United States of America v. Jonathan Smith

23-1272Court of Appeals for the Seventh Circuit23 de jul. de 2024

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In the
United States Court of Appeals
For the Seventh Circuit
____________________
No. 23-1272
U NITED S TATES OF A MERICA,
Plaintiff-Appellee,
v.
JONATHAN S MITH ,
Defendant-Appellant.
____________________
Appeal from the United States District Court for the
Central District of Illinois.
No. 3:19-cr-30048 — Sue E. Myerscough, Judge.
____________________
A RGUED F EBRUARY 21, 2024 — DECIDED J ULY 23, 2024
____________________
Before EASTERBROOK, BRENNAN , and K IRSCH , Circuit
Judges.
BRENNAN , Circuit Judge. Jonathan Smith pleaded guilty in
federal court to one count of distributing methamphetamine.
At sentencing, the district court applied two recidivist en-
hancements. Both required a prior conviction for a crime of
violence, and the court found that his 2008 conviction for ag-
gravated robbery in Illinois qualified. On appeal, Smith ar-
gues this prior conviction is not a predicate because Illinois

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2 No. 23-1272
did not require the intentional use of force to sustain a convic-
tion.
I.
In August 2022, Jonathan Smith pleaded guilty in federal
court to one count of distributing five or more grams of meth-
amphetamine. Smith has committed two other offenses for
which he was sentenced to more than a year of prison, includ-
ing a 2008 conviction for aggravated robbery in Illinois.
The probation department in the presentence investiga-
tion report recommended that the district court apply two
different enhancements1, treating the aggravated robbery
conviction as a predicate offense for both. First, as a “crime of
violence,” it (along with a second prior felony) made Smith a
career offender under U.S.S.G. § 4B1.1(a). Second, as a “seri-
ous violent felony,” it raised the penalty for his methamphet-
amine distribution conviction to a ten-year mandatory mini-
mum under 21 U.S.C. § 841(b)(1)(B).
Smith objected to both enhancements. He argued that Illi-
nois has upheld convictions for aggravated robbery even
when the defendant did not use intentional force. And Borden
v. United States held that a crime that could be committed with
recklessness cannot be an offense requiring the “use … of
physical force against the person of another.” 593 U.S. 420, 426
(2021) (omission in original) (quoting 18 U.S.C.
§ 924(e)(2)(B)(i)); id. at 445. So, Smith asserted his prior aggra-
vated robbery conviction must be a categorical mismatch with
1 The district court applied a statutory sentencing adjustment and
classified Smith as a recidivist under a Sentencing Guidelines provision.
In this opinion, “enhancement” refers to both.

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No. 23-1272 3
the enhancements’ definitions and thus that those enhance-
ments could not apply.
The district court disagreed, recognizing that this court
has already held that a conviction for aggravated robbery in
Illinois requires the “‘use, attempted use, or threatened use of
physical force against the person of another.’” See United
States v. Chagoya-Morales, 859 F.3d 411, 422 (7th Cir. 2017) (em-
phasis added) (quoting U.S.S.G. § 2L1.2(b)(1), cmt. n.1(B)(iii)).
Chagoya-Morales was decided before Borden, so the district
court followed Chagoya-Morales and left reconsideration of it
in light of Borden to us. The court sentenced Smith to 120-
months’ imprisonment. Smith appeals.
II.
Smith argues the district court should not have applied the
sentence enhancements because his prior Illinois offense for
aggravated robbery is not a predicate offense supporting
those enhancements. This summons the categorical approach.
See United States v. States, 72 F.4th 778, 783 (7th Cir. 2023); Elion
v. United States, 76 F.4th 620, 625–26 (7th Cir. 2023). To be sure
that Smith’s prior offense qualifies as a predicate offense for
the sentence enhancements, we must determine whether the
enhancements’ definitions of serious violent felony and crime
of violence are “broad enough to encompass the elements of
[Smith’s] statute[] of conviction.” Elion, 76 F.4th at 625; see also
United States v. Liestman, 97 F.4th 1054, 1056 (7th Cir. 2024) (en
banc) (discussing purpose of categorical approach). This court
reviews a district court’s application of the categorical ap-
proach de novo. States, 72 F.4th at 783.
We look first to the crime of conviction. The district court
used Smith’s Illinois aggravated robbery conviction as the

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4 No. 23-1272
predicate offense to satisfy the enhancements. When Smith
was convicted of that crime, the statute “set[] out one or more
elements of the offense in the alternative,” meaning that there
were multiple ways a defendant could be convicted of that
crime under different subsections of the statute. 720 I LL.
C OMP . STAT. 5/18-5 (2008); Descamps v. United States, 570 U.S.
254, 257 (2013). The government and Smith agree that Smith
was convicted under subsection (a) of the Illinois aggravated
robbery statute, so that is the subsection on which we will fo-
cus. That subsection provided:
A person commits aggravated robbery when he
or she takes property from the person or pres-
ence of another by the use of force or by threat-
ening the imminent use of force while indicat-
ing verbally or by his or her actions to the victim
that he or she is presently armed with a firearm
or other dangerous weapon, including a knife,
club, ax, or bludgeon. This offense shall be ap-
plicable even though it is later determined that
he or she had no firearm or other dangerous
weapon, including a knife, club, ax, or bludg-
eon, in his or her possession when he or she
committed the robbery.
720 I LL. C OMP . STAT. 5/18-5(a) (2008).
Knowing how the crime used as the predicate offense was
defined, we now see if the enhancements’ definitions of seri-
ous violent felony and crime of violence “are broad enough to
encompass the elements” of this crime. Elion, 76 F.4th at 625.
Even though the enhancements are from different sources—
one is from the Sentencing Guidelines and one is statutory—
their scope is the same: they cover any federal or state felony

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No. 23-1272 5
“that has as an element the use, attempted use, or threatened
use of physical force against the person of another.” U.S.S.G.
§ 4B1.2(a), (a)(1); 18 U.S.C. § 3559(c)(2)(F)(ii) (same).
Thus, we must answer a question—does Illinois aggra-
vated robbery “always require[] the [prosecutor] to prove—
beyond a reasonable doubt, as an element of its case—the use,
attempted use, or threatened use of force” against the person
of another. United States v. Taylor, 596 U.S. 845, 850 (2022). This
court has already held that a conviction under section 5/18-
5(a) requires the use of force against the person of another.
Chagoya-Morales, 859 F.3d at 422. But that case was decided
before Borden, which added one piece to the categorical ap-
proach. Because the use of force necessarily demands the “ac-
tive employment of force against another person,” Borden ex-
plains, “[o]ffenses with a mens rea of recklessness do not
qualify as violent felonies … .” 593 U.S. at 445 (emphasis omit-
ted).
Smith argues that under Borden, his Illinois aggravated
robbery conviction criminalizes a broader range of conduct
than that encompassed in the federal elements clause. This is
because, he contends, Illinois criminalized reckless aggravated
robberies in 2008, which Borden says cannot be violent felony
predicates.
III.
Now, we can turn to the central question—when Smith
was convicted in 2008, would Illinois have upheld a convic-
tion for aggravated robbery even if the defendant acted reck-
lessly?
In Illinois, “the gist of the offense of robbery is the force or
fear of violence directed at the victim in order to deprive him

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6 No. 23-1272
of his property.” People v. Dennis, 692 N.E.2d 325, 334 (Ill.
1998). “[T]he necessary force or threat of force must be used
as a means of taking the property from the victim.” People v.
Lewis, 651 N.E.2d 72, 88 (Ill. 1995); cf. People v. Strickland, 609
N.E.2d 1366, 1382 (Ill. 1992) (force with the purpose of robbing
not necessary, but “[t]his is not to say … that no concurrence
between the force and the taking is required”).
This fits neatly within Borden. That case says a conviction
is not a crime of violence if the accused could have been
convicted even though his use of force was “not directed or
targeted at another.” Borden, 593 U.S. at 443. The “conscious
object” of the accused’s forceful action must be “the person of
another.” Id. (quotation omitted). Reckless behavior, on the
other hand, is when the accused “pay[s] insufficient attention
to the potential application of force,” meaning “his conduct is
not opposed to or directed at another.” Id. at 432.
It is hard to imagine how a defendant could “pay insuffi-
cient attention to the potential application of force” and yet
direct that force at his victim. Borden, 593 U.S. at 432. We puz-
zled over that question last year in United States v. Brown, a
post-Borden case evaluating a prior Illinois conviction for ve-
hicular hijacking. 74 F.4th 527 (7th Cir. 2023); see also United
States v. Bragg, 44 F.4th 1067, 1070 (8th Cir. 2022) (post-Borden
categorical approach case holding Illinois armed robbery re-
quires more-than-reckless conduct). The vehicular hijacking
statute in Brown also required a taking “by the use of force.”
74 F.4th at 530 (quotation omitted). With the aid of the same
Illinois Supreme Court cases quoted above, in Brown we held
that this statute required a taking with a state of mind greater
than recklessness. Id. at 531.

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No. 23-1272 7
Based on the Illinois Supreme Court’s view of robbery and
Borden’s interpretation of “use of force,” we hold that the en-
hancements’ definitions are “broad enough to encompass the
elements of [Smith’s] statute[] of conviction.” Elion, 76 F.4th
at 625.
Smith offers three counterarguments. First, he says Illinois
has affirmed robbery convictions where the defendant’s force
was not intentional. Second, he contends Illinois’s denial of a
voluntary intoxication defense to defendants charged with
aggravated robbery indicates unintentional force would be
sufficient to convict them. Third, he points to a provision of
the Illinois criminal code providing recklessness as the mens
rea when a statute does not specify one (as in the aggravated
robbery statute).
First, according to Smith, Illinois has affirmed robbery
convictions where the defendant used force concurrently
with the taking but unintentionally. Consider this hypothet-
ical: One person reaches across another and snatches a wallet,
but then loses his balance and falls into the victim. There is
force—the collision—and a taking. Has this thief become a
robber?
Smith says “yes” and cites three cases. In the first, People v.
Lewis (a different Lewis than the 1995 case referenced earlier),
the Illinois Appellate Court upheld a robbery conviction
where the defendant grabbed the victim’s money from a
counter in front of the victim, a struggle ensued, and, when
the defendant stooped down, the victim fell over him. The de-
fendant then fled. 673 N.E.2d 1105, 1107 (Ill. App. 1996).
To Smith, Lewis is a case of reckless force: The defendant,
paying insufficient attention to his surroundings, recklessly

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8 No. 23-1272
collided with the victim. The court could sustain the convic-
tion, Smith says, because there was some force present. As the
dissenting judge put it, there was “no force … assertively de-
ployed by the defendant in his attempt to take the victim’s
property.” Id. at 1109 (Gordon, J., dissenting).
Per Smith, though the judges in Lewis disagreed about the
target of Lewis’s force—to effectuate the robbery, id. at 1107,
or to escape the victim’s grasp, id. at 1109 (Gordon, J., dissent-
ing)—all concluded that “the defendant recklessly made
contact with the victim.” But the majority in Lewis saw the de-
fendant’s force as part of “a struggle to retain the money.” Id.
at 1107. Smith does not explain how this could be reckless.
The other two cases Smith cites do not help him either. In
the second, People v. Hollingsworth, the Appellate Court of Illi-
nois upheld a conviction for robbery where a gun became vis-
ible to the victim as the defendant leaned forward to grab
some money off the victim’s desk. 457 N.E.2d 1062, 1063 (Ill.
App. 1983). The same court also upheld an armed robbery
conviction in the third case, People v. Bradford, 397 N.E.2d 863
(Ill. App. 1979). There, two defendants handed a cashier a
note reading, “Put all the money in the cash drawer in a bag.”
Id. at 865. Then, when the cashier looked up, one defendant
moved his hand into a camera bag he was carrying. Id.
In neither case, Smith says, did the defendants “know-
ingly … or intentional[ly]” use force, meaning the force must
have been “inadvertent.” But those courts do not mention the
defendant’s mental state. Hollingsworth and Bradford instead
address what magnitude of force completes a robbery, which
tells us nothing about where it must be oriented. See Hol-
lingsworth, 457 N.E.2d at 1064 (holding a victim’s “impression

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No. 23-1272 9
that the defendant was armed” is enough); Bradford, 937
N.E.2d at 867 (holding a “menacing gesture” is enough).
Second, Smith directs us to the absence of a voluntary in-
toxication defense for robbery. Voluntary intoxication cannot
negate a reckless mental state. Because a voluntary intoxica-
tion defense is not available for robbery, he explains, a de-
fendant could be convicted of robbery despite using reckless
force.
But a voluntary intoxication defense is unavailable for rob-
bery because it is a crime of general intent. People v. Rosas, 429
N.E.2d 898, 900–01 (Ill. App. 1981) (“We believe that there is a
distinction between general and specific intent offenses and
voluntary intoxication may be a defense to the latter but not
the former.”). And Illinois’s lack of a specific intent require-
ment does not tell us anything about whether the use of force
in robbery must be directed at the taking.
If Illinois robbery had a specific intent requirement, pros-
ecutors would have to prove a defendant “form[ed] the … in-
tent to commit the offense of … robbery” to win a conviction.
People v. White, 365 N.E.2d 337, 343 (Ill. 1977) (considering
armed robbery). The general intent “only require[s] that the
prohibited result be reasonably expected to flow from the ac-
cused’s voluntary act,” meaning a prosecutor does not have
to prove that a defendant in a general intent offense “intended
to commit the stated offense.” People v. Grayer, 2023 IL 128871,
at *4 (Ill. Dec. 29, 2023); WAYNE R. LAF AVE, 1 SUBST. C RIM . L.
§ 5.2(e) (3d ed.) (a general intent offense does not have a “spe-
cial mental element which is required above and beyond any
mental state required with respect to the actus reus of the
crime”).

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10 No. 23-1272
So, “no intent need be charged” in an Illinois robbery case
because “the taking by force or threat of force is the gist of the
offense.” People v. Banks, 388 N.E.2d 1244, 1248 (Ill. 1979). In-
deed, Illinois courts have not had trouble demanding a spe-
cific showing of intent for other elements of the crime of rob-
bery. In People v. Jones, for example, the Illinois Supreme Court
explained that “common sense dictates that the perpetrator
either intends to deprive the owner permanently of the use or
benefit of the property” or knowingly treats the property as
though he is permanently depriving the owner of it. 595
N.E.2d 1071, 1075 (Ill. 1992) (cleaned up). Robbery’s lack of a
specific intent element need not impact its other elements.
Smith’s voluntary intoxication defense argument returns
us to the beginning. Illinois may not require a defendant to
intend to commit robbery, but it still demands that his force
be directed at the taking.
Third, Smith points to 720 I LL. C OMP . STAT. 5/4-3(b), which
supplies any mens rea other than recklessness when a crimi-
nal statute does not specify one. Indeed, the 2008 version of
the aggravated robbery statute is silent as to intent. See 720
I LL. C OMP . STAT. 5/18-5(a) (2008). And the catchall provision
explicitly includes recklessness: “If the statute does not pre-
scribe a particular mental state applicable to an element of an
offense,” then “any mental state defined in Sections 4-4 [in-
tent], 4-5 [knowledge], or 4-6 [recklessness] is applicable.” 720
I LL. C OMP . STAT. 5/4-3(b). Smith argues this provision compels

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No. 23-1272 11
the conclusion that recklessness is enough to sustain a rob-
bery conviction.2
But there is another explanation. In Brown, “we [were] un-
able to read [Section] 4-3(b) to mean that the mere absence of
an express mens rea element inevitably leads to the conclu-
sion that an offense may be committed recklessly.” Brown, 74
F.4th at 533 (emphasis omitted). Rather than a silver bullet
vanquishing all enhancements based on Illinois crimes with-
out mens reas, Section 4-3(b) is a “constitutional savings
clause,” which prevents convictions based on negligence, ig-
norance, or mistake. Id. at 533; see also id. at 532–33 (consider-
ing Illinois Supreme Court cases).
The pattern jury instructions for aggravated robbery,
which list certain mental states also contained in the catchall
provision, thus cannot help Smith any more than the catchall
itself can. “Illinois pattern jury instructions are used only
when they accurately state the law.” People v. Peete, 743 N.E.2d
689, 695 (Ill. App. Ct. 2001). In Peete, when the instructions did
not accurately state the law, they did “not affect [the court’s]
analysis.” Id. We see no reason to think the pattern instruction
has a legal consequence the catchall provision lacks.
IV.
When Smith was convicted of aggravated robbery in Illi-
nois, the state had to prove “the use, attempted use, or threat-
ened use of force.” Taylor, 596 U.S. at 850. A defendant who
“pa[id] insufficient attention to the potential application of
force” to effectuate a taking would not have been convicted of
2 This court has grappled with similar arguments in the plain error
context. See, e.g., United States v. Carr, ___ F.4th ___ No. 22-1245, 2024 WL
3324727, at *5 (7th Cir. July 8, 2024).

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12 No. 23-1272
that crime. Borden, 593 U.S. at 432. Thus, that conviction qual-
ifies as a “serious violent felony” subject to the statutory en-
hancement in 21 U.S.C. § 841(b)(1)(B), as well as a “crime of
violence” subject to the career-offender Guideline classifica-
tion in U.S.S.G. § 4B1.1(a).
The district court did not err by applying these enhance-
ments, so we A FFIRM .

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