1509006 Informal Interpretation

us-ftc-hsr-informal-interpretations-3ea1a94b1621402f72710334928231f11509006 Informal InterpretationGuidance

Apri la fonte
Date

Tags:

Rule
803.5(a)
Staff
Nora Whitehead
Response/Comments

Sending an 803.5(a) notice letter via Federal Express with confirmation of receipt is acceptable.

Question

From: Whitehead, Nora
Sent: Friday, October 02, 2015 10:25 AM
To: [Redacted]
Subject: RE: 803.5(a) question

Yes.

Nora Whitehead

(202) 326-3262

Check out the PNO Blog!

From: [Redacted]
Sent: Friday, October 02, 2015 9:21 AM
To: Whitehead, Nora
Subject: 803.5(a) question

Nora --

Does sending an 803.5(a) notice letter to an acquired issuer’s general counsel via Federal Express (or a similar delivery service that provides confirmation of receipt) qualify as delivery via “certified or registered mail” or “hand delivery” for purposes of the 803.5(a) requirement?

Thanks.

[Redacted]

1
From: Whitehead, Nora
Sent: Friday, October 02, 2015 10:25 AM
To: '
Subject: RE: 803.5(a) question
Yes.
Nora Whitehead
(202) 326‐3262
Check out the PNO Blog!
From:
Sent: Friday, October 02, 2015 9:21 AM
To: Whitehead, Nora
Subject: 803.5(a) question
Nora ‐‐
Does sending an 803.5(a) notice letter to an acquired issuer’s general counsel via Federal Express (or a similar delivery
service that provides confirmation of receipt) qualify as delivery via “certified or registered mail” or “hand delivery” for
purposes of the 803.5(a) requirement?
Thanks.

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