Federal Register final rules — 1996-03-15

issue-1996-03-15Federal Register final rules — 1996-03-15Regulation

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FR Doc. 96-6251 Pesticide Tolerances for Dimethenamid
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10681-10684]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6251]

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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 180

[PP 5F4549/R2213; FRL-5354-6]
RIN 2070-AB78

Pesticide Tolerances for Dimethenamid

AGENCY: Environmental Protection Agency (EPA).

ACTION: Final Rule.

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SUMMARY: This regulation establishes tolerances for residues of the 
herbicide,

[[Page 10682]]
dimethenamid, 1(R,S)-2-chloro-N-[(1-methyl-2-methoxy)ethyl]-N-(2,4-
dimethylthien-3-yl)-acetamide in or on the raw agricultural commodities 
(RAC's) dry beans, peanut hay, peanut nutmeat, sorghum grain fodder, 
sorghum grain forage, sorghum grain, sweetcorn (kernels plus cobs with 
husks removed), sweetcorn fodder (stover) and sweetcorn forage at 0.01 
parts per million (ppm). This regulation to establish the maximum 
permissible level of residues of the herbicide in or on these 
commodities was requested in a petition submitted by Sandoz Agro Inc.
DATES: This regulation becomes effective March 15, 1996.

ADDRESSES: Written objections and hearing requests, identified by the 
docket number, [PP 5F4549/R2213], may be submitted to: Hearing Clerk 
(1900), Environmental Protection Agency, Rm. M3708, 401 M St., SW., 
Washington, DC 20460. A copy of any objections and hearing requests 
filed with the Hearing Clerk should be identified by the docket number 
and submitted to: Public Response and Program Resources Branch, Field 
Operations Division (7506C), Office of Pesticide Programs, 
Environmental Protection Agency, 401 M St., SW., Washington, DC 20460. 
In person, bring copies of objections and hearing requests to Rm. 1132, 
CM #2, 1921 Jefferson Davis Hwy., Arlington, VA 22202. Fees 
accompanying objections shall be labeled ``Tolerance Petition Fees'' 
and forwarded: EPA Headquarters Accounting Operations Branch, OPP 
(Tolerance Fees), P.O. Box 360277M, Pittsburgh, PA 15251. An electronic 
copy of objections and hearing requests filed with the Hearing Clerk 
may be submitted to OPP by sending electronic mail (e-mail) to: opp-
[email protected].
    Copies of electronic objections and hearing requests must be 
submitted as an ASCII file avoiding the use of special characters and 
any form of encryption. Copies of electronic objections and hearing 
requests will also be accepted on disks in WordPerfect 5.1 file format 
or ASCII file format. All copies of electronic objections and hearing 
requests must be identified by the docket number [PP 5F4549/R2213]. No 
Confidential Business Information (CBI) should be submitted through e-
mail. Copies of electronic objections and hearing requests on this rule 
may be filed online at many Federal Depository Libraries. Additional 
information on electronic submissions can be found below in this 
document.
FOR FURTHER INFORMATION CONTACT: By mail: Theresa A. Stowe, Acting Team 
Leader, Product Manager (PM) 22, Registration Division, Environmental 
Protection Agency, 401 M St., SW., Washington, DC 20460. Office 
location and telephone number: Room 229, CM #2, 1921 Jefferson Davis 
Highway, Arlington, VA 22202, (703-305-5540), e-mail: 
[email protected].

SUPPLEMENTARY INFORMATION: EPA issued a notice published in the Federal 
Register on November 15, 1995 (60 FR 57419) which announced that Sandoz 
Agro Inc., 1300 East Touhy Avenue, Des Plaines, IL 60018, had submitted 
a pesticide petition (PP 5F4549) to EPA requesting that the 
Administrator, pursuant to section 408(d) of the Federal Food, Drug, 
and Cosmetic Act (FFDCA), 21 U.S.C. 346a(d), amend 40 CFR 180.464 to 
establish tolerances for the residues of the herbicide, dimethenamid, 
2-chloro-N-[(1-methyl-2-methoxy)ethyl]-N-(2,4-dimethylthien-3-yl)-
acetamide in or on the RAC's grain sorghum, sorghum fodder and sorghum 
forage at 0.1 ppm, dry beans seed and dry bean straw/hay at 0.1 ppm, 
sweetcorn (kernel plus cob with husk removed), sweetcorn forage, 
sweetcorn dry grain, and sweet corn fodder (stover) at 0.01 ppm, and 
peanut nutmeat, peanut forage, peanut hay and peanut hulls at 0.02 ppm. 
Sandoz Agro Inc. subsequently amended the chemical name to read 1(R,S)-
2-chloro-N-[(1-methyl-2-methoxy)ethyl]-N-(2,4-dimethylthien-3-
yl)acetamide and corrected the RAC's to read dry beans, peanut hay, 
peanut nutmeat, sorghum grain fodder, sorghum grain forage, sorghum 
grain, sweetcorn (Kernels plus cobs with husks removed), sweetcorn 
fodder (stover) and sweetcorn forage, and lowered the peanut tolerances 
to 0.01 ppm. There were no comments or requests for referral to an 
advisory committee received in response to this notice of filing.
    The data submitted in the petitions and all other relevant material 
have been evaluated. The toxicology data considered in support of the 
tolerances include:
    1. A rat acute oral study with an LD50 of 2.14 grams (g)/
kilogram (kg), males, 1.30 g/kg females and 1.57 g/kg combined.
    2. A 13-week rat feeding study with a no-observed effect level 
(NOEL) of 500 ppm (33.5 milligrams (mg)/kg/day for males and 40.1 mg/
kg/day for females).
    3. A 13-week dog feeding study with a NOEL of 100 ppm (2.5 mg/kg/
day).
    4. A 21 day rabbit dermal study with a NOEL of 50 mg/kg/day with 
minimal to mild skin irritation at all dose levels.
    5. A carcinogenicity study in mice with no carcinogenic effects 
observed at any dose level under the conditions of the study and a 
systemic NOEL of 300 ppm (40.8 mg/kg/day for males and 40.1 mg/kg/day 
for females) and a systemic lowest effect level (LEL) of 1,500 ppm (205 
mg/kg day for males and 200 mg/kg/day for females) based on 
statistically significantly elevated corrected liver and kidney 
weights.
    6. A rat chronic feeding/carcinogenicity study with a systemic NOEL 
of 100 ppm (5 mg/kg/day) and a LEL of 700 ppm (35 mg/kg/day) due to 
decreased food efficiency and histopathology findings. Under the 
conditions of the study limited evidence of carcinogenicity was 
observed based on a statistically significant increasing trend for 
benign liver cell tumors in male rats and a statistically significant 
increasing trend for ovarian tubular adenomas in female rats. A 
reevaluation of the ovarian neoplasia data indicated that there was no 
statistically significant, dose-related, trend in the incidence of 
ovarian tumors in female rats. This study is discussed further below.
    7. A 1 year dog feeding study with a NOEL of 250 ppm (9.6 mg/kg/
day) and with a LEL = 1,250 ppm (49 mg/kg/day) based on clinical 
chemistry and histological changes in liver.
    8. A two generation reproduction study in rats with a parental and 
reproductive NOEL of 500 ppm (36 mg/kg/day for males and 40 mg/kg/day 
for females) and a parental and reproductive LEL of 2,000 ppm (150 mg/
kg/day for males and 160 mg/kg/day for females) based on reduction of 
body weight and of food consumption, and increases in liver weights 
(parental toxicity), and significant reductions in pup weight during 
lactation (reproductive toxicity).
    9. A rabbit developmental study with a maternal NOEL of 37.5 mg/kg/
day and a LEL of 75 mg/kg/day based on decreased body weight and food 
consumption, and with a developmental NOEL of 75 mg/kg and a LEL of 150 
mg/kg/day based on a low incidence of abortion/premature delivery and 
angulation of the hyoid alae.
    10. A rat developmental study with a maternal NOEL of 50 mg/kg/day 
and a LEL of 215 mg/kg/day based on excess salivation, increased liver 
weight and reduced body weight gain and food consumption, and with a 
developmental NOEL of 215 mg/kg/day and a LEL of 425 mg/kg/day based on 
increased resorptions.
    11. An Ames mutagenicity assay negative with and without 
activation, an in vitro chromosomal aberration using

[[Page 10683]]
CHO cells weakly positive with and without activation, a negative mouse 
bone marrow micronucleus study, a negative BALB/3T3 cell transformation 
study, an unscheduled DNA synthesis in rat hepatocytes unequivocally 
positive in one in vitro assay, negative in another in vitro assay, and 
negative in one in vivo study, and a positive dominant lethal study.
    To further evaluate the mutagenic mechanism a heritable 
translocation study is due March 15, 1998 (2 years after the date of 
the conditional registration of dimethenamid for dry beans, peanuts, 
sorghum and sweet corn under the Federal Insecticide Fungicide and 
Rodenticide Act [FIFRA]).
    The Agency has concluded that the available data provide limited 
evidence of carcinogenicity for dimethenamid in rats and has classified 
the pesticide as a Category C carcinogen (possible human carcinogen 
with limited evidence of carcinogenicity in animals) in accordance with 
Agency guidelines, published in the Federal Register in 1986 (51 FR 
33992). Based on a review by the Health Effects Division Peer Review 
Committee for Carcinogenicity of the Office of Pesticide Programs, the 
Agency has determined that a quantitative risk assessment is not 
appropriate for the following reasons:
    1. The tumor response was primarily due to a significantly 
increasing trend for benign and/or malignant liver tumors in males and 
due to a significantly increasing trend for ovarian tubular adenomas in 
female rats. A re-evaluation of the ovarian neoplasia data indicated 
that there was not a statistically significant, dose-related, trend in 
the incidence of ovarian tumors in female rats.
    2. The chemical was not carcinogenic when administered in the diet 
to mice at dose levels ranging from 30 to 3,000 ppm.
    Based on this evidence, EPA concludes that dimethenamid poses at 
most a negligible cancer risk to humans and that for purposes of risk 
characterization the Reference Dose (RfD) approach should be used for 
quantification of human risk. Residues of dimethenamid will not 
concentrate in processed sweet corn, peanut, sorghum or dry bean 
commodities and a food or feed additive regulation is not required for 
dimethenamid.
    The standard risk assessment approach of using the RfD based on 
systemic toxicity was applied to dimethenamid. Using a 100-fold safety 
factor and the NOEL of 5 mg/kg bwt/day determined by the most sensitive 
species from the 2-year rat feeding study, the RfD is 0.05 mg/kg/day. 
The Anticipated Residue Contribution (ARC) from the established 
tolerances is 0.000071 mg/kg bwt/day and utilizes 0.14 percent of the 
RfD for the overall U. S. population. The proposed use on dry beans, 
peanuts, sorghum and sweetcorn would contribute an additional 0.000005 
mg/kg/day, raising the ARC to 0.000076 mg/kg bwt/day, or 0.152 percent 
of the RfD. For exposure of the most highly exposed subgroups in the 
population, Non-nursing infants (1 year old), the TMRC is 0.000341 mg/
kg/day and utilizes 0.683 percent of the RfD.
    Tolerances have been previously established for dimethenamid in 
corn grain, corn fodder, corn forage and soybeans. The metabolism of 
dimethenamid in plants is adequately understood. There is no reasonable 
expectation of secondary residues occurring in meat, milk and eggs from 
the tolerance associated with this petition.
    An adequate analytical method, gas chromatography, is available for 
enforcement purposes. Because of the long lead time from establishing 
these tolerances to publication of the enforcement methodology in the 
Pesticide Analytical Manual, Vol. II, the analytical methodology is 
being made available in the interim to anyone interested in pesticide 
enforcement when requested from: Calvin Furlow, Public Response and 
Program Resources Branch, Field Operations Division (7506C), Office of 
Pesticide Programs, Environmental Protection Agency, 401 M St., SW., 
Washington, DC 20460. Office location and telephone number: Room 1130A, 
CM #2, 1921 Jefferson Davis Highway, Arlington, VA 22202, (703-305-
5937).
    The pesticide is considered useful for the purposes for which the 
tolerances are sought. Based on the information and data considered, 
the Agency concludes that the establishment of the tolerances will 
protect the public health. Therefore, the tolerances are established as 
set forth below.
    Any person adversely affected by this regulation may, within 30 
days after publication of this document in the Federal Register, file 
written objections to the regulation and may also request a hearing on 
those objections. Objections and hearing requests must be filed with 
the Hearing Clerk, at the address given above (40 CFR 178.20). A copy 
of the objections and/or hearing requests filed with the Hearing Clerk 
should be submitted to the OPP docket for this rulemaking. The 
objections submitted must specify the provisions of the regulation 
deemed objectionable and the grounds for the objections (40 CFR 
178.25). Each objection must be accompanied by the fee prescribed by 40 
CFR 180.33(i). If a hearing is requested, the objections must include a 
statement of the factual issue(s) on which a hearing is requested, the 
requestor's contentions on such issues, and a summary of any evidence 
relied upon by the objector (40 CFR 178.27). A request for a hearing 
will be granted if the Administrator determines that the material 
submitted shows the following: There is genuine and substantial issue 
of fact; there is a reasonable possibility that available evidence 
identified by the requestor would, if established, resolve one or more 
of such issues in favor of the requestor, taking into account 
uncontested claims or facts to the contrary; and resolution of the 
factual issue(s) in the manner sought by the requestor would be 
adequate to justify the action requested (40 CFR 178.32).
    EPA has established a record for this rulemaking under docket 
number [PP 5F4549] (including any comments and data submitted 
electronically). A public version of this record, including printed, 
paper versions of electronic comments, which does not include any 
information claimed as CBI, is available for inspection from 8 a.m. to 
4:30 p.m., Monday through Friday, excluding legal holidays. The public 
record is located in Room 1132 of the Public Response and Program 
Resources Branch, Field Operations Division (7506C), Office of 
Pesticide Programs, Environmental Protection Agency, Crystal Mall #2, 
1921 Jefferson Davis Highway, Arlington, VA.
    Electronic comments may be sent directly to EPA at:
    [email protected].

    Electronic comments must be submitted as an ASCII file avoiding the 
use of special characters and any form of encryption.
    The official record for this rulemaking, as well as the public 
version, as described above will be kept in paper form. Accordingly, 
EPA will transfer any copies of objections and hearing requests 
received electronically into printed, paper form as they are received 
and will place the paper copies in the official rulemaking record which 
will also include all comments submitted directly in writing. The 
official rulemaking record is the paper record maintained at the 
address in ``ADDRESSES'' at the beginning of this document.
    Under Executive Order 12866 (58 FR 51735, October 4, 1993), the 
Agency must determine whether the regulatory action is ``significant'' 
and therefore subject to all the requirements of the

[[Page 10684]]
Executive Order (i.e., Regulatory Impact Analysis, review by the Office 
of Management and Budget (OMB)). Under section 3(f), the order defines 
``significant'' as those actions likely to lead to a rule (1) having an 
annual effect on the economy of $100 million or more, or adversely and 
materially affecting a sector of the economy, productivity, 
competition, jobs, the environment, public health or safety, or State, 
local or tribal governments or communities (also known as 
``economically significant''); (2) creating serious inconsistency or 
otherwise interfering with an action taken or planned by another 
agency; (3) materially altering the budgetary impacts of entitlement, 
grants, user fees, or loan programs; or (4) raising novel legal or 
policy issues arising out of legal mandates, the President's 
priorities, or the principles set forth in this Executive Order.
    Pursuant to the terms of this Executive Order, EPA has determined 
that this rule is not ``significant'' and is therefore not subject to 
OMB review.
    Pursuant to the requirements of the Regulatory Flexibility Act 
(Pub. L. 96-354, 94 Stat. 1164, 5 U.S.C. 601-612), the Administrator 
has determined that regulations establishing new tolerances or raising 
tolerance levels or establishing exemptions from tolerance requirements 
do not have a significant economic impact on a substantial number of 
small entities. A certification statement to this effect was published 
in the Federal Register of May 4, 1981 (46 FR 24950).

List of Subjects In 40 CFR Part 180

    Environmental protection, Administrative practice and procedure, 
Agricultural commodities, Pesticides and pests, Reporting and 
recordkeeping requirements

    Dated: March 6, 1996.

Peter Caulkins,

Director, Registration Division, Office of Pesticide Porgrams.

    Therefore, chapter I of title 40 Code of Federal Regulations is 
amended as follows:

PART 180--[AMENDED]

    1. The authority citation for Part 180 continues to read as 
follows:
    Authority: 21 U.S.C. 346a and 371.

    2. In Sec. 180.464, by revising the introductory paragraph and 
amending the table by alphabetically adding the raw agricultural 
commodities, ``corn, sweet, fodder (stover)'' and ``corn, sweet, 
forage,'' ``corn, sweet (Kernels plus cobs with husks removed),'' ``dry 
beans,'' ``peanut hay,'' ``peanut nutmeat,'' ``sorghum grain fodder,'' 
``sorghum grain forage,'' ``sorghum grain'', to read as follows:

Sec. 180.464   Dimethenamid, 1(R,S)-2-chloro-N-[(1-methyl-
2methoxy)ethyl]-N-(2,4-dimethylthien-3-yl)-acetamide; tolerance for 
residues.

    Tolerances are established for residues of the herbicide 
dimethenamid, 1(R,S)-2-chloro-N-[(1-methyl-2-methoxy)ethyl]-N-(2,4-
dimethylthien-3-yl)-acetamide in or on the following raw agricultural 
commodities:

------------------------------------------------------------------------
                                                                  Parts 
                          Commodities                              per  
                                                                 million
------------------------------------------------------------------------
Beans, dry.....................................................     0.01
                                                                        
                  *        *        *        *        *                 
Corn, sweet, fodder (stover)...................................     0.01
Corn, sweet, forage............................................     0.01
Corn, sweet (Kernels plus cobs with husks removed).............     0.01
Peanut, hay....................................................     0.01
Peanut, nutmeat................................................     0.01
Sorghum, grain, fodder.........................................     0.01
Sorghum, grain, forage.........................................     0.01
Sorghum, grain.................................................     0.01
                                                                        
                  *        *        *        *        *                 
------------------------------------------------------------------------

[FR Doc. 96-6251 Filed 3-14-96; 8:45 am]
BILLING CODE 6560-50-F

Complete official Federal Register PDF

FR Doc. 96-6250 Cyfluthrin; Pesticide Tolerance
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10678-10681]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6250]

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ENVIRONMENTAL PROTECTION AGENCY
40 CFR Parts 180

[PP 4F4309/R2216; FRL-5354-9]
RIN 2070-AB78

Cyfluthrin; Pesticide Tolerance

AGENCY: Environmental Protection Agency (EPA).

ACTION: Final rule.

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SUMMARY: This document establishes time-limited tolerances with an 
expiration date of November 15, 1997, for residues of the synthetic 
pyrethroid cyfluthrin in or on the raw agricultural commodities (RAC's) 
alfalfa, sunflowers, and fat of cattle, goats, horses, hogs, and sheep; 
and an expiration date of July 5, 1999 for residues of cyfluthrin in or 
on sweet corn. The proposed tolerances and regulations to establish a 
maximum permissible level for residues of the pesticide was requested 
in a petition submitted by Bayer Corp. (formerly Miles Corp.).

EFFECTIVE DATE: This regulation becomes effective March 15, 1996.

ADDRESSES: Written objections and hearing requests, identified by the 
document control number, [PP 4F4309/R2216], may be submitted to: 
Hearing Clerk (1900), Environmental Protection Agency, Rm. M3708, 401 M 
St., SW., Washington, DC 20460. A copy of any objections and hearing 
requests filed with the Hearing Clerk should be identified by the 
document control number and submitted to: Public Response and Program 
Resources Branch, Field Operations Division (7506C), Office of 
Pesticide Programs, Environmental Protection Agency, 401 M St., SW., 
Washington, DC 20460. In

[[Page 10679]]
person, bring copy of objections and hearing requests to Rm. 1132, CM 
#2, 1921 Jefferson Davis Hwy., Arlington, VA 22202. Fees accompanying 
objections shall be labeled ``Tolerance Petition Fees'' and forwarded: 
EPA Headquarters Accounting Operations Branch, OPP (Tolerance Fees), 
P.O. Box 360277M, Pittsburgh, PA 15251. An electronic copy of 
objections and hearing requests filed with the Hearing Clerk may be 
submitted to OPP by sending electronic mail (e-mail) to: opp-
[email protected].
    Copies of electronic objections and hearing requests must be 
submitted as an ASCII file avoiding the use of special characters and 
any form of encryption. Copies of electronic objections and hearing 
requests will also be accepted on disks in WordPerfect 5.1 file format 
or ASCII file format. All copies of electronic objections and hearing 
requests must be identified by the docket number [PP 4F4309/R2216]. No 
Confidential Business Information (CBI) should be submitted through e-
mail. Copies of electronic objections and hearing requests on this rule 
may be filed online at many Federal Depository Libraries. Additional 
information on electronic submissions can be found below in this 
document.

FOR FURTHER INFORMATION CONTACT: By mail: George T. LaRocca, Product 
Manager (PM) 13, Registration Division (7505C), Office of Pesticide 
Programs, Environmental Protection Agency, 401 M St., SW., Washington, 
DC 20460. Office location and telephone number: Rm. 200, CM #2, 1921 
Jefferson Davis Hwy., Arlington, VA 22202, 703-305-6100; e-mail: 
[email protected].
SUPPLEMENTARY INFORMATION: EPA issued a public notice, published in the 
Federal Register of July 13, 1994 (59 FR 35719), which announced that 
Bayer Corp. had submitted pesticide petition (PP) 4F4309 and feed 
additive petition (FAP) 4H5686 to EPA.
    Pesticide petition (PP) 4F4309 requests that the Administrator, 
pursuant to sections 408(d) of the Federal Food, Drug, and Cosmetic Act 
(FFDCA), 21 U.S.C. 346a(d) and 348(b), amend 40 CFR 180.436 by 
establishing tolerances for residues of the insecticide cyfluthrin, 
[cyano[4-fluoro-3-phenoxyphenyl]- methyl-3-[2,2-dicloroethenyl]-2,2- 
dimethylcyclopropanecarboxylate] in or on the raw agricultural 
commodities (RACs) sweet corn, forage at 54.0 ppm; alfalfa, hay at 10.0 
ppm; soybean, forage at 10.0 ppm; alfalfa, forage at 5.0 ppm; soybean, 
hay at 1.5 ppm; sunflower, forage at 1.0 ppm; sweet corn at 0.05 ppm; 
soybeans at 0.03 ppm and sunflower, seed at 0.02 ppm.
    Food/feed additive petition (FAP) 4H5686 requests that the 
Administrator pursuant to section 409(e) of the FFDCA (21 U.S.C. 
348(e)) amend 40 CFR 186.1250 by establishing a food/feed additive 
regulation for cyfluthrin in or on sunflower hulls at 2.5 ppm and 
soybean hulls at 0.1 ppm.
    On September 18, 1995, Bayer Corp. requested (60 FR 64059, December 
13, 1995) that the pesticide petition (4F4309) be amended by decreasing 
the proposed tolerances on sweet corn forage from 54.0 ppm to 30.0 ppm; 
increasing tolerances for fat of cattle, goats, hogs, horses and sheep 
from 0.05 ppm to 5.0 ppm; establishing a tolerance of 15.0 ppm for 
milkfat (representing 0.5 ppm in whole milk); and withdrawing proposed 
tolerances for soybean forage, soybean hay, and soybeans; and the food/
feed additive regulation petition (3H5686) for sunflower hulls at 2.5 
ppm and soybeans hulls at 0.1 ppm without prejudice to future filing. 
On November 3, 1995, Bayer Corp. requested that the pesticide petition 
(4F4309) be further amended by reducing the tolerances for fat of 
cattle, goats, hogs, horses and sheep from 5.0 ppm to 1.0 ppm; and 
withdrawing the tolerance for milkfat. An increased milkfat tolerance 
was established in (59 FR 53130, May 31, 1995) at 2.5 ppm (reflecting 
0.08 ppm in whole milk) which adequately addresses secondary tolerances 
for this proposed action. This amendment also addressed EPA's 
preference for the sweet corn tolerance to be expressed in terms of 
kernel plus cob with husk removed (K+CWHR).
    There were no comments or requests to the advisory committee 
received in response to the initial and amended notices of filing.
    The data base for cyfluthrin is essentially complete. Data lacking 
but desirable are a new 21-day subchronic dermal study, an acute 
neurotoxicity study in rats, and a 90-day neurotoxicity study in rats 
and a dermal sensitization study on the end use product Baythroid 2. 
Although these data are lacking, the Agency believes it has sufficient 
toxicity data to support the proposed tolerance, and these missing data 
will not significantly change its risk assessment. In a letter dated 
April 20, 1995, Bayer Corp. has committed to submit the 21-day 
subchronic dermal study by June 1996, the acute neurotoxicity study by 
December 1996, and the 90-day neurotoxicity study by May 1997. On 
October 12, 1995, Bayer Corp submitted to the Agency a dermal 
sensitization study on Baythroid 2.
    The scientific data submitted in the petition and other relevant 
material have been evaluated. The toxicology data submitted in support 
of the tolerance include:
    1. A 12-month chronic feeding study in dogs with a no-observed-
effect level (NOEL) of 4 mg/kg/day. The lowest-effect level (LEL) for 
this study is established at 16 mg/kg/day, based on slight ataxia, 
increased vomiting, diarrhea, and decreased body weight.
    2. A 24-month chronic feeding/carcinogenicity study in rats with a 
NOEL of 2.5 mg/kg/day and LEL of 6.2 mg/kg/day, based on decreased body 
weights in males, decreased food consumption in males, and inflammatory 
foci in the kidneys in females. There were no carcinogenic effects 
observed under the conditions of the study.
    3. A 24-month carcinogenicity study in mice. There were no 
carcinogenic effects observed under the conditions of the study.
    4. An oral developmental toxicity study in rats with a maternal and 
fetal NOEL of 10 mg/kg/day (highest dose tested). An oral developmental 
toxicity study in rabbits with a maternal NOEL of 20 mg/kg/day and a 
maternal LEL of 60 mg/kg/day, based on decreased body weight gain and 
decreased food consumption during the dosing period. A fetal NOEL of 20 
mg/kg/day and a fetal LEL of 60 mg/kg/day were also observed in this 
study. The LEL was based on increased resorption and increased 
postimplantation loss.
    5. A developmental toxicity study in rats by the inhalation route 
of administration with a maternal NOEL of 0.0011 mg/L and an LEL of 
0.0047 mg/L, based on reduced mobility, dyspnea, piloerection, 
ungroomed coats, and eye irritation. The fetal NOEL is 0.00059 mg/L, 
and the fetal LEL is 0.0011 mg/L, based on sternal anomalies and 
increased incidence of runts. A second developmental toxicity study in 
rats by the inhalation route of administration is currently under 
review. The issue of whether cyfluthrin directly induces fetotoxicity 
under these conditions is unresolved at this time.
    6. A 3-generation reproduction study in rats with a systemic NOEL 
of 2.5 mg/kg/day and a systemic LEL of 7.5 mg/kg/day due to decreased 
parent and pup body weights. The reproductive NOEL and LEL are 7.5 mg/
kg/day and 22.5 mg/kg/day, respectively.
    7. Mutagenicity tests, including several gene mutation assays 
(reverse mutation and recombination assays in bacteria and a Chinese 
hamster ovary(CHO)/HGPRT assay); a structural chromosome aberration 
assay (CHO/

[[Page 10680]]
sister chromatid exchange assay); and an unscheduled DNA synthesis 
assay in rat hepatocytes. All tests were negative for genotoxicity.
    8. A metabolism study in rats showing that cyfluthrin is rapidly 
absorbed and excreted, mostly as conjugated metabolites in the urine, 
within 48 hours. An enterohepatic circulation was observed.
    A chronic dietary exposure/risk assessment was performed for 
cyfluthrin using a Reference Dose (RfD) of 0.025 mg/kg bwt/day, based 
on a NOEL of 50 ppm (2.5 mg/kg bwt/day) and an uncertainty factor of 
100. The NOEL was determined in a 2-year rat feeding study. The 
endpoint effects of concern were decreased body weights in males and 
inflammation of the kidneys in females at the LEL of 150 ppm (6.2 mg/
kg/day). The current estimated dietary exposure for the overall U.S. 
population resulting from established tolerances is 0.003403 mg/kg bwt/
day, which represents 13.6% of the RfD. The current action will 
increase exposure to 0.003766 mg/kg/bwt/day of 15% of the RfD. The 
current estimated dietary exposure for the subgroup population exposed 
to the highest risk, non-nursing infants less than 1 year old, is 
0.010622 mg/kg bwt/day, which represents 42.5% of the RfD. The current 
action will increase exposure to 0.010850 mg/kg bwt/day or 43.4% of the 
RfD. Generally speaking, EPA has no cause for concern if total residue 
contribution for published and proposed tolerances is less than the 
RfD. EPA concludes that the chronic dietary risk of cyfluthrin, as 
estimated by the dietary risk assessment, does not appear to be of 
concern.
    Because there was a sign of developmental effects seen in animal 
studies, the Agency used the rabbit developmental toxicity study with a 
maternal NOEL of 20 mg/kg/day to assess acute dietary exposure and 
determine a margin of exposure (MOE) for the overall U.S. population 
and certain subgroups. Since the toxicological end-point pertains to 
developmental toxicity, the population group of concern for this 
analysis is women aged 13 and above, the subgroup which most closely 
approximates women of child-bearing age. The MOE is calculated as the 
ratio of the NOEL to the exposure. For this analysis the Agency 
calculated the MOE for women ages 13 and above to be 666. Generally 
speaking, MOE's greater than 100 for data derived from animal studies 
are regarded as showing no appreciable risk.
    The metabolism of cyfluthrin in plants and livestock for this use 
is adequately understood. The residue of concern is cyfluthrin per se. 
An adequate analytical method, gas-liquid chromatography, is available 
for enforcement purposes. The enforcement methodology has been 
submitted to the Food and Drug Administration for publication in the 
Pesticide Analytical Manual, Vol. II (PAM II). Because of the long lead 
time for publication of the method in PAM II, the analytical 
methodology is being made available in the interim to anyone interested 
in pesticide enforcement when requested from: Calvin Furlow, Public 
Response and Program Resources Branch, Field Operations Divisions 
(7506C), Office of Pesticide Programs, Environmental Protection Agency 
401 M St., Washington, DC 20460. Office location and telephone number: 
Rm. 1132, CM #2, 1921 Jefferson Davis Hwy., Arlington, VA 22202, 703-
305-5232.
    On August 5, 1988, EPA issued a conditional registration and time-
limited tolerance for cyfluthrin for use on cottonseed with an 
expiration date of October 31, 1991 (see the Federal Register of August 
15, 1988 (53 FR 30676)). On November 12, 1992, the conditional 
registration was amended and extended to November 15, 1993, and the 
tolerance on cottonseed extended to November 15, 1994 (see the Federal 
Registers of October 20, 1993 (58 FR 54094) and February 22, 1994 (54 
FR 9411)). On November 15, 1993, EPA amended the conditional 
registration on cottonseed by extending the expiration date to November 
15, 1996, and extending the time-limited tolerance to November 15, 
1997. The conditional registration was amended and extended to allow 
time for submission and evaluation of additional environmental effects 
data. In order to evaluate the effects of cyfluthrin on fish and 
aquatic organisms and its fate in the environment, additional data were 
required to be collected and submitted during the period of conditional 
registration. Such requirements included a sediment bioavailability and 
toxicity study and a small-plot runoff study that must be submitted to 
the Agency by July 1, 1996. To be consistent with the conditional 
registration and extension on cottonseed, the Agency is proposing to 
issue a conditional registration with an expiration date of November 
15, 1996, and establish a time-limited tolerance on alfalfa (forage and 
hay), sunflowers (forage and hay) and livestock animal commodities with 
an expiration date of November 15, 1997, to cover residues expected to 
result from use during the period of conditional registration.
    On July 5, 1995 EPA issued a conditional registration and time-
limited tolerance for cyfluthrin use in or on corn (field, pop and 
sweet) in combination with another insecticide O-[2-(1-dimethylethyl)-
5-pyrimidinyl]O-ethyl-O-(1-methylethyl)phosphorothioate with an 
expiration date of July 5, 1999. See the Federal Register of Wednesday, 
July 5, 1995 (60 FR 34874). Because of the lack of mammalian 
neurotoxicity studies for the other insecticide, the Agency limited the 
period of time that the regulation is to be in effect to allow time for 
submission and evaluation of the data. To be consistent with the 
conditional registration and the regulation for establishing a time-
limited tolerance for the other insecticide, the Agency is issuing a 
time-limited tolerance with an expiration date of July 5, 1999 for 
residues of cyfluthrin in or on sweet corn, forage and fodder.
    Residues remaining in or on the above commodities after expiration 
of these tolerances will not be considered actionable if the pesticide 
is legally applied during the term of and in accordance with provisions 
of the conditional registration.
    There are currently no actions pending against the continued 
registration of this chemical.
    The pesticide is considered useful for the purposes for which it is 
sought and capable of achieving its intended physical or technical 
effect. Based on the information and data considered, the Agency has 
determined that the tolerances established by amending 40 CFR part 180 
would protect the public health and that use of the pesticide in 
accordance with the tolerance established by amending 40 CFR part 186 
would be safe. Therefore, the tolerances are established as set forth 
below.
    Any person adversely affected by this regulation may, within 30 
days after publication of this document in the Federal Register, file 
written objections to the regulation and may also request a hearing on 
those objections. Objections and hearing requests must be filed with 
the Hearing Clerk, at the address given above (40 CFR 178.20). A copy 
of the objections and/or hearing requests filed with the Hearing Clerk 
should be submitted to the OPP docket for this rulemaking. The 
objections submitted must specify the provisions of the regulation 
deemed objectionable and the grounds for the objections (40 CFR 
178.25). Each objection must be accompanied by the fee prescribed by 40 
CFR 180.33(i). If a hearing is requested, the objections must include a

[[Page 10681]]
statement of the factual issue(s) on which a hearing is requested, the 
requestor's contentions on such issues, and a summary of any evidence 
relied upon by the objector (40 CFR 178.27). A request for a hearing 
will be granted if the Administrator determines that the material 
submitted shows the following: There is genuine and substantial issue 
of fact; there is a reasonable possibility that available evidence 
identified by the requestor would, if established, resolve one or more 
of such issues in favor of the requestor, taking into account 
uncontested claims or facts to the contrary; and resolution of the 
factual issue(s) in the manner sought by the requestor would be 
adequate to justify the action requested (40 CFR 178.32).
     A record has been established for this rulemaking under docket 
number [PP 4F4309/R2216] (including objections and hearing requests 
submitted electronically as described below). A public version of this 
record, including printed, paper versions of electronic comments, which 
does not include any information claimed as CBI, is available for 
inspection from 8 a.m. to 4:30 p.m., Monday through Friday, excluding 
legal holidays. The public record is located in Room 1132 of the Public 
Response and Program Resources Branch, Field Operations Division 
(7506C), Office of Pesticide Programs, Environmental Protection Agency, 
Crystal Mall #2, 1921 Jefferson Davis Highway, Arlington, VA.
    Written objections and hearing requests, identified by the document 
control number [PP 4F4309/R2216], may be submitted to the Hearing Clerk 
(1900), Environmental Protection Agency, Rm. 3708, 401 M St., SW., 
Washington, DC 20460.
    A copy of electronic objections and hearing requests filed with the 
Hearing Clerk can be sent directly to EPA at:
    opp-D[email protected]

    A copy of electronic objections and hearing requests filed with the 
Hearing Clerk must be submitted as an ASCII file avoiding the use of 
special characters and any form of encryption.
    The official record for this rulemaking, as well as the public 
version, as described above will be kept in paper form. Accordingly, 
EPA will transfer any objections and hearing requests received 
electronically into printed, paper form as they are received and will 
place the paper copies in the official rulemaking record which will 
also include all objections and hearing requests submitted directly in 
writing. The official rulemaking record is the paper record maintained 
at the address in ``ADDRESSES'' at the beginning of this document.
    Under Executive Order 12866 (58 FR 51735, October 4, 1993), the 
Agency must determine whether the regulatory action is ``significant'' 
and therefore subject to all the requirements of the Executive Order 
(i.e., Regulatory Impact Analysis, review by the Office of Management 
and Budget (OMB)). Under section 3(f), the order defines 
``significant'' as those actions likely to lead to a rule (1) having an 
annual effect on the economy of $100 million or more, or adversely and 
materially affecting a sector of the economy, productivity, 
competition, jobs, the environment, public health or safety, or State, 
local, or tribal governments or communities (also known as 
``economically significant''); (2) creating serious inconsistency or 
otherwise interfering with an action taken or planned by another 
agency; (3) materially altering the budgetary impacts of entitlement, 
grants, user fees, or loan programs; or (4) raising novel legal or 
policy issues arising out of legal mandates, the President's 
priorities, or the principles set forth in this Executive Order.
    Pursuant to the terms of this Executive Order, EPA has determined 
that this rule is not ``significant'' and is therefore not subject to 
OMB review.
    Pursuant to the requirements of the Regulatory Flexibility Act 
(Pub. L. 96-354, 94 Stat. 1164, 5 U.S.C. 601-612), the Administrator 
has determined that regulations establishing new tolerances or raising 
tolerance levels or establishing exemptions from tolerance 
requirements, or establishing or raising food additive regulations do 
not have a significant economic impact on a substantial number of small 
entities. A certification statement to this effect was published in the 
Federal Register of May 4, 1981 (46 FR 24950).

List of Subjects in 40 CFR Part 180

    Environmental protection, Administrative practice and procedure, 
Agricultural commodities, Pesticides and pests, Reporting and 
recordkeeping requirements.

    Dated: March 6, 1996.

Peter Caulkins,

Acting Director, Registration Division, Office of Pesticide Programs.

    Therefore, chapter I of title 40 of the Code of Federal Regulations 
is amended as follows:

PART 180--[AMENDED]

    a. The authority citation of part 180 continues to read as follows:

    Authority: 21 U.S.C. 346a and 371.

    b. In Sec. 180.436, the table to paragraph (a) by adding 
alphabetically entries for ``alfalfa, forage'', ``alfalfa, hay'', 
``sunflower, forage'', and ``sunflower, seed'', and by revising the 
entries ``cattle, fat'', ``goats, fat'', ``hogs, fat'', ``horses, 
fat'', and ``sheep, fat'', and in paragraph (b) by revising the table, 
to read as follows:

Sec. 180.436   Cyfluthrin, tolerances for residues.

    (a) *        *        *

------------------------------------------------------------------------
                                           Parts per                    
                Commodity                   million     Expiration date 
------------------------------------------------------------------------
                                                                        
                  *        *        *        *        *                 
Alfalfa, forage.........................         5.00      Nov. 15, 1997
alfalfa, hay............................        10.00                Do.
Cattle, fat.............................         1.00                Do.
Goats, fat..............................         1.00                Do.
Hogs, fat...............................         1.00                Do.
Horses, fat.............................         1.00                Do.
Sheep, fat..............................         1.00                Do.
Sunflower, forage.......................         1.00                Do.
Sunflower, seed.........................         0.02                Do.
                                                                        
                  *        *        *        *        *                 
------------------------------------------------------------------------

    (b) *        *        *

------------------------------------------------------------------------
                                                 Parts per    Expiration
                   Commodity                      million        date   
------------------------------------------------------------------------
Corn, forage and fodder, field and pop........         0.01      July 5,
                                                                    1999
Corn, grain, field and pop....................         0.01          Do.
Corn, sweet, (K+CWHR).........................         0.05           Do
Corn, sweet, fodder...........................        15.00          Do.
Corn, sweet, forage...........................        30.00          Do.
------------------------------------------------------------------------

[FR Doc. 96-6250 Filed 3-14-96, 8:45 am]

BILLING CODE 6560-50-F

Complete official Federal Register PDF

FR Doc. 96-6242 Illinois; Final Authorization of Revisions to State Hazardous Waste Management Program
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10684-10687]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6242]

-----------------------------------------------------------------------

ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 271

[FRL-5439-3]

Illinois; Final Authorization of Revisions to State Hazardous 
Waste Management Program

AGENCY: Environmental Protection Agency.

ACTION: Immediate final rule.

-----------------------------------------------------------------------

SUMMARY: Illinois has applied for final authorization of revisions to 
its hazardous waste program under the Resource Conservation and 
Recovery Act of 1976 as amended (hereinafter RCRA). Illinois' revisions 
consist of provisions contained in rules promulgated between July 1, 
1989, and June 30, 1993, otherwise known as Non-HSWA Cluster VI, HSWA 
Cluster II, and RCRA Clusters I-III. These requirements are listed in 
Section B of this document. The Environmental Protection Agency (EPA) 
has reviewed Illinois' application and has made a decision, subject to 
public review and comment, that Illinois' hazardous waste program 
revisions satisfy all of the requirements necessary to qualify for 
final authorization. Thus, EPA intends to approve Illinois' hazardous 
waste program revisions, subject to authority retained by EPA under the 
Hazardous and Solid Waste Amendments of 1984 (hereinafter HSWA). 
Illinois' application for program revision is available for public 
review and comment.

EFFECTIVE DATE: Final authorization for Illinois shall be effective May 
14, 1996 unless EPA publishes a prior Federal Register action 
withdrawing this immediate final rule. All comments on Illinois' 
program revision application must be received by the close of business 
April 15, 1996.

ADDRESSES: Copies of Illinois' program revision application are 
available for inspection and copying, from 9 a.m. to 4 p.m., at the 
following addresses: Illinois Environmental Protection Agency, 2200 
Churchill Road, P.O. Box 19276, Springfield, Illinois 62794-9276, 
contact: Todd Marvel (217) 524-5024; U.S. EPA, Region 5, DR-7J, 77 W. 
Jackson Blvd., Chicago, Illinois 60604, contact: Gary Westefer (312) 
886-7450. Written comments should be sent to Mr. Gary Westefer, 
Illinois Regulatory Specialist, U.S. EPA, Office of RCRA, DR-7J, 77 W. 
Jackson Blvd., Chicago, Illinois 60604, phone 312/886-7450.

FOR FURTHER INFORMATION CONTACT: Mr. Gary Westefer, U.S. EPA Region 5, 
77 West Jackson Boulevard, Chicago, Illinois 60604. Phone: 312/886-
7450.

SUPPLEMENTARY INFORMATION:

A. Background

    States with final authorization under Section 3006(b) of the 
Resource Conservation and Recovery Act (RCRA or the Act), 42 U.S.C. 
6929(b), have a continuing obligation to maintain a hazardous waste 
program that is equivalent to, consistent with, and no less stringent 
than the Federal hazardous waste program. In addition, as an interim 
measure, the Hazardous and Solid Waste Amendments of 1984 (Pub. L. 98-
616, November 8, 1984, hereinafter HSWA) allows States to revise their 
programs to become substantially equivalent instead of equivalent to 
RCRA requirements promulgated under HSWA authority. States exercising 
the latter option receive interim authorization for the HSWA 
requirements under Section 3006(g) of RCRA, 42 U.S.C. 6926(g), and 
later apply for final authorization for the HSWA requirements.
    In accordance with 40 CFR 271.21, revisions to State hazardous 
waste programs are necessary when Federal or State statutory or 
regulatory authority is modified or when certain other changes occur. 
Most commonly, State program revisions are necessitated by changes to

[[Page 10685]]
EPA's regulations in 40 CFR Parts 124, 260-266, 268, 270, 273 and 279.

B. Illinois

    Illinois initially received final authorization for its program 
effective January 31, 1986. (51 FR 3778, January 30, 1986). Illinois 
received authorization for revisions to its program effective on March 
5, 1988 (53 FR 126, January 5, 1988), April 30, 1990 (55 FR 7320, March 
1, 1990), June 3, 1991 (56 FR 13595, April 3, 1991), and August 15, 
1994 (59 FR 30525, June 14, 1994). On June 30, 1994, Illinois submitted 
a program revision application for additional program approvals. Today, 
Illinois is seeking approval of its program revision in accordance with 
40 CFR 271.21(b)(3).
    EPA has reviewed Illinois' application, and has made an immediate 
final decision that Illinois' hazardous waste program revisions satisfy 
all of the requirements necessary to qualify for final authorization. 
Consequently, EPA intends to grant final authorization for the 
additional program modifications to Illinois. The public may submit 
written comments on EPA's immediate final decision up until April 15, 
1996.. Copies of Illinois' application for program revision are 
available for inspection and copying at the locations indicated in the 
``Addresses'' section of this notice.
    Approval of Illinois' program revision shall become effective in 60 
days unless an adverse comment pertaining to the State's revision 
discussed in this notice is received by the end of the comment period. 
If an adverse comment is received, EPA will publish either (1) a 
withdrawal of the immediate final decision or (2) a notice containing a 
response to comments which either affirms that the immediate final 
decision takes effect or reverses the decision.
    On May 14, 1996, Illinois will be authorized to carry out, in lieu 
of the Federal program, those provisions of the State's program which 
are analogous to the following provisions of the Federal program:

------------------------------------------------------------------------
        Federal requirement               Analogous state authority     
------------------------------------------------------------------------
Financial Responsibility--           Rule 35 IAC 725.213, Effective June
 Settlement Agreement Amendment,      17, 1991.                         
 June 26, 1990, 55 FR 25976.                                            
Delay of Closure Period for          Rules 35 IAC 703 Appendix A;       
 Hazardous Waste Management           724.113; 724.212; 724.213;        
 Facilities, August 14, 1989, 54 FR   724.242; 725.113; 725.212;        
 33376-33398.                         725.213; 725.242, Effective August
                                      22, 1990.                         
Mining Waste Exclusion I, September  Rules 35 IAC 721.103; 721.104,     
 1, 1989, 54 FR 36592-36642.          Effective August 22, 1990.        
Testing and Monitoring Activities,   Rules 35 IAC 720.111; 720 Appendix 
 September 29, 1989, 54 FR 40260-     A, Effective August 22, 1990.     
 40269.                                                                 
Changes to Part 124 not Accounted    Rules 35 IAC 705.121; 705.128;     
 for by Present Checklists, January   705.141; 705.163; 705.182,        
 4, 1990, 55 FR 00246-00248.          Effective September 25, 1990.     
Mining Waste Exclusion II, January   Rules 35 IAC 720.110, 721.104,     
 23, 1990, 55 FR 02322-2354.          722.123, Effective September 25,  
                                      1990.                             
Modification of F019 Listing,        Rule 35 IAC 721.131, Effective     
 February 14, 1990, 55 FR 5340-5342.  September 25, 1990.               
Testing and Monitoring Activities;   Rules 35 IAC 720.110; 721 Appendix 
 Technical Corrections, March 9,      B, 721 Appendix Table C, Effective
 1990, 55 FR 8948-8950.               September 25, 1990.               
Toxicity Characteristic Revisions,   Rules 35 IAC 721.104; 721.108;     
 March 29, 1990, 55 FR 11798-11877    721.124; 721.130; 721 Appendix B; 
 \1\ as amended June 29, 1990, 55     724.401; 725.321; 725.373; 728    
 FR 26986-26998 \1\.                  Appendix A, Effective September   
                                      25, 1990.                         
Listing of 1, 1-Dimethylhydrazine    Rules 35 IAC 721.132; 721 Appendix 
 Production Wastes, May 2, 1990, 55   C; 721 Appendix G, Effective June 
 FR 18496-18506 \1\.                  17, 1991.                         
Criteria for Listing Toxic Wastes;   Rule 35 IAC 721.111, Effective June
 Technical Amendment, May 4, 1990,    17, 1991.                         
 55 FR 18726.                                                           
HSWA Codification Rule, Double       Rules 35 IAC 724.321; 724.401,     
 Liners; Correction, May 9, 1990,     Effective June 17, 1991.          
 55 FR 19262-19264 \1\.                                                 
Land Disposal Restrictions for       Rules 35 IAC 721.120; 721.121;     
 Third Third Scheduled Wastes, June   721.122; 721.123; 721.124;        
 1, 1990, 55 FR 22520-22720 \1\.      721.131; 721.133; 721 Appendix G; 
                                      722.111; 722.134; 724.113;        
                                      724.329; 724.356; 724.381;        
                                      724.412; 724.416; 725.101;        
                                      725.113; 725.329; 725.356;        
                                      725.381; 725.412; 725.416;        
                                      728.101; 728.102; 728.103;        
                                      728.107; 728.108; 728.109;        
                                      728.135; 728.140; 728.141;        
                                      728.142; 728.143; Section 728     
                                      Table A; Table B; Table C; Table  
                                      D; Table E, Effective June 9,     
                                      1992.                             
Organic Air Emmission Standards for  Rules 35 IAC 703.183; 703.210;     
 Process Vents and Equipment Leaks,   703.211; 720.111; 721.106;        
 June 21, 1990, 55 FR 25454-25519     724.113; 724.115; 724.173;        
 \1\.                                 724.177; 724.930; 724.931;        
                                      724.932; 724.933; 724.934;        
                                      724.935; 724.936; 724.950;        
                                      724.951; 724.952; 724.953;        
                                      724.954; 724.955; 724.956;        
                                      724.957; 724.958; 724.959;        
                                      724.960; 724.961; 724.962;        
                                      724.963; 724.964; 724.965;        
                                      725.113; 725.115; 725.173;        
                                      725.177; 725.930; 725.931;        
                                      725.932; 725.933; 725.934;        
                                      725.935; 725.950; 725.951;        
                                      725.952; 725.953; 725.954;        
                                      725.955; 725.956; 725.957;        
                                      725.958; 725.959; 725.960;        
                                      725.961; 725.962; 725.963;        
                                      725.964, Effective June 17, 1991. 
Toxicity Characteristic;             Rule 35 IAC 721.104, Effective     
 Hydrocarbon Recovery Operations,     September 30, 1991 and June 9,    
 October 5, 1990, 55 FR 40834-40837   1992.                             
 \1\ as amended February 1, 1991,                                       
 56 FR 3978 \1\ and April 2, 1991,                                      
 56 FR 13406-13411 \1\.                                                 
Petroleum Refinery Primary and       Rules 35 IAC 721.131; 721 Appendix 
 Secondary Oil/Water/Solids           G, Effective September 30, 1991.  
 Separation Sludges Listings (FO37                                      
 and FO38), November 2, 1990, 55 FR                                     
 46354-46397 \1\ as amended                                             
 December 17, 1990, 55 FR 51707 \1\.                                    
Wood Preserving Listings, December   Rules 35 IAC 703.212; 720.110;     
 6, 1990, 55 FR 50450-50490 \1\.      721.104; 721.131; 721.135; 721    
                                      Appendix C; 721 Appendix G; 721   
                                      Appendix H; 722.134; 724.290;     
                                      724.670; 724.671; 724.672;        
                                      724.673; 724.674; 724.675;        
                                      725.290; 725.540; 725.541;        
                                      725.542; 725.543; 725.544;        
                                      725.545, Effective September 30,  
                                      1991.                             
Toxicity Characteristic;             Rule 35 IAC 721.104, Effective June
 Chlorofluorocarbon Refrigerants,     9, 1992.                          
 February 13, 1991, 56 FR 5910-5915                                     
 \1\.                                                                   

[[Page 10686]]
                                                                        
Burning of Hazardous Waste in        Rules 35 IAC 703.155; 703.157;     
 Boilers and Industrial Furnaces,     703.208; 703.232; 703.280;        
 February 21, 1991, 56 FR 07134-      720.110; 720.111; 721.102;        
 7240 \1\.                            721.104; 721.106; 724.212;        
                                      724.440; 725.212; 725.213;        
                                      725.440; 726.200; 726.201;        
                                      726.202; 726.203; 726.204;        
                                      726.205; 726.206; 726.207;        
                                      726.208; 726.209; 726.210;        
                                      726.211; 726.212; 726 Appendix A; 
                                      726 Appendix B; 726 Appendix C;   
                                      726 Appendix D; 726 Appendix E;   
                                      726 Appendix F; 726 Appendix G;   
                                      726 Appendix H; 726 Appendix I;   
                                      726 Appendix J, Effective June 9, 
                                      1992.                             
Removal of Strontium Sulfide from    Rules 35 IAC 721.133; 721 Appendix 
 the List of Hazardous Wastes;        G, Effective June 9, 1992.        
 Technical Amendment, February 25,                                      
 1991, 56 FR 7567-7568.                                                 
Organic Air Emmission Standards for  Rules 35 IAC 703.210; 703.211;     
 Process Vents and Equipment Leaks;   724.930; 724.933; 724.935;        
 Technical Amendment, April 26,       724.952; 725.113; 725.173;        
 1991, 56 FR 19290 \1\.               725.930; 725.934; 725.935;        
                                      725.952; 725.964, Effective June  
                                      9, 1992.                          
Administrative Stay for KO69         Rule 35 IAC 721.132, Effective June
 Listing, May 1, 1991, 56 FR 19951.   9, 1992.                          
Revision to the Petroleum Refining   Rule 35 IAC 721.131, Effective June
 Primary and Secondary Oil/Water/     9, 1992.                          
 Solids Separation Sludge Listings,                                     
 May 13, 1991, 56 FR 21955-21960.                                       
Mining Waste Exclusion III, June     Rule 35 IAC 721.104, Effective June
 13, 1991, 56 FR 27300-27330.         9, 1992.                          
Wood Preserving Listings, June 13,   Rules 35 IAC 721.131; 724.672,     
 1991, 56 FR 27332-27336.             725.543, Effective June 9, 1992.  
Wood Preserving Listings; Technical  Rules 35 IAC 703.212; 721.104;     
 Corrections, July 1, 1991, 56 FR     721.135; 722.134; 724.670;        
 30192-30198 \1\.                     724.671; 724.672; 724.673;        
                                      724.674; 724.675; 725.540;        
                                      725.543, Effective November 6,    
                                      1992.                             
Burning of Hazardous Waste in        Rules 35 IAC 703.157; 703.208;     
 Boilers and Industrial Furnaces;     703.232; 703.280; 703 Appendix A; 
 Corrections and Technical            721.103; 721.106; 725.470;        
 Amendments I, July 17, 1991, 56 FR   726.140; 726.200; 726.202;        
 32688-32852 \1\.                     726.203; 726.204; 726.206;        
                                      726.207; 726.208; 726.209;        
                                      726.210; 726.212; 726 Appendix A; 
                                      726 Appendix B; 726 Appendix C;   
                                      726 Appendix D; 726 Appendix G;   
                                      726 Appendix H; 726 Appendix I;   
                                      726 Appendix J, Effective November
                                      6, 1992.                          
Burning of Hazardous Waste in        Rules 35 IAC 721.102; 725.212;     
 Boilers and Industrial Furnaces;     725.213; 726.200; 726.202;        
 Technical Amendments II, August      726.203; 726.204; 726.208;        
 27, 1991, 56 FR 42504-42517 \1\.     726.209; 726.210; 726.211;        
                                      726.212; 726 Appendix I; 726      
                                      Appendix K; 726 Appendix L,       
                                      Effective November 6, 1992.       
Exports of Hazardous Waste;          Rules 35 IAC 722.153; 722.156,     
 Technical Correction, September 4,   Effective November 6, 1992.       
 1991, 56 FR 43704-43705 \1\.                                           
Toxicity Characteristics Revisions;  Rules 35 IAC 721.104; 725.401,     
 Technical Corrections, July 10,      Effective November 22, 1993.      
 1992, 57 FR 30657-30658 \1\.                                           
Burning of Hazardous Waste in        Rules 35 IAC 720.110; 720.120;     
 Boilers and Industrial Furnaces;     721.102; 724.101; 725.101;        
 Technical Amendment III, August      726.200; 726.201; 726.203;        
 25, 1992, 57 FR 38558-38566 \1\.     726.204; 726.206; 726.207;        
                                      726.208; 726.212; 726 Appendix I, 
                                      Effective November 22, 1993.      
Burning of Hazardous Waste in        Rules 35 IAC 726.203; 726 Appendix 
 Boilers and Industrial Furnaces,     I, Effective November 22, 1993.   
 Amendment IV, September 30, 1992,                                      
 57 FR 44999-45001 \1\.                                                 
Toxicity Characteristic Revision;    Rule 35 IAC 721 Appendix B,        
 TCLP Correction, November 24,        Effective November 22, 1993 and   
 1992, 57 FR 55114-55117 \1\ as       April 21, 1994.                   
 amended February 2, 1993, 58 FR                                        
 6854 \1\.                                                              
Wood Preserving; Revisions to        Rules 35 IAC 721.131; 724.670;     
 Listings and Technical               724.671; 724.672; 724.673;        
 Requirements, December 24, 1992,     725.540; 725.541; 725.542;        
 57 FR 61492-61505 \1\.               725.543, Effective November 22,   
                                      1993.                             
------------------------------------------------------------------------
\1\ Indicates HSWA Provision.                                           

    EPA shall administer any RCRA hazardous waste permits, or portions 
of permits, that contain conditions based upon the Federal program 
provisions for which the State is applying for authorization, and which 
were issued by EPA prior to the effective date of this authorization. 
EPA will suspend issuance of any further permits under the provisions 
for which the State is being authorized on the effective date of this 
authorization. EPA has previously suspended issuance of permits for the 
other provisions on January 31, 1986, March 5, 1988, April 30, 1990, 
June 3, 1991, and August 15, 1994, the effective dates of Illinois' 
final authorizations for the RCRA base program and for the subsequent 
program revisions, respectively.
    This authorization includes authorization for Illinois to impose 
certain land disposal prohibitions. Under 40 CFR 268.6, EPA may grant 
petitions of specific duration to allow land disposal of certain 
hazardous wastes provided certain criteria are met. States that have 
authority to impose land disposal prohibitions may ultimately be 
authorized under RCRA Section 3006 to grant petitions for such 
exemptions. However, EPA is currently requiring that these petitions be 
handled at EPA Headquarters. It should be noted that Illinois has its 
own procedures for petition submission and approval to allow land 
disposal of a prohibited waste. Therefore, the petitioner must satisfy 
both Federal and Illinois requirements, and be granted approval by both 
EPA and the State.
    Illinois is not authorized to operate the Federal program on Indian 
lands. This authority remains with EPA unless provided otherwise in a 
future statute or regulation.

C. Decision

    I conclude that Illinois' application for program revisions meets 
all of the statutory and regulatory requirements established by RCRA, 
and its amendments. Accordingly, Illinois is granted final 
authorization to operate its hazardous waste program as revised. 
Illinois now has responsibility for permitting treatment, storage, and 
disposal facilities within its borders and carrying out the aspects of 
the RCRA program described in its revised program application, subject 
to the limitations of the HSWA. Illinois also has primary enforcement 
responsibilities, although EPA retains the right to conduct inspections 
under Section 3007 of RCRA and to take enforcement actions under 
Sections 3008, 3013, and 7003 of RCRA.

[[Page 10687]]

D. Incorporation by Reference

    EPA incorporates by reference, authorized State programs in 40 CFR 
Part 272, to provide notice to the public of the scope of the 
authorized program in each State. Incorporation by reference of the 
Illinois program will be completed at a later date.

Compliance With Executive Order 12866

    The Office of Management and Budget has exempted this rule from the 
requirements of Section 6 of Executive Order 12866.

Unfunded Mandates Reform Act

    Title II of the Unfunded Mandates Reform Act of 1995 (UMRA), Public 
Law 104-4, establishes requirements for Federal agencies to assess the 
effects of their regulatory actions on State, local, and tribal 
governments and the private sector. Under section 202 of the UMRA, EPA 
generally must prepare a written statement, including a cost-benefit 
analysis, for proposed and final rules with ``Federal mandates'' that 
may result in expenditures to State, local, and tribal governments, in 
the aggregate, or to the private sector, of $100 million or more in any 
one year. When a written statement is needed for an EPA rule, section 
205 of the UMRA generally requires EPA to identify and consider a 
reasonable number of regulatory alternatives and adopt the least 
costly, most cost-effective or least burdensome alternative that 
achieves the objectives of the rule. The provisions of section 205 do 
not apply when they are inconsistent with applicable law. Moreover, 
section 205 allows EPA to adopt an alternative other than the least 
costly, most cost-effective or least burdensome alternative if the 
Administrator publishes with the final rule an explanation why that 
alternative was not adopted. Before EPA establishes any regulatory 
requirements that may significantly or uniquely affect small 
governments, including tribal governments, it must have developed under 
section 203 of the UMRA a small government agency plan. The plan must 
provide for notifying potentially affected small governments, giving 
them meaningful and timely input in the development of EPA regulatory 
proposals with significant Federal intergovernmental mandates, and 
informing, educating, and advising them on compliance with the 
regulatory requirements. EPA has determined that this rule does not 
contain a Federal mandate that may result in expenditures of $100 
million or more for State, local, and tribal governments, in the 
aggregate, or the private sector in any one year. EPA does not 
anticipate that the approval of Illinois' hazardous waste program 
referenced in today's notice will result in annual costs of $100 
million or more. EPA's approval of State programs generally have a 
deregulatory effect on the private sector because once it is determined 
that a State hazardous waste program meets the requirements of RCRA 
section 3006(b) and the regulations promulgated thereunder at 40 CFR 
Part 271, owners and operators of hazardous waste treatment, storage, 
or disposal facilities (TSDFs) may take advantage of the flexibility 
that an approved State may exercise. Such flexibility will reduce, not 
increase, compliance costs for the private sector. Thus, today's rule 
is not subject to the requirements of sections 202 and 205 of the UMRA. 
EPA has determined that this rule contains no regulatory requirements 
that might significantly or uniquely affect small governments. The 
Agency recognizes that small governments may own and/or operate TSDFs 
that will become subject to the requirements of an approved State 
hazardous waste program. However, such small governments which own and/
or operate TSDFs are already subject to the requirements in 40 CFR 
Parts 264, 265 and 270. Once EPA authorizes a State to administer its 
own hazardous waste program and any revisions to that program, these 
same small governments will be able to own and operate their TSDFs with 
increased levels of flexibility provided under the approved State 
program.

Certification Under the Regulatory Flexibility Act

    Pursuant to the provisions of 5 U.S.C. 605(b), I hereby certify 
that this authorization will not have a significant economic impact on 
a substantial number of small entities. This authorization effectively 
suspends the applicability of certain Federal regulations in favor of 
Illinois' program, thereby eliminating duplicative requirements for 
handlers of hazardous waste in the State. It does not impose any new 
burdens on small entities. This rule, therefore, does not require a 
regulatory flexibility analysis.

Paperwork Reduction Act

    Under the Paperwork Reduction Act, 44 U.S.C. 3501 et seq., Federal 
agencies must consider the paperwork burden imposed by any information 
request contained in a proposed rule or a final rule. This rule will 
not impose any information requirements upon the regulated community.

List of Subjects in 40 CFR Part 271

    Environmental protection, Administrative practice and procedure, 
Confidential business information, Hazardous materials transportation, 
Hazardous waste, Indian lands, Intergovernmental relations, Penalties, 
Reporting and recordkeeping requirements, Water pollution control, 
Water supply.

    Authority: This notice is issued under the authority of Sections 
2002(a), 3006 and 7004(b) of the Solid Waste Disposal Act as amended 
42 U.S.C. 6912(a), 6926, 6974(b).

    Dated: February 23, 1996.
Valdas V. Adamkus,
Regional Administrator.
[FR Doc. 96-6242 Filed 3-14-96; 8:45 am]
BILLING CODE 6560-50-P

Complete official Federal Register PDF

FR Doc. 96-6241 National Oil and Hazardous Substances Pollution Contingency Plan; National Priorities List; Correction
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10687-10688]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6241]

-----------------------------------------------------------------------

ENVIRONMENTAL PROTECTION AGENCY
40 CFR Part 300

[FRL-5440-9]

National Oil and Hazardous Substances Pollution Contingency Plan; 
National Priorities List; Correction

AGENCY: Environmental Protection Agency (EPA).

ACTION: Notice of deletion of the Lewisburg Dump Site from the National 
Priorities List (NPL); Correction.

-----------------------------------------------------------------------

SUMMARY: This document contains a correction to the announcement of the 
deletion of the Lewisburg Dump site in Lewisburg, Tennessee, from the 
National Priorities List (NPL), which was published Wednesday, February 
21, 1996 at 61 FR 6556.

EFFECTIVE DATE: February 1, 1996.

FOR FURTHER INFORMATION CONTACT: Femi Akindele, Remedial Project 
Manager, U.S. Environmental Protection Agency, Region 4, North 
Superfund Remedial Branch, 345 Courtland Street, N.E., Atlanta, Georgia 
30365, (404) 347-7791, extension 2042.

SUPPLEMENTARY INFORMATION:

Background

    The site deleted was the Lewisburg Dump Superfund Site, Lewisburg, 
Tennessee. For the reasons set out in the preamble, 40 CFR part 300 
must be amended.

Need for Correction

    As published, the table from which the site was to be deleted was 
incorrectly stated.

Correction of Publication

    Accordingly, the publication on February 21, 1996, of the deletion 
of the

[[Page 10688]]
Lewisburg Dump Superfund Site, which was the subject of FR Doc. 96-3581 
is corrected as follows:
    On page 6556, in the third column, in Part 300, Appendix B--
[Amended], paragraph 2, ``Table 2'' is corrected to read ``Table 1.''

    Dated: March 6, 1996.
Phyllis P. Harris,
Acting Deputy Regional Administrator, Region 4.
[FR Doc. 96-6241 Filed 3-14-96; 8:45 am]
BILLING CODE 6560-50-P

Complete official Federal Register PDF

FR Doc. 96-6231 Law and Order on Indian Reservations
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10673-10674]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6231]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF THE INTERIOR

Bureau of Indian Affairs

25 CFR Part 11

RIN 1076-AD29

Law and Order on Indian Reservations

AGENCY: Bureau of Indian Affairs, Interior.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This document amends the Agency's regulations governing Courts 
of Indian Offenses by removing from the Listing of Courts of Indian 
Offenses the names of those tribes which have exercised their inherent 
sovereignty and established tribal courts.

EFFECTIVE DATE: March 15, 1996.

FOR FURTHER INFORMATION CONTACT: Bettie Rushing, Bureau of Indian 
Affairs, 1849 C St., NW., Mail Stop 4140-MIB, Washington, DC 20240-
4001, telephone number (202) 208-0437.

SUPPLEMENTARY INFORMATION: The authority to issue this amendment is 
vested in the Secretary of the Interior by 5 U.S.C. 301 and 25 U.S.C. 2 
and 9, and 25 U.S.C. 13 which authorizes appropriations for ``Indian 
judges.''
    The final rule amending the regulations contained in 25 CFR Part 11 
which included the Shoshone and Arapahoe Tribes of the Wind River 
Reservation (Wyoming), Flandreau Santee Sioux (South Dakota), the 
Yankton Sioux Tribe (South Dakota), the Cocopah Tribe (Arizona), the 
Kaibab Band of Paiute Indians (Arizona), the Duckwater Shoshone Tribe 
(Nevada), and the Mississippi Band of Choctaw Indians (Mississippi) in 
the listing of tribes to which Section 11.100(a) is applicable, was 
published September 22, 1994.
    The Assistant Secretary-Indian Affairs, or her designee, is in 
receipt of law and order codes adopted by the Arapahoe Tribes of the 
Wind River Reservation, the Flandreau Santee Sioux, the Yankton Sioux 
Tribe, the Cocopah Tribe, the Kaibab Band of Paiute Indians, the 
Duckwater Shoshone Tribe, and the Mississippi Band of Choctaw Indians 
in accordance with their constitutions and by-laws and approved by the 
appropriate Bureau official. The Assistant Secretary-Indian Affairs 
further recognizes that these courts were established in accordance 
with the tribes' constitutions and by-laws.
    Inclusion in Sec. 11.100, Listing of Courts of Indian Offenses, 
does not defeat the inherent sovereignty of a tribe to establish tribal 
courts and exercise jurisdiction under tribal law. Tillett v. Lujan, 
931 F.2d 636, 640 (10th Cir. 1991) (C.F.R. courts ``retain some 
characteristics of an agency of the federal government'' but they 
``also function as tribal courts''); Combrink v. Allen, 20 Indian L. 
Rep. 6029, 6030 (Ct. Ind. App., Tonkawa, Mar. 5, 1993) (C.F.R. court is 
a ``federally administered tribal court''); Ponca Tribal Election Board 
v. Snake, 17 Indian L. Rep. 6085, 6088 (Ct. Ind. App., Ponca, Nov. 10, 
1988) (``The Courts of Indian Offenses act as tribal courts since they 
are exercising the sovereign authority of the tribe for which the court 
sits.''). Such exercise of inherent sovereignty and the establishment 
of tribal courts shall comply with the requirements set forth in 25 CFR 
11.100(c).
    The Department has certified to the Office of Management and Budget 
that these final regulations meet the applicable standards provided in 
Sections 2(a) and 2(b)(2) of Executive Order 12778.
    This document is not a significant rule under Executive Order 12866 
and, therefore, will not require the approval of the Office of 
Management and Budget.
    This rule will not have a significant economic impact on a 
substantial number of small entities under the Regulatory Flexibility 
Act (5 U.S.C. 601 et seq.).
    In accordance with E.O. 12630, the Department has determined that 
this rule does not have significant takings implications.
    The Department has determined that this rule does not have 
significant federalism effects.
    The Department of the Interior has determined that this correction 
does not constitute a major federal action significantly affecting the 
quality of the human environment and that no detailed statement is 
required pursuant to the National Environmental Policy Act of 1969.
    This correction does not contain information collection 
requirements which require the approval of the Office of Management and 
Budget under 44 U.S.C. 3501 et seq.
    The primary authors of this document are Earl Azure, Aberdeen Area 
Office, Terry Bruner, Anadarko Area Office, Mike Simpson, Billings Area 
Office, Karen Ketcher, Muskogee Area Office, Sharlot Johnson, Phoenix 
Area Office, and Bettie Rushing, Division of Tribal Government 
Services, Bureau of Indian Affairs, Department of the Interior.

List of Subjects in 25 CFR Part 11

    Courts, Indians--law, Law enforcement, penalties.

    For the reasons stated in the preamble, Part 11 of title 25 of the 
Code of the Federal Regulations is amended as follows:

PART 11--LAW AND ORDER ON INDIAN RESERVATIONS

    1. The authority citation for part 11 continues to read as follows:

    Authority: 5 U.S.C. 301; R.S. 463; 25 U.S.C. 2; R.S. 465; 25 
U.S.C. 9; 42 Stat. 208; 25 U.S.C. 13; 38 Stat. 586; 25 U.S.C. 200.

* * * * *
    2. Section 11.100 is amended by revising paragraph (a) as follows:
    
[[Page 10674]]

Sec. 11.100  Listing of Courts of Indian Offenses.

    (a) Except as otherwise provided in this title, the regulations 
under this part are applicable to the Indian country (as defined in 18 
U.S.C. 1151) occupied by the following tribes:
    (1) Red Lake Band of Chippewa Indians (Minnesota).
    (2) Confederated Tribes of the Goshute Reservation (Nevada).
    (3) Lovelock Paiute Tribe (Nevada).
    (4) Te-Moak Band of Western Shoshone Indians (Nevada).
    (5) Yomba Shoshone Tribe (Nevada).
    (6) Kootenai Tribe (Idaho).
    (7) Shoalwater Bay Tribe (Washington).
    (8) Eastern Band of Cherokee Indians (North Carolina).
    (9) For the following tribes located in the former Oklahoma 
Territory (Oklahoma):

(i) Absentee Shawnee Tribe of Indians of Oklahoma
(ii) Apache Tribe of Oklahoma
(iii) Caddo Tribe of Oklahoma
(iv) Cheyenne-Arapaho Tribe of Oklahoma
(v) Citizen Band of Potawatomi Indians of Oklahoma
(vi) Comanche Tribe of Oklahoma (Except Comanche Children's Court)
(vii) Delaware Tribe of Western Oklahoma
(viii) Fort Sill Apache Tribe of Oklahoma
(ix) Iowa Tribe of Oklahoma
(x) Kaw Tribe of Oklahoma
(xi) Kickapoo Tribe of Oklahoma
(xii) Kiowa Tribe of Oklahoma
(xiii) Otoe-Missouria Tribe of Oklahoma
(xiv) Pawnee Tribe of Oklahoma
(xv) Ponca Tribe of Oklahoma
(xvi) Tonkawa Tribe of Oklahoma
(xvii) Wichita and Affiliated Tribes of Oklahoma.

    (10) Hoopa Valley Tribe, Yurok Tribe, and Coast Indian Community of 
California (California Jurisdiction limited to special fishing 
regulations).
    (11) Louisiana Area (includes Coushatta and other tribes in the 
State of Louisiana which occupy Indian country and which accept the 
application of this part);
    Provided that this part shall not apply to any Louisiana tribe 
other than the Coushatta Tribe until notice of such application has 
been published in the Federal Register.
    (12) For the following tribes located in the former Indian 
Territory (Oklahoma):

(i) Chickasaw Nation
(ii) Choctaw Nation
(iii) Thlopthlocco Tribal Town
(iv) Seminole Nation
(v) Eastern Shawnee Tribe
(vi) Miami Tribe
(vii) Modoc Tribe
(viii) Ottawa Tribe
(ix) Peoria Tribe
(x) Quapaw Tribe
(xi) Wyandotte Tribe
(xii) Seneca-Cayuga Tribe
(xiii) Osage Tribe.

    (13) Ute Mountain Ute Tribe (Colorado).
* * * * *
    Dated: March 6, 1996.
Ada E. Deer,
Assistant Secretary--Indian Affairs.
[FR Doc. 96-6231 Filed 3-14-96; 8:45 am]
BILLING CODE 4310-02-P

Complete official Federal Register PDF

FR Doc. 96-6219 Protection of Stratospheric Ozone; Refrigerant Recycling
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10676-10678]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6219]

=======================================================================
-----------------------------------------------------------------------

ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 82

[FRL-5440-5]

Protection of Stratospheric Ozone; Refrigerant Recycling

AGENCY: Environmental Protection Agency (EPA).

ACTION: Temporary order.

-----------------------------------------------------------------------

SUMMARY: In today's action, EPA is issuing an order temporarily 
extending the effectiveness of the refrigerant purity requirements of 
Sec. 82.154 (g) and (h), which are currently scheduled to expire on 
March 18, 1996. On February 29, 1996 EPA published a direct final rule 
(61 FR 7724) and a proposal (61 FR 7762) to extend the requirements in 
response to requests from the air-conditioning and refrigeration 
industry to avoid widespread contamination of the stock of 
chlorofluorocarbon (CFC) and hydrochlorofluorocarbon (HCFC) 
refrigerants that could result from the lapse of the purity standard. 
This direct final would become effective on April 15, 1996, at the 
earliest. Such contamination could cause extensive damage to air-
conditioning and refrigeration equipment, release of refrigerants, and 
refrigerant shortages with consequent price increases. On that same 
date, EPA also published a proposal to adopt a more flexible approach 
to ensuring the purity of

[[Page 10677]]
refrigerants and soliciting public comment on this approach (61 FR 
7858).
    Today's temporary extension will not result in any additional 
burden on the regulated community. Moreover, the retention of the 
reclamation requirement will protect the environment, public health, 
and consumers by ensuring that contaminated refrigerants are not vented 
or charged into equipment. This extension will be effective until: the 
direct final action becomes effective; EPA takes final action on the 
proposal to extend the effectiveness of the reclamation requirements; 
or May 30, 1996, whichever date is earliest.

EFFECTIVE DATE: This order will become effective March 15, 1996.

FOR FURTHER INFORMATION CONTACT: Cindy Newberg, Program Implementation 
Branch, Stratospheric Protection Division, Office of Atmospheric 
Programs, Office of Air and Radiation (6205-J), 401 M Street SW., 
Washington, DC 20460. The Stratospheric Ozone Information Hotline at 1-
800-296-1996 can also be contacted for further information.

SUPPLEMENTARY INFORMATION: The contents of this preamble are listed in 
the following outline:

I. Background
II. Today's Action
III. Summary of Supporting Analysis
    A. Executive Order 12866
    B. Regulatory Flexibility Act
    C. Paperwork Reduction Act
    D. Regulatory Flexibility Act

I. Background

    On May 14, 1993, EPA published final regulations establishing a 
recycling program for ozone-depleting refrigerants recovered during the 
servicing and disposal of air-conditioning and refrigeration equipment 
(58 FR 28660). When EPA promulgated the final rule, the Agency noted 
that further rulemaking would be required to address issues that had 
been raised during the comment period for the proposed rule (57 FR 
58644). EPA accordingly made the reclamation requirements at 
Sec. 82.154 (g) and (h) effective until May 15, 1995, two years after 
publication of the final rule. EPA believed that this two-year period 
would be sufficient for industry to develop new guidelines for reuse of 
refrigerant and for EPA to complete a rulemaking to adopt them if EPA 
determined that they would continue to reduce emissions to the lowest 
achievable level and maximize the recapture and recycling of 
refrigerants (58 FR 28679).
    A committee representing a wide range of interests within the air-
conditioning and refrigeration industry provided EPA with recommended 
requirements for reuse of refrigerant in December 1994. Because the 
original sunsetting date was approaching, EPA pursued a rulemaking to 
extend the effectiveness of Sec. 82.154 (g) and (h) (60 FR 14608) until 
March 18, 1996. EPA believed that this extension would provide 
sufficient time to develop and publish a final rule based on these 
recommendations.
    On February 29, 1996, EPA published a proposed rulemaking 
recommending new and more flexible requirements for refrigerant 
reclamation. On that date, EPA also published a direct final notice and 
a parallel proposal to extend the effective date of the current 
requirements until December 31, 1996. If no adverse comments are 
received on the direct final notice by April 1, 1996, that notice will 
become effective on April 15, 1996. If adverse comments are received, 
EPA will need to take final action on the proposed extension of the 
requirements.
    Because the current requirements expire on March 18, 1996, and the 
earliest date by which the direct final could become effective is April 
15, 1996, there will be at least a one-month lapse in the effectiveness 
of the current rule. Representatives of the air-conditioning and 
refrigeration industry have expressed concern that any lapse, even a 
temporary one, in refrigerant purity requirements could result in a 
number of problems, including sloppy handling of refrigerant and 
dumping of contaminated refrigerant on the market. These problems could 
significantly damage equipment, lead to release of refrigerant, and 
aggravate refrigerant shortages. As a result, industry has requested 
that EPA take action to temporarily extend the effectiveness of the 
current purity requirements until the direct final action becomes 
effective or until EPA takes final action on the proposal. Many of the 
concerns expressed by industry concerning a lapse in the current 
requirements are detailed in the direct final notice (61 FR 7724). 
Readers are encouraged to review that notice.

II. Today's Action

    In response to these concerns, EPA is temporarily extending the 
effectiveness of the current reclamation requirements until: May 30, 
1996; the effective date of the direct final action; or EPA takes final 
action on the proposed notice, whichever date is earliest. EPA is 
issuing this order because it is not practicable to complete notice and 
comment rulemaking concerning the temporary extension of the current 
regulations prior to expiration on March 18, 1996. Section 553 of the 
Administrative Procedures Act (APA) authorizes agencies to dispense 
with certain procedures for rules when there exists ``good cause'' to 
do so. Under section 553(b)(B), the requirements of notice and 
opportunity for comment do not apply when the agency for good cause 
finds that those procedures are ``impracticable, unnecessary, or 
contrary to the public interest.''
    In these grave circumstances, EPA has determined that good cause 
exists based on concern expressed by industry that even a temporary 
lapse of the current reclamation requirements could cause contamination 
of refrigerants and possible damage to equipment. Immediate action to 
prevent such a lapse in the rule is necessary to avoid disruption to 
the ongoing regulatory program and prevent harm to the environment and 
property. The sole purpose of today's action is to preserve the status 
quo pending final action by EPA to extend these requirements following 
notice and comment procedures. This order is intended to temporarily 
address an interim lapse in the current regulatory requirements, and 
therefore will remain effective until no later than May 30, 1996.

III. Summary of Supporting Analysis

A. Executive Order 12866

    Under Executive Order 12866 (58 FR 51735, October 4, 1993), the 
Agency must determine whether this regulatory action is significant and 
therefore subject to OMB review and the requirements of the Executive 
Order. The Order defines significant regulatory action as one that is 
likely to lead to a rule that may:
    (1) Have an annual effect on the economy of $100 million or more, 
or adversely and materially affect a sector of the economy, 
productivity, competition, jobs, the environment, public health or 
safety, or State, local, or tribal governments or communities;
    (2) Create a serious inconsistency or otherwise interfere with an 
action taken or planned by another agency;
    (3) Materially alter the budgetary impact of entitlement, grants, 
user fees, or loan programs or the rights and obligations of recipients 
thereof; or
    (4) Raise novel legal or policy issues arising out of legal 
mandates, the President's priorities, or the principles set forth in 
the Executive Order.
    It has been determined by OMB and EPA that this action is not a 
significant regulatory action under the terms of Executive Order 12866 
and is therefore

[[Page 10678]]
not subject to OMB review under the Executive Order.

B. Unfunded Mandates Act

    Section 202 of the Unfunded Mandates Reform Act of 1995 (Unfunded 
Mandates Act) requires that the Agency prepare a budgetary impact 
statement before promulgating a rule that includes a Federal mandate 
that may result in expenditure by State, local, and tribal governments, 
in aggregate, or by the private sector, of $100 million or more in any 
one year. Section 203 requires the Agency to establish a plan for 
obtaining input from and informing, educating, and advising any small 
governments that may be significantly or uniquely affected by the rule.
    Under section 205 of the Unfunded Mandates Act, the Agency must 
identify and consider a reasonable number of regulatory alternatives 
before promulgating a rule for which a budgetary impact statement must 
be prepared. The Agency must select from those alternatives the least 
costly, most cost-effective, or least burdensome alternative that 
achieves the objectives of the rule, unless the Agency explains why 
this alternative is not selected or the selection of this alternative 
is inconsistent with law.
    This order merely extends the current reclamation requirements for 
a very limited time. Therefore, there are no mandates to the states.

C. Paperwork Reduction Act

    There is no additional information collection requirements 
associated with this order; therefore, EPA has determined that the 
Paperwork Reduction Act does not apply. The initial Sec. 608 final 
rulemaking did address all recordkeeping associated with the 
refrigerant purity provisions. An Information Collection Request (ICR) 
document was prepared by EPA and approved by the Office of Management 
and Budget(OMB) under the Paperwork Reduction Act, 44 U.S.C. 3501 et 
seq. This ICR is contained in the public docket A-92-01.

D. Regulatory Flexibility Act

    The Regulatory Flexibility Act, 5 U.S.C. 601-602, requires that 
Federal agencies examine the impacts of their regulations on small 
entities. Under 5 U.S.C. 604(a), whenever an agency is required to 
publish a general notice of proposed rulemaking, it must prepare and 
make available for public comment an initial regulatory flexibility 
analysis (RFA). Such an analysis is not required if the head of an 
agency certifies that an action will not have a significant economic 
impact on a substantial number of small entities, pursuant to 5 U.S.C. 
605(b).
    EPA believes that since this action merely extends a current 
requirement designed to protect purity of refrigerants temporarily, 
there will be no adverse effects for the regulated community, including 
small entities. An examination of the impacts of these provisions was 
discussed in the initial final rule promulgated under Sec. 608 (58 FR 
28660). That final rule assessed the impact the rule may have on small 
entities. A separate regulatory impact analysis was developed. That 
impact analysis accompanied the final rule and is contained in Docket 
A-92-01.
    I certify that this temporary order will not have any additional 
negative economic impacts on any small entities.

List of Subjects in 40 CFR Part 82

    Environmental protection, Administrative practice and procedure, 
Air pollution control, Chemicals, Chlorofluorocarbons, 
Hydrochlorofluorocarbons, Interstate commerce, Reporting and 
reclamation, Reporting and recordkeeping Requirements, Refrigerant 
purity, Recycling, Stratospheric ozone layer.

    Dated: March 11, 1996.
Carol M. Browner,
Administrator.

    Part 82, chapter I, title 40, of the Code of Federal Regulations, 
is amended to read as follows:

PART 82--PROTECTION OF STRATOSPHERIC OZONE

    1. The authority citation for part 82 continues to read as follows:

    Authority: 42 U.S.C. 7414, 7601, 7671-7671q.

    2. Section 82.154 is amended by revising paragraphs (g) and (h) to 
read as follows:

Sec. 82.154  Prohibitions.

* * * * *
    (g) Effective from March 15, 1996 until no later than May 30, 1996, 
no person may sell or offer for sale for use as a refrigerant any class 
I or class II substance consisting wholly or in part of used 
refrigerant unless:
    (1) The class I or class II substance has been reclaimed as defined 
at Sec. 82.152;
    (2) The class I or class II substance was used only in an MVAC or 
MVAC-like appliance and is to be used only in an MVAC or MVAC-like 
appliance; or
    (3) The class I or class II substance is contained in an appliance 
that is sold or offered for sale together with the class I or class II 
substance.
    (h) Effective from March 15, 1996 until no than May 30, 1996, no 
person may sell or offer for sale for use as a refrigerant any class I 
or class II substance consisting wholly or in part of used refrigerant 
unless:
    (1) The class I or class II substance has been reclaimed by a 
person who has been certified as a reclaimer pursuant to Sec. 82.164;
    (2) The class I or class II substance was used only in an MVAC or 
MVAC-like appliance and is to be used only in an MVAC or MVAC-like 
appliance; or
    (3) The class I or class II substance is contained in an appliance 
that is sold or offered for sale together with the class I or class II 
substance.
* * * * *
[FR Doc. 96-6219 Filed 3-14-96; 8:45 am]
BILLING CODE 6560-50-P

Complete official Federal Register PDF

FR Doc. 96-6213 Endangered and Threatened Wildlife and Plants; Reclassification of Mirabilis Macfarlanei (MacFarlane's Four-O'clock) From Endangered to Threatened Status
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10692-10697]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6213]

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[[Page 10693]]

DEPARTMENT OF THE INTERIOR

Fish and Wildlife Service

50 CFR Part 17

RIN 1018-AB97

Endangered and Threatened Wildlife and Plants; Reclassification 
of Mirabilis Macfarlanei (MacFarlane's Four-O'clock) From Endangered to 
Threatened Status

AGENCY: Fish and Wildlife Service, Interior.

ACTION: Final rule.

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SUMMARY: The U.S. Fish and Wildlife Service (Service) makes a final 
determination to reclassify the plant Mirabilis macfarlanei 
(MacFarlane's four-o'clock) to threatened status. The species was 
listed as an endangered species in 1979. This action is due to 
improvement in the status of the species and the discovery of 
additional populations. Mirabilis macfarlanei now occurs in three 
geographically isolated units occupying approximately 163 acres in 
Idaho and Oregon. The Snake River unit has approximately 4,752 plants 
occupying about 25 acres. The Salmon River unit has approximately 1,660 
plants occupying 68 acres. The recently discovered Imnaha River unit 
has approximately 800 plants on 70 acres. In addition, the species 
meets the minimum goals for reclassification identified in the 
Mirabilis macfarlanei Recovery Plan approved in 1985. The determination 
made under the Endangered Species Act of 1973 (Act), as amended, is 
based on a review of all information currently available for the 
species. The change in classification reflects an improvement in the 
species' status. Reclassification will not significantly alter the 
protection afforded this species under the Act.

EFFECTIVE DATE: April 15, 1996.

ADDRESSES: The complete file for this rule is available for public 
inspection, by appointment, during normal business hours at the U.S. 
Fish and Wildlife Service, 4696 Overland Road, Room 576, Boise, Idaho 
83705.

FOR FURTHER INFORMATION CONTACT: Dr. Robert L. Parenti, Botanist, at 
the above Boise address (208) 334-1931.

SUPPLEMENTARY INFORMATION:

Background

    Mirabilis macfarlanei is a member of the four-o'clock family 
(Nyctaginaceae). It is a perennial plant with a stout, deep-seated 
taproot. The stems are freely branched, swollen at the nodes so that 
the plant forms hemispherical clumps 6 to 12 decimeters (24 to 47 
inches (in.)) in diameter. The leaves are opposite, somewhat succulent, 
green above and glaucescent (with a whitish or bluish cast) below. 
Lower leaves are orbicular or ovate-deltoid in shape and become 
progressively smaller toward the top of the stem. The inflorescence is 
a four- to seven-flowered cluster subtended by an involucre. The 
flowers are striking due to their large size, up to 25 millimeters (mm) 
(1 in.) long and 25 mm (1 in.) wide, and showy magenta color. They are 
funnel-form in shape with a widely expanding limb. The flower is five-
merous, with five stamens (male reproductive structures) generally 
exerted. Flowering is from early May to early June, with mid-May 
usually being the peak flowering period. Mirabilis macfarlanei is most 
closely related to M. greenei Wats. of the Klamath (Siskiyou) region of 
California and Oregon (Constance and Rollins 1936).
    Mirabilis macfarlanei was named for Ed MacFarlane, a boatman on the 
Snake River, who pointed out the plant along the Oregon side of the 
Snake River to Rollins and Constance in 1936. These botanists described 
the species later that year (Constance and Rollins 1936). Records 
indicate MacFarlane's four-o'clock was collected along the Snake River 
(Hells Canyon area) in 1939. In 1947, a second population was 
discovered near the confluence of Skookumchuck Creek and the Salmon 
River in Idaho by R.J. Davis. The Salmon River plants are 
geographically isolated from the Snake River plants. Futile searches 
for M. macfarlanei from 1947 to the mid-1970's led botanists to 
consider that the species was possibly extinct. In May 1977, two plants 
were found within the Snake River unit along the Snake River near 
Cottonwood Landing on the Oregon side of the river. Within the Salmon 
River unit, 25 plants were rediscovered in 1979 on 10 acres of Bureau 
of Land Management (Bureau) land (Heidel 1979) at Skookumchuck and 700 
plants were discovered in 1980 on 45 acres of Bureau land in the Long 
Gulch area above the Salmon River, Idaho County, Idaho.
    Since 1983, 6,485 additional plants have been located on 
approximately 108 acres, bringing the total number to 7,212 plants 
inhabiting approximately 163 acres in three disjunct areas. The Snake 
River unit has about 4,752 plants occupying about 25 acres of habitat 
that occurs along 6 miles of Hells Canyon on the banks and canyonland 
slopes above the Snake River, Idaho County, Idaho and Wallowa County, 
Oregon. Known localities within the Snake River unit include Cottonwood 
Landing, Island Gulch, Kurry Creek, Kurry Creek-West Creek divide, Mine 
Gulch, Tyron Bar, and West Creek. The Salmon River unit has about 1,660 
plants occupying approximately 68 acres along 18 miles of banks and 
canyonland slopes above the Salmon River, Idaho County, Idaho. Known 
localities within the Salmon River unit include Coddy Draw, Henry's 
Gulch, John Day Creek, Long Gulch, Lucas Draw, Lucile Caves, 
Skookumchuck Creek, and Slicker Bar. The third unit, the Imnaha, was 
discovered in 1983 and has approximately 800 plants on 70 acres of 
habitat along 3 miles of canyonland slopes above the Imnaha River, 
Wallowa County, Oregon. Within the Imnaha unit, only two localities, 
Fence Creek and Buck Creek, have been documented. The plants generally 
occur on talus slopes within canyonland corridors above the three 
rivers.
    Within the Snake River unit, all of the plants occur on Nez Perce 
and Wallowa/Whitman National Forests lands. A majority of the plants 
along the Snake River are within the Hells Canyon National Recreation 
Area. Within the Salmon River unit, 935 plants (56 percent) inhabit 13 
acres of private lands with the remaining plants and 55 acres of 
habitat managed by the Bureau (Coeur d'Alene District). Within the 
Imnaha unit, approximately 300 plants (37 percent) are located on 10 
acres of private lands. The remaining 500 plants occur on 60 acres of 
Wallowa/Whitman National Forest lands above Fence Creek, Wallowa 
County, Oregon.
    No other species of Mirabilis occurs in Hells Canyon and no member 
of the regional flora resembles MacFarlane's four-o'clock. This large 
plant is easily recognized by its large, green, succulent leaves that 
are oppositely arranged on the stem. The cluster of large, magenta 
flowers is unlike anything else in the flora of the northwest (Moseley, 
Idaho Department of Fish and Game, pers. comm. 1992). The generic name, 
Mirabilis, in Latin means wondrous.
    Mirabilis taxa in the United States are mainly restricted to the 
southwest. It is unusual for Mirabilis macfarlanei to exist as far 
north as west-central Idaho and northeast Oregon. It is conjectured 
that the genus expanded northward during a period of warmer climate. As 
regional climates cooled, the species or its predecessor was, in 
essence, ``trapped'' (Stebbins 1979). The Salmon River and Snake River 
canyonland areas in northeastern Oregon and west-central Idaho provide 
some of the longest growing seasons and mildest winter conditions of 
the intermountainous region east of the Oregon Cascades. Mirabilis 
macfarlanei is found on talus slopes in canyonland corridors where

[[Page 10694]]
the climate is regionally warm and dry with precipitation occurring 
mostly in a winter-to-spring period. If M. macfarlanei originated in 
northern areas during a warmer period and its path of retreat with 
cooling climate was cut off by less favorable conditions, the warmer 
climate (such as near Riggins, Idaho, in the Salmon River Canyon) would 
explain the restricted distribution of the species.
    Mirabilis macfarlanei generally occurs as scattered plants on open, 
steep (50 percent) slopes of sandy soils, generally having west to 
southeast aspects. However, during the 1984 season, a locality was 
discovered having an east aspect. Talus rock underlies the soil in 
which the plants are rooted. There are a variety of soils that support 
this plant throughout its range. Sandy soils support some of the Long 
Gulch populations of M. macfarlanei and are quite susceptible to 
displacement by wind and water erosion.
    The plant community is in a transition zone between Agropyron 
spicatum-Poa sandbergii and Rhus glabra-Agropyron spicatum, consisting 
of Agropyron spicatum (bluebunch wheatgrass), Bromus tectorum 
(cheatgrass), Sporobolus cryptandrus (sand dropseed), Phacelia 
heterophylla (scorpion weed), Lomatium dissectum (desert parsley), 
Celtis reticulata (hackberry), Rhus glabra (smooth sumac), Achillea 
millefolium (yarrow), and Chrysothamnus nauseosus (rabbit bush) 
(Daubenmire 1970, Franklin and Dyrness 1973). Near Long Gulch, Idaho, 
an Agropyron spicatum-Poa sandbergii community existed. The latter 
species have, however, been replaced by the alien Bromus tectorum 
(Johnson 1984).
    From 1936 to 1979, Mirabilis macfarlanei was known only from two 
localities with approximately 27 individual plants. Subsequently, M. 
macfarlanei was added to the Federal List of Endangered and Threatened 
Plants on October 26, 1979 (44 FR 61912), as an endangered species.
    At the time Mirabilis macfarlanei was listed as endangered, 
estimates of population size (number of plants) were based upon sparse 
data. Prior to listing, several professional and amateur botanists 
actively searched for the plant in several canyonlands in Idaho and 
Oregon without success. Many botanists believed that the plant was 
extremely rare and perhaps extirpated from likely habitat in Idaho and 
Oregon.
    The 1985 Mirabilis macfarlanei Recovery Plan includes the following 
primary sub-objective for delisting the species:

    Mirabilis macfarlanei may be considered recovered when a total 
of 10 colonies (5 colonies, or any combination of 10, in each of 2 
geographically distinct and isolated populations) are protected and 
managed to assure their continued existence * * *

    Specific criteria for reclassifying from endangered to threatened:

    Mirabilis macfarlanei may be considered for reclassification to 
threatened when four of the colonies in each population meet the 
above criteria. The objectives will be reevaluated should new 
colonies be discovered.

    Recovery objectives have been reevaluated based on additional 
information developed since 1985. For example, extant colonies (defined 
as localities currently occupied by plants) that are being protected 
and managed meet the criteria for reclassification from endangered to 
threatened. An updated Recovery Plan will be prepared reflecting data 
obtained since the plant was listed in 1979.

Previous Federal Action

    Federal action on this plant taxon began as a result of section 12 
of the Act, which directed the Secretary of the Smithsonian Institution 
to prepare a report on plants considered to be endangered, threatened, 
or extinct in the United States. This report, designated as House 
Document No. 94-51, was presented to Congress on January 9, 1975. In 
that document Mirabilis macfarlanei was considered to be endangered.
    On July 1, 1975, the Service published a notice in the Federal 
Register (40 FR 27823) of its acceptance of this report as a petition 
within the context of section 4(c)(2) (now section 4(b)(3)) of the Act, 
and its intention to review the status of the plant taxa named therein. 
As a result of that review, on June 16, 1976, the Service published a 
proposed rule in the Federal Register (41 FR 24523) to determine 
endangered status pursuant to section 4 of the Act for approximately 
1,700 vascular plant taxa including Mirabilis macfarlanei. The list of 
1,700 species was assembled on the basis of comments and data received 
by the Smithsonian Institution and the Service in response to House 
Document No. 94-51 and the July 1, 1975, Federal Register publication. 
General comments received in relation to the 1976 proposal are 
summarized in an April 26, 1978, Federal Register publication (43 FR 
17909). On October 26, 1979, the Service published a final rule listing 
M. macfarlanei as an endangered species (44 FR 61912). A recovery plan 
was developed and approved for M. macfarlanei on March 27, 1985.

Summary of Comments and Recommendations

    In the August 26, 1993, proposed rule to reclassify the species 
from endangered to threatened (58 FR 45085) and associated 
notifications, all interested parties were requested to submit factual 
reports or information that might contribute to the development of a 
final decision. Appropriate State agencies, county governments, city 
governments, Federal agencies, scientific organizations, and other 
interested parties were contacted and requested to comment. Newspaper 
notices inviting public comments were published in the Idaho Statesman 
on October 11, 1993, and in the Portland Oregonian and the Lewiston 
Tribune on October 12, 1993.
    One written comment was received during the 60-day comment period 
following publication of the proposed rule. The comment was submitted 
by the U.S. Forest Service. They were in favor of the reclassification 
of the species to threatened status and provided information considered 
in developing this rule.

Summary of Factors Affecting the Species

    After a through review and consideration of all information 
available, the Service has determined that Mirabilis macfarlanei should 
be reclassified from an endangered to a threatened species. Section 4 
of the Endangered Species Act (16 U.S.C. 1533) and regulations (50 CFR 
part 424) promulgated to implement the listing provisions of the Act 
set forth the procedures for reclassifying species on the Federal 
lists. A species may be listed or reclassified as endangered or 
threatened species due to one or more of the five factors described in 
section 4(a)(1). These factors and their application to Mirabilis 
macfarlanei Const. and Roll. (MacFarlane's four-o'clock) are as 
follows:
    A. The Present or Threatened Destruction, Modification, or 
Curtailment of Its Habitat or Range. During a 1991 plant survey, 
threats identified in the Hells Canyon National Recreation Area portion 
of the Snake River unit included resumed prospecting or mining near the 
``Mine Gulch'' population of Mirabilis macfarlanei. Habitat destruction 
due to vehicular travel along with surface disturbance associated with 
mining could contribute to degradation of M. macfarlanei habitat. For 
example, the widening of Road No. 493 in the vicinity of the Kurry 
Creek population

[[Page 10695]]
has caused surface disturbance with talus material falling on plants.
    Livestock damage was also observed during the 1991 survey, but 
appeared to minimally impact the species. There was increased weedy 
invasion in many areas because of previous grazing activity (Mancuso 
and Moseley 1991). At the present time, all of the populations of 
Mirabilis macfarlanei within the Snake River unit are on habitat 
managed by the U.S. Forest Service and are directly or indirectly 
protected through the section 7 consultation process.
    B. Overutilization for commercial, recreational, scientific, or 
educational purposes. Increased collecting pressure is a foreseeable 
problem if the sites become known. The collection of plant material 
could easily cause extirpation from many of the localities, especially 
those with small numbers of plants. Other species of Mirabilis are 
cultivated and prized as garden ornamentals. Mirabilis macfarlanei is 
an attractive plant with a very showy magenta flower. For example, 
Hitchcock et al. (1973) recommended that the ``rather attractive'' 
plants are worth a try in the wild garden. Statements such as this 
could invoke actions that place the species in further jeopardy. The 
Cottonwood Landing population occurs adjacent to a hiking trail along 
the Snake River in Hells Canyon. Although the population is still 
unprotected from casual collecting, there has been no apparent decline 
of the species at this location. Because Hells Canyon is designated as 
a National Recreation Area, there is a potential for increased 
recreational use of the river trail and potential collecting.
    C. Disease or Predation. Mule deer prefer forbs and some 
utilization of Mirabilis macfarlanei has been observed (Johnson 1984). 
In the West-Kurry Divide 3 location, some feeding has apparently been 
done by deer and rabbits, but the plant population is not particularly 
threatened by this use (Mancuso and Moseley 1991).
    Studies were conducted by the Bureau between 1981 and 1983 to 
determine the effect of domestic grazing on Mirabilis macfarlanei in 
the Long Gulch and John Day sites of Idaho (Johnson 1984). The study 
included both ``cattle grazing'' and ``no cattle grazing'' treatments. 
The no cattle grazing treatment utilized a 45-acre exclosure at Long 
Gulch. The grazing treatment was on Bureau land between Long Gulch and 
John Day Creek. Both of these areas were historically used for fall and 
spring range by sheep and cattle, with the primary grazing period 
during spring from late March to early June. This coincides with the 
peak flowering time for M. macfarlanei from mid-May to early June. 
Bureau studies indicate that M. macfarlanei can be adversely affected 
by high grazing pressure and concentrations of livestock (Johnson 
1984). However, moderate to light grazing has caused no detrimental 
impact to the plant (Johnson, pers. comm. 1992). Tueller and Tower 
(1979) observed that exclosure sites previously subjected to heavy 
livestock grazing and now provided protection produce high yields of 
native forbs and grasses.
    During the period of human settlement, much of the Salmon River 
area was heavily grazed by domestic livestock, with a decline in 
overall range condition and climax vegetation. Within the Salmon River 
evolutionary unit, grazing is no longer a threat to populations of 
Mirabilis macfarlanei. The Bureau has reduced grazing on Bureau lands 
to a point where the plant species is not adversely affected. In the 
John Day locale, one private landowner has reduced grazing in a 
cooperative effort to protect M. macfarlanei plants and habitat (Riley, 
Bureau of Land Management, pers. comm. 1992).
    In the Snake River evolutionary unit, the Forest Service has two 
grazing allotments in the vicinity where Mirabilis macfarlanei plants 
are found. However, one allotment in the Tyron Bar area has not been 
grazed for 12 years. The Hells Canyon National Recreation Area is 
currently soliciting scoping comments on a proposal to stock portions 
of the allotment. The proposal will exclude that habitat in the 
vicinity of the Tyron Bar M. macfarlanei populations. In the second 
allotment, the area in the vicinity of the West-Kurry Divide 1, 2, and 
3, M. macfarlanei populations are not suitable for grazing due to the 
lack of water. The Forest Service has also initiated a policy that 
requires removing domestic livestock from M. macfarlanei sites before 
the plant starts to grow in April (Stein, pers. comm. 1992). Currently, 
general range improvement has taken place in the canyonlands in the 
Snake River evolutionary unit where M. macfarlanei occurs, due 
primarily to improved livestock grazing management.
    As described in the 1979 final rule that listed Mirabilis 
macfarlanei as an endangered species, at least two species of fungi had 
been observed on the vegetative parts of the plants in Idaho. Current 
information neither mentions nor references fungi species affecting 
plant parts. The fungus identified as a threat in the 1979 listing has 
not since been reported.
    Insect depredation has also been shown to be detrimental to 
Mirabilis macfarlanei. A lepidopteran (Lithariapteryx spp.) has been 
discovered feeding on the buds and leaves of M. macfarlanei (Baker 
1983). Examination of some of the nearly opened flowers revealed 
ovaries, as well as other floral and vegetative parts, eaten away. In 
addition, a second group of depredating insects, including at least two 
species of spittle bugs, was so abundant on certain plants as to cause 
the complete dieback of all emergent plant parts (Baker 1983). In many 
cases, there was significant plant stunting where sizeable numbers of 
spittle bugs were observed (Baker 1983, 1984). However, these effects 
have not been observed at all sites.
    D. The inadequacy of existing regulatory mechanisms. Habitat 
Management Plans (HMP's) have been developed and implemented for 
Mirabilis macfarlanei for three populations on Bureau lands in the 
Salmon River unit to provide protection and quality habitat for the 
species. The three HMP's are for the Long Gulch, Skookumchuck, and 
Lucile Caves areas in Idaho County, Idaho, along the Salmon River. The 
Long Gulch HMP area, which includes 45 acres, was fenced in 1981 to 
exclude cattle grazing. Monitoring studies that began in 1983 used the 
fenced area to evaluate and compare an ungrazed area with nearby grazed 
lands. The Skookumchuck HMP, which includes 28 acres located between 
Highway 95 and the old highway, was developed primarily as a protection 
mechanism against herbicide use in the immediate area. In addition, 
seasonal monitoring of M. macfarlanei is conducted within the 
Skookumchuck HMP to determine the trends of the small population. The 
Lucile Caves HMP was developed to monitor the success of transplanting 
plants in the area and for use as a research area. Monitoring of the 
Lucile Caves transplant project indicates that the transplanted 
population has remained static.
    Under the Oregon Endangered Species Act (ORS 564.100-564.135) and 
pursuant regulations (OAR 603, Division 73), the Oregon Department of 
Agriculture has listed Mirabilis macfarlanei as endangered (OAR 603-73-
070). The Oregon statute contains prohibitions against the ``take'' of 
State-listed plants, but there are exceptions and significant 
enforcement difficulties. Some private landowners in Idaho and Oregon 
have cooperated with the Bureau and the Forest Service to assist in the 
conservation of M. macfarlanei. 
    Currently, Idaho has not passed legislation to protect endangered 
or

[[Page 10696]]
threatened plants or developed an official State list of such plants.
    E. Other natural or manmade factors affecting its continued 
existence. In Bureau studies conducted between 1981 and 1983, no 
Mirabilis macfarlanei plants were noted on moderately sloped areas 
(less than 20 percent) that were historically used by livestock for 
loafing and concentration areas (Johnson 1984). Cattle trampling damage 
to plants was observed in the grazed area, but appeared limited. The 
presence of livestock trampling the ground and causing soil erosion is 
also a potential hazard. However, minimal erosion was noticed in the 
Hells Canyon population locales, even though there was some grazing 
(Mancuso and Moseley 1991).
    Within the Snake River unit, most of the natural communities in the 
Pittsburg portion of Hells Canyon have been degraded by the invasion of 
alien weedy plant species, many of them annuals. Most of this 
degradation has been aggravated by many years of intensive domestic 
grazing pressures (Mancuso and Moseley 1991). Undesirable plants, 
especially Bromus tectorum, have increased as a result of grazing 
(Johnson 1984). Because of alien species invasion, the germination, 
growth, and development of native plants are often impeded. Continued 
invasion by weedy alien species has been an ongoing problem for 
Mirabilis macfarlanei and many other native plant species. As a result, 
the inhibition of M. macfarlanei growth and development has been noted 
(Baker 1983).
    The Service initiated a study to determine the allelopathic 
(interference) effects of Bromus tectorum on Mirabilis jalapa (Peruvian 
four-o'clock). Preliminary studies indicate that B. tectorum inhibits 
the germination, growth, and development of M. jalapa plants. Other 
selected plants used in laboratory studies showed inhibition similar to 
M. jalapa (Owen 1984). Field studies indicate M. macfarlanei is 
adversely affected when growing with dense stands of B. tectorum (Baker 
1983; Johnson, pers. comm. 1992). This is especially true during the 
earlier stages of growth.
    To date, low seed viability for Mirabilis macfarlanei has been 
reported; therefore, viable sexual propagation may be very low (Johnson 
1984). Low seed viability reduces genetic variability within the 
species. Primary reproduction of M. macfarlanei is rhizomatous and 
plants are long-lived. Because M. macfarlanei plant populations appear 
to be static after 12 years of data collection, ``natural'' increases 
are probably very slow or non-existent.
    Past indiscriminate herbicide spraying has had adverse effects on 
the small number of Mirabilis macfarlanei plants located within the 
Salmon River unit downslope from Highway 95. In addition, using 
insecticides for insect control is detrimental to many of the known 
pollinators of this species, including several genera of bees. Species 
of the Bombus genus are apparently the most effective pollinators.
    Remaining localities of Mirabilis macfarlanei with small numbers of 
plants are subject to elimination from stochastic events. Species that 
are reduced to very small numbers may also be subject to the additional 
threat of poor genetic viability. Small numbers may reduce the ability 
of M. macfarlanei to adapt to environmental changes or events that may 
cause their extirpation. However, the smaller populations reported at 
several localities in recent surveys have been characterized as 
vigorous to extremely vigorous.
    In summary, this species has been the focus of a 12-year recovery 
program, and has benefitted from management and research 
accomplishments. The amount of occupied habitat that has been located 
in Idaho and Oregon since listing represents a three-fold increase due 
to new discoveries. In addition, the number of known individuals has 
increased two hundred sixty-fold from 27 plants, when listed, to 
approximately 7,212 plants by 1991.
    In 1990 and 1991, permanent plots for monitoring population trends 
of Mirabilis macfarlanei were established at Tyron Bar above the Snake 
River in Oregon, at Fence Creek on the Imnaha River in Oregon, and West 
Creek on the Snake River in Idaho. A population model to determine 
population viability will be developed (Kaye et al. 1990). Specific 
parameters monitored in Idaho and Oregon include: (1) numbers at each 
census plot, (2) cover, (3) average height, (4) flowering plants, (5) 
phenology, (6) climatic data, (7) deer-, elk-, and cattle-use days, and 
(8) other vegetation trend data. Permanent photo trend plots, belt 
transects, and permanent plots have also been established.
    Further recovery efforts for Mirabilis macfarlanei will depend on 
cooperation with private landowners. The Service is exploring 
opportunities for land exchanges to acquire private lands for public 
ownership to further protect the species.
    The discovery of additional localities on public lands, better 
grazing management, and the static condition of existing populations in 
both the Salmon River and the Snake River evolutionary units have 
reduced the degree of threat to this species. The Service is encouraged 
by the discovery of the third Mirabilis macfarlanei unit, with the 
possibility of more locales being found within each of these 
evolutionary units. The commitment by the Forest Service to monitor and 
evaluate M. macfarlanei population trends on their lands has benefited 
the species. The Forest Service has revised livestock grazing practices 
at locations within the Snake River unit containing M. macfarlanei, so 
that the plants can germinate and develop. Continued monitoring, 
research, and revised grazing management activities by the Bureau at 
locations containing M. macfarlanei in the Salmon River evolutionary 
unit has also provided the Service with valuable information on M. 
macfarlanei. The cooperation between the land management agencies and 
private landowners has also added to the effort to conserve M. 
macfarlanei plants and habitat.
    In reviewing the progress toward recovery that this species has 
made since listing, the Service concludes that Mirabilis macfarlanei is 
no longer in danger of extinction throughout all or a significant 
portion of its range. However, due to a lack of plant recruitment in 
some areas, insect predation, alien plant invaders, and several small 
populations, the Service finds that delisting this species is not 
warranted at this time. In light of the foregoing threats, M. 
macfarlanei may still be likely to become endangered in the foreseeable 
future without further site protection and improved recruitment.
    The Service has carefully assessed the best scientific and 
commercial information available regarding past, present, and future 
threats faced by the species in finalizing this rule. Based on this 
evaluation, this rule reclassifies Mirabilis macfarlanei from 
endangered to threatened status. Critical habitat is not being 
designated for reasons discussed in the ``Critical Habitat'' section of 
this rule.

Critical Habitat

    Section 4(a)(3) of the Act, as amended, and implementing 
regulations (50 CFR 424.12) require that, to the maximum extent prudent 
and determinable, the Secretary designate critical habitat at the time 
a species is listed. The Service finds that designation of critical 
habitat is not prudent for Mirabilis macfarlanei at this time. Service 
regulations (50 CFR 424.12(a)(1) state that designation of critical 
habitat is not prudent when one or both of the following situations

[[Page 10697]]
exist--(1) The species is threatened by taking or other human activity, 
and identification of critical habitat can be expected to increase the 
degree of threat to the species, or (2) such designation of critical 
habitat would not be beneficial to the species.
    As discussed under Factor B above, Mirabilis macfarlanei is 
vulnerable to taking and vandalism. Landowners have been alerted to the 
presence of the plant without the publication of precise maps and 
descriptions of critical habitat in the Federal Register, as required 
in a proposal for critical habitat. The publication of such precise 
maps and descriptions would increase the vulnerability of these plants 
to take or vandalism and, therefore, could contribute to their decline. 
As noted previously, M. macfarlanei is an attractive plant with 
beautiful magenta flowers. Protection of the species' habitat will 
continue to be addressed through the recovery process and through the 
section 7 consultation process. Therefore, the Service finds that 
designation of critical habitat for M. macfarlanei is not prudent at 
this time because such designation would increase the species' 
vulnerability to vandalism and collecting and because it is unlikely to 
aid in the conservation of the species.

Effects of the Rule

    This rule changes the status of Mirabilis macfarlanei from 
endangered to threatened and formally recognizes that this species is 
no longer in imminent danger of extinction throughout a significant 
portion of its range. Reclassification to threatened does not 
significantly alter the protection afforded this species under the Act.
    Section 7(a) of the Act requires Federal agencies to evaluate their 
actions with respect to any listed species. The consultation and other 
requirements of section 7 apply equally to endangered and threatened 
species. Most populations of Mirabilis macfarlanei occur on Forest 
Service or Bureau lands. These agencies have been involved in recovery 
and section 7 consultation activities for this species since it was 
listed as endangered in 1979 and are likely to remain involved. 
Recovery activities are not expected to diminish since the primary 
objective of the recovery strategy is delisting of the species. The 
recovery plan will be revised to reflect information acquired since the 
original plan was approved in 1985.
    Certain prohibitions that apply to endangered plants do not apply 
to plants listed as threatened. The removal and reduction to possession 
of Mirabilis macfarlanei from areas under Federal jurisdiction 
continues to be prohibited under section 9 of the Act and 50 CFR 17.71. 
However, the malicious damage or destruction of endangered plants on 
areas under Federal jurisdiction, and the removal, cutting, digging up 
or damage or destruction of endangered species on any other area in 
knowing violation of any State law or regulation or in the course of 
any violation of a State criminal trespass law will no longer 
constitute a violation of section 9. Take of M. macfarlanei will 
continue to be prohibited pursuant to the State of Oregon's Endangered 
Species Act. The import, export, and interstate and foreign commerce 
prohibitions of section 9 continue to apply to M. macfarlanei.
    Pursuant to section 10 of the Act and 50 CFR 17.72, permits may be 
issued to carry out otherwise prohibited activities involving 
threatened plants. Such permits are available for scientific purposes 
and to enhance the propagation or survival of endangered and threatened 
species. For threatened plants, permits also are available for 
botanical or horticultural exhibition, educational purposes, or special 
purposes consistent with the purposes and policy of the Act. Requests 
for copies of the regulations regarding listed species and inquiries 
about prohibitions and permits may be addressed to the U.S. Fish and 
Wildlife Service, Ecological Services, Endangered Species Permits, 911 
NE. 11th Avenue, Portland, Oregon 97232-4181 (503/231-2063; FAX 503/
231-6243).
    This reclassification is not an irreversible commitment on the part 
of the Service. Reclassifying Mirabilis macfarlanei to endangered would 
be possible should changes occur in management, habitat, or other 
factors that alter the present threats to the species' survival and 
recovery.

National Environmental Policy Act

    The Fish and Wildlife Service has determined that Environmental 
Assessments and Environmental Impact Statements, as defined under the 
authority of the National Environmental Policy Act of 1969, need not be 
prepared in connection with regulations adopted pursuant to section 
4(a) of the Endangered Species Act of 1973, as amended. A notice 
outlining the Service's reasons for this determination was published in 
the Federal Register on October 25, 1983 (48 FR 49244).

References Cited

    A complete list of all references cited herein is available upon 
request from the Boise Field Office (See ADDRESSES above).

    Author: The primary author of this final rule is Dr. Andrew F. 
Robinson Jr., U.S. Fish and Wildlife Service, 2600 SE 98th Avenue, 
Suite 100, Portland, Oregon 97266 (503/231-6179).

List of Subjects in 50 CFR Part 17

    Endangered and threatened species, Exports, Imports, Reporting and 
recordkeeping requirements, and Transportation.

Regulation Promulgation

    Accordingly, part 17, subchapter B of chapter I, title 50 of the 
Code of Federal Regulations, is amended as set forth below:

PART 17--[AMENDED]

    1. The authority citation for part 17 continues to read as follows:

    Authority: 16 U.S.C. 1361-1407; 16 U.S.C. 1531-1544; 16 U.S.C. 
4201-4245; Pub. L. 99-625, 100 Stat. 3500; unless otherwise noted.

Sec. 17.12  [Amended]

    2. Section 17.12(h) is amended by revising the entry in the 
``Status'' column for Mirabilis macfarlanei under ``FLOWERING PLANTS'' 
to ``T'' instead of ``E'', and the entry in the ``When listed'' column 
to read ``66,581''.

    Dated: November 9, 1995.
Mollie H. Beattie,
Director, U.S. Fish and Wildlife Service.
[FR Doc. 96-6213 Filed 3-14-96; 8:45 am]
BILLING CODE 4310-55-P

Complete official Federal Register PDF

FR Doc. 96-6208 Delegated Authority to Process Mutually Exclusive ITFS Applications
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10688-10689]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6208]

=======================================================================
-----------------------------------------------------------------------

FEDERAL COMMUNICATIONS COMMISSION

47 CFR Part 0

[FCC 96-92]

Delegated Authority to Process Mutually Exclusive ITFS 
Applications

AGENCY: Federal Communications Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: On February 8, 1996, President Clinton signed into law the 
Telecommunications Act of 1996 (Telecom Act).1 Section 403(c) of 
the Telecom Act authorizes the Commission to delegate to the staff the 
authority to process and grant from among mutually exclusive 
applications for Instructional Television Fixed Service (ITFS) 
facilities. By this Order, we exercise this option and delegate such 
authority to the staff.

    \1\ Public Law No. 104-104, 110 Stat. 56 (1996).
---------------------------------------------------------------------------

EFFECTIVE DATE: March 15, 1996.

FOR FURTHER INFORMATION CONTACT: Paul R. Gordon, Mass Media Bureau, 
Policy and Rules Division, Legal Branch, (202) 418-2130.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Order, 
FCC 96-92, adopted March 7, 1996 and released March 8, 1996. The full 
text of this Commission decision is available for inspection and 
copying during normal business hours in the FCC Dockets Branch (Room 
239), 1919 M Street, N.W., Washington, D.C. The complete text of this 
decision may also be purchased from the Commission's copy contractor, 
International Transcription Services, (202) 857-3800, 2100 M Street, 
N.W., Suite 140, Washington, DC 20037.

Synopsis of Order

    1. Statutory Authority to Delegate. Mutually exclusive applications 
for new ITFS facilities currently are resolved by the full Commission 
in a paper hearing by means of a point accumulation system. After 
calculating each applicant's score based on information submitted with 
the application, the Commission determines which applicant is the most 
qualified to serve the public interest. Because this is considered a 
comparative hearing, the processing staff has been statutorily barred 
from granting or denying any of the applications. Pursuant to the 
Administrative Procedure Act (``APA''), the Commission itself must 
preside in the taking of evidence in a comparative hearing, or it may 
delegate this function to either (1) one or more members of the 
Commission, or (2) one or more administrative law judges.2 
However, the APA adds that these limitations do not supersede agency 
delegation authority that is designated under statute.3

    \2\ 5 U.S.C. 556(b)(2) and (3).
    \3\ 47 U.S.C. 556(b) (``this subchapter does not supersede the 
conduct of specified classes of proceedings, in whole or in part, by 
or before boards or other employees specially provided for or 
designated under statute'').
---------------------------------------------------------------------------

    2. Section 403(c) of the Telecom Act authorizes such a delegation 
with regard to the processing of ITFS applications, expressly 
superseding the APA's restrictions. It replaces the last sentence of 
Section 5(c)(1) of the Communications Act of 1934 with the following:

    Except for cases involving the authorization of service in the 
instructional television fixed service, or as otherwise provided in 
this Act, nothing in this paragraph shall authorize the Commission 
to provide for the conduct, by any person or persons other than 
persons referred to in paragraph (2) or (3) of section 556(b) of 
title 5, United States Code [the APA], of any hearing to which such 
section applies.4

    \4\ To be codified at 47 U.S.C. 155(c)(1).
---------------------------------------------------------------------------

    3. Exercise of the Commission's Delegation Authority. We believe 
that delegation to the staff of ITFS processing authority will speed 
the processing of ITFS applications, complementing recent rule changes 
designed to increase ITFS processing efficiency. Moreover, the 
Commission has conducted a substantial number of hearings for ITFS 
facilities over the past several years and has developed a large body 
of case law addressing a variety of issues. Educational applicants, 
their wireless cable lessees, and Commission staff have become familiar 
with the many legal and technical issues involved in applying for ITFS 
facilities. Thus, we believe that delegation will serve the public 
interest by increasing processing efficiency and allowing more rapid 
authorization and initiation of service to the public.
    Administrative Matters. Because this action involves rules of 
agency organization and procedure, the notice

[[Page 10689]]
and comment requirements of the APA, 5 U.S.C. 553(b)(A), are 
inapplicable.
    Ordering Clauses. Therefore, it is ordered That the authority to 
conduct a hearing and to select from among mutually exclusive 
applications in the Instructional Television Fixed Service is delegated 
to the staff.
    4. It is further ordered That, pursuant to authority contained in 
sections 4(i) and 303 of the Communications Act of 1934, as amended, 
Secs. 0.151 and 0.283 of the Commission's Rules, 47 CFR 0.151, 0.283, 
are amended as set forth below.
    5. Because this involves an internal procedural matter not 
affecting the substantive rights of any entity, and in order to 
expedite the processing of ITFS applications, it is further ordered 
that for good cause shown pursuant to the provisions of 5 U.S.C. 
553(d)(3), this Order shall become effective immediately upon 
publication in the Federal Register.
    6. It is further ordered That this proceeding is terminated.
    7. Authority for the adoption of the foregoing revision is 
contained in sections 5(b), 5(c)(1), and 303(r) of the Communications 
Act of 1934, as amended, 47 U.S.C. 155(b), 155(c)(1), and 303(r).

List of Subjects in 47 CFR Part 0

    Organization and functions (Government agencies).

Federal Communications Commission.
William F. Caton,
Acting Secretary.

Rule Changes

    Part 0 of title 47 of the Code of Federal Regulations is amended as 
follows:

PART 0--COMMISSION ORGANIZATION

    1. The authority citation for part 0 continues to read as follows:

    Authority: Sec. 5, 48 Stat. 1068, as amended; 47 U.S.C 155, 225, 
unless otherwise noted.

    2. Section 0.151 is revised to read as follows:

Sec. 0.151  Functions of the Office.

    The Office of Administrative Law Judges consists of a Chief 
Administrative Law Judge, an Assistant Chief Administrative Law Judge, 
and as many other Administrative Law Judges qualified and appointed 
pursuant to the requirements of section 11 of the Administrative 
Procedure Act as the Commission may find necessary. It is responsible 
for hearing and conducting all adjudicatory cases designated for any 
evidentiary adjudicatory hearing other than those designated to be 
heard by the Commission en banc, those designated to be heard by one or 
more members of the Commission, and those involving the authorization 
of service in the Instructional Television Fixed Service. The Office of 
Administrative Law Judges is also responsible for conducting such other 
hearings as the Commission may assign.
    3. Section 0.283 is amended by revising paragraph (a)(9)(i) to read 
as follows:

Sec. 0.283  Authority delegated.

* * * * *
    (a) * * *
    (9) * * *
    (i) Mutually exclusive applications not in the Instructional 
Television Fixed Service, including renewal and construction permit 
applications, involving non-routine hearing issues.
* * * * *
[FR Doc. 96-6208 Filed 3-14-96; 8:45 am]
BILLING CODE 6712-01-P

Complete official Federal Register PDF

FR Doc. 96-6207 Implementation of Sections 202(a) and 202(b)(1) of the Telecommunications Act of 1996 (Broadcast Radio Ownership)
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10689-10691]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6207]

-----------------------------------------------------------------------

FEDERAL COMMUNICATIONS COMMISSION
47 CFR PART 73

[FCC 96-90]

Implementation of Sections 202(a) and 202(b)(1) of the 
Telecommunications Act of 1996 (Broadcast Radio Ownership)

AGENCY: Federal Communications Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This Order amends the Commission's Rules to eliminate current 
national multiple radio ownership restrictions and to relax local radio 
ownership restrictions (the ``radio contour overlap'' rule). This 
action is necessary to conform the current rules to section 202(a) and 
202(b)(1) of the Telecommunications Act of 1996.

EFFECTIVE DATE: March 15, 1996.

FOR FURTHER INFORMATION CONTACT: Alan Aronowitz, Mass Media Bureau, 
Policy and Rules Division, (202) 418-2130.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Order, 
FCC 96-92, adopted March 7, 1996 and released March 8, 1996. The full 
text of this Commission decision is available for inspection and 
copying during normal business hours in the FCC Dockets Branch (Room 
239), 1919 M Street, N.W., Washington, D.C. The complete text of this 
decision may also be purchased from the Commission's copy contractor, 
International Transcription Services, (202) 857-3800, 2100 M Street, 
N.W., Suite 140, Washington, DC 20037.

Synopsis of Order

    By this Order, the Commission amends 47 CFR 73.3555 of its rules to 
conform to provisions of the Telecommunications Act of 1996 (``Telecom 
Act''), Public Law 104-104, 110 Stat. 56 (1996), signed into law by 
President Clinton on February 8, 1996. Sections 202(a) and 202(b)(1) of 
the Telecom Act direct the Commission to revise Sec. 73.3555 of its 
Rules (47 CFR 73.3555) regarding the national multiple radio ownership 
rule and the local radio ownership (``radio contour overlap'') rule.

National Radio Station Ownership

    2. Section 73.3555(e)(1)(i) of the Commission's Rules generally 
limits commercial radio ownership on a nationwide basis to no more than 
20 AM stations and no more than 20 FM stations. Section 
73.3555(e)(1)(i) further provides that an entity may have an 
attributable but noncontrolling interest in an additional 3 AM and 3 FM 
stations that are small business controlled or minority-controlled. 
Section 202(a) of the Telecom Act directs the Commission to ``modify 
Section 73.3555 of its regulations * * * by eliminating any provisions 
limiting the number of AM or FM broadcast stations which may be owned 
or controlled by one entity nationally.'' Accordingly, 
Sec. 73.3555(e)(1)(i) will be deleted and the remainder of the rule 
will be modified to reflect the changes directed by this section of the 
Telecom Act.

Local Radio Station Ownership

    3. The local radio ownership (``radio contour overlap'') rule, 47 
CFR 73.3555(a)(1), defines the limits of local commercial radio 
ownership by a single entity. Section 73.3555(a)(1) permits ownership 
of up to three commercial radio stations, no more than two of which may 
be in the same service, in radio markets with 14 or fewer stations, 
provided that the owned stations, if other than a single AM and FM 
station combination, represent less than 50 percent of the stations in 
the market; in markets with 15 or more commercial radio stations, 
ownership of up to two AM and two FM commercial radio stations is 
generally permitted if the combined audience share of the commonly 
owned stations does not exceed 25 percent in the market. Section 
202(b)(1) of the Telecom Act requires the Commission to ``revise 
section 73.3555(a) of its regulations * * * to provide that--

    (A) In a radio market with 45 or more commercial radio stations, 
a party may own, operate, or control up to 8 commercial radio

[[Page 10690]]
stations, not more than 5 of which are in the same service (AM or 
FM);
    (B) in a radio market with between 30 and 44 (inclusive) 
commercial radio stations, a party may own, operate, or control up 
to 7 commercial radio stations, not more than 4 of which are in the 
same service (AM or FM);
    (C) in a radio market with between 15 and 29 (inclusive) 
commercial radio stations, a party may own, operate, or control up 
to 6 commercial radio stations, not more than 4 of which are in the 
same service (AM or FM); and
    (D) in a radio market with 14 or fewer commercial radio 
stations, a party may own, operate, or control up to 5 commercial 
radio stations, not more than 3 of which are in the same service (AM 
or FM), except that a party may not own, operate, or control more 
than 50 percent of the stations in such market.''

    Accordingly, Sec. 73.3555(a)(1) and 73.3555(a)(3)(iii) of the 
Commission's Rules will be revised to reflect the changes directed by 
section 202(b)(1) of the Telecom Act, as set forth below. Section 
73.3555(a)(3)(iii), which defines a radio station's ``audience share'' 
for multiple radio ownership under the current rules, will be deleted.

Other Matters

    4. This Order is limited to revising our rules as directed by 
sections 202(a) and 202(b)(1) of the Telecom Act. Section 202(b)(2) of 
the Telecom Act provides that notwithstanding any limitation authorized 
by this subsection, the Commission may permit a person or entity to 
own, operate, or control, or have a cognizable interest in, radio 
broadcast stations if the Commission determines that such ownership, 
operation, control, or interest will result in an increase in the 
number of radio broadcast stations in operation. The implementation of 
this particular provision will be addressed in a subsequent Notice of 
Proposed Rule Making. Of course, entities are not precluded from asking 
the Commission to apply this statutory exception in a particular case 
before any rule changes.
    5. The following aspects of our radio ownership rules, as set forth 
in previous Commission decisions, are unaffected by the Telecom Act and 
will remain in effect: (1) We will continue to define the relevant 
radio market as the area encompassed by the principal community 
contours (i.e., predicted or measured 5 mV/m for AM stations and 
predicted 3.16 mV/m for FM stations) of the mutually overlapping 
stations proposing to have common ownership. (2) The number of stations 
in the market will continue to be determined based on the principal 
community contours of all commercial stations whose principal community 
contours overlap or intersect the principal community contours of the 
commonly-owned and mutually overlapping stations. (3) The stations that 
will be included within the market will continue to be operating 
commercial full-power stations, including daytimers and foreign 
stations. We will continue to exclude non-commercial stations, 
translators and stations that are not operational. However, the 
principal community contours of any non-operational commercial stations 
that are part of a transaction or that are commonly-owned by a party to 
the transaction will continue to be used to define the radio market and 
to count the number of stations in the radio market. We also note that 
time brokerage agreements between two stations in the same market that 
involve more than 15 percent of the brokered station's programming per 
week will continue to be treated as if the brokered station is owned by 
the brokering station for purposes of the radio local ownership rules.

Administrative Matters

    We are revising these rules without providing prior public notice 
and comment because the rules being modified are mandated by the 
applicable provisions of the Telecom Act. We find that notice and 
comment procedures are unnecessary, and that this action therefore 
falls within the ``good cause'' exception of the Administrative 
Procedure Act. See 5 U.S.C. 553(b)(B) (notice requirements inapplicable 
``when the agency for good cause finds . . . that notice and public 
procedure thereon are impracticable, unnecessary, or contrary to the 
public interest''). The rule changes adopted in this Order do not 
involve discretionary action on the part of the Commission. Rather, 
they simply implement provisions of the Telecom Act that direct the 
Commission to revise its rules according to specific terms set forth in 
the legislation.

Ordering Clause

    7. Accordingly, it is ordered that pursuant to sections 202(a) and 
202(b)(1) of the Telecommunications Act of 1996, and to sections 4(i) 
and 303(r) of the Communications Act of 1934, as amended, 47 U.S.C. 
154(i), 303(r), part 73 of the Commission's Rules, 47 CFR part 73, is 
amended as set forth below. We note that Sec. 73.3555(e) is also being 
amended in the Order implementing certain of the Telecom Act's 
broadcast television ownership provisions that is being released 
simultaneously with this Order.1 For clarity, the amendments to 
Sec. 73.3555(e) are being set forth only in that proceeding. The rules 
will become effective upon publication of this Order in the Federal 
Register.

    \1\  Order, FCC 96-91 (released March 8, 1996).
---------------------------------------------------------------------------

List of Subjects in 47 CFR Part 73

    Radio broadcasting.

Federal Communications Commission.
William F. Caton,
Acting Secretary.

Rule Changes

    Part 73 of title 47 of the Code of Federal Regulations is amended 
as follows:

PART 73--RADIO BROADCAST SERVICES

    1. The authority citation for part 73 continues to read as follows:

    Authority: 47 U.S.C. 154, 303, 334.

    2. Section 73.3555 is amended by revising paragraph (a) to read as 
follows:

Sec. 73.3555  Multiple ownership.

    (a)(1) Radio contour overlap rule. No license for an AM or FM 
broadcasting station shall be granted to any party (including all 
parties under common control) if the grant of such license will result 
in overlap of the principal community contour of that station and the 
principal community contour of any other broadcasting station directly 
or indirectly owned, operated, or controlled by the same party, except 
that such license may be granted in connection with a transfer or 
assignment from an existing party with such interests, or in the 
following circumstances:
    (i) In a radio market with 45 or more commercial radio stations, a 
party may own, operate, or control up to 8 commercial radio stations, 
not more than 5 of which are in the same service (AM or FM);
    (ii) In a radio market with between 30 and 44 (inclusive) 
commercial radio stations, a party may own, operate, or control up to 7 
commercial radio stations, not more than 4 of which are in the same 
service (AM or FM);
    (iii) In a radio market with between 15 and 29 (inclusive) 
commercial radio stations, a party may own, operate, or control up to 6 
commercial radio stations, not more than 4 of which are in the same 
service (AM or FM); and
    (iv) In a radio market with 14 or fewer commercial radio stations, 
a party may own, operate, or control up to 5 commercial radio stations, 
not more than 3 of which are in the same service (AM or FM), except 
that a party may not own, operate, or control more than 50 percent of 
the stations in such market.

[[Page 10691]]

    (2) Overlap between two stations in different services is 
permissible if neither of those two stations overlaps a third station 
in the same service.
    (3) (i) Where the principal community contours of two radio 
stations overlap and a party (including all parties under common 
control) with an attributable ownership interest in one such station 
brokers more than 15 percent of the broadcast time per week of the 
other such station, that party shall be treated as if it has an 
interest in the brokered station subject to the limitations set forth 
in paragraph (a)(1) of this section. This limitation shall apply 
regardless of the source of the brokered programming supplied by the 
party to the brokered station.
    (ii) Every time brokerage agreement of the type described in 
paragraph (a)(3)(i) of this section shall be undertaken only pursuant 
to a signed written agreement that shall contain a certification by the 
licensee or permittee of the brokered station verifying that it 
maintains ultimate control over the station's facilities, including 
specifically control over station finances, personnel and programming, 
and by the brokering station that the agreement complies with the 
provisions of paragraph (a) of this section.
    (4) For purposes of this paragraph (a):
    (i) The ``principal community contour'' for AM stations is the 
predicted or measured 5 mV/m groundwave contour computed in accordance 
with Sec. 73.183 or Sec. 73.186 and for FM stations is the predicted 
3.16 mV/m contour computed in accordance with Sec. 73.313.
    (ii) The number of stations in a radio market is the number of 
commercial stations whose principal community contours overlap, in 
whole or in part, with the principal community contours of the stations 
in question (i.e., the station for which an authorization is sought and 
any station in the same service that would be commonly owned whose 
principal community contour overlaps the principal community contour of 
that station). In addition, if the area of overlap between the stations 
in question is overlapped by the principal community contour of a 
commonly owned station or stations in a different service (AM or FM), 
the number of stations in the market includes stations whose principal 
community contours overlap the principal community contours of such 
commonly owned station or stations in a different service.
    (iii) ``Time brokerage'' is the sale by a licensee of discrete 
blocks of time to a ``broker'' that supplies the programming to fill 
that time and sells the commercial spot announcements in it.
* * * * *
[FR Doc. 96-6207 Filed 3-14-96; 8:45 am]
BILLING CODE 6712-01-U

Complete official Federal Register PDF

FR Doc. 96-6206 Implementation of Sections 202(c)(1) and 202(e) of the Telecommunications Act of 1996 (National Broadcast Television Ownership and Dual Network Operations)
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10691-10692]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6206]

-----------------------------------------------------------------------

FEDERAL COMMUNICATIONS COMMISSION
47 CFR Part 73

[FCC 96-91]

Implementation of Sections 202(c)(1) and 202(e) of the 
Telecommunications Act of 1996 (National Broadcast Television Ownership 
and Dual Network Operations)

AGENCY: Federal Communications Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: On February 8, 1996, President Clinton signed into law the 
Telecommunications Act of 1996 (Telecom Act).1 Section 202(c)(1) 
of the Telecom Act directs the Commission to revise its Rules regarding 
the national television station multiple ownership rules. Section 
202(e) of the Telecom Act directs us to revise the Commission's Rules 
with respect to dual networking operations. With this Order, we conform 
our rules to these particular provisions of the Telecom Act.

    \1\ Pub. L. 104-104, 110 Stat. 56 (1996).
---------------------------------------------------------------------------

EFFECTIVE DATE: March 15, 1996.

FOR FURTHER INFORMATION CONTACT: Alan Aronowitz, Mass Media Bureau, 
Policy and Rules Division, Legal Branch, (202) 418-2130, or via the 
Internet at [email protected].

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Order, 
FCC 96-91, adopted March 7, 1996 and released March 8, 1996. The full 
text of this Commission decision is available for inspection and 
copying during normal business hours in the FCC Dockets Branch (Room 
239), 1919 M Street, NW., Washington, DC. The complete text of this 
decision may also be purchased from the Commission's copy contractor, 
International Transcription Services, (202) 857-3800, 2100 M Street, 
NW., Suite 140, Washington, DC 20037.

Synopsis of Order

    1. National Ownership Limitations. Currently, 
Sec. 73.3555(e)(1)(ii) through (iii), (2) and (3) of the Commission's 
Rules set forth the rules and operative definitions regarding national 
ownership limitations applicable to commercial television stations. The 
rule prohibits entities from having an attributable ownership or other 
cognizable interest in more than 12 such stations, except that such an 
interest in two additional stations is permitted, for a total of 14 
stations, if these additional stations are minority-controlled. The 
rule also prohibits an entity from having an attributable ownership or 
other cognizable interest in a station if it would result in that 
entity having such an interest in television stations with an aggregate 
national audience reach exceeding 25 percent (an additional 5 percent 
reach is permitted, for a total of 30 percent, if it is derived from 
minority-controlled stations). For purposes of calculating this 
aggregate audience reach under the rules, UHF stations are attributed 
with only 50 percent of their audience reach (the ``UHF 
discount''),2 and stations which are primarily satellite 
operations are generally not counted (the ``satellite 
exception'').3

    \2\ 47 CFR 73.3555(e)(3)(i).
    \3\ 47 CFR 73.3555(e)(3)(ii).
---------------------------------------------------------------------------

    2. Section 202(c)(1) of the Telecom Act directs the Commission to 
``modify its rules for multiple ownership set forth in Sec. 73.3555 of 
its regulations * * *.
    (A) by eliminating the restrictions on the number of television 
stations that a person or entity may directly or indirectly own, 
operate, or control, or have a cognizable interest in, nationwide; and
    (B) by increasing the national audience reach limitation for 
television stations to 35 percent.''

Section 73.3555(e) of the Commission's Rules will be revised to reflect 
the changes directed by section 202(c)(1) of the Telecom Act, as set 
forth below.
    3. The Telecom Act is silent with respect to the UHF discount and 
the satellite station exception, both of which are incorporated in the 
definition of ``national audience reach'' set forth in 
Sec. 73.3555(e)(3). The UHF discount and satellite exception are 
matters presently under consideration in the Commission's outstanding 
proceeding reviewing its television broadcast ownership rules,4 
and any rule modifications with respect to these matters will be 
addressed, as appropriate, in that proceeding. In calculating the 
national audience reach in the interim, therefore, the UHF discount and 
the satellite exception, as set forth in our current rules, will 
continue to apply. However, any entity which acquires stations during 
this interim period and which complies with the 35 percent audience 
reach limitation only by virtue of one or both of these two provisions 
will be subject to the outcome in the pending television

[[Page 10692]]
ownership proceeding concerning these issues. We accordingly retain and 
redesignate Sec. 73.3555(e)(3) (i) and (ii). The remainder of the 
definitions set forth in paragraph (e)(3) (defining ``minority'' and 
``minority-controlled'') will be removed to conform to the rule changes 
mandated by the Telecom Act.

    \4\ See TV Ownership Further Notice, 60 FR 6490 (February 2, 
1995).
---------------------------------------------------------------------------

    4. Dual Network Operations. Section 73.658(g) of the Commission's 
Rules, commonly known as the ``dual network'' rule, currently prohibits 
television stations from affiliating with a network organization that 
maintains more than one network of television stations unless the 
networks are not operated simultaneously or unless there is no 
substantial overlap in the territory served by the group of stations 
comprising each such network. For purposes of the current rule, a 
network organization is any entity that simultaneously broadcasts an 
identical program to two or more interconnected stations.
    5. Section 202(e) of the Telecom Act instructs the Commission to 
``revise Section 73.658(g) of its regulations * * * to permit a 
television broadcast station to affiliate with a person or entity that 
maintains 2 or more networks of television broadcast stations unless 
such dual or multiple networks are composed of--
    (1) Two or more persons or entities that, on the date of enactment 
of the Telecommunications Act of 1996, are `networks' as defined in 
section 73.3613(a)(1) of the Commission's regulations [in essence, this 
refers to the NBC, CBS, ABC, and Fox television networks] * * *; or
    (2) any network described in paragraph 1 and an English-language 
program distribution service that, on such date, provides 4 or more 
hours of programming per week on a national basis pursuant to network 
affiliation arrangements with local television broadcast stations in 
markets reaching more than 75 percent of television homes (as measured 
by a national ratings service) [in essence, this refers to the UPN or 
WB television networks].''

Section 73.658(g) of the Commission's Rules will be modified to conform 
to section 202(e) of the Telecom Act, as set forth below.

Administrative Matters

    6. We are revising these rules without providing prior public 
notice and an opportunity for comment because the rules being modified 
are mandated by the applicable provisions of the Telecom Act. We find 
that notice and comment procedures are unnecessary, and that this 
action therefore falls within the ``good cause'' exception of the 
Administrative Procedure Act (``APA'').5 The rule changes adopted 
in this Order do not involve discretionary action on the part of the 
Commission. Rather, they simply implement provisions of the Telecom Act 
that direct the Commission to revise its rules according to specific 
terms set forth in the legislation.

    \5\ See 5 U.S.C. 553(b)(B) (notice requirements inapplicable 
``when the agency for good cause finds * * * that notice and public 
procedure thereon are impracticable, unnecessary, or contrary to the 
public interest'').
---------------------------------------------------------------------------

Ordering Clause

    7. Accordingly, IT IS ORDERED that pursuant to section 202(c)(1) 
and 202(e) of the Telecommunications Act of 1996, and to section 4(i) 
and 303(r) of the Communications Act of 1934, as amended, 47 U.S.C. 
154(i), 303(r), part 73 of the Commission's Rules, 47 CFR part 73, is 
amended as set forth below. The rules are effective upon publication of 
this Order in the Federal Register.6

    \6\ See id. at section 553(d) (rules that relieve a restriction 
may be effective less than 30 days after publication in the Federal 
Register).
---------------------------------------------------------------------------

List of Subjects in 47 CFR Part 73

    Radio broadcasting.

Federal Communications Commission.
William F. Caton,
Acting Secretary.

Rule Changes

    Part 73 of title 47 of the Code of Federal Regulations is amended 
as follows:

PART 73--RADIO BROADCAST SERVICES

    1. The authority citation for part 73 continues to read as follows:

    Authority: 47 U.S.C. 154, 303, 334.

    2. Section 73.658(g) is revised to read as follows:

Sec. 73.658  Affiliation agreements and network program practices; 
territorial exclusivity in non-network program arrangements.

* * * * *
    (g) Dual network operation. A television broadcast station may 
affiliate with a person or entity that maintains two or more networks 
of television broadcast stations unless such dual or multiple networks 
are composed of:
    (1) Two or more persons or entities that, on February 8, 1996, were 
``networks.'' For the purposes of this paragraph, the term network 
means any person, entity, or corporation which offers an interconnected 
program service on a regular basis for 15 or more hours per week to at 
least 25 affiliated television licensees in 10 or more states; and/or 
any person, entity, or corporation controlling, controlled by, or under 
common control with such person, entity, or corporation; or
    (2) Any network described in paragraph (g)(1) of this section and 
an English-language program distribution service that, on February 8, 
1996, provided four or more hours of programming per week on a national 
basis pursuant to network affiliation arrangements with local 
television broadcast stations in markets reaching more than 75 percent 
of television homes (as measured by a national ratings service).
* * * * *
    3. Section 73.3555(e) is revised to read as follows:

Sec. 73.3555  Multiple ownership.

* * * * *
    (e)(1) National television multiple ownership rule. No license for 
a commercial TV broadcast station shall be granted, transferred or 
assigned to any party (including all parties under common control) if 
the grant, transfer or assignment of such license would result in such 
party or any of its stockholders, partners, members, officers or 
directors, directly or indirectly, owning, operating or controlling, or 
having a cognizable interest in TV stations which have an aggregate 
national audience reach exceeding thirty-five (35) percent.
    (2) For purposes of this paragraph (e):
    (i) National audience reach means the total number of television 
households in the Arbitron Area of Dominant Influence (ADI) markets in 
which the relevant stations are located divided by the total national 
television households as measured by ADI data at the time of a grant, 
transfer or assignment of a license. For purposes of making this 
calculation, UHF television stations shall be attributed with 50 
percent of the television households in their ADI market. Where the 
relevant application forms require a showing with respect to audience 
reach and the application relates to an area where Arbitron ADI market 
data are unavailable, then the applicant shall make a showing as to the 
number of television households in its market. Upon such a showing, the 
Commission shall make a determination as to the appropriate audience 
reach to be attributed to the applicant.
    (ii) TV broadcast station or TV station excludes stations which are 
primarily satellite operations.
* * * * *
[FR Doc. 96-6206 Filed 3-14-96; 8:45 am]
BILLING CODE 6712-01-P

Complete official Federal Register PDF

FR Doc. 96-6176 Groundfish of the Bering Sea and Aleutian Islands Area; Pacific Ocean Perch in the Central Aleutian District
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10697-10698]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6176]

=======================================================================
-----------------------------------------------------------------------

DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

50 CFR Part 675

[Docket No. 960129019-6019-01; I.D. 031196E]

Groundfish of the Bering Sea and Aleutian Islands Area; Pacific 
Ocean Perch in the Central Aleutian District

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Closure.

-----------------------------------------------------------------------

SUMMARY: NMFS is closing the directed fishery for Pacific ocean perch 
in the Central Aleutian District of the Bering Sea and Aleutian Islands 
management area (BSAI). This action is necessary to prevent exceeding 
the specification of Pacific ocean perch in this area.

[[Page 10698]]

EFFECTIVE DATE: 12 noon, Alaska local time (A.l.t.), March 11, 1996, 
until 12 midnight, A.l.t., December 31, 1996.

FOR FURTHER INFORMATION CONTACT: Andrew N. Smoker, 907-586-7228.

SUPPLEMENTARY INFORMATION: The groundfish fishery in the BSAI exclusive 
economic zone is managed by NMFS according to the Fishery Management 
Plan for the Groundfish Fishery of the Bering Sea and Aleutian Islands 
Area (FMP) prepared by the North Pacific Fishery Management Council 
under authority of the Magnuson Fishery Conservation and Management 
Act. Fishing by U.S. vessels is governed by regulations implementing 
the FMP at 50 CFR parts 620 and 675.
    In accordance with Sec. 675.20(a)(7)(ii), the Final 1996 Harvest 
Specifications of Groundfish (61 FR 4311, February 5, 1996) for the 
BSAI established 2,571 metric tons (mt) as the initial total allowable 
catch for Pacific ocean perch in the Central Aleutian District.
    The Director, Alaska Region, NMFS (Regional Director), has 
determined, in accordance with Sec. 675.20(a)(8), that the Pacific 
ocean perch initial total allowable catch in the Central Aleutian 
District subarea soon will be reached. Therefore, the Regional Director 
has established a directed fishing allowance of 2,471 mt after 
determining that 100 mt will be taken as incidental catch in directed 
fishing for other species in the Central Aleutian District. NMFS is 
prohibiting directed fishing for Pacific ocean perch in the Central 
Aleutian District to prevent exceeding the directed fishing allowance.
    Maximum retainable bycatch amounts for applicable gear types may be 
found in the regulations at Sec. 675.20(h).

Classification

    This action is taken under Sec. 675.20 and is exempt from review 
under E.O. 12866.

    Authority: 16 U.S.C. 1801 et seq.

    Dated: March 11, 1996.
Richard W. Surdi,
Acting Director, Office of Fisheries Conservation and Management, 
National Marine Fisheries Service.
[FR Doc. 96-6176 Filed 3-11-96; 4:01 pm]
BILLING CODE 3510-22-F

Complete official Federal Register PDF

FR Doc. 96-6167 Information Security Oversight Office; Classified National Security Information
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10854-10856]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6167]

[[Page 10853]]

_______________________________________________________________________

Part III

National Archives and Records Administration

_______________________________________________________________________

32 CFR Chapter XX and Part 2001

Classified National Security Information; Final Rule

Federal Register / Vol. 61, No. 52 / Friday, March 15, 1996 / Rules 
and Regulations

[[Page 10854]]

NATIONAL ARCHIVES AND RECORDS ADMINISTRATION

32 CFR Chapter XX and Part 2001

[Directive No. 1: Appendix A]

Information Security Oversight Office; Classified National 
Security Information

AGENCY: Information Security Oversight Office (ISOO), National Archives 
and Records Administration (NARA).

ACTION: Bylaws of the Interagency Security Classification Appeals 
Panel.

-----------------------------------------------------------------------

SUMMARY: The Information Security Oversight Office, National Archives 
and Records Administration, is publishing the bylaws of the Interagency 
Security Classification Appeals Panel (ISCAP) in accordance with 
section 5.4(c) of Executive Order 12958, ``Classified National Security 
Information.'' Under the terms of E.O. 12958, the Director of ISOO 
serves as Executive Secretary to the ISCAP. These bylaws are being 
published as Appendix A to Part 2001, the Executive Order's 
implementing Directive No. 1, issued by the Director of the Office of 
Management and Budget (OMB) on October 13, 1995, while ISOO remained a 
component of OMB. With the enactment of the Treasury, Postal Service 
and General Government Appropriations Act for Fiscal Year 1996, ISOO 
became a component of the National Archives and Records Administration.

EFFECTIVE DATE: March 15, 1996.

FOR FURTHER INFORMATION CONTACT: Steven Garfinkel, Executive Secretary, 
Interagency Security Classification Appeals Panel. Telephone: 202-219-
5250.

SUPPLEMENTARY INFORMATION: This amendment is issued pursuant to the 
provisions of Section 5.4(c) of Executive Order 12958 published April 
20, 1995 (60 CFR 19825). The ISCAP performs several critical functions 
in implementing several provisions of E.O. 12958. These include: (a) 
deciding appeals brought by authorized persons who have filed 
classification challenges under section 1.9 of the Order; (b) 
approving, denying or amending agency exemptions from automatic 
declassification, as provided in section 3.4(d) of the Order; and (c) 
deciding on appeals by parties whose requests for declassification of 
information under section 3.6 of the Order have been denied. These 
bylaws describe the procedures to be followed by individuals or 
organizations who wish to bring matters before the ISCAP, and the 
procedures that the ISCAP will follow to resolve these matters.

List of Subjects in 32 CFR Part 2001

    Archives and records, Authority delegations (Government agencies), 
Classified information, Executive orders, Freedom of information, 
Information, Intelligence, National defense, National security 
information, Presidential documents, Security information, Security 
measures.
CHAPTER XX--INFORMATION SECURITY OVERSIGHT OFFICE, NATIONAL ARCHIVES 
AND RECORDS SERVICE
    Title 32 of the Code of Federal Regulations, chapter XX, is amended 
as follows:
    1. The heading of chapter XX is revised to read as set forth above.

PART 2001--CLASSIFIED NATIONAL SECURITY INFORMATION

    2. The authority citation of part 2001 is revised to read as 
follows:

    Authority: Section 5.2 (a) and (b), and section 5.4, E.O. 12958, 
60 FR 19825, April 20, 1995.

    3. Part 2001 is amended by adding Appendix A to read as follows:

Appendix A to Part 2001--Interagency Security Classification Appeals 
Panel Bylaws

Article I. Purpose

    The purpose of the Interagency Security Classification Appeals 
Panel (ISCAP) and these bylaws is to fulfill the functions assigned 
to the ISCAP by Executive Order 12958, ``Classified National 
Security Information.''

Article II. Authority

    Executive Order 12958, ``Classified National Security 
Information'' (hereafter the ``Order''), and its implementing 
directives.

Article III. Membership

    A. Primary Membership. Appointments under section 5.4(a) of the 
Order establish the primary membership of the ISCAP.
    B. Alternate Membership.
    1. Primary members are expected to participate fully in the 
activities of the ISCAP. The Executive Secretary shall request that 
each agency or office head represented on the ISCAP also designate 
in writing addressed to the Chair an alternate to represent his or 
her agency or office on all occasions when the primary member is 
unable to participate. When serving for a primary member, an 
alternate member shall assume all the rights and responsibilities of 
that primary member, including voting.
    2. When a vacancy in the primary membership occurs, the 
designated alternate shall represent the agency or office until the 
agency or office head fills the vacancy. The Chair, working through 
the Executive Secretary, shall take all appropriate measures to 
encourage the agency or office head to fill a vacancy in the primary 
membership as quickly as possible.
    C. Chair. As provided in section 5.4(a) of the Order, the 
President shall select the Chair from among the primary members.
    D. Vice Chair. The members may elect from among the primary 
members a Vice Chair who shall:
    1. Chair meetings that the Chair is unable to attend; and
    2. Serve as Acting Chair during a vacancy in the Chair of the 
ISCAP.

Article IV. Meetings

    A. Purpose. The primary purpose of ISCAP meetings is to discuss 
and bring formal resolution to matters before the ISCAP.
    B. Frequency. As provided in section 5.4(a) of the Order, the 
ISCAP shall meet at the call of the Chair, who shall schedule 
meetings as may be necessary for the ISCAP to fulfill its functions 
in a timely manner. The Chair shall also convene the ISCAP when 
requested by a majority of its primary members.
    C. Quorum. Meetings of the ISCAP may be held only when a quorum 
is present. For this purpose, a quorum requires the presence of at 
least five primary or alternate members.
    D. Attendance. As determined by the Chair, attendance at 
meetings of the ISCAP shall be limited to those persons necessary 
for the ISCAP to fulfill its functions in a complete and timely 
manner.
    E. Agenda. The Chair shall establish the agenda for all 
meetings. Potential items for the agenda may be submitted to the 
Chair by any member or the Executive Secretary. Acting through the 
Executive Secretary, the Chair will distribute the agenda and 
supporting materials to the members as soon as possible before a 
scheduled meeting.
    F. Minutes. The Executive Secretary shall be responsible for the 
preparation of each meeting's minutes, and the distribution of draft 
minutes to each member. The minutes will include a record of the 
members present at the meeting and the result of each vote. At the 
subsequent meeting of the ISCAP, the Chair will read or reference 
the draft minutes of the previous meeting. At that time the minutes 
will be corrected, as necessary, and approved by the membership and 
certified by the Chair. The approved minutes will be maintained 
among the records of the ISCAP.

Article V. Voting

    A. Motions. When a decision or recommendation of the ISCAP is 
required to resolve a matter before it, the Chair shall request or 
accept a motion for a vote. Any member, including the Chair, may 
make a motion for a vote. No second shall be required to bring any 
motion to a vote. A quorum must be present when a vote is taken.
    B. Eligibility. Only the members, including the Chair, may vote 
on a motion before the ISCAP, with each agency or office represented 
having one vote.
    C. Voting Procedures. Votes shall ordinarily be taken and 
tabulated by a show of hands.
    D. Passing a Motion. In response to a motion, members may vote 
affirmatively, negatively, or abstain from voting. Except as 
otherwise provided in these bylaws, a motion

[[Page 10855]]
passes when it receives a majority of affirmative votes of the 
members voting. However, in no instance will the ISCAP reverse an 
agency's decision without the affirmative vote of at least a 
majority of the members present.
    E. Votes in a Non-meeting Context. In extraordinary 
circumstances, the Chair may call for a vote of the membership 
outside the context of a formal ISCAP meeting. An alternate member 
may also participate in such a vote if the primary member cannot. 
The Executive Secretary shall record and retain such votes in a 
documentary form and immediately report the results to the Chair and 
other primary and alternate members.

Article VI. First Function: Appeals of Agency Decisions Regarding 
Classification Challenges

    In accordance with section 5.4(b) of the Order, the ISCAP shall 
decide on appeals by authorized persons who have filed 
classification challenges under section 1.9 of the Order.
    A. Jurisdiction. The ISCAP will consider appeals from 
classification challenges that otherwise meet the standards of the 
Order if:
    1. The appeal is filed in accordance with these bylaws;
    2. The appellant has previously challenged the classification 
action at the agency that originated or is otherwise responsible for 
the information in question in accordance with the agency's 
procedures or, if the agency has failed to establish procedures for 
classification challenges, by filing a written challenge directly 
with the agency head or designated senior agency official, as 
defined in section 1.1(j) of the Order;
    3. The appellant has
    (a) Received a final agency decision denying his or her 
challenge; or
    (b) Not received (i) an initial written response to the 
classification challenge from the agency within 120 days of its 
filing, or (ii) a written response to an internal agency appeal 
within 90 days of the filing of the appeal;
    4. There is no action pending in the federal courts regarding 
the information in question; and
    5. The information in question has not been the subject of 
review by the federal courts or the ISCAP within the past two years.
    B. Addressing of Appeals. Appeals should be addressed to: 
Executive Secretary, Interagency Security Classification Appeals 
Panel, Attn: Classification Challenge Appeals, c/o Information 
Security Oversight Office, National Archives and Records 
Administration, 7th and Pennsylvania Avenue, NW., Room 5W, 
Washington, DC 20408.
    The appeal must contain enough information for the Executive 
Secretary to be able to obtain all pertinent documents about the 
classification challenge from the affected agency. No classified 
information should be included within the initial appeal document. 
The Executive Secretary will arrange for the transmittal of 
classified information from the agency after receiving the appeal. 
If it is impossible for the appellant to file an appeal without 
including classified information, prior arrangements must be made by 
contacting the Information Security Oversight Office.
    C. Timeliness of Appeals. An appeal to the ISCAP must be filed 
within 60 days of:
    1. The date of the final agency decision; or
    2. The agency's failure to meet the time frames established in 
paragraph (A)(3)(b) of this Article.
    D. Rejection of Appeal. If the Executive Secretary determines 
that the appeal does not meet the requirements of the Order or these 
bylaws, the Executive Secretary shall notify the appellant in 
writing that the appeal will not be considered by the ISCAP. The 
notification shall include an explanation of why the appeal is 
deficient.
    E. Preparation. The Executive Secretary shall notify the Chair 
and the designated senior agency official(s) of the affected 
agency(ies) when an appeal is lodged. Under the direction of the 
ISCAP, the Executive Secretary shall supervise the preparation of an 
appeal file, pertinent portions of which will be presented to the 
members of the ISCAP for their review prior to a vote on the appeal. 
The appeal file will eventually include all records pertaining to 
the appeal.
    F. Resolution of Appeals. The ISCAP may vote to affirm the 
agency's decision, to reverse the agency's decision in whole or in 
part, or to remand the matter to the agency for further 
consideration. A decision to reverse an agency's decision requires 
the affirmative vote of at least a majority of the members present.
    G. Notification. The Executive Secretary shall promptly notify 
in writing the appellant, the agency head, and designated senior 
agency official of the ISCAP's decision.
    H. Agency Appeals. Within 60 days of receipt of an ISCAP 
decision that reverses a final agency decision, the agency head may 
petition the President through the Assistant to the President for 
National Security Affairs to overrule the decision of the ISCAP.
    I. Protection of Classified Information. All persons involved in 
the appeal shall make every effort to minimize the inclusion of 
classified information in the appeal file. Any classified 
information contained in the appeal file shall be handled and 
protected in accordance with the Order and its implementing 
directives. Information being challenged for classification shall 
remain classified unless and until a final decision is made to 
declassify it. In no instance will the ISCAP declassify properly 
classified information solely because of an agency's failure to 
prescribe or follow appropriate procedures for handling 
classification challenges.
    J. Maintenance of File. The Executive Secretary shall maintain 
the appeal file among the records of the ISCAP.

Article VII. Second Function: Review of Agency Exemptions From 
Automatic Declassification

    In accordance with section 5.4(b) of the Order, the ISCAP shall 
approve, deny or amend agency exemptions from automatic 
declassification as provided in section 3.4(d) of the Order.
    A. Agency Notification of Exemptions. The agency head or 
designated senior agency official shall notify the Executive 
Secretary of agency exemptions in accordance with the requirements 
of the Order and its implementing directives. Agencies shall provide 
any additional information or justification that the Executive 
Secretary believes is necessary or helpful in order for the ISCAP to 
review and decide on the exemption. The agency head may seek relief 
from the ISCAP from any request for information by the Executive 
Secretary to which the agency objects.
    B. Preparation. The Executive Secretary shall notify the Chair 
of the agency submission. At the direction of the ISCAP, the 
Executive Secretary shall supervise the preparation of an exemption 
file, pertinent portions of which will be presented to the members 
of the ISCAP for their review prior to a vote on the exemptions. The 
exemption file will eventually include all records pertaining to the 
ISCAP's consideration of the agency's exemptions.
    C. Resolution. The ISCAP may vote to approve an agency 
exemption, to deny an agency exemption, to amend an agency 
exemption, or to remand the matter to the agency for further 
consideration. A decision to deny or amend an agency exemption 
requires the affirmative vote of a majority of the members present.
    D. Notification. The Executive Secretary shall promptly notify 
in writing the agency head and designated senior agency official of 
the ISCAP's decision.
    E. Agency Appeals. Within 60 days of receipt of an ISCAP 
decision that denies or amends an agency exemption, the agency head 
may petition the President through the Assistant to the President 
for National Security Affairs to overrule the decision of the ISCAP.
    F. Protection of Classified Information. Any classified 
information contained in the exemption file shall be handled and 
protected in accordance with the Order and its implementing 
directives. Information that the agency maintains is exempt from 
declassification shall remain classified unless and until a final 
decision is made to declassify it.
    G. Maintenance of File. The Executive Secretary shall maintain 
the exemption file among the records of the ISCAP.

Article VIII. Third Function: Appeals of Agency Decisions Denying 
Declassification Under Mandatory Review Provisions of the Order

    In accordance with section 5.4(b) of the Order, the ISCAP shall 
decide on appeals by parties whose requests for declassification 
under section 3.6 of the Order have been denied.
    A. Jurisdiction. The ISCAP will consider appeals from denials of 
mandatory review for declassification requests that otherwise meet 
the standards of the Order if:
    1. The appeal is filed in accordance with these bylaws;
    2. The appellant has previously filed a request for mandatory 
declassification review at the agency that originated or is 
otherwise responsible for the information in question in accordance 
with the agency's procedures or, if the agency has failed to 
establish

[[Page 10856]]
procedures for mandatory review, by filing a written request 
directly with the agency head or designated senior agency official;
    3. The appellant has
    (a) Received a final agency decision denying his or her request; 
or
    (b) Not received (i) an initial decision on the request for 
mandatory declassification review from the agency within one year of 
its filing, or (ii) a final decision on an internal agency appeal 
within 180 days of the filing of the appeal;
    4. There is no action pending in the federal courts regarding 
the information in question; and
    5. The information in question has not been the subject of 
review by the federal courts or the ISCAP within the past two years.
    B. Addressing of Appeals. Appeals should be addressed to: 
Executive Secretary, Interagency Security Classification Appeals 
Panel, Attn: Mandatory Review Appeals, c/o Information Security 
Oversight Office, National Archives and Records Administration, 7th 
and Pennsylvania Avenue, NW., Room 5W, Washington, DC 20408.
    The appeal must contain enough information for the Executive 
Secretary to be able to obtain all pertinent documents about the 
request for mandatory declassification review from the affected 
agency.
    C. Timeliness of Appeals. An appeal to the ISCAP must be filed 
within 60 days of:
    1. The date of the final agency decision; or
    2. The agency's failure to meet the time frames established in 
paragraph (A)(3)(b) of this Article.
    D. Rejection of Appeal. If the Executive Secretary determines 
that the appeal does not meet the requirements of the Order or these 
bylaws, the Executive Secretary shall notify the appellant in 
writing that the appeal will not be considered by the ISCAP. The 
notification shall include an explanation of why the appeal is 
deficient.
    E. Preparation. The Executive Secretary shall notify the Chair 
and the designated senior agency official(s) of the affected 
agency(ies) when an appeal is lodged. Under the direction of the 
ISCAP, the Executive Secretary shall supervise the preparation of an 
appeal file, pertinent portions of which will be presented to the 
members of the ISCAP for their review prior to a vote on the appeal. 
The appeal file will eventually include all records pertaining to 
the appeal.
    F. Narrowing Appeals. To expedite the resolution of appeals and 
minimize backlogs, the Executive Secretary is authorized to consult 
with appellants with the objective of narrowing or prioritizing the 
information subject to the appeal.
    G. Resolution of Appeals. The ISCAP may vote to affirm the 
agency's decision, to reverse the agency's decision in whole or in 
part, or to remand the matter to the agency for further 
consideration. A decision to reverse an agency's decision requires 
the affirmative vote of at least a majority of the members present.
    H. Notification. The Executive Secretary shall promptly notify 
in writing the appellant, the agency head, and designated senior 
agency official of the ISCAP's decision.
    I. Agency Appeals. Within 60 days of receipt of an ISCAP 
decision that reverses a final agency decision, the agency head may 
petition the President through the Assistant to the President for 
National Security Affairs to overrule the decision of the ISCAP.
    J. Protection of Classified Information. All persons involved in 
the appeal shall make every effort to minimize the inclusion of 
classified information in the appeal file. Any classified 
information contained in the appeal file shall be handled and 
protected in accordance with the Order and its implementing 
directives. Information that is subject to an appeal from an agency 
decision denying declassification under the mandatory review 
provisions of the Order shall remain classified unless and until a 
final decision is made to declassify it. In no instance will the 
ISCAP declassify properly classified information solely because of 
an agency's failure to prescribe or follow appropriate procedures 
for handling mandatory review for declassification requests and 
appeals.
    K. Maintenance of File. The Executive Secretary shall maintain 
the appeal file among the records of the ISCAP. All information 
declassified as a result of ISCAP action shall be available for 
inclusion within the database established by the Archivist of the 
United States in accordance with section 3.8 of the Order.

Article IX. Additional Functions

    In its consideration of the matters before it, the ISCAP shall 
perform such additional advisory functions as are consistent with 
and supportive of the successful implementation of the Order.

Article X. Support Staff

    As provided in section 5.4(a) of the Order, the Director of the 
Information Security Oversight Office will serve as Executive 
Secretary to the ISCAP, and the staff of the Information Security 
Oversight Office will provide program and administrative support for 
the ISCAP. The Executive Secretary will supervise the staff in this 
function pursuant to the direction of the Chair and ISCAP. On an as 
needed basis, the ISCAP may seek detailees from its member agencies 
to augment the staff of the Information Security Oversight Office in 
support of the ISCAP.

Article XI. Records

    A. Integrity of ISCAP Records. The Executive Secretary shall 
maintain separately documentary materials, regardless of their 
physical form or characteristics, that are produced by or presented 
to the ISCAP or its staff in the performance of the ISCAP's 
functions, consistent with applicable federal law.
    B. Referrals. Any Freedom of Information Act request or other 
access request for a document that originated within an agency other 
than the ISCAP shall be referred to that agency for processing.

Article XII. Annual Reports to the President

    The ISCAP has been established for the sole purpose of advising 
and assisting the President in the discharge of his constitutional 
and discretionary authority to protect the national security of the 
United States (section 5.4(e) of the Order). As provided in section 
5.4(a) of the Order, pertinent information and data about the 
activities of the ISCAP shall be included in the Reports to the 
President issued by the Information Security Oversight Office. The 
Chair, in coordination with the other members of the ISCAP and the 
Executive Secretary, shall determine what information and data to 
include in each Report.

Article XIII. Approval, Amendment, and Publication of Bylaws

    The approval and amendment of these bylaws shall require the 
affirmative vote of at least four of the ISCAP's members. In 
accordance with the Order, the Executive Secretary shall submit the 
approved bylaws and their amendments for publication in the Federal 
Register.
Steven Garfinkel,
Director, Information Security Oversight Office and Executive 
Secretary, Interagency Security Classification Appeals Panel.
[FR Doc. 96-6167 Filed 3-14-96; 8:45 am]
BILLING CODE 7515-01-P

Complete official Federal Register PDF

FR Doc. 96-6163 Office of the Assistant Secretary for Housing-Federal Housing Commissioner; Federal Manufactured Housing Program; Streamlining Final Rule
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10858-10864]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6163]

[[Page 10857]]

_______________________________________________________________________

Part IV

Department of Housing and Urban Development

_______________________________________________________________________

24 CFR Parts 3282 and 3283

Federal Manufactured Housing Program; Streamlining; Final Rule

Federal Register / Vol. 61, No. 52 / Friday, March 15, 1996 / Rules 
and Regulations

[[Page 10858]]

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

24 CFR Parts 3282 and 3283

[Docket No. FR-4025-F-01]
RIN 2502-AG70

Office of the Assistant Secretary for Housing-Federal Housing 
Commissioner; Federal Manufactured Housing Program; Streamlining Final 
Rule

AGENCY: Office of the Assistant Secretary for Housing-Federal Housing 
Commissioner, HUD.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule amends HUD's regulations for the program 
operated under the National Manufactured Housing Construction and 
Safety Standards Act of 1974. In an effort to comply with the 
President's regulatory reform initiatives, this rule will streamline 
the regulations in parts 3282 and 3283, concerning manufactured 
housing, by eliminating provisions that are repetitive of statutes, 
provide only guidance, or are otherwise unnecessary. This final rule 
will make the program regulations clearer and more concise.

EFFECTIVE DATE: April 15, 1996.

FOR FURTHER INFORMATION CONTACT: David R. Williamson, Director, Office 
of Consumer and Regulatory Affairs, Department of Housing and Urban 
Development, L'Enfant Plaza North, Suite 3214, Washington, D.C. 
(mailing address: Room B-133, HUD Building, Washington, D.C. 20410-
8000); telephone number: (202) 755-7420 (this is not a toll-free 
number). For hearing- and speech-impaired persons, this number may be 
accessed via TDD by calling the Federal Information Relay Service at 1-
800-877-8339.

SUPPLEMENTARY INFORMATION:

I. Background

    On March 4, 1995, President Clinton issued a memorandum to all 
Federal departments and agencies regarding regulatory reinvention. In 
response to this memorandum, the Department of Housing and Urban 
Development conducted a page-by-page review of its regulations to 
determine which can be eliminated, consolidated, or otherwise improved. 
HUD has determined that the regulations concerning manufactured housing 
can be improved and streamlined by eliminating unnecessary provisions.
    Several provisions in the regulations repeat statutory language 
from the National Manufactured Housing Construction and Safety 
Standards Act of 1974, 42 U.S.C. 5401 et seq. It is unnecessary to 
maintain statutory requirements in the Code of Federal Regulations 
(CFR), since those requirements are otherwise fully accessible and 
binding. Furthermore, if regulations contain statutory language, HUD 
must amend the regulations whenever Congress amends the statute. 
Therefore, this final rule will remove repetitious statutory language 
and replace it with a citation to the specific statutory section for 
easy reference.
    Other provisions in the regulations apply to more than one of the 
Department's programs, and therefore these provisions had been repeated 
in various program regulations. The Department has been consolidating 
some of these repetitious provisions as part of its regulatory 
reinvention efforts. Therefore, this final rule maintains only 
appropriate cross-references to consolidated provisions, for the 
reader's convenience.
    Some provisions in the Manufactured Home Procedural and Enforcement 
regulations (part 3282) are now obsolete. For instance, this rule 
removes obsolete regulations regarding Transition Certifications in 
subpart E. The Transition Certification applied to homes in production 
when the Manufactured Home Construction and Safety Standards first went 
into effect on June 15, 1976. Other subparts of the regulations contain 
similar provisions relating to the start-up of the Federal program for 
manufactured housing and are now also obsolete and unnecessary. 
Therefore, HUD can remove the obsolete regulations in subpart E, as 
well as other subparts.
    Lastly, some provisions in the regulations are not regulatory 
requirements. For example, 24 CFR part 3283 contains guidance or 
explanations relating to the manufactured home consumer manual 
requirements. Section 617 of the Act, 42 U.S.C. 5416, requires that the 
Secretary develop guidelines for a consumer's manual to be provided to 
manufactured home purchasers by the manufacturer. The Act further 
provides that these manuals should identify and explain the purchasers' 
responsibilities for operation, maintenance, and repair of their 
manufactured homes. Except for the requirement that the manufacturer 
provide a manual with each manufactured home produced, the guidance 
provided in 24 CFR part 3283 is nonmandatory. While this information is 
very helpful to recipients, HUD will more appropriately provide this 
information through handbook guidance or other materials, rather than 
maintain it in the CFR. Accordingly, the mandatory sections of part 
3283 will be moved to part 3282 and Sec. 3282.207. The guidance 
provided by part 3283 will be issued simultaneously with this rule as 
an uncodified appendix and will also be published and made available in 
a future handbook.

Justification for Final Rulemaking

    HUD generally publishes a rule for public comment before issuing a 
rule for effect, in accordance with its own regulations on rulemaking 
in 24 CFR part 10. However, part 10 provides for exceptions to the 
general rule if the agency finds good cause to omit advance notice and 
public participation. The good cause requirement is satisfied when 
prior public procedure is ``impracticable, unnecessary, or contrary to 
the public interest'' (24 CFR 10.1). HUD finds that good cause exists 
to publish this rule for effect without first soliciting public 
comment. This rule merely removes unnecessary regulatory provisions and 
does not establish or affect substantive policy. Therefore, prior 
public comment is unnecessary.

Section-by-Section Analysis of Changes

    The Secretary has determined that the following changes should be 
made to the Manufactured Home Procedural and Enforcement Regulations:
    (1) Section 3282.1--This section has already been revised to add a 
reference to 24 CFR part 3800, which outlines procedures for 
investigations and investigational proceedings (see FR-4026, a 
reinvention rule published shortly before this rule).
    (2) Section 3282.2--This section has been removed. Delegations of 
authority are effective when signed by the Secretary of HUD, and HUD 
publishes all delegations of authority in the Federal Register. 
Accordingly, the delegation of authority does not need to be contained 
in the rule.
    (3) Sections 3282.3-3282.5--These sections have been removed 
because they relate to the composition of the program office and are 
unnecessary.
    (4) Section 3282.7(11)--This section defined the term ``Title I,'' 
which is later used in reference to procedures necessary to implement 
the requirements of the regulations when they first became effective in 
1976, and are no longer in effect.
    (5) Section 3282.9(a)--This section has been removed and a 
reference has been made to identical provisions in 24 CFR 26 relating 
to computation of time.
    (6) Section 3282.53--This section, relating to section 612(e) of 
the Act and the registering agents by foreign manufacturers, has been 
revised because it is repetitious of the statutory

[[Page 10859]]
provisions. The form of the designation of agent, however, has been 
retained.
    (7) Section 3282.54(d)--This section regarding availability of cost 
information submitted in opposition to an action by the Secretary under 
section 607(a) of the Act has been removed as repetitious of the 
statutory provisions.
    (8) Subpart C, Secs. 3282.101-3282.110, and 3282.112--This subpart 
is repetitious of the Department's rulemaking provisions in 24 CFR part 
10 and the Act. Accordingly, language has been removed in several of 
these sections. Where the requirements provided in these sections 
differ from 24 CFR part 10, the exception is noted. In addition, 
Sec. 3282.113(b), relating to resolutions of disputes with DAPIAs, had 
been mistakenly placed in Sec. 3282.113, Interpretative Bulletins; the 
provisions are repeated in Sec. 3282.151(b)(2) and, therefore, are 
removed as duplicative.
    (9) Section 3282.151(a)--The provisions of this section specifying 
the situation in which a presentation of views is appropriate under the 
Act have been removed because they merely repeat the statute.
    (10) Sections 3282.151(c) and 3282.155--The language referring to 
investigations and investigational hearings has been removed because 
regulations pertaining to these procedures have been moved to a new 
part 3800 (see FR-4026, a reinvention rule published shortly before 
this rule). The new part 3800 covers such procedures relating to the 
Department's investigations under the Act, the Real Estate Settlement 
Procedures Act and the Interstate Land Sales Full Disclosure Act. 
Because the Department's procedures in investigations under these 
statutes are similar, it is unnecessary to repeat those procedures for 
each program.
    (11) Section 3282.207-- This section has been removed because it 
relates to Transition Certification of manufactured homes already in 
production on the effective date of the Standards in 1976 and is thus 
no longer necessary. In place of the transition certification language, 
the Department will move the mandatory sections of part 3283 (Consumer 
Manual) to this section.
    In addition, references to transition certification and other 
procedures that were once necessary to implement the requirements of 
the regulations when they first became effective in 1976 have been 
removed, including all or portions of the following sections: 
3282.7(11), 3282.11(b), 3282.205(a), 3282.205(c), 3282.205(d), 
3282.207, 3282.302(e), 3282.352(c), 3282.353(a)(8), 3282.353(f), 
3282.355(b), 3282.361(d), 3282.362(b)(5), 3282.362(c)(2)(i)(B), 
3282.362(c)(2)(i)(C), and 3282.362(c)(2)(ii). These references are 
obsolete and may be removed without affecting the present regulation of 
manufactured housing.

IV. Other Matters

Regulatory Flexibility Act

    The Secretary, in accordance with the Regulatory Flexibility Act (5 
U.S.C. 605(b)), has reviewed and approved this final rule, and in so 
doing certifies that this rule will not have a significant economic 
impact on a substantial number of small entities. This rule merely 
streamlines regulations by removing unnecessary provisions. The rule 
will have no adverse or disproportionate economic impact on small 
businesses.

Environmental Impact

    This rulemaking does not have an environmental impact. This 
rulemaking simply amends an existing regulation by consolidating and 
streamlining provisions and does not alter the environmental effect of 
the regulations being amended. A Finding of No Significant Impact with 
respect to the environment was made in accordance with HUD regulations 
in 24 CFR part 50 that implement section 102(2)(C) of the National 
Environmental Policy Act of 1969 (42 U.S.C. 4332) at the time of 
development of regulations implementing the National Manufactured 
Housing Construction and Safety Standards Act of 1974. That finding 
remains applicable to this rule, and is available for public inspection 
between 7:30 a.m. and 5:30 p.m. weekdays in the Office of the Rules 
Docket Clerk, Office of General Counsel, Room 10276, Department of 
Housing and Urban Development, 451 Seventh Street, SW., Washington, DC.

Executive Order 12612, Federalism

    The General Counsel, as the Designated Official under section 6(a) 
of Executive Order 12612, Federalism, has determined that this rule 
will not have substantial direct effects on States or their political 
subdivisions, or the relationship between the Federal government and 
the States, or on the distribution of power and responsibilities among 
the various levels of government. No programmatic or policy changes 
will result from this rule that would affect the relationship between 
the Federal government and State and local governments.

Executive Order 12606, The Family

    The General Counsel, as the Designated Official under Executive 
Order 12606, The Family, has determined that this rule will not have 
the potential for significant impact on family formation, maintenance, 
or general well-being, and thus is not subject to review under the 
Order. No significant change in existing HUD policies or programs will 
result from promulgation of this rule.

List of Subjects

24 CFR Part 3282

    Administrative practice and procedure, Consumer protection, 
Intergovernmental relations, Investigations, Manufactured homes, 
Reporting and recordkeeping requirements, Warranties.

24 CFR Part 3283

    Consumer protection, Manufactured homes, Warranties.
    For the reasons stated in the preamble, under the authority of 42 
U.S.C. 3535(d), in title 24 of the Code of Federal Regulations, part 
3282 is amended and part 3283 is removed, as follows:

PART 3282--MANUFACTURED HOME PROCEDURAL AND ENFORCEMENT REGULATIONS

    1. The authority citation for part 3282 continues to read as 
follows:

    Authority: 42 U.S.C. 3535(d) and 5424.

Subpart A--General

Secs. 3282.2, 3282.3, 3282.4, and 3282.5  [Removed]

    2. Sections 3282.2, 3282.3, 3282.4, and 3282.5 are removed.

Sec. 3282.7(11)  [Removed and Reserved]

    3. Section 3282.7(ll) is removed and reserved.
    4. Section 3282.9 is amended by revising paragraph (a) to read as 
follows:

Sec. 3282.9  Computation of time.

    (a) In computing any period of time prescribed by the regulations 
in this part, refer to Sec. 26.16(a) of this title.
* * * * *
    5. Section 3282.11 is amended by revising paragraph (b) to read as 
follows:

Sec. 3282.11  Preemption and reciprocity.

* * * * *
    (b) No State may require, as a condition of entry into or sale in 
the State, a manufactured home certified (by the application of the 
label required by Sec. 3282.362(c)(2)(i)) as in conformance with the 
Federal standards to be subject to State inspection to determine 
compliance with any standard covering any aspect of the manufactured 
home covered by the Federal standards. Nor

[[Page 10860]]
may any State require that a State label be placed on the manufactured 
home certifying conformance to the Federal standard or an identical 
standard. Certain actions that States are permitted to take are set out 
in Sec. 3282.303.
* * * * *

Subpart B--Formal Procedures

    6. Section 3282.53 is revised to read as follows:

Sec. 3282.53  Service of process on foreign manufacturers and 
importers.

    The designation of an agent required by section 612(e) of the Act, 
42 U.S.C. Sec. 5411(e), shall be in writing, dated, and signed by the 
manufacturer and the designated agent.

Sec. 3282.54  [Amended]

    7. Section 3282.54 is amended by removing paragraph (d) and 
redesignating paragraph (e) as paragraph (d).

Subpart C--Rules and Rulemaking Procedures

    8. Section 3282.101 is revised to read as follows:

Sec. 3282.101  Generally.

    Procedures that apply to the formulation, issuance, amendment, and 
revocation of rules pursuant to the Act are governed by the Act, the 
Administrative Procedure Act, 5 U.S.C. 551 et seq., and part 10 of this 
title, except that the Secretary shall respond to a petition for 
rulemaking by an interested party within 180 days of receipt of the 
petition.

Secs. 3282.102 through 3282.110 and Sec. 3282.112  [Removed]

    9. Sections 3282.102 through 3282.110 and 3282.112 are removed.
    10. Section 3282.113 is revised to read as follows:

Sec. 3282.113  Interpretative bulletins.

    When appropriate, the Secretary shall issue interpretative 
bulletins interpreting the standards under the authority of Sec. 3280.9 
of this chapter or interpreting the provisions of this part. Issuance 
of interpretative bulletins shall be treated as rulemaking under this 
subpart C unless the Secretary deems such treatment not to be in the 
public interest and the interpretation is not otherwise required to be 
treated as rulemaking. All interpretative bulletins shall be indexed 
and made available to the public at the Manufactured Housing Standards 
Division and a copy of the index shall be published periodically in the 
Federal Register.

Subpart E--Manufacturer Inspection and Certification Requirements

    11. Section 3282.205 is amended by revising paragraphs (a), (c), 
and (d), to read as follows:

Sec. 3282.205  Certification requirements.

    (a) Every manufacturer shall make a record of the serial number of 
each manufactured home produced, and a duly authorized representative 
of the manufacturer shall certify that each manufactured home has been 
constructed in accordance with the Federal standards. The manufacturer 
shall furnish a copy of that certification to the IPIA for the purpose 
of determining which manufactured homes are subject to the notification 
and correction requirements of subpart I of this part.
* * * * *
    (c) Every manufacturer of manufactured homes shall furnish to the 
dealer or distributor of each of its manufactured homes a certification 
that such manufactured home, to the best of the manufacturer's 
knowledge and belief, conforms to all applicable Federal construction 
and safety standards. This certification shall be in the form of the 
label provided by the IPIA under Sec. 3282.362(c)(2). The label shall 
be affixed only at the end of the last stage of production of the 
manufactured home.
    (d) The manufacturer shall apply a label required or allowed by the 
regulations in this part only to a manufactured home that the 
manufacturer knows by its inspections to be in compliance with the 
standards.
    12. Section 3282.206 is amended in paragraph (b) by capitalizing 
the word ``Extraordinary'', and by revising paragraph (c) to read as 
follows:

Sec. 3282.206  Disagreement with IPIA or DAPIA.

* * * * *
    (c) The DAPIA or IPIA otherwise resolves the disagreement.
    13. Section 3282.207 is revised to read as follows:

Sec. 3282.207  Manufactured home consumer manual requirements.

    (a) The manufacturer shall provide a consumer manual with each 
manufactured home that enters the first stage of production on or after 
July 31, 1977, pursuant to section 617 of the National Manufactured 
Housing Construction and Safety Standards Act, 42 U.S.C. 5416.
    (b) The manufacturer shall provide the consumer manual by placing a 
manual in each such manufactured home before the manufactured home 
leaves the manufacturing plant. The manual shall be placed in a 
conspicuous location in a manner likely to assure that it is not 
removed until the purchaser removes it.
    (c) If a manufacturer is informed that a purchaser did not receive 
a consumer manual, the manufacturer shall provide the appropriate 
manual to the purchaser within 30 days of being so informed.
    (d) No dealer or distributor may interfere with the distribution of 
the consumer manual. When necessary, the dealer or distributor shall 
take any appropriate steps to assure that the purchaser receives a 
consumer manual from the manufacturer.
    (e) If a consumer manual or a change or revision to a manual does 
not substantially comply with the guidelines issued by HUD, the 
manufacturer shall cease distribution of the consumer manual and shall 
provide a corrected manual for each manufactured home for which the 
inadequate or incorrect manual or revision was provided. A manual 
substantially complies with the guidelines if it presents current 
material on each of the subjects covered in the guidelines in 
sufficient detail to inform consumers about the operation, maintenance, 
and repair of the manufactured home. An updated copy of guidelines 
published in the Federal Register on March 15, 1996 can be obtained by 
contacting the Office of Manufactured Housing and Regulatory Functions, 
Department of Housing and Urban Development, 451 Seventh Street, S.W., 
Washington, D.C., 20410; the Information Center, Department of Housing 
and Urban Development, Room 1202, 451 Seventh Street, S.W., Washington, 
D.C., 20410; or any HUD Area or State Office.

Subpart G--State Administrative Agencies

    14. Section 3282.302(e) is revised to read as follows:

Sec. 3282.302  State plan.

* * * * *
    (e) Exclusive IPIA status. (1) A State that wishes to act as an 
exclusive IPIA under Sec. 3282.352 shall so indicate in its State Plan 
and shall include in the information provided under paragraph (b)(11) 
of this section the fee schedule for the State's activities as an IPIA 
and the relationship between the proposed fees and the other 
information provided under paragraph (b)(11) of this section. If the 
Secretary determines that the fees to be charged by a State acting as 
an

[[Page 10861]]

IPIA are unreasonable, the Secretary shall not grant the State status 
as an exclusive IPIA.
    (2) The State shall also demonstrate in its State Plan that it has 
the present capability to act as an IPIA for all plants operating in 
the State.

Subpart H--Primary Inspection Agencies

15. Section 3282.352(c) is revised to read as follows:

Sec. 3282.352   State exclusive IPIA functions.

* * * * *
    (c) A State's status as an exclusive IPIA shall commence upon 
approval of the State Plan Application and acceptance of the State's 
submission under Sec. 3282.355. Where a private organization accepted 
or provisionally accepted as an IPIA under this subpart H is operating 
in a manufacturing plant within the State on the date the State's 
status as an exclusive IPIA commences, the private organization may 
provide IPIA services in that plant for 90 days after that date.

Sec. 3282.353   [Amended]

    16. Section 3282.353 is amended by:
    a. Adding the word ``and'' at the end of paragraph (a)(6);
    b. Removing the phrase ``; and'' at the end of paragraph (a)(7), 
and adding in their place a period; and
    c. Removing paragraphs (a)(8) and (f).

Sec. 3282.355  [Amended]

    17. Section 3282.355 is amended by removing paragraph (b) and 
redesignating paragraphs (c) and (d) as paragraphs (b) and (c), 
respectively.

Sec. 3282.361  [Amended]

    18. Section 3282.361 is amended by removing paragraph (d) and 
redesignating paragraph (e) as paragraph (d).
    19. Section 3282.362 is amended by:
    a. Removing paragraph (b)(5); and
    b. Revising paragraphs (c)(2)(i)(B) and (C) and the introductory 
text of paragraph (c)(2)(ii), to read as follows:

Sec. 3282.362  Production Inspection Primary Inspection Agencies 
(IPIAs).

* * * * *
    (c) * * *
    (2) * * *
    (i) * * *
    (B) A permanent label shall be affixed to each transportable 
section of each manufactured home for sale or lease to a purchaser or 
lessor in the United States in such a manner that removal will damage 
the label so that it cannot be reused. This label is provided by the 
IPIA and is separate and distinct from the data plate that the 
manufacturer is required to provide under Sec. 3280.5.
    (C) The label shall read as follows:

    As evidenced by this label No. ABC 000 001, the manufacturer 
certifies to the best of the manufacturer's knowledge and belief 
that this manufactured home has been inspected in accordance with 
the requirements of the Department of Housing and Urban Development 
and is constructed in conformance with the Federal Manufactured Home 
Construction and Safety Standards in effect on the date of 
manufacture. See data plate.
* * * * *
    (ii) Label control. The labels used in each plant shall be under 
the direct control of the IPIA acting in that plant. Only the IPIA 
shall provide the labels to the manufacturer. The IPIA shall assure 
that the manufacturer does not use any other label to indicate 
conformance to the standards.
* * * * *

PART 3283--[REMOVED]

    20. Part 3283 is removed.

    Dated: March 4, 1996.
Nicolas P. Retsinas,
Assistant Secretary for Housing-Federal Housing Commissioner.

    [Note. The following guide will not be codified in the Code of 
Federal Regulations.]

U.S. Department of Housing and Urban Development Manufactured Home 
Consumer Manual Guide

A. General

1. Scope
    These guidelines set out the requirements that shall be met by 
manufactured home manufacturers and dealers in order to assure that 
consumer manuals containing appropriate information are provided to 
manufactured home purchasers as required by section 617 of the National 
Manufactured Housing Construction and Safety Standards Act, 42 U.S.C. 
5416. This section sets out the definitions applicable to the 
guidelines.
2. Definitions
    (a) Anchor means to secure to the ground by straps, cables, turn 
buckles, chains, ties, or other devices designed to prevent the 
manufactured home from being unstable in high winds or other conditions 
that might cause an unsecured home to overturn or otherwise suffer 
damage because it is not adequately secured to the ground.
    (b) Component means any part, material or appliance which is built 
in as an integral part of the manufactured home during the 
manufacturing process.
    (c) Condensation means the process of reducing a gas or vapor to a 
liquid form which is evidenced in a manufactured home by the 
accumulation of moisture on windows and other surfaces.
    (d) Consumer manual means a document or series of documents 
included in a package that substantially complies with the guideline 
set out in section C of these guidelines.
    (e) Dealer means any person engaged in the sale, leasing or 
distribution of new manufactured homes primarily to persons who, in 
good faith, purchase or lease a manufactured home for purposes other 
than resale.
    (f) Diagram means a drawing or plan that outlines and explains the 
parts and operation of a major system in the manufactured home, such as 
the plumbing, electrical, heating, cooling and ventilating systems.
    (g) Distributor means any person engaged in the sale and 
distribution of manufactured homes for resale.
    (h) Federal Manufactured Home Construction and Safety Standard 
means a reasonable standard for the construction, design and 
performance of a manufactured home which meets the needs of the public, 
including the need for quality, durability and safety.
    (i) Major systems means those functional units that are supplied 
with the manufactured home during the manufacturing process and 
includes the structural, electrical, plumbing and heating and cooling 
systems of the manufactured home.
    (j) Manufacturer means any person engaged in manufacturing or 
assembling manufactured homes, including any person engaged in 
importing manufactured homes for resale, except that it does not 
include a person engaged in manufacturing modular homes that are exempt 
from the Federal Manufactured Home Construction and Safety Standards 
under 24 CFR 3280.7.
    (k) Manufactured home means as the term is defined in 24 CFR 
3280.2.
    (l) Purchaser means the first person purchasing a manufactured home 
in good faith for purposes other than resale.
    (m) Written warranty means: (1) Any written affirmation of fact or 
written promise made in connection with the sale of a consumer product 
by a supplier to a buyer which relates to the nature of the material or 
workmanship and affirms or promises that such material or workmanship 
is defect free or will meet a specified level of performance over a 
specified period of time; or (2) any undertaking in writing in 
connection with the sale by a supplier of a consumer product to refund, 
repair, replace, or take other remedial action with respect to such 
product in the event that such product fails to meet the

[[Page 10862]]
specifications set forth in the undertaking, which written affirmation, 
promise or undertaking becomes part of the basis of the bargain between 
a supplier and a buyer for purposes other than resale of such product.
3. Manual Requirement; Effective Date
    A consumer manual must be provided with each manufactured home that 
enters into the first stage of production on or after July 31, 1977, 
pursuant to 24 CFR 3282.207 of the Manufactured Home Procedural and 
Enforcement Regulations. The manual shall be provided as set out in 
section B of these guidelines.

B. Distribution and Adequacy of the Manual

1. Scope
    This section sets out the manner in which consumer manuals are to 
be provided to consumers and procedures for assuring that consumer 
manuals are correctly distributed. It also sets out requirements to be 
met by manufacturers if manuals are found to be inadequate.
2. Manual Distribution
    (a) Each manufacturer shall provide a consumer manual with each 
manufactured home that enters the first stage of production on or after 
July 31, 1977, by placing a manual in each such manufactured home 
before the manufactured home leaves the manufacturing plant. The manual 
shall be placed in a conspicuous location in a manner likely to assure 
that it is not removed until the purchaser removes it.
    (b) If a manufacturer is informed that a purchaser did not receive 
a consumer manual, the manufacturer shall provide the appropriate 
manual to the purchaser within 30 days of being so informed.
    (c) No dealer or distributor may interfere with the distribution of 
the consumer manuals. Where necessary, the dealer or distributor shall 
take any appropriate steps to assure that the purchaser receives a 
consumer manual from the manufacturer.
3. Inadequate Consumer Manuals
    If a consumer manual or a change or revision to a manual does not 
substantially comply with section C, the manufacturer shall cease 
distribution of the consumer manual and shall provide a corrected 
manual for each manufactured home, for which the inadequate or 
incorrect manual or revision was provided. A manual substantially 
complies with section C if it presents current material on each of the 
subjects covered in section C in sufficient detail to inform consumers 
about the operation, maintenance, and repair of the manufactured home.

C. Guidelines

1. Scope and Purpose
    (a) The purpose of this section is to provide guidelines to 
manufacturers which will assure that manufactured home consumers are 
given information concerning proper home maintenance, avoidance of 
potential safety hazards, and remedies which may be available under the 
Act.
    (b) No precise format is required. The information may be offered 
in a single document or in several documents, all of which are part of 
a single package. The information shall be presented in a clear and 
understandable manner and an index should be prepared so that consumers 
can readily locate any information provided as part of the package.
2. Statements About the Act and Its Protections
    (a) The manual should include an explanation of the National 
Manufactured Housing Construction and Safety Standards Act and of the 
Federal manufactured home construction and safety standards. The 
explanation should discuss the protections offered by the standards, 
the limitations of the standards and the remedies available to the 
consumer under the Act. The explanation should use the following 
language or its equivalent:
    The National Manufactured Housing Construction and Safety Standards 
Act of 1974 was enacted to improve the quality and durability of 
manufactured homes and to reduce the number of injuries and deaths 
caused by manufactured home accidents. The Federal manufactured home 
construction and safety standards issued under the Act govern how 
manufactured homes must be constructed. Your manufactured home was 
manufactured to the standards. The standards cover the planning and 
construction of your home. They were developed so that you would have a 
safe, durable home. The standards do not cover such aspects of the 
manufactured home as furniture, carpeting, certain appliances, cosmetic 
features of the home and additional rooms or sections of the home that 
you have added. The Act provides that if for some reason your 
manufactured home is found not to meet the standard or to contain 
safety hazards, the manufacturer of the manufactured home must notify 
you of that fact. In some cases where there is a safety hazard 
involved, the Act requires the manufacturer to correct the manufactured 
home at no cost to you or to replace the home or refund all or a 
percentage of the purchase price. If you believe you have a problem for 
which the Act provides a remedy, you should contact the manufacturer, 
the manufactured home agency in your state (see the list on page of 
this manual), or the Department of Housing and Urban Development. Our 
address is (state the manufacturer's address). We recommend that you 
contact us first, because that is the quickest way to have your 
complaint considered.
    (b) The manual should state the location of the data plate and 
should explain the significance of all the information printed on it, 
particularly the significance of the zone information and the wind and 
roof load maps.
    (c) The manual should include a list of the State Administrative 
Agencies (SAAs) that have been approved or conditionally approved under 
24 CFR 3282.305 of the Manufactured Home Procedural and Enforcement 
Regulations. The list should include all SAAs listed in this section as 
of the date the manual or revision is prepared for printing. 
Manufacturers may contact HUD for any update to the SAA list that 
appears in this section by sending a stamped, self-addressed envelope 
to: List Control, Office of Manufactured Housing and Regulatory 
Functions, Room 4224, U.S. Department of Housing and Urban Development, 
451 Seventh Street, SW., Washington, DC 20410-8000.
    The following States have been approved or conditionally approved 
to act as SAAs:

State, Agency Name, Address and Telephone Number

Alabama--Alabama Manufactured Housing Commission, 908 South Hull 
Street, Montgomery, AL 36130-3401, (205) 261-4036
Arizona--Office of Manufactured Housing, 801 E. Jefferson, Suite 202, 
Phoenix, AZ 85034, (602) 255-4072
Arkansas--Manufactured Home Commission, 1022 High Street, Suite #505, 
Little Rock, AR 72202, (501) 371-1641
California--Manufactured Housing Section, Division of Codes & 
Standards, Department of Housing and Community Development, P.O. Box 
31, Sacramento, CA 95801, (916) 323-9803
Colorado--Division of Housing, Department of Local Affairs, 1313 
Sherman Street, Room 419, Denver, CO 80203, (303) 866-2033
Florida--Department of Highway Safety and Motor Vehicles, Division of 
Motor Vehicles, Neil Kirkman Building,

[[Page 10863]]
Room A 129, 2900 Apalachee Parkway, Tallahassee, FL 32301-8209, (904) 
488-7657
Georgia--State Fire Marshal's Office, Manufactured Homes Division, 620 
West Tower, No. 2 Martin Luther King, Jr. Drive, Atlanta, GA 30334, 
(404) 656-2064
Idaho--Department of Labor and Industrial Service, 277 North Sixth 
Street, Boise, ID 83720, (208) 334-3896
Indiana--Department of Fire Prevention and Building Safety, 
Industrialized Building Systems/Code Enforcement Div., 1099 N. Meridian 
Street, Suite 900, Indianapolis, IN 46204, (317) 232-1405
Iowa--Building Code Bureau, Division of the State Fire Marshall, 
Department of Public Safety, Wallace State Office Building, Des Moines, 
IA 50319, (515) 281-3807
Kentucky--Department of Housing, Building and Construction, U.S. 127 
South Building, Frankfort, KY 40601, (502) 564-3626
Louisiana--Mobile Home Division, 1033 North Lobdell Avenue, Baton 
Rouge, LA 70806, (504) 925-4911
Maine--Manufactured Housing Board, Department of Professional and 
Financial Regulation, State House Station 32, Augusta, ME 04333, (207) 
289-2955
Maryland--Building Codes Administration--DECD, Department of Economic 
and Community Development, 45 Calvert Street, Annapolis, MD 21401, 
(301) 974-2701
Michigan--Department of Commerce, Mobile Home Division, Corporation & 
Securities Bureau, 6546 Mercantile Way, P.O. Box 30222, Lansing, MI 
48909, (517) 334-6203
Minnesota--Department of Administration, Building Codes and Standards 
Division, 408 Metro Square Building, 7th and Robert Streets, St. Paul, 
MN 55101, (612) 296-4628
Mississippi--Office of the Fire Marshall, 416 Woolfolk Building, P.O. 
Box 22542, Jackson, MS 39205-2542, (601) 359-1061
Missouri--Public Service Commission, Mobile Homes and Recreational 
Vehicles Division, P.O. Box 360, Jefferson City, MO 65102, (314) 751-
7119
Nebraska--Department of Health, Division of Housing and Environmental 
Health, 301 Centennial Mall South, P.O. Box 95007, Lincoln, NE 68509, 
(402) 471-2541
Nevada--Manufactured Housing Division, Nevada Department of Commerce, 
Capitol Complex, Carson City, NV 89710, (702) 885-4298
New Jersey--Department of Community Affairs, Division of Housing and 
Development--BCCE, CN 805 Manufactured Housing Construction, Trenton, 
NJ 08625-0804, (609) 292-7142
New Mexico--Regulation and Licensing Department, Manufactured Housing 
Division, Santa Fe, NM 87503, (505) 827-6340
New York--Housing and Building Codes Bureau, Division of Housing and 
Community Renewal, One Fordham Plaza, Bronx, NY, 10458, (212) 519-5273 
(Kessner); (212) 488-4910 (Jordan)
North Carolina--Department of Commerce, Council, Boards & Government 
Relations Division, P.O. Box 26307, Raleigh, NC 27611, (919) 733-3901
Oregon--Department of Commerce, Building Codes Division, MHRV Section, 
401 Labor and Industries Building, Salem, OR 97310, (503) 378-8451
Pennsylvania--Division of Manufactured Housing, Department of Community 
Affairs, Room 509, Forum Building, Harrisburg, PA 17120, (717) 787-9682
Rhode Island--Department of Community Affairs, Building Commission, 
1270 Mineral Spring Avenue, North Providence, RI 02904, (401) 277-3033
South Carolina--Manufactured Housing Section, Budget and Control Board, 
Division of General Services, 300 Gervais Street, Columbia, SC 29201, 
(803) 758-5378
South Dakota--Department of Commerce and Regulation, Commercial 
Inspection, 118 W. Capitol, Pierre, SD 57501, (605) 773-3697
Tennessee--Department of Commerce and Insurance, Division of Fire 
Prevention, 1808 West End Building, Suite 500, Nashville, TN 37219-
5319, (615) 741-7170
Texas--Texas Department of Labor and Standards, P.O. Box 12157, Austin, 
TX 78711, (512) 463-5520
Utah--Department of Business Regulation, Contractors Division--MH & RV, 
P.O. Box 45802, Salt Lake City, UT 84145, (801) 530-6727
Virginia--Division of Building Regulatory Services, Department of 
Housing and Community Development, 205 N. 4th Street, Room M-4, 
Richmond, VA 23219, (804) 786-4846
Washington--Department of Labor and Industries, Construction Compliance 
Inspection, 520 S. Water Street, Olympia, WA 98504, (206) 586-0215
Wisconsin--Department of Industry, Labor and Human Relations, Safety 
and Building Division, P.O. Box 7969, Madison, WI 53707, (608) 266-1748 
or (608) 267-7935 (Turner)

    (d) The manual should state that the Department of Housing and 
Urban Development (HUD) is the Federal agency administering the Act and 
that any questions concerning the Act or a consumer's rights under the 
Act should be directed to HUD. The manual should advise consumers that 
in order to contact HUD, they should refer to the Department of Housing 
and Urban Development under listings for the U.S. Government in their 
telephone book. In calling or writing the local HUD office, consumers 
should be directed to address their inquiry or call to the ``Consumer 
Complaint Officer'' in their local HUD or FHA Office. Consumers should 
be advised that they may contact the Central HUD Office directly by 
writing or calling the Office of Manufactured Housing and Regulatory 
Functions, Compliance Branch, telephone (202) 755-6920 or (202) 755-
6584. (These are not toll-free numbers.)
3. Written Warranties
    (a) The manual should state whether or not the manufacturer 
provides a written warranty covering the manufactured home. If the 
manufacturer provides written warranty, the manual should explain in 
clear and understandable language what protections the warranty 
provides and how the consumer can obtain service under the warranty. 
The manual should specifically and clearly describe:
    (1) What repairs the manufacturer will pay for under the warranty 
and what repairs, if any, the manufacturer will not pay for;
    (2) How long the warranty protection lasts;
    (3) What the consumer must do to maintain warranty protections, 
including any services that the consumer must obtain or provide at the 
consumer's expense;
    (4) What actions or conditions could void the warranty; and
    (5) Exactly what steps the consumer should take to obtain warranty 
service, including any informal dispute settlement procedures offered 
by the manufacturer prior to pursuit of legal remedies.
    (b) The manual should state what appliances, components or other 
aspects of the manufactured home are not covered by the manufacturer's 
written warranty and identify any warranty certificates which have been 
provided for any of these items.

[[Page 10864]]

    (c) Compliance with paragraph (a) of this section may be obtained 
by including, as a document of the consumer manual, the manufacturer's 
written warranty statement that meets the requirements issued by the 
Federal Trade Commission under the Magnuson-Moss Warranty Federal Trade 
Commission Improvement Act, 15 U.S.C. 2301 et seq. (Magnuson-Moss). 
However, this section is not to be construed as governing the making or 
content of written warranties on manufactured homes. Any such written 
warranties must comply with the Magnuson-Moss requirements.
4. Setting Up and Anchoring the Manufactured Home
    (a) The manual should include an explanation of procedures 
recommended to be followed in setting up the manufactured home. The 
explanation should include: (1) Site preparation procedures; (2) the 
types of foundations for which the home was designed; (3) procedures 
for leveling the home; (4) procedures for connecting the utilities; and 
(5) suggested anchoring procedures for wind-upset and sliding. If 
practicable, the manual should include a list of sources the consumer 
may contact to obtain set-up and anchoring services. The manual should 
advise the consumer of the differing requirements for manufactured 
homes located in ``hurricane'' and ``non hurricane'' wind zones.
    (b) The manual should include a recommendation that the home be 
professionally inspected after it is set up to assure that it has not 
been damaged in transit and is properly set up.
5. Safety
    (a) Fire safety. The manual should state the location of the 
following safety features required by the standards and explain how 
they are operated: (1) Smoke detectors; (2) exit doors and bedroom 
egress windows; and (3) any other emergency escape systems.
    (b) Wind safety. The manual should state that in order for the 
manufactured home to be secure against high winds, it should be 
anchored to the ground. The manual should caution the owner that if the 
manufactured home is not properly anchored, it is highly susceptible to 
wind damage when high wind conditions occur.
    (c) Systems safety. The manual should explain how the electric, 
plumbing, and heating systems of the manufactured home may be rendered 
unsafe through improper use or treatment and what hazards may result. 
The manual should state the location and purpose of utility shut-off 
valves and switches and how they should be used to prevent hazards.
6. Maintenance
    (a) The manual should contain a detailed explanation of how the 
consumer should care for the manufactured home, including a simple 
maintenance and inspection chart that can be used as a checklist by the 
consumer. The explanation should describe any aspects of operation and 
maintenance that are unique to manufactured homes, and it should 
emphasize that the consumer is responsible for adequate maintenance. 
The explanation should include a list of components, appliances or 
major systems for which an operational manual or instructions were 
provided by the manufacturer of the item and a statement that the 
consumer should make sure that those manuals or instructions were 
provided with the manufactured home.
    (b) The manual should discuss the possible consequences of 
inadequate maintenance or faulty operation. In particular, the manual 
should discuss problems which may arise from condensation or from 
inadequate insulation of the piping in the manufactured home and how 
those problems can be avoided.
    (c) The manual should state the maintenance and repair procedures 
or types of procedures for which specialized knowledge or skills are 
required.
    (d) The manual should state how the purchaser can obtain diagrams 
of the structural, electrical, plumbing and heating, cooling and 
transportation systems.
7. Relocating the Manufactured Home
    The manual should identify and explain the factors that the 
consumer should take into account whenever the manufactured home may be 
relocated. These should include weight and balance considerations; 
securing of appliances, furniture, etc.; and recommended conditions of 
the manufactured home's transportation system (e.g., tires, brakes, 
axles, wheels, rims, coupling mechanisms). It should recommend that the 
owner seek professional assistance whenever considering relocating the 
home.
    8. Insurance
    The manufacturer should recommend that owners of manufactured homes 
consider acquiring adequate and appropriate insurance. Manufacturers 
should also advise consumers to contact an insurance company of their 
choice to obtain information on the types of insurance coverage 
available and should suggest factors to be considered.

[FR Doc. 96-6163 Filed 3-14-96; 8:45 am]
BILLING CODE 4210-27-P

Complete official Federal Register PDF

FR Doc. 96-6162 Allocation of Budget Authority for Housing Assistance
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10848-10852]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6162]

[[Page 10847]]

_______________________________________________________________________

Part II

Department of Housing and Urban Development

_______________________________________________________________________

24 CFR Part 791

Allocation of Budget Authority for Housing Assistance; Final Rule

Federal Register / Vol. 61, No. 52 / Friday, March 15, 1996 / Rules 
and Regulations

[[Page 10848]]

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

Office of the Secretary

24 CFR Part 791

[Docket No. FR-4024-F-01]
RIN 2501-AC17

Allocation of Budget Authority for Housing Assistance

AGENCY: Office of the Secretary, HUD.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule amends HUD's regulations for the allocation of 
budget authority for housing assistance. In an effort to comply with 
the President's regulatory reform initiatives, this rule streamlines 
the regulations by eliminating provisions that are redundant of 
statutes or are otherwise unnecessary, making them clearer and more 
concise.
    In addition, this rule revises the regulations to reflect 
organizational initiatives within Headquarters, as well as the 
Department's reinvention of the field office structure in Fiscal Year 
1994, which eliminated the regional office management layer and 
delegated the authority to the State and Area offices.

EFFECTIVE DATE: April 15, 1996.

FOR FURTHER INFORMATION CONTACT: For the Public and Indian Housing 
programs, and the Section 8 voucher, certificate, and moderate 
rehabilitation programs: Nanci E. Gelb, Director, PIH Budget Division, 
Room 4230, Department of Housing and Urban Development, 451 Seventh 
Street, SW, Washington, DC 20410-0500. Telephone: (202) 708-0614. 
Hearing- or speech-impaired individuals may call HUD's TDD number (202) 
708-0850.
    For other assisted housing programs: Karen Daly, Acting Director, 
Office of Policy, Assistant Secretary for Housing, Room 9220, 
Department of Housing and Urban Development, 451 Seventh Street, SW., 
Washington, DC 20410-8000. Telephone: (202) 708-4135. Hearing- or 
speech-impaired individuals may call HUD's TDD number (202) 755-4594.
    (These are not toll-free numbers.)

SUPPLEMENTARY INFORMATION On March 4, 1995, President Clinton issued a 
memorandum to all Federal departments and agencies regarding regulatory 
reinvention. In response to this memorandum, the Department of Housing 
and Urban Development conducted a page-by-page review of its 
regulations to determine which can be eliminated, consolidated, or 
otherwise improved. HUD has determined that the regulations for the 
``Allocation of Budget Authority for Housing Assistance'' can be 
improved and streamlined by eliminating unnecessary provisions.
    Some provisions in the regulations are now obsolete. For instance, 
this rule removes Subpart B which contains obsolete regulations 
regarding the Housing Assistance Plan (HAP). The HAP has been 
superseded by the comprehensive affordability strategy (and 
consolidated plan). Moreover, the Department now uses a grant mechanism 
for the Section 202 program as a result of statutory changes in 1990; 
hence, references in the regulations to loan authority for the Section 
202 program, and in general, have been deleted.
    Finally, some provisions in the regulations are not statutory 
requirements. Section 791.403(a) included a statement that the 
Assistant Secretaries for Housing and for Public and Indian Housing 
would confer to determine how the available budget authority should be 
allocated. Given recent appropriations treatment of the Section 8 
programs, such consultation is no longer needed. Therefore, this 
provision has been eliminated.

Justification for Final Rulemaking

    HUD generally publishes a rule for public comment before issuing a 
rule for effect, in accordance with its own regulations on rulemaking 
in 24 CFR part 10. However, part 10 provides for exceptions to the 
general rule if the agency finds good cause to omit advance notice and 
public participation. The good cause requirement is satisfied when 
prior public procedure is ``impracticable, unnecessary, or contrary to 
the public interest'' (24 CFR 10.1). HUD finds that good cause exists 
to publish this rule for effect without first soliciting public 
comment. This rule merely removes unnecessary regulatory provisions and 
does not establish or affect substantive policy. Therefore, prior 
public comment is unnecessary.

Other Matters

Regulatory Flexibility Act

    The Secretary, in accordance with the Regulatory Flexibility Act (5 
U.S.C. 605(b)), has reviewed this rule before publication and by 
approving it certifies that this rule does not have a significant 
economic impact on a substantial number of small entities. The rule 
revises existing procedures for the allocation of housing assistance 
funds and for local government and HUD review of applications for 
housing assistance, but makes no change in the economic impact of these 
procedures on small entities.

Environmental Impact

    In accordance with 40 CFR 1508.4 of the regulations of the Council 
on Environmental Quality and 24 CFR 50.20(k) of the HUD regulations, 
the policies and procedures contained in this rule relate only to 
internal administrative procedures whose content does not constitute a 
development decision nor affect the physical condition of project areas 
or building sites, and therefore, are categorically excluded from the 
requirements of the National Environmental Policy Act.

Executive Order 12612, Federalism

    The General Counsel, as the Designated Official under section 6(a) 
of Executive Order 12612, Federalism, has determined that the policies 
contained in this rule will not have substantial direct effects on 
states or their political subdivisions, or the relationship between the 
Federal Government and the States, or on the distribution of power and 
responsibilities among the various levels of government. Specifically, 
this rule will not substantially alter the established roles of HUD and 
the States and local governments, including PHAs, in administering the 
affected programs. As a result, the rule is not subject to review under 
the Order.

Executive Order 12606, The Family

    The General Counsel, as the Designated Official under Executive 
Order 12606, The Family, has determined that this rule does not have 
potential for significant impact on family formation, maintenance, and 
general well-being, and, thus, is not subject to review under the 
Order. No significant change in existing HUD policies or programs will 
result from promulgation of this rule, as those policies and programs 
relate to family concerns.

List of Subjects in 24 CFR Part 791

    Grant programs--housing and community development, Indians, 
Intergovernmental relations, Public housing, Rent subsidies.

    Accordingly, pursuant to the Secretary's authority under 42 U.S.C. 
3535(d), 24 CFR part 791 is revised as follows:

[[Page 10849]]

PART 791--REVIEW OF APPLICATIONS FOR HOUSING ASSISTANCE AND 
ALLOCATIONS OF HOUSING ASSISTANCE FUNDS

Subpart A--General Provisions

Sec.
791.101  Applicability and scope.
791.102  Definitions.

Subpart B--[Reserved]

Subpart C--Applications for Housing Assistance

791.301  General.
791.302  Finding of need for housing assistance.
791.303  Notification of local government.
791.304  Review and comment period.
791.305  HUD review of applications for housing assistance.

Subpart D--Allocation of Budget Authority for Housing Assistance

791.401  General.
791.402  Determination of low-income housing needs.
791.403  Allocation of housing assistance.
791.404  Field Office allocation planning.
791.405  Reallocations of budget authority.
791.406  Competition.
791.407  Headquarters Reserve.

    Authority: 42 U.S.C. 1439 and 3535(d).

Subpart A--General Provisions

Sec. 791.101  Applicability and scope.

    This part describes the roles and responsibilities of HUD and local 
governments under section 213 of the Housing and Community Development 
Act of 1974 (42 U.S.C. 1437). It applies to the allocation of budget 
authority, and the review and approval of applications for housing 
assistance under the United States Housing Act of 1937 (42 U.S.C. 1437-
1437q), section 101 of the Housing and Urban Development Act of 1965 
(12 U.S.C. 1701s), and with respect to subpart D only, section 202 of 
the Housing Act of 1959 (12 U.S.C. 1710q), except as follows:
    (a) This part does not apply to programs for public housing 
operating subsidy, public housing modernization, or rental 
rehabilitation grant assistance under section 9, 14, or 17 of the 
United States Housing Act of 1937; and
    (b) Subpart D of this part does not apply to the allocation of 
budget authority for housing development grant assistance under section 
17 of the U.S. Housing Act of 1937.

Sec. 791.102  Definitions.

    Act. The Housing and Community Development Act of 1974 (42 U.S.D. 
1437), as amended.
    Allocation area. A municipality, county, or group of municipalities 
or counties or Indian areas identified by the HUD field office for the 
purpose of allocating housing assistance.
    Application for housing assistance. The first submission to HUD for 
housing assistance under one of the programs identified in 
Sec. 791.101(a). For the purposes of this part, the term includes an 
application, a preliminary proposal, or a proposal, so long as it meets 
the applicable program regulations. For the public housing program, the 
first application identifying a project site will be considered the 
application for housing assistance.
    Assistant Secretary. The Assistant Secretary for Housing or the 
Assistant Secretary for Public and Indian Housing, as appropriate to 
the housing assistance under consideration.
    Budget authority. The maximum amount authorized by the Congress for 
payments over the term of assistance contracts.
    Chief executive officer. The elected official or legally designated 
official who has the primary responsibility for conducting the 
governmental affairs of a unit of general local government. Examples of 
the ``chief executive officer'' include: the elected mayor of a 
municipality; the elected county executive of a county; the presiding 
officer of a county commission or board in a county that has no elected 
county executive; the official designated by the governing body of the 
local government pursuant to law (e.g., the city manager or city 
administrator); and the chairman, governor, chief or president of an 
Indian tribe or Alaskan native village.
    Fiscal year. The official operating period of the Federal 
government, beginning on October 1 and ending on September 30.
    Household type. The three household types are: elderly, small 
family, and large family. References to household type shall mean the 
household type within the appropriate tenure type.
    Housing type. The three housing types are:
    (1) New construction;
    (2) Rehabilitation; and
    (3) Existing housing.
    Local government. Any city, county, town, township, parish, village 
or other unit of general local government which is a general purpose 
political subdivision of a State or the Commonwealth of Puerto Rico; 
Guam, the Commonwealth of the Northern Marianas, the Virgin Islands and 
American Samoa, or a general purpose political subdivision thereof; a 
combination of such political subdivisions recognized by the Secretary 
of HUD: the District of Columbia; the former Trust Territories of the 
Pacific Islands, as applicable ; Indian tribes, bands, groups and 
nations, including Alaska Indians, Aleuts and Eskimos; and any Alaskan 
native village of the United States. The term also includes a State or 
local public body or agency, community association, or other entity 
which is approved by HUD to provide public facilities or services to a 
new community meeting the requirements of Title IV of the Housing and 
Urban Development Act of 1968 (42 U.S.C. 3901) or Title VII of the 
Housing and Urban Development Act of 1970 (42 U.S.C. 4501).
    Metropolitan area. See MSA.
    MSA. A metropolitan statistical area established by the Office of 
Management and Budget. The term also includes primary metropolitan 
statistical areas (PMSAs), which are the component parts of larger 
urbanized areas designated as consolidated metropolitan statistical 
areas (CMSAs). Where an MSA is divided among two or more field offices, 
references to an MSA mean the portion of the MSA within the State/Area 
Office jurisdiction.
    Public housing agency. Any State, county, municipality, or other 
governmental entity or public body (or agency or instrumentality 
thereof) which is authorized to engage in or assist in the development 
or operation of housing for low-income families.
    Tenure type. The two tenure types are owners and renters.
    Urban county. Any county within a metropolitan area which is 
authorized under State law to undertake essential community development 
and housing assistance activities in its unincorporated areas, and 
which meets the other requirements of 24 CFR 570.307 for qualification 
as an urban county.

Subpart B--[Reserved]

Subpart C--Applications for Housing Assistance

Sec. 791.301  General.

    This subpart C establishes the policies and procedures governing 
reviews and determinations, pursuant to section 213(c) of the Act, with 
respect to applications for housing assistance, under the programs 
identified in Sec. 791.101(a).

Sec. 791.302  Finding of need for housing assistance.

    With respect to each application for housing assistance, the field 
office is required to make a determination as to whether there is a 
need for such housing and whether the public facilities and services 
available in the area will be adequate to serve the proposed housing.

[[Page 10850]]

    (a) The initial determination of need for housing assistance within 
an allocation area is made as part of the allocation process in 
Sec. 791.404. In making this determination, the field office shall give 
consideration to the contents of any applicable State or areawide 
housing plan proposing housing assistance in the area, as well as 
generally available data on population, poverty, housing overcrowding, 
housing vacancies, amount of substandard housing, or other objectively 
measurable conditions pertaining to low-income housing needs.
    (b) Prior to making a determination with regard to a specific 
application, the field office shall give the local government in which 
the proposed assistance is to be provided an opportunity to provide 
comments, during a 30-calendar-day period, concerning the need for 
housing assistance and the adequacy of public facilities and services. 
If the local government finding is negative, it must be accompanied by 
supporting evidence.

Sec. 791.303  Notification of local government.

    (a) The field office shall notify the chief executive officer no 
later than 10 working days after receipt (or completion of any 
preliminary review and determination that the application is acceptable 
for further processing) that an application for housing assistance to 
be provided in that jurisdiction has been received and is under 
consideration.
    (1) When the application is for housing assistance in newly 
constructed or rehabilitated housing within the overlapping 
jurisdictions of more than one local government (e.g., a municipality 
which is also within a county), the field office shall notify the chief 
executive officer of each local government.
    (2) When the application is for housing assistance in newly 
constructed or rehabilitated housing within several nonoverlapping 
political jurisdictions (e.g., a scattered site project), the field 
office shall notify the chief executive officer of each local 
government where housing assistance is proposed.
    (3) For a Section 8 existing housing, moderate rehabilitation, or 
housing voucher application submitted in accordance with 24 CFR part 
982, the field office shall notify the chief executive officers of the 
localities that are identified in the application as:
    (i) Primary areas from which households to be assisted under the 
existing housing program will be drawn; or
    (ii) Primary areas in which units will be rehabilitated under the 
moderate rehabilitation program.
    (b) The notification to the chief executive officer shall:
    (1) Indicate that the field office has received and is considering 
an application for housing assistance, and identify the housing 
program, the housing type, the number of units by bedroom size and 
household type, and the proposed location(s).
    (2) Invite the submission, within a period of 30 calendar days from 
the date of the field office letter, of a statement on behalf of the 
local government concerning the need for housing assistance and the 
adequacy of public facilities and services and any other comments which 
are relevant to a determination by the field office concerning the 
proposed housing assistance (e.g., comments on the site; whether the 
project is approvable under local codes and zoning ordinances).

Sec. 791.304  Review and comment period.

    The chief executive officer shall have a 30-calendar day comment 
period, beginning on the date of the notification letter described in 
Sec. 791.303, to submit written comments relevant to a determination by 
the field office concerning the approval of an application for housing 
assistance. The field office shall consider the comment period closed 
when the written comments are received. In no case shall the Program 
Office Director in the field office be obligated to consider subsequent 
or revised comments unless the initial response indicated that 
additional comments would be provided and such comments are received 
prior to the expiration of the 30-day comment period. As an alternative 
to this process, the chief executive officer may submit any comments on 
the application with the application at the time it is submitted to 
HUD. Such early comment shall state whether such comment is intended to 
be the final comment, notwithstanding the 30-day period otherwise 
provided under this paragraph.

Sec. 791.305  HUD review of applications for housing assistance.

    (a) The field office shall not approve an application for housing 
assistance prior to either:
    (1) Receipt of comments pursuant to Sec. 791.304; or
    (2) Expiration of the 30-day comment period, whichever occurs 
earlier.
    (b) In determining whether an application will be approved, the 
field office shall consider the comments provided by the local 
government including comments submitted by the chief executive officer 
on behalf of the local government. The field office shall make an 
independent determination as to whether there is a need for housing 
assistance and whether facilities and services are adequate before 
approving the application.
    (c) The field office shall promptly notify both the chief executive 
officer and the applicant of the HUD determination with respect to the 
approval or disapproval of the application for housing assistance.

Subpart D--Allocation of Budget Authority for Housing Assistance

Sec. 791.401  General.

    This subpart D establishes the procedures for allocating budget 
authority under section 213(d) of the Act for the programs identified 
in Sec. 791.101(a). It describes the allocation of budget authority by 
the appropriate Assistant Secretary to the applicable Program Office 
Director in the HUD field office, and by the Program Office Director to 
allocation areas within their jurisdiction.

Sec. 791.402  Determination of low-income housing needs.

    (a) Before budget authority is allocated, the Assistant Secretary 
for Policy Development and Research shall determine the relative need 
for low-income housing assistance in each HUD field office 
jurisdiction. This determination shall be based upon data from the most 
recent, available decennial census and, where appropriate, upon more 
recent data from the Bureau of the Census or other Federal agencies, or 
from the American Housing Survey.
    (b) Except for paragraph (c) of this section, the factors used to 
determine the relative need for assistance shall be based upon the 
following criteria:
    (1) Population. The renter population;
    (2) Poverty. The number of renter households with annual incomes at 
or below the poverty level, as defined by the Bureau of the Census;
    (3) Housing overcrowding. The number of renter-occupied housing 
units with an occupancy ratio of 1.01 or more persons per room;
    (4) Housing vacancies. The number of renter housing units that 
would be required to maintain vacancies at levels typical of balanced 
market conditions;
    (5) Substandard housing. The number of housing units built before 
1940 and occupied by renter households with annual incomes at or below 
the poverty level, as defined by the Bureau of the Census; and

[[Page 10851]]

    (6) Other objectively measurable conditions. Data indicating 
potential need for rental housing assistance, such as the number of 
renter households with incomes below specified levels and paying a 
gross rent of more than 30 percent of household income.
    (c)(1) For the section 202 elderly program, the data used shall 
reflect relevant characteristics of the elderly population. The data 
shall use the criteria specified in paragraph (b)(1) and (6) of this 
section, as modified to apply specifically to the needs of the elderly 
population.
    (2) Budget authority for the Indian housing program under 24 CFR 
part 905 shall be allocated on the basis of the relative housing needs 
of the Indian tribal population, as measured by the Bureau of Indian 
Affairs, and by data for non-BIA recognized groups served by the Indian 
housing program.
    (d) Based on the criteria in paragraphs (b) and (c)(1) of this 
section, the Assistant Secretary for Policy Development and Research 
shall establish housing needs factors for each county and independent 
city in the field office jurisdiction, and shall aggregate the factors 
into metropolitan and nonmetropolitan totals for the field office. The 
field office total for each metropolitan and nonmetropolitan factor is 
then divided by the respective national total for that factor. The 
resulting housing needs ratios under paragraph (b) of this section are 
then weighted to provide metropolitan and nonmetropolitan housing needs 
percentages for each field office, using the following weights: 
Population, 20 percent; poverty, 20 percent; housing overcrowding, 10 
percent; housing vacancies, 10 percent; substandard housing, 20 
percent; other objectively measurable conditions, 20 percent. For the 
section 202 elderly program, the two criteria described in paragraph 
(c)(1) of this section are weighted equally.
    (e) The Assistant Secretary for Policy Development and Research 
shall adjust the housing needs percentages derived in paragraph (d) of 
this section to reflect the relative cost of providing housing among 
the field office jurisdictions.

Sec. 791.403  Allocation of housing assistance.

    (a) The total budget authority available for any fiscal year shall 
be determined by adding any available, unreserved budget authority from 
prior fiscal years to any newly appropriated budget authority for each 
housing program. On a nationwide basis, at least 20 percent, but not 
more than 25 percent, of the total budget authority available for any 
fiscal year, which is allocated pursuant to paragraph (b)(2) of this 
section and any amounts which are retained pursuant to Sec. 791.407, 
shall be allocated for use in nonmetropolitan areas.
    (b) Budget authority available for the fiscal year, except for that 
retained pursuant to Sec. 791.407, shall be allocated to the field 
offices as follows:
    (1) Budget authority shall be allocated as needed for uses that the 
Secretary determines are incapable of geographic allocation by formula, 
including--
    (i) Amendments of existing contracts, renewal of assistance 
contracts, assistance to families that would otherwise lose assistance 
due to the decision of the project owner to prepay the project mortgage 
or not to renew the assistance contract, assistance to prevent 
displacement or to provide replacement housing in connection with the 
demolition or disposition of public and Indian housing, assistance in 
support of the property disposition and loan management functions of 
the Secretary;
    (ii) Assistance which is--
    (A) The subject of a line item identification in the HUD 
appropriations law, or in the table customarily included in the 
Conference Report on the appropriation for the Fiscal Year in which the 
funds are to be allocated;
    (B) Reported in the Operating Plan submitted by HUD to the 
Committees on Appropriations; or
    (C) Included in an authorization statute where the nature of the 
assistance, such as a prescribed set-aside, is, in the determination of 
the Secretary, incapable of geographic allocation by formula,
    (iii) Assistance determined by the Secretary to be necessary in 
carrying out the following programs authorized by the Cranston-Gonzalez 
National Affordable Housing Act: the Homeownership and Opportunity 
Through HOPE Act under title IV and HOPE for Elderly Independence under 
section 803.
    (2) Budget authority remaining after carrying out allocation steps 
outlined in paragraph (b)(1) of this section shall be allocated in 
accordance with the housing needs percentages calculated under 
paragraphs (b), (c), (d), and (e) of Sec. 791.402. HUD may allocate 
assistance under this paragraph in such a manner that each State shall 
receive not less than one-half of one percent of the amount of funds 
available for each program referred to in Sec. 791.101(a) in each 
fiscal year. If the budget authority for a particular program is 
insufficient to fund feasible projects, or to promote meaningful 
competition, at the field office level, budget authority may be 
allocated among the ten geographic areas of the country. The funds so 
allocated will be assigned by Headquarters to the field office(s) with 
the highest ranked applications within the ten geographic areas.
    (c) At least annually HUD will publish a notice in the Federal 
Register informing the public of all allocations under 
Sec. 791.403(b)(2).

Sec. 791.404  Field Office allocation planning.

    (a) General objective. The allocation planning process should 
provide for the equitable distribution of available budget authority, 
consistent with the relative housing needs of each allocation area 
within the field office jurisdiction.
    (b) Establishing allocation areas. Allocation areas, consisting of 
one or more counties or independent cities, shall be established by the 
field office in accordance with the following criteria:
    (1) Each allocation shall be to the smallest practicable area, but 
of sufficient size so that at least three eligible entities are viable 
competitors for funds in the allocation area, and so that all 
applicable statutory requirements can be met. (It is expected that in 
many instances individual MSAs will be established as metropolitan 
allocation areas.) For the section 202 program for the elderly, the 
allocation area must include sufficient units to promote a meaningful 
competition among disparate types of providers of such housing (e.g., 
local as well as national sponsors, minority as well as non-minority 
sponsors). The preceding sentence shall not apply to projects acquired 
from the Resolution Trust Corporation under section 21A(c) of the 
Federal Home Loan Bank Act.
    (2) Each allocation area shall also be of sufficient size, in terms 
of population and housing need, that the amount of budget authority 
being allocated to the area will support at least one feasible program 
or project.
    (3) In establishing allocation areas, counties and independent 
cities within MSAs should not be combined with counties that are not in 
MSAs.
    (c) Determining the amount of budget authority. Where the field 
office establishes more than one allocation area, it shall determine 
the amount of budget authority to be allocated to each allocation area, 
based upon a housing needs percentage which represents the needs of 
that area relative to the needs of the metropolitan or nonmetropolitan 
portion of the field office jurisdiction, whichever is appropriate. For 
each program, a composite housing needs percentage developed under 
Sec. 791.402

[[Page 10852]]
for those counties and independent cities comprising the allocation 
area shall be aggregated into allocation area totals.
    (d) Planning for the allocation. The field office should develop an 
allocation plan which reflects the amount of budget authority 
determined for each allocation area in paragraph (c). The plan should 
include a map or maps clearly showing the allocation areas within the 
field office jurisdiction. The relative share of budget authority by 
individual program type need not be the same for each allocation area, 
so long as the total amount of budget authority made available to the 
allocation area is not significantly reduced.

Sec. 791.405  Reallocations of budget authority.

    (a) The field office shall make every reasonable effort to use the 
budget authority made available for each allocation area within such 
area. If the Program Office Director determines that not all of the 
budget authority allocated for a particular allocation area is likely 
to be used during the fiscal year, the remaining authority may be 
allocated to other allocation areas where it is likely to be used 
during that fiscal year.
    (b) If the Assistant Secretary determines that not all of the 
budget authority allocated to a field office is likely to be used 
during the fiscal year, the remaining authority may be reallocated to 
another field office where it is likely to be used during that fiscal 
year.
    (c) Any reallocations of budget authority among allocation areas or 
field offices shall be consistent with the assignment of budget 
authority for the specific program type and established set-asides.
    (d) Notwithstanding the requirements of paragraphs (a) through (c) 
of this section, budget authority shall not be reallocated for use in 
another State unless the Program Office Director or the Assistant 
Secretary has determined that other allocation areas within the same 
State cannot use the available authority during the fiscal year.

Sec. 791.406  Competition.

    (a) All budget authority allocated pursuant to Sec. 791.403(b)(2) 
shall be reserved and obligated pursuant to a competition. Any such 
competition shall be conducted pursuant to specific criteria for the 
selection of recipients of assistance. These criteria shall be 
contained in a regulation promulgated after notice and public comment 
or, to the extent authorized by law, a notice published in the Federal 
Register.
    (b) This section shall not apply to assistance referred to in 
Secs. 791.403(b)(1) and 791.407.

Sec. 791.407  Headquarters Reserve.

    (a) A portion of the budget authority available for the housing 
programs listed in Sec. 791.101(a), not to exceed an amount equal to 
five percent of the total amount of budget authority available for the 
fiscal year for programs under the United States Housing Act of 1937 
listed in Sec. 791.101(a), may be retained by the Assistant Secretary 
for subsequent allocation to specific areas and communities, and may 
only be used for:
    (1) Unforeseen housing needs resulting from natural and other 
disasters, including hurricanes, tornadoes, storms, high water, wind 
driven water, tidal waves, tsunamis, earthquakes, volcanic eruptions, 
landslides, mudslides, snowstorms, drought, fires, floods, or 
explosions, which in the determination of the Secretary cause damage of 
sufficient severity and magnitude to warrant Federal housing 
assistance;
    (2) Housing needs resulting from emergencies, as certified by the 
Secretary, other than disasters described in paragraph (a)(1) of this 
section. Emergency housing needs that can be certified are only those 
that result from unpredictable and sudden circumstances causing housing 
deprivation (such as physical displacement, loss of Federal rental 
assistance, or substandard housing conditions) or causing an unforeseen 
and significant increase in low-income housing demand in a housing 
market (such as influx of refugees or plant closings);
    (3) Housing needs resulting from the settlement of litigation; and
    (4) Housing in support of desegregation efforts.
    (b) Applications for funds retained under paragraph (a) of this 
section shall be made to the field office, which will make 
recommendations to Headquarters for approval or rejection of the 
application. Applications generally will be considered for funding on a 
first-come, first-served basis. Specific instructions governing access 
to the Headquarters Reserve shall be published by notice in the Federal 
Register, as necessary.
    (c) Any amounts retained in any fiscal year under paragraph (a) of 
this section that are not reserved by the end of such fiscal year shall 
remain available for the following fiscal year in the program under 
Sec. 791.101(a) from which the amount was retained. Such amounts shall 
be allocated pursuant to Sec. 791.403(b)(2).

    Dated: March 7, 1996.
Henry G. Cisneros,
Secretary.
[FR Doc. 96-6162 Filed 3-14-96; 8:45 am]
BILLING CODE 4210-32-P

Complete official Federal Register PDF

FR Doc. 96-6122 Valuation of Plan Benefits in Single-Employer Plans; Valuation of Plan Benefits and Plan Assets Following Mass Withdrawal; Amendments Adopting Additional PBGC Rates
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10674-10676]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6122]

=======================================================================
-----------------------------------------------------------------------

PENSION BENEFIT GUARANTY CORPORATION

29 CFR Parts 2619 and 2676

Valuation of Plan Benefits in Single-Employer Plans; Valuation of 
Plan Benefits and Plan Assets Following Mass Withdrawal; Amendments 
Adopting Additional PBGC Rates

AGENCY: Pension Benefit Guaranty Corporation.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: This final rule amends the Pension Benefit Guaranty 
Corporation's regulations on Valuation of Plan Benefits in Single-
Employer Plans and Valuation of Plan Benefits and Plan Assets Following 
Mass Withdrawal. The former regulation contains the interest 
assumptions that the PBGC uses to value benefits under terminating 
single-employer plans. The latter regulation contains the interest 
assumptions for valuations of multiemployer plans that have undergone 
mass withdrawal. The amendments set out in this final rule adopt the 
interest assumptions applicable to single-employer plans with 
termination dates in April 1996, and to multiemployer plans with 
valuation dates in April 1996. The effect of these amendments is to 
advise the public of the adoption of these assumptions.

EFFECTIVE DATE: April 1, 1996.

FOR FURTHER INFORMATION CONTACT: Harold J. Ashner, Assistant General 
Counsel, Office of the General Counsel, Pension Benefit Guaranty 
Corporation, 1200 K Street NW., Washington, DC 20005, 202-326-4024 
(202-326-4179 for TTY and TDD).

SUPPLEMENTARY INFORMATION: This rule adopts the April 1996 interest 
assumptions to be used under the Pension Benefit Guaranty Corporation's 
regulations on Valuation of Plan Benefits in Single-Employer Plans (29 
CFR part 2619, the ``single-employer regulation'') and Valuation of 
Plan Benefits and Plan Assets Following Mass Withdrawal (29 CFR part 
2676, the ``multiemployer regulation'').
    Part 2619 sets forth the methods for valuing plan benefits of 
terminating single-employer plans covered under title IV of the 
Employee Retirement Income Security Act of 1974, as amended. Under 
ERISA section 4041(c), all single-employer plans wishing to terminate 
in a distress termination must value guaranteed benefits and ``benefit 
liabilities,'' i.e., all benefits provided under the plan as of the 
plan termination date, using the formulas set forth in part 2619, 
subpart C. (Plans terminating in a standard termination may, for 
purposes of the Standard Termination Notice filed with PBGC, use these 
formulas to value benefit liabilities, although this is not required.) 
In addition, when the PBGC terminates an underfunded plan involuntarily 
pursuant to ERISA section 4042(a), it uses the subpart C formulas to 
determine the amount of the plan's underfunding. Part 2676 prescribes 
rules for valuing benefits and certain assets of multiemployer plans 
under sections 4219(c)(1)(D) and 4281(b) of ERISA.
    Appendix B to part 2619 sets forth the interest rates and factors 
under the single-employer regulation. Appendix B to part 2676 sets 
forth the interest rates and factors under the multiemployer 
regulation. Because these rates and factors are intended to reflect 
current conditions in the financial and annuity markets, it is 
necessary to update the rates and factors periodically.
    The PBGC issues two sets of interest rates and factors, one set to 
be used for the valuation of benefits to be paid as annuities and one 
set for the valuation of benefits to be paid as lump sums. The same 
assumptions apply to terminating single-employer plans and to 
multiemployer plans that have undergone a mass withdrawal. This 
amendment adds to appendix B to parts 2619 and 2676 sets of interest 
rates and factors for valuing benefits in single-employer plans that 
have termination dates during April 1996 and multiemployer plans that 
have undergone mass withdrawal and have valuation dates during April 
1996.
    For annuity benefits, the interest rates will be 5.80% for the 
first 20 years following the valuation date and 4.75% thereafter. For 
benefits to be paid as lump sums, the interest assumptions to be used 
by the PBGC will be 4.75% for the period during which benefits are in 
pay status, and 4.0% during all years

[[Page 10675]]
preceding the benefit's placement in pay status. The above annuity 
interest assumptions represent an increase (from those in effect for 
March 1996) of .30 percent for the first 20 years following the 
valuation date and are otherwise unchanged. The lump sum interest 
assumptions represent an increase (from those in effect for March 1996) 
of .50 percent for the period during which benefits are in pay status 
and are otherwise unchanged.
    Generally, the interest rates and factors under these regulations 
are in effect for at least one month. However, the PBGC publishes its 
interest assumptions each month regardless of whether they represent a 
change from the previous month's assumptions. The assumptions normally 
will be published in the Federal Register by the 15th of the preceding 
month or as close to that date as circumstances permit.
    The PBGC has determined that notice and public comment on these 
amendments are impracticable and contrary to the public interest. This 
finding is based on the need to determine and issue new interest rates 
and factors promptly so that the rates and factors can reflect, as 
accurately as possible, current market conditions.
    Because of the need to provide immediate guidance for the valuation 
of benefits in single-employer plans whose termination dates fall 
during April 1996, and in multiemployer plans that have undergone mass 
withdrawal and have valuation dates during April 1996, the PBGC finds 
that good cause exists for making the rates and factors set forth in 
this amendment effective less than 30 days after publication.
    The PBGC has determined that this action is not a ``significant 
regulatory action'' under the criteria set forth in Executive Order 
12866.
    Because no general notice of proposed rulemaking is required for 
this amendment, the Regulatory Flexibility Act of 1980 does not apply. 
See 5 U.S.C. 601(2).

List of Subjects

29 CFR Part 2619

    Employee benefit plans, Pension insurance, and Pensions.

29 CFR Part 2676

    Employee benefit plans and Pensions.

    In consideration of the foregoing, parts 2619 and 2676 of chapter 
XXVI, title 29, Code of Federal Regulations, are hereby amended as 
follows:

PART 2619--[AMENDED]

    1. The authority citation for part 2619 continues to read as 
follows:

    Authority: 29 U.S.C. 1301(a), 1302(b)(3), 1341, 1344, 1362.

    2. In appendix B, Rate Set 30 is added to Table I, and a new entry 
is added to Table II, as set forth below. The introductory text of both 
tables is republished for the convenience of the reader and remains 
unchanged.

Appendix B to Part 2619--Interest Rates Used To Value Lump Sums and 
Annuities

Lump Sum Valuations

    In determining the value of interest factors of the form 
v0:n (as defined in Sec. 2619.49(b)(1)) for purposes of 
applying the formulas set forth in Sec. 2619.49(b) through (i) and 
in determining the value of any interest factor used in valuing 
benefits under this subpart to be paid as lump sums (including the 
return of accumulated employee contributions upon death), the PBGC 
shall employ the values of it set out in Table I hereof as 
follows:
    (1) For benefits for which the participant or beneficiary is 
entitled to be in pay status on the valuation date, the immediate 
annuity rate shall apply.
    (2) For benefits for which the deferral period is y years (y is 
an integer and 0n1), interest rate i1 shall 
apply from the valuation date for a period of y years; thereafter 
the immediate annuity rate shall apply.
    (3) For benefits for which the deferral period is y years (y is 
an integer and n1n1+n2), interest rate 
i2 shall apply from the valuation date for a period of 
y-n1 years, interest rate i1 shall apply for the following 
n1 years; thereafter the immediate annuity rate shall apply.
    (4) For benefits for which the deferral period is y years (y is 
an integer and y>n1+n2), interest rate i3 shall apply 
from the valuation date for a period of y-n1-n2 years, 
interest rate i2 shall apply for the following n2 years, 
interest rate i1 shall apply for the following n1 years; 
thereafter the immediate annuity rate shall apply.

                                                     Table I                                                    
                                              [Lump sum valuations]                                             
----------------------------------------------------------------------------------------------------------------
                        For plans with a valuation   Immediate            Deferred annuities (percent)          
                                   date               annuity  -------------------------------------------------
      Rate set       -------------------------------    rate                                                    
                          On or after       Before   (percent)     i1        i2        i3        n1        n2   
----------------------------------------------------------------------------------------------------------------
                                                                                                                
*                  *                  *                  *                  *                  *                
                                                                                                                
30..................  04-1-96............   05-1-96       4.75      4.00      4.00      4.00         7         8
----------------------------------------------------------------------------------------------------------------

Annuity Valuations

    In determining the value of interest factors of the form 
v0:n (as defined in Sec. 2619.49(b)(1)) for purposes of 
applying the formulas set forth in Sec. 2619.49 (b) through (i) and 
in determining the value of any interest factor used in valuing 
annuity benefits under this subpart, the plan administrator shall 
use the values of it prescribed in Table II hereof.
    The following table tabulates, for each calendar month of 
valuation ending after the effective date of this part, the interest 
rates (denoted by i1, i2, * * *, and referred to generally 
as it) assumed to be in effect between specified anniversaries 
of a valuation date that occurs within that calendar month; those 
anniversaries are specified in the columns adjacent to the rates. 
The last listed rate is assumed to be in effect after the last 
listed anniversary date.

                                                    Table II                                                    
                                              [Annuity valuations]                                              
----------------------------------------------------------------------------------------------------------------
                                                                The values of it are:                           
 For valuation dates occurring in  -----------------------------------------------------------------------------
            the month--                  it         for t=         it         for t=         it         for t=  
----------------------------------------------------------------------------------------------------------------
                                                                                                                
*                  *                  *                  *                  *                  *                
April 1996........................        .0580         1-20        .0475          >20          N/A          N/A
----------------------------------------------------------------------------------------------------------------

[[Page 10676]]

PART 2676--[AMENDED]

    3. The authority citation for part 2676 continues to read as 
follows:

    Authority: 29 U.S.C. 1302(b)(3), 1399(c)(1)(D), 1441(b)(1).

    4. In appendix B, Rate Set 30 is added to Table I, and a new entry 
is added to Table II, as set forth below. The introductory text of both 
tables is republished for the convenience of the reader and remains 
unchanged.

Appendix B to Part 2676--Interest Rates Used To Value Lump Sums and 
Annuities

Lump Sum Valuations

    In determining the value of interest factors of the form 
v0:n (as defined in Sec. 2676.13(b)(1)) for purposes of 
applying the formulas set forth in Sec. 2676.13 (b) through (i) and 
in determining the value of any interest factor used in valuing 
benefits under this subpart to be paid as lump sums, the PBGC shall 
use the values of it prescribed in Table I hereof. The interest 
rates set forth in Table I shall be used by the PBGC to calculate 
benefits payable as lump sum benefits as follows:
    (1) For benefits for which the participant or beneficiary is 
entitled to be in pay status on the valuation date, the immediate 
annuity rate shall apply.
    (2) For benefits for which the deferral period is y years (y is 
an integer and 0n1), interest rate i1 shall 
apply from the valuation date for a period of y years; thereafter 
the immediate annuity rate shall apply.
    (3) For benefits for which the deferral period is y years (y is 
an integer and n1n1+n2), interest rate 
i2 shall apply from the valuation date for a period of 
y-n1 years, interest rate i1 shall apply for the following 
n1 years; thereafter the immediate annuity rate shall apply.
    (4) For benefits for which the deferral period is y years (y is 
an integer and y>n1+n2), interest rate i3 shall apply 
from the valuation date for a period of y-n1-n2 years, 
interest rate i2 shall apply for the following n2 years, 
interest rate i1 shall apply for the following n1 years; 
thereafter the immediate annuity rate shall apply.

                                                     Table I                                                    
                                              [Lump sum valuations]                                             
----------------------------------------------------------------------------------------------------------------
                 For plans with a       Immediate                   Deferred annuities (percent)                
                  valuation date         annuity   -------------------------------------------------------------
  Rate set  --------------------------     rate                                                                 
             On or after     Before     (percent)        i1           i2          i3          n1          n2    
----------------------------------------------------------------------------------------------------------------
                                                                                                                
*                  *                  *                  *                  *                  *                
30.........     04-1-96      05-1-96         4.75         4.00         4.00         4.00           7           8
----------------------------------------------------------------------------------------------------------------

Annuity Valuations

    In determining the value of interest factors of the form 
v0:n (as defined in Sec. 2676.13(b)(1)) for purposes of 
applying the formulas set forth in Sec. 2676.13 (b) through (i) and 
in determining the value of any interest factor used in valuing 
annuity benefits under this subpart, the plan administrator shall 
use the values of it prescribed in the table below.
    The following table tabulates, for each calendar month of 
valuation ending after the effective date of this part, the interest 
rates (denoted by i1, i2, * * *, and referred to generally 
as it) assumed to be in effect between specified anniversaries 
of a valuation date that occurs within that calendar month; those 
anniversaries are specified in the columns adjacent to the rates. 
The last listed rate is assumed to be in effect after the last 
listed anniversary date.

                                                    Table II                                                    
                                              [Annuity valuations]                                              
----------------------------------------------------------------------------------------------------------------
                                                                The values of it are:                           
 For valuation dates occurring in  -----------------------------------------------------------------------------
            the month--                  it         for t=         it         for t=         it         for t=  
----------------------------------------------------------------------------------------------------------------
                                                                                                                
*                  *                  *                  *                  *                  *                
April 1996........................        .0580         1-20        .0475          >20          N/A          N/A
----------------------------------------------------------------------------------------------------------------

    Issued in Washington, DC, on this 11th day of March 1996.
Martin Slate,
Executive Director, Pension Benefit Guaranty Corporation.
[FR Doc. 96-6122 Filed 3-14-96; 8:45 am]
BILLING CODE 7708-01-P

Complete official Federal Register PDF

FR Doc. 96-6116 1986-1990 Conservation Reserve Program
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10671-10672]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6116]

========================================================================
Rules and Regulations
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains regulatory documents 
having general applicability and legal effect, most of which are keyed 
to and codified in the Code of Federal Regulations, which is published 
under 50 titles pursuant to 44 U.S.C. 1510.

The Code of Federal Regulations is sold by the Superintendent of Documents. 
Prices of new books are listed in the first FEDERAL REGISTER issue of each 
week.

========================================================================

Federal Register / Vol. 61, No. 52 /  Friday, March 15, 1996 / Rules 
and Regulations

[[Page 10671]]

DEPARTMENT OF AGRICULTURE

Farm Service Agency

7 CFR Part 704

RIN 0560-AE56

1986-1990 Conservation Reserve Program

AGENCY: Farm Service Agency, USDA.

ACTION: Interim rule with request for comments.

-----------------------------------------------------------------------

SUMMARY: This interim rule amends the program regulations to allow 
holders of certain Conservation Reserve Program (CRP) contracts that 
expire September 30, 1996, the opportunity to request and receive early 
release from contracts or to reduce the amount of acreage subject to 
the contracts. The purpose of this action is to enhance the commodity 
supply situation for the 1996/97 marketing year. Domestic stocks 
relative to use of wheat, feed grains, and oil seeds are expected to be 
at extremely low levels for the 1995/96 crop year. For corn, the 
expected stocks to use ratio in the 1995/96 crop year is approximately 
6 percent while the average stocks to use ratio from 1980 through 1994 
was 30 percent. For wheat, the expected stocks to use ratio in the 
1995/96 crop year is approximately 16 percent, while the average stocks 
to use ratio from 1980 through 1994 was 43 percent. However, the 
domestic and export demand for these commodities are expected to remain 
strong during the 1996/97 crop year. The action is implemented to allow 
acreage that can be brought back into production without adversely 
impacting the environment to be released for crop production in 1996.

DATES: Effective Date: Interim rule effective March 15, 1996.
    Comments: Comments on all items, except the information collection 
requirements, must be received on or before April 15, 1996 in order to 
be assured of consideration. Comments on the information collection 
requirements must be received on or before May 14, 1996.

ADDRESSES: Comments should be mailed to Cheryl Zavodny, Farm Service 
Agency, P.O. Box 2415, Ag Box Code 05l3, Washington, DC 20013-2415; 
telephone 202-720-6304. Comments received may be inspected between 9 
a.m. and 4 p.m., Monday through Friday, except holidays, in room 4768, 
South Agriculture Building, United States Department of Agriculture, 
14th Street and Independence Avenue, SW., Washington, DC.

FOR FURTHER INFORMATION CONTACT: Cheryl Zavodny, Conservation and 
Environmental Protection Division, FSA, P.O. Box 2415, Room 4768-S, 
Washington, DC 20013-2415.

SUPPLEMENTARY INFORMATION:

Executive Order 12866

    This interim rule has been determined to be significant and was 
reviewed by OMB under Executive Order 12866.

Regulatory Flexibility Act

    It has been determined that the Regulatory Flexibility Act is not 
applicable to this interim rule because neither FSA nor the Commodity 
Credit Corporation (CCC) is required by 5 U.S.C. 553 or any other 
provision of law to publish a notice of proposed rulemaking with 
respect to the subject matter of this rule.

Environmental Evaluation

    It has been determined by an environmental evaluation that this 
action will not adversely affect the environmental, historical, social, 
or economic resources of the Nation. Therefore, it has been determined 
that these actions will not require an Environmental Assessment or an 
Environmental Impact Statement.

Executive Order 12372

    This program is not subject to the provisions of Executive Order 
12372, which require intergovernmental consultation with State and 
local officials. See notice related to 7 CFR part 3015, subpart V, 
published at 48 FR 29115 (June 24, 1983).

Federal Domestic Assistance Program

    The title and number of the Federal Domestic Assistance Program, as 
found in the Catalog of Federal Domestic Assistance, to which this rule 
applies, is the Conservation Reserve Program--10.069.

Paperwork Reduction Act

    Revisions were made to the currently approved information 
collection to reflect the Department's January 25, 1996, announcement 
regarding early release provisions. Current approval by the Office of 
Management and Budget (OMB) is located under control number 0560-0125. 
Total public burden hours are based on the assumption that 
approximately 10,000 requests will be received for early release in 
1996.
    Estimate of Burden: Public reporting burden for this collection of 
information is estimated to average 30 minutes per response.
    Respondents: Owners, operators, and other producers participating 
in CRP.
    Estimated Number of Respondents: 10,000.
    Estimated Number of Responses per Respondent: 1.
    Estimated Total Annual Burden on Respondents: 5,000 hours.
    Comments are invited on: (a) whether the proposed collection 
information is necessary for the proper performance of the functions of 
the agency, including whether the information will have practical 
utility; (b) the accuracy of the agency's estimate of the burden of the 
proposed collection of information including the validity of the 
methodology and assumptions used; (c) ways to enhance the quality, 
utility, and clarity of the information to be collected; and (d) ways 
to minimize the burden of collection of information on those who are to 
respond, including through the use of appropriate automated, 
electronic, mechanical, or other technological collection techniques or 
other forms of information technology. Comments may be sent to Desk 
Officer for Agriculture, Office of Information and Regulatory Affairs, 
OMB, Washington, D.C., 20503 and to Cheryl Zavodny, Chief, Conservation 
Programs Branch, Conservation and Environmental Protection Division, 
USDA, FSA, P.O. Box 2415, Ag Box 0513, Washington, D.C., 20013, (202) 
720-6304.
    Copies of information collection may be obtained from Cheryl 
Zavodny, Chief, Conservation Programs Branch, Conservation and 
Environmental Protection Division, USDA, FSA, P.O.

[[Page 10672]]
Box 2415, Ag Box 0513, Washington, D.C., 20013, (202) 720-6304.
    All responses to this notice will be summarized and included in the 
request for OMB approval. All comments will also become a matter of 
public record.

Executive Order 12778

    This interim rule has been reviewed in accordance with Executive 
Order 12778. The provisions of this rule are not retroactive and 
preempt State and local laws to the extent such laws are inconsistent 
with the provisions of this rule. Before any action may be brought in a 
Federal court of competent jurisdiction, the administrative appeal 
rights afforded program participants at 7 CFR part 780 must be 
exhausted.

Request for Comments

    Comments are requested with respect to this interim rule and such 
comments shall be considered in developing the final rule.

Background

    The current regulations in 7 CFR Part 704 and 7 CFR Part 1410 
implemented the CRP, which is authorized by Title XII of the Food 
Security Act of 1985, as amended. Contracts due to expire on September 
30, 1996, are subject to the regulations found in 7 CFR Part 704.
    The intent of the CRP is to permit the CCC to enter into contracts 
with owners and operators of highly erodible and certain other cropland 
to assist such owners and operators in conserving and improving the 
Nation's soil and water resources and wildlife habitat. By entering 
into a contract, the owner or operator agreed to implement an approved 
conservation plan converting highly erodible cropland normally devoted 
to the production of an agricultural commodity to a conserving use and 
to a reduction in certain crop acreage bases, allotments, or quotas. 
CCC provides (1) funds to support technical assistance by way of a 
conservation plan, (2) financial assistance for the costs of 
establishing the conservation practices required by the conservation 
plan, and (3) annual land rental payments to compensate the owner or 
operator for taking the cropland out of production.
    The Department has announced that options to extend expiring 
contracts will be announced before the early release signup period 
begins, so that participants will have all the information to make 
their CRP decisions.

Program Changes

    The Secretary has determined that in order to enhance the commodity 
supply situation for the 1996/97 marketing year, CRP participants with 
certain acreage due to expire from CRP on September 30, 1996, may 
release all or part of the acreage before the expiration date. This 
interim rule provides authority to permit these CRP participants the 
option of early termination with an effective date not to exceed 
September 30, 1996, on certain acreage under CRP contract in whole or 
in part, without penalty or obligation to refund previous payments 
issued under the contract, provided the acreage released, if highly 
erodible and if farmed, is farmed under an Alternative Conservation 
System as determined by the Natural Resources Conservation Service 
(NRCS). The conservation plan for such acreage will avoid measures more 
restrictive than those of an Alternative Conservation System. If the 
acreage is to be hayed or grazed, an approved haying or grazing plan 
for the acreage will be developed by NRCS. Under previous early release 
regulations, published as an interim rule on May 8, 1995, participants 
requesting early release of acreage to be farmed were required to 
obtain from NRCS and follow a more restrictive Basic Conservation 
System. Crop acreage bases, allotments, and quotas will be reinstated 
effective for the 1996 crop year.
    CRP contract acreage which is not eligible for early termination 
under this rule includes acreage subject to contracts due to expire 
after September 30, 1996; acreage with an erodibility index (EI) 
greater than 15, as determined by NRCS; acreage within an average of 
100 feet of a stream or other permanent waterbody; acreage on which a 
CRP easement is filed; and acreage on which there exist the following 
practices installed or developed as a result of participation in CRP: 
grass waterways, filter strips, shallow water areas for wildlife, 
bottomland timber established on wetlands, field windbreaks, and 
shelterbelts. Exclusion of these areas will contribute to continued 
prevention of soil erosion and protection of water quality and certain 
wildlife habitat.
    Although CRP participants are not obligated to request early 
release from their contracts, all signatories to the CRP contract must 
agree to the release. Acreage released under this voluntary opportunity 
will not be eligible for subsequent reenrollment. Further, acreage that 
is not eligible for early release may not otherwise be removed from the 
contract.
    Because CRP participants are making planting decisions and wish to 
carry out their plans as early as possible, it is necessary that this 
regulation be effective upon publication. This action must be effective 
immediately to provide participants the opportunity to finalize their 
farming plans.

List of Subjects in 7 CFR Part 704

    Administrative practices and procedures, Base protection, 
Conservation System, Contracts, Environmental indicators, Natural 
resources, and Technical assistance.
    Accordingly, 7 CFR Part 704 is amended as follows:

PART 704--1986-1990 CONSERVATION RESERVE PROGRAM

    1. The authority citation for 7 CFR Part 704 continues to read as 
follows:

    Authority: 15 U.S.C. 714b and 714c; 16 U.S.C. 3801-3847.

    2. Section 704.2 is amended by redesignating paragraphs (a)(12) 
through (a)(24) as (a)(13) through (a)(25), respectively, and adding a 
new paragraph (a)(12) to read as follows:

Sec. 704.2  Definitions.

    (a) * * *
    (12) Erodibility index (EI) means the factor calculated by the 
Natural Resources Conservation Service (NRCS) of the U.S. Department of 
Agriculture which is used to determine the inherent erodibility that a 
soil possesses without management by dividing the potential average 
annual rate of erosion for each soil by the predetermined soil loss 
tolerance (T) value for the soil;
    3. In Sec. 704.20, paragraph (a)(4) is amended by revising the 
first sentence and by adding a new sentence at the end of the paragraph 
to read as follows:

Sec. 704.20   Contract modifications.

    (a) * * *
    (4) Terminate contracts scheduled to expire on September 30, 1996 
prior to the expiration date with an effective date no later than 
September 30, 1996, provided the acreage released, if farmed, is farmed 
under a conservation system as determined by the Natural Resources 
Conservation Service (NRCS) or, if the acreage is to be hayed or 
grazed, an approved haying or grazing plan is developed by the NRCS. * 
* * In addition, for any land for which an early release is sought, the 
land must have an EI of 15 or less.

    Signed at Washington, DC, on March 11, 1996.
Bruce R. Weber,
Acting Administrator, Farm Service Agency.
[FR Doc. 96-6116 Filed 3-14-96; 8:45 am]
BILLING CODE 3410-05-P

Complete official Federal Register PDF

FR Doc. 96-6081 Environmental Considerations/Categorical Exclusions
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Page 10688]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-6081]

=======================================================================
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FEDERAL EMERGENCY MANAGEMENT AGENCY

44 CFR Part 10

RIN 3067-AC41

Environmental Considerations/Categorical Exclusions

AGENCY: Federal Emergency Management Agency (FEMA).

ACTION: Correction of final rule.

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SUMMARY: This document corrects the final rule published on Monday, 
February 5, 1996 (61 FR 4227). The rule relates to environmental 
considerations and exclusions from environmental impact statements or 
assessments.

EFFECTIVE DATE: February 5, 1996.

FOR FURTHER INFORMATION CONTACT: Rick Shivar, Office of Policy and 
Regional Operations, Federal Emergency Management Agency, 500 C Street 
SW., Washington, DC 20472, or telephone (202) 646-3610.

SUPPLEMENTARY INFORMATION: The Federal Emergency Management Agency 
published a final rule on February 5, 1996 that clarified the statutory 
exclusions and revised the categorical exclusions that normally would 
not require an environmental impact statement or environmental 
assessment. As published the final rule omitted the statutory reference 
to section 402 of the Robert T. Stafford Disaster Relief and Emergency 
Assistance Act in revising 44 CFR 10.8(c)(1).
    Accordingly, the final rule published as FR Doc. 96-2087 on 
February 5, 1996 61 FR 4227, is corrected as follows:
    On page 4230, in the third column, Sec. 10.8(c)(1) is corrected to 
read as follows:

Sec. 10.8  Determination of requirement for environmental review.

* * * * *
    (c) * * *
    (1) Action taken or assistance provided under sections 402, 403, 
407, or 502 of the Stafford Act; and
* * * * *
    Dated: March 7, 1996.
Harvey G. Ryland,
Deputy Director.
[FR Doc. 96-6081 Filed 3-14-96; 8:45 am]
BILLING CODE 6718-01-P

Complete official Federal Register PDF

FR Doc. 96-5853 Airworthiness Directives; General Electric Company CF6 Series Turbofan Engines
[Federal Register Volume 61, Number 52 (Friday, March 15, 1996)]
[Rules and Regulations]
[Pages 10672-10673]
From the Federal Register Online via the Government Publishing Office [www.gpo.gov]
[FR Doc No: 96-5853]

=======================================================================
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[[Page 10673]]

DEPARTMENT OF TRANSPORTATION

Federal Aviation Administration

14 CFR Part 39

[Docket No. 94-ANE-41; Amendment 39-9347; AD 95-17-16]

Airworthiness Directives; General Electric Company CF6 Series 
Turbofan Engines

AGENCY: Federal Aviation Administration, DOT.

ACTION: Final rule; correction.

-----------------------------------------------------------------------

SUMMARY: This document makes a correction to Airworthiness Directive 
(AD) 95-17-16 applicable to General Electric Company (GE) CF6-80A 
series turbofan engines that was published in the Federal Register on 
August 20, 1995 (60 FR 46760). A compressor rear frame (CRF) part 
number (P/N) in the compliance section is incorrect. This document 
corrects that P/N. In all other respects, the original document remains 
the same.

DATES: Effective March 15, 1996.

SUPPLEMENTARY INFORMATION: A final rule airworthiness directive 
applicable to General Electric Company (GE) CF6-80A series turbofan 
engines, was published in the Federal Register on August 20, 1995 (60 
FR 46760). The following correction is needed:
    On page 46761, in the second column, in the Compliance Section, in 
paragraph (a), ``7283M77G15'' should read ``9283M77G15.'' Issued in 
Burlington, MA, on February 14, 1996.
Jay J. Pardee,
Manager, Engine and Propeller Directorate, Aircraft Certification 
Service.
[FR Doc. 96-5853 Filed 3-14-96; 8:45 am]
BILLING CODE 4910-13-U

Complete official Federal Register PDF

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