.
29 Id.
30 Id. at 188 (citing Estate of Smith v. Marasco, 318 F.3d 497, 521 (3d Cir. 2003);
Haefner v. Burkey, 626 A.2d 519, 521 (Pa. 1993); W. Page Keeton et al., Prosser and
Keeton on the Law of Torts § 119 (5th ed. 1984); 52 Am. Jur. 2d Malicious Prosecution §
32 (Supp. 2007)).
19 	No. 20080850
assault, standing alone, was terminated in his favor and that this is sufficient to support
his claim.
¶55 	We disagree. We are persuaded by the approach to this issue taken by the
Third Circuit Court of Appeals in Kossler v. Crisanti.24 In that case, a defendant in a
criminal action was acquitted of charges of aggravated assault and public intoxication
but was convicted of disorderly conduct. 25 The defendant subsequently brought a claim
for malicious prosecution and, with regard to the termination of the proceedings,
argued that the acquittal on the greater charges constituted termination of those charges
in his favor.26 The court was presented with the issue of “[w]hether acquittal on at least
one criminal charge constitutes ‘favorable termination’ for the purpose of a subsequent
malicious prosecution claim, when the charge arose out of the same act for which the
plaintiff was convicted on a different charge during the same criminal prosecution.”27
¶56 	The court answered this question in the negative for reasons we find
persuasive. Primarily, the court noted that analyzing charges from a criminal episode in
isolation from one another does not adequately account for the requirement that the
termination of proceedings indicate the accused’s actual innocence.28 In other words, an
accused may be guilty of misconduct that would support multiple charges; acquittal on
one such charge does not indicate that the accused is innocent of the misconduct that
gave rise to the prosecution.29 The court also noted that legal authorities that have
examined this element of a claim for malicious prosecution refer to the termination of
“proceedings” instead of termination of a “charge” or “offense.” 30 We note that this
31 See Restatement (Second) of Torts § 660(a).
32 Kossler, 564 F.3d at 188.
33 Id.
34 Given our disposition of this issue, we need not address whether Marvin had
probable cause or acted with malice when he initiated the proceedings. We express no
opinion on either of these issues, but we do pause to note that trial courts must be
cautious to evaluate the existence of probable cause from the perspective of the alleged
accuser at the time the accuser initiates criminal proceedings.
In this case, the trial court relied heavily on the finding of probable cause made
from the perspective of a magistrate judge deciding whether sufficient probable cause
had been established to support binding Branson over for trial. Analyzing probable
cause from this perspective may be insufficient because the accuser in a case of
malicious prosecution may know facts that would wholly defeat probable cause but
that remain unknown to the prosecution at the time of trial. See Hodges, 811 P.2d at 158
(“The accuser must have a reasonable basis for believing the accusation and must also
(continued...)
No. 20080850 	20
comports with the Restatement approach that precludes founding a malicious
prosecution claim on charges that were dismissed as part of a plea bargain. 31
¶57 	The Third Circuit concluded that “upon examination of the entire criminal
proceeding, the judgment must indicate the plaintiff’s innocence of the alleged
misconduct underlying the offenses charged.”32 We are persuaded that this is the
appropriate way to account for the mixed disposition of multiple criminal charges when
the charges arise from the same alleged criminal episode.
¶58 	Applying this rule to the facts of this case, it is clear that the proceedings
against Branson were not terminated in his favor for purposes of stating a claim for
malicious prosecution. It is immaterial whether the prosecutor intended to refile the
claim for aggravated assault. Whether she could have done so, given constitutional
protections against double jeopardy, is also immaterial. The undisputed facts establish
that, as a result of the altercation between the brothers, Branson pleaded guilty to a
charge of violating a protective order. This violation arose from the same operative facts
that also would have supported trying Branson for the charge of aggravated assault.
Although Branson was not convicted of the greater charge, given the guilty pleas based
on the related criminal episode, nothing about the dismissal of the aggravated assault
charge establishes that Branson was innocent of “the alleged misconduct underlying the
offense[].”33 Accordingly, the trial court did not err when it granted summary judgment
in favor of Marvin on Branson’s claim for malicious prosecution.34
34 (...continued)
subjectively believe the accusation to be true.”); Restatement (Second) of Torts § 662
cmt. c (“A private prosecutor can not have probable cause . . . if he does not believe that
the accused was guilty of the crime charged.” (emphasis added)); see also id. § 663
(stating that a magistrate’s discharge of a defendant is conclusive of the absence of
probable cause but that the magistrate’s finding that probable cause exists is merely
“evidence that the person initiating the proceedings had probable cause”).
For instance, if the accused in a case of assault was acting in self-defense, it might
be clear to a witness that no crime was committed. If this witness then initiated a
prosecution and lied to the police about the accused’s defense, the witness may have
done so without probable cause. But police, prosecutors, and judges who review the
facts surrounding the assault only through the lens of this imperfect information may
legitimately find probable cause at the time of trial.
Of course, we express no opinion on this issue as it relates to the facts of this case.
We pause here only to highlight for future jurists and litigants the importance of
analyzing probable cause from the perspective of the accuser at the time the accuser
initiates the prosecution.
21 	No. 20080850
II. THE TRIAL COURT DID NOT ABUSE ITS DISCRETION WHEN IT DECLINED TO
AWARD MARVIN ANY ATTORNEY FEES
¶59 	The trial court acted within the bounds of its discretion when it denied
Marvin’s motion for attorney fees because the court employed the necessary flexible
and reasoned approach to awarding fees in a case where opposing parties each obtain
mixed results. But before addressing the trial court’s decision on its merits, we must
address two arguments raised by Marvin that challenge the form of the trial court’s
judgment and the procedures the trial court followed in coming to its conclusion. After
rejecting Marvin’s procedural arguments, we turn to the substance of Marvin’s claim for
attorney fees and hold that the trial court did not abuse its discretion when it denied
Marvin’s request.
A. We Reject Marvin’s Arguments Challenging the Form of the Trial Court’s Judgment
and the Procedures the Trial Court Followed When It Resolved the Attorney Fees Issue
¶60 	Marvin argues that errors of form and procedure require remand for
additional reconsideration of the attorney fees issue. We disagree with Marvin’s
arguments.
¶61 	First, Marvin argues that the trial court entered insufficient findings to
support its conclusions regarding Marvin’s motion for attorney fees. When determining
35 See Willey v. Willey, 951 P.2d 226, 230 (Utah 1997) (“Without adequate
findings of fact, there can be no meaningful appellate review.”).
36 See Cabrera v. Cottrell, 694 P.2d 622, 624 (Utah 1985).
37 See Foote v. Clark, 962 P.2d 52, 55 (Utah 1998).
38 See Cabrera, 694 P.2d at 624–25.
39 See id.
40 Id. at 625.
No. 20080850 	22
whether a trial court has entered sufficient findings of fact to justify its award of
attorney fees, the touchstone is whether the findings of fact are thorough enough that
they enable “meaningful appellate review.” 35 Two inquiries are central to this review.
First, the reviewing court must be able to determine whether the fee awarded is
supported by the evidence.36 Second, the reviewing court must be satisfied that the trial
court has made a “meaningful appraisal” of the reasonableness of the request for
attorney fees.37 The sufficiency of findings of fact is a function of these two questions; so
long as a court reviewing the findings of fact can determine whether the trial court
made a meaningful appraisal of the value of attorney fees and so long as that value is
based on evidence presented to the trial court, the trial court’s findings will be sufficient
to support appellate review.38
¶62 	Subsumed within these broad inquiries are the myriad factors set forth in
our case law regarding when attorney fees should be awarded and how fees should be
calculated. Thus, as long as a court’s findings of fact permit an appellate court to
evaluate the reasonableness of the trial court’s decision in the light of the rules we have
set forth for determining attorney fees awards, the trial court’s conclusion will not be
vacated as a result of an alleged formal shortcoming. For instance, in a case where the
trial court neglected to enter findings of fact and opted instead to set forth its reasoning
in its order and judgment,39 we noted that “[a]s a matter of form, it would have been
preferable for the trial court to have entered separate findings of fact and conclusions of
law in addition to the order and judgment . . . but the order and judgment are not
defective because they are combined with findings and conclusions.”40
¶63 	As will be made clear by our discussion, the trial court’s memorandum
decision and order denying Marvin’s request for attorney fees contains sufficient
reasoning for us to determine the basis for, and reasonableness of, its decision. It
adequately sets forth reasoning that accounts for the various factors we require courts
to examine when awarding attorney fees in cases, like this one, where opposing parties
41 See Utah R. App. P. 24(a)(9), (k).
42 State v. Green, 2005 UT 9, ¶ 12, 108 P.3d 710.
43 See Utah R. Civ. P. 54(d)(2).
44 See Utah Code Ann. § 75-7-1004(1) (2008).
23 	No. 20080850
obtain mixed results. There may have been a more preferable method that the trial court
could have used to set forth its findings. But that is a matter of form that does not
preclude us from engaging in meaningful review of the trial court’s decision.
Accordingly, we reject Marvin’s contention that the attorney fees issue must be
remanded for additional findings of fact.
¶64 	Second, Marvin argues that the trial court committed reversible error
when it precluded him from filing his motion for attorney fees related to the trust
issues. As mentioned, Marvin indicated to the court that he would submit an updated
request for attorney fees once all issues regarding the family trust were resolved. But
because the trial court order resolving these issues also directed the parties to seek any
further relief on appeal, Marvin claims he was denied the opportunity to seek these
additional fees. We reject this claim because we find it was inadequately briefed.
¶65 	Utah Rule of Appellate Procedure 24 sets forth the content requirements
for the brief of a party seeking relief on appeal, and permits this court to disregard or
strike briefs that fail to comply with those requirements. 41 Under this rule, a party’s
argument may be disregarded if it offers little more than “a disjointed array of facts
selected because they aid his cause” coupled with “conclusory statement[s]
unsupported by analysis or authority.” 42 We do not strike Marvin’s brief altogether
because it is in most respects adequate. But his argument regarding whether he was
entitled to an opportunity to update his request for attorney fees is not.
¶66 	Marvin’s argument appears to proceed in three steps. First, he notes, Utah
Rule of Civil Procedure 54(d)(2) provides a prevailing party in litigation with an
opportunity to move for costs within five days after entry of judgment. 43 Second, his
claim for attorney fees with regard to the family trust issues is based on Utah Code
section 75-7-1004, which permits a prevailing party in cases involving the
administration of a family trust to recover “costs and expenses, including reasonable
attorney’s fees.” 44 Third, because the statutory provision on which his request is based
“lumps attorney’s fees into costs,” the provisions of rule 54 related to the appropriate
time to file postjudgment motions for cost necessarily apply to attorney fees in this case.
45 Id. (emphasis added).
46 See Cottonwood Mall Co. v. Sine, 830 P.2d 266, 269 (Utah 1992).
No. 20080850 	24
¶67 	Marvin provides no case law or legal analysis in support of this
conclusion. He essentially argues that the statutory language makes it self-evident that
the statutory provision and the rules of civil procedure are intertwined, such that rule
54’s timing provision for seeking costs applies to a motion for attorney fees under
section 75-7-1004. But it clearly is not self-evident. For instance, Marvin ignores the fact
that the statutory provision on which he relies states that a “court may, as justice and
equity may require, award costs and expenses.” 45 Given this apparently discretionary
language, there may be cases where the statute does not require a court to entertain a
motion for attorney fees at all—within five days of entry of judgment or otherwise.
¶68 	Further, when Marvin argued to the trial court that he would not know
the amount of attorney fees to request until the case was finally resolved, the trial court
asked Marvin to prepare a motion for attorney fees incorporating the attorney fees
accrued to that point and an estimation of the attorney fees that would be needed to
bring the case to resolution. The trial court’s request clearly anticipated that Marvin file
his motion before the trial court’s resolution of the case, not within five days of entry of
judgment. Marvin did not argue to the trial court then, nor does he adequately argue to
us now, why the trial court’s view of the appropriate time to file for attorney fees was
incorrect.
¶69 	To be clear, Marvin has included a scattershot collection of facts in
support of the alleged unfairness of the trial court’s decision. But merely raising
concerns is not sufficient. An adequate appellate brief must provide the reasoning and
legal authority that will assist this court in resolving those concerns. With regard to his
argument that the trial court committed reversible error by denying the opportunity to
update his request for attorney fees, Marvin has not complied with the requirements of
Utah Rule of Appellate Procedure 24. We therefore disregard this argument.
B. We Reject Marvin’s Substantive Challenge to the Trial Court’s Denial of His Motion
for Attorney Fees and Hold That the Trial Court Did Not Abuse Its Discretion
¶70 	Turning to the substance of Marvin’s claim for attorney fees, we hold that
the trial court did not abuse its discretion when it denied Marvin’s request. When a trial
court considers whether to award attorney fees, it must base its decision on a number of
factors.46 These factors include the language of the contract or statute that forms the
basis for the attorney fees award, the number of claims brought by the parties, the
importance of each of the claims relative to the entire litigation, and the amounts
47 See id. at 269–70; R.T. Nielson Co. v. Cook, 2002 UT 11, ¶ 25, 40 P.3d 1119.
48 R.T. Nielson Co., 2002 UT 11, ¶ 25 (emphasis added).
49 See A.K. & R. Whipple Plumbing & Heating v. Guy, 2004 UT 47, ¶¶ 22, 27–28,
94 P.3d 270 (stating that “we have never . . . applied any standard that precludes a
finding of a draw” and affirming an award of attorney fees to neither party).
50 See id. ¶¶ 7, 27–28.
51 Id. ¶ 14; R.T. Nielson Co., 2002 UT 11, ¶¶24–25.
52 R.T. Nielson Co., 2002 UT 11, ¶ 25.
53 A.K. & R. Whipple Plumbing & Heating, 2004 UT 47, ¶ 11.
25 	No. 20080850
awarded on each claim.47 Employing these factors as a tool for analyzing which party
has prevailed “permit[s] a case-by-case evaluation by the trial court, and flexibility to
handle circumstances where both, or neither, parties may be considered to have
prevailed.”48 Accordingly, it is possible that, in litigation where both parties obtain
mixed results, neither party should be deemed to have prevailed for purposes of
awarding attorney fees. 49 This is true even where statutory language states that a
prevailing party “shall be entitled to” fees. 50 The hallmark for determining which party
has prevailed is not whether one party has recovered money in an absolute sense, but
whether the trial court’s decision about who prevailed was based on an approach that
was flexible and reasoned. 51
¶71 	In setting forth these standards, we have been guided by principles that
bear repeating in this case. The reason that we defer to the trial court’s judgment, and
reverse a trial court’s attorney fees determination only if the trial court exceeds the
bounds of its discretion, is that “the trial court is in a better position than . . . appellate
court[s] to decide which party is the prevailing party.” 52 And although we have
enumerated a number of factors to be employed to guide a trial court’s inquiry, we have
also stressed the importance of “not ignor[ing] common sense when deciding which
party prevailed.” 53
¶72 	We have no doubt that the trial court based its conclusions on adequate
consideration of the factors we have deemed relevant to the attorney fees
determination. The trial court correctly noted that, relative to the relief sought, each of
the brothers recovered “de minimis” amounts. Where Branson sought millions of
dollars, he recovered approximately $9,000. And Marvin recovered only $1 in nominal
damages. The court also noted that Marvin voluntarily withdrew most of his claims
No. 20080850 	26
before they were submitted to the jury. With regard to the relative importance of the
claims on which the brothers each recovered, the court stated that “both suffered
irreparable loss” and it “refuse[d] to compound the loss by awarding fees to either
party.” The trial court described the litigation as “a disaster.” And it noted that
describing the case as one concerning a breach of contract would “not consider the other
claims [raised] and does not adequately describe the terrible mess these two brothers
created for themselves.” The court also incorporated its earlier decision denying fees to
both sides wherein the court noted that even if it were to award fees, the awards would
offset one another.
¶73 	Marvin attacks the trial court’s conclusions chiefly on the grounds that he
defeated a large number of Branson’s claims by motion prior to trial and prevented
Branson from recovering the millions of dollars that he initially sought. Marvin argues
that, at trial, he obtained all of the relief that he ultimately sought. This argument is
entirely unpersuasive and somewhat disingenuous. In representing to this court how
much money Branson sought at trial, Marvin cites to Branson’s initial discovery
disclosures and damages calculation. But Marvin ignores his own discovery disclosures,
where he claimed to be seeking more than $1 million in damages himself. Instead,
Marvin cites as the basis of his victory the fact that he obtained all of the relief he
ultimately requested at trial—after he had reduced his million dollar-plus damage
request to a mere request for nominal damages. Marvin neglects to explain the impetus
behind his decision to forego his full measure of damages and merely seek nominal
damages at the jury trial, but regardless of his reason, it cannot justify the sleight of
hand of asking a court to view the relative recoveries of the parties from two different
starting points. When viewed from the common starting point of the parties’ discovery
disclosures, Marvin’s claim that he successfully dodged millions of dollars of liability to
Branson is thwarted by the common-sense conclusion that Branson also successfully
avoided more than $1 million in damages sought by Marvin.
¶74 	We come inescapably to the same conclusion the trial court reached. Each
of these brothers filed a lawsuit against the other. The various causes of action largely
mirrored one another, as did the ultimately de minimis recovery achieved by each
brother. The claims on which Marvin “prevailed” were so costly to litigate and were of
so little consequence in the context of the litigation that the trial court acted entirely
within the bounds of its discretion when it concluded that Marvin had not prevailed for
purposes of recovering attorney fees. The trial court’s analysis was flexible and
reasoned and proceeded from the common-sense perspective we have asked trial courts
to employ in resolving issues like this one. Accordingly, we affirm the trial court’s
conclusion that Marvin was not a prevailing party for purposes of recovering attorney
fees.
54 Bennion v. LeGrand Johnson Constr. Co., 701 P.2d 1078, 1083 (Utah 1985).
55 See id.
56 See Restatement (Second) of Torts § 914 cmt. a (1979).
57 See Utahns for Better Dental Health-Davis, Inc. v. Rawlings, 2007 UT 97, ¶ 5,
175 P.3d 1036 (“‘In general, Utah follows the traditional American rule that attorney
fees cannot be recovered by a prevailing party unless a statute or contract authorizes
such an award.’” (quoting Hughes v. Cafferty, 2004 UT 22, ¶ 21, 89 P.3d 148)).
27 	No. 20080850
III. THE TRIAL COURT ERRED WHEN IT OVERTURNED THE JURY VERDICT WITH
REGARD TO BRANSON’S CLAIM FOR SLANDER OF TITLE, BUT IT CORRECTLY
OVERTURNED THE JURY VERDICT WITH REGARD TO BRANSON’S CLAIM FOR
BREACH OF FIDUCIARY DUTY
¶75 	The availability of attorney fees as special damages in a claim for slander
of title required the trial court to sustain the jury’s verdict with regard to Branson’s
slander of title claim. But because attorney fees are not available as special damages in a
claim for breach of fiduciary duty, the trial court correctly granted JNOV with regard to
that claim. As discussed, the jury’s verdicts on each of these claims follow the same
pattern: first, the jury declares that Branson has prevailed on his claims; then the jury
enumerates Branson’s damages amount at $0; then the jury indicates that Marvin
should be required to pay Branson’s attorney fees.
¶76 	Our resolution of this issue is inextricably linked with the standard of
review we employ in reviewing a court’s decision to overturn a jury verdict. “Where the
possibility of inconsistency in jury interrogatories or special verdicts exists, [we] will not
presume inconsistency; rather, [we] will seek to reconcile the answers if possible.”54
Accordingly, a jury’s verdict will be sustained, even in the face of possible
inconsistency, if the judgment can “be read harmoniously.”55 Given this standard of
review, the question for this court is whether it is reasonable to construe the jury’s
verdict with regard to these claims in a manner that gives effect to all of the jury’s
responses on the special verdict form.
¶77 	To answer this question, we must examine the role of attorney fees in
cases of slander of title and breach of fiduciary duty. The general rule for attorney fees
in tort cases is that the parties are each responsible for their own fees. 56 Under this rule,
commonly referred to as the “American Rule,” the prevailing party may generally only
recover fees if a statutory or contractual provision entitles that party to such an award. 57
An important corollary to this rule is that the fees employed to prove that one has
suffered as the result of a tort may not be counted as a component of the damages. Were
58 See Bass v. Planned Mgmt. Servs., 761 P.2d 566, 569 (Utah 1988) (“Attorney fees
have been held to be recoverable as special damages if incurred to remove a cloud
placed by the defendant on the title.”); see also Dowse v. Doris Trust Co., 208 P.2d 956,
958-59 (Utah 1949) (rejecting the notion that a slander of title claim can be based only on
sale of property at a reduced price, and permitting an award of attorney fees incurred in
removing clouds from title).
59 See Bass, 761 P.2d at 568.
60 Both parties make claims regarding the sufficiency of the evidence. The trial
court’s decision to grant JNOV was not based on any finding that the jury lacked the
evidence necessary to find in Branson’s favor on these three elements. We have
reviewed the evidence on which the jury could have relied in support of its finding and
the brothers’ arguments regarding the sufficiency of that evidence. We are not
persuaded that the verdict was based on insufficient evidence. Accordingly, we
examine only the potential inconsistencies in the jury verdict that may have led to the
trial court’s grant of JNOV.
No. 20080850 	28
it otherwise, all attorney fees would be characterized as damages, and the general rule
would cease to have any effect.
¶78 	The parties dispute the role of attorney fees as special damages. Branson
argues that attorney fees may form the basis of a damages award in cases of slander of
title and breach of fiduciary duty. Marvin disagrees as to both types of claim. We
conclude that Branson is correct with regard to his claim of slander of title, but that he
has incorrectly interpreted our cases with regard to attorney fees in claims for breach of
fiduciary duty. Accordingly, we reverse the trial court’s grant of JNOV with regard only
to the claim for slander of title.
A. In a Case for Slander of Title, Attorney Fees May Form the Basis of a Damages
Award if the Fees Are Reasonably Necessary to Remedy the Slander of Title
¶79 	In slander of title cases, attorney fees may be recovered as special
damages if the fees are reasonably necessary to remedy the disparagement of the
plaintiff’s title.58 A claim for slander of title requires proof of four elements:
(1) publication of a slanderous statement, (2) the statement must be false, (3) the
statement must be made with malice, and (4) the statement must cause special damages
to the plaintiff.59 Given the jury’s conclusion that Marvin slandered Branson’s title, our
attempt to reconcile the jury verdict begins by accepting that the first three of these
elements were satisfied.60 But we cannot simply accept that the jury found the fourth
element, because its award of $0 in damages renders its answer to this question
61 See First Sec. Bank of Utah N.A. v. Banberry Crossing, 780 P.2d 1253, 1257–58
(Utah 1989).
62 See Bass, 761 P.2d at 568 (stating attorney fees may be awarded “as special
damages if incurred to remove a cloud [from plaintiff’s title]”).
63 Id.
64 Valley Colour, Inc. v. Beuchert Builders, Inc., 944 P.2d 361, 364 (Utah 1997)
(“Proof of special damages usually involves demonstrating a sale at a reduced price or
at greater expense to the seller. It is not sufficient to show that the land’s value has
dropped on the market, as this is general damage, not a realized or liquidated loss.”).
65 See Bass, 761 P.2d at 569.
29 	No. 20080850
potentially inconsistent. Thus, in our attempt to reconcile this potential inconsistency
we must determine whether the jury’s award of $0 damages can reasonably be
harmonized with its implicit finding that Marvin’s published statements about
Branson’s title caused special damages to Branson.
¶80 	Our cases establish that special damages in the context of a slander of title
claim can take at least two forms. For instance, if a slanderous statement forces a party
to sell land at a reduced price, the reduction in value is a realized loss that can form the
basis of a damages award.61 Alternatively, a landowner may take legal action to remedy
the effects of the slanderous statement.62 To the extent that this legal action is reasonably
necessary to remove clouds from the party’s title, the party may recover those attorney
fees.63
¶81 	We acknowledge that in some cases we have suggested that certain
restrictions might limit the ability of plaintiffs to recover in various circumstances
surrounding the alleged slander of title. For instance, where a party’s claim for harm to
the value of his property has been based on appraisal value instead of sale of the land at
a reduced price, we have denied recovery because the damages had not yet been
realized.64 Similarly, in a case where plaintiffs took no action to clear the clouds from
their title, we reversed an award of attorney fees on the basis that the fees were
gratuitous in the absence of proof of any other damages.65
¶82 	But these restrictions are not relevant to the case at hand. Here, Branson
does not seek to recover merely for the decrease in the market value of his land. Nor
does he seek an attorney fees award based on actions wholly disconnected from
remedying the disparagement of his title. Rather, Branson seeks attorney fees in an
amount that corresponds to the cost of bringing a legal action that led to the defects in
66 See Dowse, 208 P.2d at 958–59.
67 Restatement (Second) of Torts § 633(1)(b).
No. 20080850 	30
his title being cured. We have upheld an award of attorney fees as special damages
under these circumstances in the past,66 and neither party has attempted to persuade us
that our prior consideration of this issue was in error. As we have done in the past, we
pause here to note that this approach aligns with the Restatement approach to this
issue, which permits compensation in a slander of title action for “the expense of
measures reasonably necessary to counteract the [clouds on the title], including
litigation to remove the doubt cast upon vendibility or value by disparagement.” 67
¶83 	Returning to our standard of review, we note that we are presented with
essentially two viable interpretations. On one hand, the jury may have found that
Branson successfully proved that his title was harmlessly slandered. Then, having
concluded that Branson had successfully vindicated his rights, the jury may have
intended to award Branson attorney fees as a reward. Such a verdict would be
impermissible, and were this the only reasonable construction of the verdict, we would
be bound to uphold the trial court’s grant of JNOV.
¶84 	The other viable interpretation is that the jury found that Branson
successfully proved all elements of his slander of title claim, and that the slander was
harmless except for the attorney fees Branson incurred in removing the clouds from his
title. Therefore, although the jury found $0 in damages other than attorney fees, it
awarded Branson his fees using the space on the special verdict form apparently
reserved for that issue.
¶85 	Given the choice of two competing reasonable alternatives, we are bound
to adopt the construction of the verdict that does not nullify the jury’s answers.
Therefore, we conclude that the verdict should be construed as awarding Branson his
attorney fees as damages in his claim for slander of title. We also find important the fact
that the jury instructions explicitly stated that attorney fees could be awarded as
damages in slander of title actions and that, at least with regard to some claims,
attorney fees would be calculated postverdict by the court. This suggests that the jury
believed it was supposed to decide whether attorney fees had been incurred without
attempting to affirmatively establish the amount of attorney fees.
¶86 	Because attorney fees may be awarded in some circumstances as special
damages in cases of slander of title, the jury verdict in this case can be reconciled. It is
reasonable to construe the judgment as indicating that Branson proved slander of title
and that the only damages the jury found he incurred were the damages necessary to
68 We stress that this holding is not an invitation to relitigate all attorney fees
issues in this case. The award of attorney fees as special damages is separate and
distinct from the requests for attorney fees that were previously denied on the basis that
neither party was entitled to fees as a prevailing party in this litigation. Further, while
bringing a quiet title action and a claim for slander of title may have been reasonably
necessary to remove clouds from Branson’s title, the other claims surrounding the
brothers’ business venture and the claims surrounding the brothers’ reciprocal assaults
were unrelated to rectifying the slander of title. Thus, the trial court must endeavor to
assess in isolation the costs incurred specifically in association with the quiet title and
slander of title claims.
69 See Rawlings, 2007 UT 97, ¶ 5; Restatement (Second) of Torts § 914 cmt. a.
70 Restatement (Second) of Torts § 914(1); see also id. § 874 cmt. b (specifically
addressing breach of fiduciary duty claims and incorporating by reference the rules set
forth at Restatement sections 901–32, including section 914(1)).
31 	No. 20080850
clear the clouds from his title. This construction renders the jury’s answers on the
special verdict form consistent. Because the verdict can be read harmoniously, the trial
court erred when it concluded that the jury failed to follow the instructions on the
special verdict form. Therefore, we reverse the trial court’s grant of JNOV with regard
to Branson’s slander of title claim. We remand so that the trial court may determine the
amount of attorney fees that Branson reasonably incurred in remedying the slander of
his title.68
B. Because in a Case for Breach of Fiduciary Duty, Attorney Fees May Not Form the
Basis of a Damages Award, the Jury Verdict Is Irreconcilably Inconsistent
¶87 	In contrast to claims for slander of title, claims for breach of fiduciary duty
cannot be based on a damages award comprised solely of attorney fees. As mentioned,
the general rule for recovery of attorney fees in tort cases is that a party is not entitled to
fees absent a statutory or contractual entitlement. 69 As discussed, both our case law and
the Restatement (Second) of Torts recognize slander of title cases as an exception to this
general rule. This stands in marked contrast to claims for breach of fiduciary duty. First,
with regard to claims for breach of fiduciary duty, the Restatement (Second) of Torts
employs the general rule that “damages in a tort action do not ordinarily include
compensation for attorney fees or other expenses of the litigation.”70 The Restatement
clearly states that slander of title claims are not subject to this general provision, but it
does not indicate that a similar exception exists for claims for breach of fiduciary duty.
Further, the parties have not directed us to any case law that persuades us that such an
exception applies in Utah.
71 2001 UT 89, 65 P.3d 1134, rev’d on other grounds, 538 U.S. 408 (2003).
72 See id. ¶¶ 120–21.
73 See id.
74 See id.
75 Id. ¶ 120.
No. 20080850 	32
¶88 	Branson attempts to bring his claims within the holding of Campbell v.
State Farm Mutual Automobile Insurance Co. 71 In that case, we dealt with the
availability of attorney fees in third-party bad-faith suits against insurance companies. 72
We had previously adopted an exception to the general attorney fees rule that
permitted plaintiffs in first-party bad-faith suits against insurance companies to recover
their fees. 73 In Campbell, we extended that exception to third parties who successfully
bring bad-faith claims. 74 But Campbell is clearly distinguishable from the case at hand.
First, attorney fees in Campbell were permitted as a component of consequential
damages—damages like “loss of a home or business, damages flowing from
bankruptcy, [or] mental anguish”—that naturally and foreseeably flow from an
insurance company’s bad-faith dealing. 75 We did not consider whether an insured could
bring a claim for breach of fiduciary duty if that claim’s sole measure of damages
consists of the attorney fees expended in bringing the claim. Therefore, even if
Campbell reached all claims for breach of fiduciary duty, it does not reach as far as the
facts of this case.
¶89 	Second, and most important, even if attorney fees ought to be available as
consequential damages in all claims for breach of fiduciary duty, we decline the
invitation to adopt such a rule where the party has failed to prove any damages
resulting from the breach. Such a rule would permit claims for breach of fiduciary duty
to be based only on the harm incurred in bringing a successful claim for breach of
fiduciary duty. Where no other damage has been suffered by the plaintiff, it makes little
sense to let the party recover attorney fees merely for proving that an otherwise
harmless breach of fiduciary duty has occurred.
¶90 	We are not presented with a situation where a party proved a perfectly
viable claim for breach of fiduciary duty and then sought attorney fees as a prevailing
party. Instead, we are presented with a claim for breach of fiduciary duty apparently
based on no damages having been incurred beyond the costs of bringing a lawsuit. Such
a claim is impermissible, and no exception to our general rule for attorney fees can
successfully be invoked to salvage it. In contrast to the jury verdict for the claim of
33 	No. 20080850
slander of title, there is no reasonable construction of this portion of the jury verdict that
can be adopted to reconcile the fact that Branson suffered no harm related to Marvin’s
breach of fiduciary duty. Accordingly, the district court did not err when it granted
JNOV as to this claim.
CONCLUSION
¶91 	We affirm the trial court’s judgment in all respects but one. We reverse the
trial court’s judgment with regard to Branson’s slander of title claim. When the trial
court granted JNOV with regard to this claim, it erred because the jury’s finding that
Marvin should be required to pay Branson’s attorney fees is consistent with the ability
to recover attorney fees incurred in remedying the disparaging publication that led to
the slander of title. We remand for the purpose of determining the amount of attorney
fees reasonably incurred by Branson in successfully remedying the slander of his title.
¶92 	We affirm the trial court’s judgment in all other respects. With regard to
Branson’s claim for malicious prosecution, we conclude that the criminal proceedings
that gave rise to that claim were not terminated in Branson’s favor. Thus, although we
do not reach the issues raised by the trial court’s grant of summary judgment on this
claim, we affirm the trial court’s judgment on this alternative ground. We also affirm
the trial court’s decision not to award Marvin attorney fees as the prevailing party. We
find that the trial court had discretion to find that neither party prevailed in this
litigation, which the trial court considered “disastrous,” because the trial court correctly
considered, among other things, the relative success of both parties and the importance
of the claims on which each party prevailed. Finally, we affirm the trial court’s grant of
JNOV on Marvin’s claim for breach of fiduciary duty because such a claim cannot be
based solely on the attorney fees related to litigating the claim. Therefore, we affirm in
part, reverse in part, and remand for additional proceedings.
---
¶93 	Chief Justice Durham, Justice Parrish, Justice Nehring, and Judge
Kennedy concur in Associate Chief Justice Durrant’s opinion.
¶94 	Justice Wilkins does not participate herein; District Judge John Paul
Kennedy sat.

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