1109002 Informal Interpretation

us-ftc-hsr-informal-interpretations-162dec8467385ff0b6b8678e530e1b1e1109002 Informal InterpretationGuidance

Apri la fonte
Date
Rule
Item 4(d)
Staff
Kathryn Walsh
Response/Comments
You need to include all of those pitch books. The best place to do it is probably in response to 4(d)(ii).

Question

From: (Redacted)
Sent: Thursday, September 08, 201110:50 AM
To: Walsh,Kathryn
Subject: Banker Material

HiKate,

Theclient in my transaction interviewed a number of bankers before selecting thosewith which it would deal. Would the banker pitch books for the bankers who werenot selected be responsive to Item 4? The books may include material that isresponsive from a subject matter basis. Thanks very much. 

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