James Yocum, Jr. v. Select Portfolio Servicing Inc, et al.

23-10714Court of Appeals for the Eleventh Circuit8 de fev. de 2024

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[DO NOT PUBLISH]
In the
United States Court of Appeals
For the Eleventh Circuit
____________________
No. 23-10714
Non-Argument Calendar
____________________
JAMES ALBERT YOCUM, JR.,
Plaintiff-Appellant,
versus
SELECT PORTFOLIO SERVICING INC,
MR COOPER,
d.b.a. Nationstar,
SHELLPOINT MORTGAGE SERVICING,
STOREY MOUNTAIN,
Successor in interest to Iberiabank,
Defendants-Appellees.
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2 Opinion of the Court 23-10714
____________________
Appeal from the United States District Court
for the Northern District of Alabama
D.C. Docket No. 2:22-cv-00997-ACA
____________________
Before J ORDAN, L UCK , and L AGOA , Circuit Judges.
PER CURIAM:
James Yocum, proceeding pro se, appeals the district court’s
sua sponte dismissal without prejudice of his complaint against mul-
tiple loan servicers1 to quiet title on his property. On appeal, he
argues that the district court erred by dismissing his complaint for
lack of subject matter jurisdiction because he raised a jurisdictional
federal question, since his title to the property derived from a fed-
eral land patent. For the following reasons, we affirm.
On August 9, 2022, Yocum filed a pro se complaint against
the defendant loan servicers to quiet title on his property. He al-
leged that the district court had federal question jurisdiction be-
cause his property stemmed from a federal land patent issued in
1858, although Yocum acknowledged that he did not acquire the
property until 1996. On October 19, 2022, the defendant loan ser-
vicers filed a motion to dismiss for failure to state a claim and on
grounds of res judicata. On December 2, 2022, the district court
1 The defendant loan servicers are Select Portfolio Servicing Inc., Shellpoint
Mortgage Servicing, Nationstar, and Storey Moutain.
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23-10714 Opinion of the Court 3
entered an order to show cause directing Yocum to show why the
court should not dismiss the case for lack of subject matter jurisdic-
tion. After Yocum failed to respond, the district court dismissed
the complaint without prejudice. Yocum then moved to reopen
his case under Federal Rule of Civil Procedure 60(b), and the court
granted his motion, ordering him to file a response to the court’s
order to show cause.
On February 16, 2023, Yocum filed a response arguing that
the court had federal question jurisdiction because his property was
granted via a federal land patent. The next day, the district court
entered an order of final dismissal. The court found that it lacked
subject matter jurisdiction over the claims because “[t]he existence
of a land patent does not confer the owner with federal jurisdiction
over all quiet title claims relating to that property in perpetuity.”
This timely appeal followed.
“We review de novo a district court’s dismissal for lack of sub-
ject matter jurisdiction.” Campbell v. Air Jam. Ltd., 760 F.3d 1165,
1168 (11th Cir. 2014). “Federal courts have an obligation to exam-
ine sua sponte their own jurisdiction over a case, notwithstanding
the contentions of the parties.” DeRoy v. Carnival Corp., 963 F.3d
1302, 1311 (11th Cir. 2020). If at any time the district court deter-
mines that it lacks subject matter jurisdiction, the court must dis-
miss the action. Fed. R. Civ. P. 12(h)(3).
“The plaintiff bears the burden of affirmatively asserting
facts that show the existence of jurisdiction and including ‘a short
and plain statement in his complaint of the grounds upon which
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4 Opinion of the Court 23-10714
the court’s jurisdiction depends.’” DeRoy, 963 F.3d at 1311 (quoting
Taylor v. Appleton, 30 F.3d 1365, 1367 (11th Cir. 1994)); Fed. R. Civ.
P. 8(a). “[I]t is the facts and substance of the claims alleged, not the
jurisdictional labels attached, that ultimately determine whether a
court can hear a claim.” DeRoy, 963 F.3d at 1311. Though pro se
pleadings are held to a less stringent standard than pleadings
drafted by attorneys and will be liberally construed, a court may
not serve as de facto counsel for a party or rewrite an otherwise de-
ficient pleading in order to sustain an action. Campbell, 760 F.3d at
1168–69.
District courts have original jurisdiction of all civil actions
arising under the Constitution, laws, or treaties of the United
States. 28 U.S.C. § 1331. “The determination of whether federal
question jurisdiction exists must be made on the face of the plain-
tiff’s well-pleaded complaint.” Pacheco de Perez v. AT&T Co., 139
F.3d 1368, 1373 (11th Cir. 1998). However, even a claim that arises
under federal law may be dismissed for lack of subject matter juris-
diction if: (1) “the alleged claim under the Constitution or federal
statutes clearly appears to be immaterial and made solely for the
purpose of obtaining jurisdiction”; or (2) “such a claim is wholly
insubstantial and frivolous.” Blue Cross & Blue Shield of Ala. v. Sand-
ers, 138 F.3d 1347, 1352 (11th Cir. 1998) (quoting Bell v. Hood, 327
U.S. 678, 682–83 (1946)). A claim is wholly insubstantial and frivo-
lous only “if the claim ‘has no plausible foundation, or if the court
concludes that a prior Supreme Court decision clearly forecloses
the claim.’” Id. (quoting Barnett v. Bailey, 956 F.2d 1036, 1041 (11th
Cir. 1992)).
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23-10714 Opinion of the Court 5
The Supreme Court has held that “[o]nce [a federal land] pa-
tent issues, the incidents of ownership are, for the most part, mat-
ters of local property law to be vindicated in local courts, and in
such situations, it is normally insufficient for ‘arising under’ juris-
diction merely to allege that ownership or possession is claimed
under a United States patent.” Oneida Indian Nation of N.Y. State v.
Oneida County, 414 U.S. 661, 676–77 (1974) (quoting Joy v. City of St.
Louis, 201 U.S. 332, 342–43 (1906)). Though federal courts will con-
strue the grants of the general government without reference to
the rules of construction adopted by the states for their grants,
whatever incidents or rights attach to the ownership of property
conveyed by the government will be determined by the states, sub-
ject to the condition that their rules do not impair the efficacy of
the grants or the use and enjoyment of the property by the grantee.
Id.
For example, in Burat’s Heirs v. Board of Levee Commissioners,
496 F.2d 1336 (5th Cir. 1974),2 the plaintiffs sought to establish title
to four sections of land in Louisiana and brought suit in federal
court. Id. at 1337. The former Fifth Circuit held that the plaintiffs’
allegations that their title to the lands derived from a United States
patent did not give the district court federal question jurisdiction
over the case. See id. at 1337–39. The Fifth Circuit, citing the Su-
preme Court’s decision in Oneida, recognized that it had “become
2 In Bonner v. City of Prichard, 661 F.2d 1206, 1209 (11th Cir. 1981) (en banc), we
adopted as binding precedent all decisions of the former Fifth Circuit issued
prior to October 1, 1981.
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6 Opinion of the Court 23-10714
a settled principle of law that a jurisdictional federal question is not
raised merely because title to land devolves from a patent . . . or
under an act of Congress.” Id. at 1339. The court also explained
that “questions as to the title and rights to land within a state are of
primary concern to that state and are not the customary business
of federal courts.” Id. at 1338.
District courts also have subject matter jurisdiction over
civil actions between citizens of different states, or between citizens
of a state and citizens of a foreign country, where the amount in
controversy exceeds $75,000. 28 U.S.C. § 1332(a). When a plaintiff
files suit in federal court and invokes federal jurisdiction based
upon diversity, the allegations in the complaint must include the
citizenship of each party, so that the court is satisfied that no plain-
tiff is a citizen of the same state as any defendant. See Travaglio v.
Am. Express Co., 735 F.3d 1266, 1268 (11th Cir. 2013).
Here, the district court did not err by sua sponte dismissing
Yocum’s complaint because the court lacked subject matter juris-
diction over his claim. See Fed. R. Civ. P. 12(h)(3); DeRoy, 963 F.3d
at 1311; Pacheco de Perez, 139 F.3d at 1373. It is a settled principle
that a jurisdictional federal question is not raised merely because
title to land devolves from a federal patent, and thus, the district
court lacked federal question jurisdiction over his claim. See Sand-
ers, 138 F.3d at 1352; Oneida, 414 U.S. at 676–77; Burat’s Heirs, 496
F.2d at 1337–39. Additionally, as the district court noted, Yocum’s
complaint failed to include any allegations regarding the parties’
citizenships or the amount in controversy. Thus, there are no
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23-10714 Opinion of the Court 7
allegations in Yocum’s complaint to support a finding that diversity
jurisdiction existed. See § 1332; Travaglio, 735 F.3d at 1268.
Accordingly, the district court correctly dismissed the com-
plaint for lack of subject matter jurisdiction. We therefore affirm
its order dismissing Yocum’s complaint.
AFFIRMED.
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