File
Original Image File (28.24 KB)
us-ftc-hsr-informal-interpretations-59cae7591899260f0d10af0d3a8c0e92•0603002 Informal Interpretation
0603002 Informal Interpretation
us-ftc-hsr-informal-interpretations-59cae7591899260f0d10af0d3a8c0e920603002 Informal InterpretationGuidance
Date
Rule
Form Item 4(c)
Staff
Michael Verne
Response/Comments
You need only produce 4(c) documents related to the exercise of the option in 2006.
Question
From: (redacted)
Sent: Wednesday,March 08, 2006 5:47 PM
To: Verne,B. Michael
Subject: 4(c)Question
Ourclient has a question as to whether it needs to produce 4(c) documents relatedto a past, related transaction.
In2000, our client acquired 49% of a noncorporate entity and an option topurchase the remaining 51%. The transaction was not reportable at the time, butdocuments with 4(c) subject matter were created to analyze the acquisition.
In2006, our client exercised the option to acquire the remaining 51 % of the noncorporateentity and now must report the transaction. Must our client produce documentswith 4(c) subject matter that were created in 2000 to analyze the 2000transaction?
Continua la tua ricerca in ChatGPT o Claude
Collega Omnilex per cercare nel corpus legale dal tuo assistente IA.