2024001746•EEOC Appeal 2024001746
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Sector P.O. Box 77960 Washington, DC 20013 Fletcher E.,1 Complainant, v. Markwayne Mullin, Secretary, Department of Homeland Security (Immigration and Customs Enforcement), Agency. Appeal No. 2024001746 Hearing No. 550-2023-00161X Agency No. HS-ICE-02069-2022 DECISION On January 10, 2024, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s December 19, 2023, final order concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Section 501 of the Rehabilitation Act of 1973 (Rehabilitation Act), as amended, 29 U.S.C. § 791 et seq. For the following reasons, the Commission AFFIRMS the Agency’s final order. At the time of events giving rise to this complaint, Complainant was a GL-1801-7 Deportation Officer (Trainee) who was assigned to the Agency’s San Francisco, California Field Office and was enrolled in the Basic Immigration Enforcement 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2024001746 2 Training Program (BIETP) at the Federal Law Enforcement Training Center (FLETC) in Glynco, Georgia. On June 28, 2022, Complainant filed a formal complaint alleging that the Agency discriminated against him on the basis of disability (perceived) when: 1. On May 12, 2022, Complainant’s Acting Unit Chief: a. accused him of making false statements, failing to follow directives and/or policies, demonstrating a lack of integrity, and knowingly endangering others; and b. denied him the opportunity to explain that the accusations were the result of misinformation he had received from the FLETC medical unit. 2. On May 13, 2022, Complainant: a. resigned in lieu of termination following dismissal from FLETC; and b. was informed that he was ineligible to attend a future Enforcement Removal Operations (ERO) Basic Training Program, leading to his being ineligible for employment as an ERO law enforcement officer. Complainant identified his perceived disability as Covid-19. Complainant stated that he did not experience any limitations in his personal life or any work-related restrictions as a result of Covid-19. Report of Investigation (ROI) at 84. On May 9, 2022, Complainant reported to the FLETC Health Unit for symptoms including a hoarse voice, and a Health Unit Nurse placed him in quarantine in an isolation dorm room based on his symptoms. The record contains a FLETC Health Unit Isolation Information handout, which stated that FLETC personnel would contact Complainant with the results of his Covid-19 test and that Complainant would need to report to the Health Unit for assessment in order to be cleared to return to training. The Health Unit informed Complainant’s instructors that he was restricted from training and had been placed in isolation for five days. According to Complainant, on the morning May 10, 2022, he called the Health Unit to ask about his test results and was told they were negative. Complainant was unable to identify the person from the Health Unit he spoke with, but he provided phone records, which show a 25-second outgoing call at 7 a.m. on May 10, 2022.
2024001746 3 Complainant subsequently left isolation and reported to training. An instructor notified the Course Developer that Complainant reported to class despite being placed in isolation the day earlier. According to the Course Developer, Complainant stated that he had been verbally cleared to return to training, but the Health Unit stated that Complainant had not been cleared to return to training and should return to his isolation room. At 12:57 p.m. on May 10, 2022, an outside laboratory reported that Complainant’s May 9, 2022, Covid-19 test was positive. ROI at 106. Complainant provided management with a memorandum, which stated that he participated in training on May 10, 2022, after the Health Unit informed him that his test results were negative. ROI at 337. Complainant stated, “I have learned from this experience to always request physical documentation as proof, so that such miscommunication will not occur.” Id. On May 10, 2022, the Course Developer issued Complainant a Student Conduct Reporting Form for unacceptable conduct. The Course Developer stated that Complainant failed to provide honest and complete information when he told staff that he had been medically cleared to leave isolation, displaying a lack of candor. According to the Course Developer, Complainant willingly withheld or concealed information with the potential to compromise the health and welfare of others. On May 11, 2022, the Health Unit called Complainant to monitor his symptoms. Based on Complainant’s reported symptoms, he was directed to report to the Health Unit on May 12, 2022, for possible clearance to return to training. On May 12, 2022, the Health Unit cleared Complainant to resume training. The Course Developer directed Complainant to remain in his dorm pending further instruction. On May 12, 2022, the Acting Unit Chief issued Complainant a memorandum notifying him that he was being removed from the BIETP for unsatisfactory conduct. The memo noted that, on February 16, 2022, and March 16, 2022, he was verbally counseled for failure to follow instructions and violations of policy and procedure and that, on March 24, 2022, and April 14, 2022, he received student conduct reports for failing to follow instructions and violating policy and procedure. The Acting Unit Chief stated that, on May 10, 2022, Complainant violated policy and procedure, failed to follow instruction, demonstrated a lack of integrity and candor, and put the health and safety of others at risk. According to the Acting Unit Chief, a student who failed to meet the conduct standards of the BIETP was ineligible for employment as an ERO law enforcement officer.
2024001746 4 The memorandum concluded by stating that, unless other arrangements were made, Complainant was directed to return to his official duty station on May 16, 2022. Complainant averred that he was not provided the opportunity to explain himself, and he flew back to San Francisco on the evening of May 12, 2022. On May 13, 2022, Complainant reported to the San Francisco Field Office. On May 13, 2022, the Acting Deputy Field Office Director informed Complainant that the Acting Field Office Director had decided not to consider him for a lateral reassignment to a non-law enforcement position and that he could choose to voluntarily resign by the close of business on May 17, 2022. According to the Acting Deputy Field Office Director, if Complainant chose not to resign, the ERO Training Division Deputy Assistant Director would notify him of the Agency’s intent regarding his termination from the BIETP due to unsatisfactory performance or conduct. On May 13, 2022, Complainant submitted a memorandum to the Acting Field Office Director, tendering his resignation. Complainant stated that he resigned because he believed a termination for misconduct would likely disqualify him from future employment with a law enforcement agency. The Agency notified Complainant that it had not timely completed the investigation within the time period set forth in 29 C.F.R. § 1614.108 and provided notice of his right to request a hearing before an EEOC Administrative Judge (AJ). Complainant timely requested a hearing before an AJ. The EEOC Hearings Unit ordered the Agency to submit a copy of the investigative file by March 3, 2023. On March 3, 2023, the Hearings Unit issued a Notice of Intent to Sanction, ordering the Agency to upload the complaint file and a written response justifying its failure to abide by the regulations. On March 3, 2023, the Deputy Chief of the Agency’s Complaints and Resolution Division provided an affidavit explaining the circumstances that led to the delay in completing the investigation of Complainant’s complaint. On July 17, 2023, the Agency provided a completed copy of the report of investigation. On September 6, 2023, the AJ issued a Notice of Intent to Issue Summary Judgment. The AJ stated that the record contained insufficient evidence to establish that Complainant was “regarded as” disabled under the Rehabilitation Act.
2024001746 5 While Agency officials stated that they were aware that Complainant tested positive for Covid-19 and was subject to quarantine, the AJ observed that none of the officials stated that they perceived Complainant as having a physical or mental impairment that substantially limited a major life activity and that the record corroborative evidence for Complainant’s assertion that the Agency regarded him as disabled. Because disability was the sole basis alleged, the AJ found that the complaint was subject to dismissal. The Notice of Intent informed the parties that, unless a party demonstrated the existence of a genuine issue of material fact or credibility, no hearing would be held. Both parties filed responses to the Notice of Intent. The AJ subsequently issued a decision by summary judgment in favor of the Agency, finding no discrimination. The Agency subsequently issued a final order fully implementing the AJ’s finding that Complainant failed to prove that the Agency subjected him to discrimination as alleged. The instant appeal followed. On appeal, Complainant argues, among other things, that the AJ improperly relied on the Agency’s untimely and incomplete investigation in issuing a decision by summary judgment. According to Complainant, this inappropriately shifted the burden of proof from the Agency to Complainant. We will address Complainant’s arguments below. The Agency argues, in pertinent part, that its final order should be affirmed. As this is an appeal from a decision issued without a hearing, the Agency’s decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”); see also EEO MD-110, at Chap. 9, § VI.B. (Aug. 5, 2015) (providing that an administrative judge’s determination to issue a decision without a hearing, and the decision itself, will both be reviewed de novo).
2024001746 6 Administrative Judges have full responsibility for the adjudication of the complaint, including overseeing the development of the record, and have broad discretion in the conduct of hearings. 29 C.F.R. § 1614.109(a), (e). This gives an AJ wide latitude in directing the terms, conduct, or course of EEO administrative hearings. EEO MD-110 at Chapter 7, § III.D; Chere S. v. Gen. Serv. Admin., EEOC Appeal No. 0720180012 (Nov. 30, 2018) (citations omitted). Accordingly, such determinations by the AJ are reviewed based on an abuse of discretion standard. We find that Complainant has not shown that the AJ abused their discretion in declining to sanction the Agency for its untimely completion of the investigation.2 The Commission’s regulations allow an AJ to grant summary judgment when they find that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-49 (1986). A fact is “material” if it has the potential to affect the outcome of the case. Id. When considering summary judgment, facts and inferences must be viewed in the light most favorable to the non-moving party. See Ricci v. DeStefano, 557 U.S. 557, 586 (2009). To successfully oppose a decision by summary judgment, a complainant must identify, with specificity, facts in dispute either within the record or by producing further supporting evidence and must further establish that such facts are material under applicable law. 29 C.F.R. § 1614.109(g)(2); Celotex, 477 U.S. at 322-24; see also EEO MD-110, at Chap. 7, § III.E. Such a dispute would indicate that a hearing is necessary to produce evidence to support a finding that the Agency was motivated by discriminatory animus. Here, however, Complainant has failed to establish such a dispute. 2 To the extent that Complainant objects to the Agency’s argument that he did not establish that he was prejudiced by the delay in completing the investigation, we note that the prejudicial effect of noncompliance on the opposing party is one of the factors pertinent to determining whether a sanction is warranted or tailoring a sanction. See Chere S., EEOC Appeal No. 0720180012.
2024001746 7 On appeal, Complainant challenges the completeness of the report of investigation but does not specifically identify what is missing from the record or explain how this information would establish a genuine issue of material fact. Upon review, we find that the investigation was adequate and that the record is sufficiently thorough for the finder of fact to address the ultimate issue of whether discrimination occurred. Although Complainant argues that the AJ improperly shifted the burden from the Agency to him, we note that Complainant does have the burden of proof at this stage to identify a genuine issue of material fact or credibility. The AJ found that Complainant could not establish that he was “regarded as” disabled. We will assume, for the purposes of summary judgment, that Complainant was regarded as disabled within the meaning of the Rehabilitation Act based on his positive Covid-19 test and that he could establish a prima facie case of discrimination. The Agency provided legitimate, nondiscriminatory reasons for removing him from the BIETP, so the burden shifts to Complainant to establish a genuine issue of material fact concerning pretext. Although Complainant asserts that he never received the FLETC Health Unit Isolation Information handout and therefore did not fail to follow any directives or policies, it is undisputed that Complainant left quarantine and returned to training without clearance. Complainant stated that, on the morning of May 10, 2022, the Health Unit informed him that his test results were negative, but the record shows that the lab received Complainant’s Covid-19 test at 10:27 a.m. on May 10, 2022, and did not release the results of his Covid-19 test until 12:57 p.m. on May 10, 2022. ROI at 106. It is also undisputed that Complainant had been counseled on February 26, 2022, and March 16, 2022, and was issued Student Conduct Reporting Forms on March 24, 2022, and April 14, 2022, for unacceptable conduct. ROI at 230-33. On March 16, 2022, Complainant was verbally counseled for not digitally submitting a medical clearance form to his class coordinator as instructed. ROI at 231. Even viewing the evidence in the light most favorable to Complainant and drawing all justifiable inferences, we find that a reasonable finder of fact could not conclude that Complainant established pretext for discrimination based on perceived disability or that he established that he was subjected to harassment based on perceived disability. Because Complainant cannot show that the Agency’s actions leading up to his resignation were discriminatory, he cannot establish that he was constructively discharged as alleged.
2024001746 8 Having thoroughly reviewed the record, and construing any inferences raised by the undisputed facts in favor of Complainant, we find that a reasonable factfinder could not find in Complainant’s favor. Upon careful review of the AJ’s decision and the evidence of record, as well as the parties’ arguments on appeal, including those not specifically referenced herein, we conclude that the AJ correctly determined that the preponderance of the evidence did not establish that Complainant was discriminated against by the Agency as alleged. Accordingly, we AFFIRM the Agency’s final order implementing the AJ’s decision. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M1125) The Commission may, in its discretion, reconsider this appellate decision if Complainant or the Agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Sector (OFS) within thirty (30) calendar days of receipt of this decision. If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit their request for reconsideration, and any statement or brief in support of their request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx.
2024001746 9 Alternatively, Complainant can submit their request and arguments to the Director, Office of Federal Sector, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, a complainant’s request to reconsider shall be deemed timely filed if OFS receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless Complainant files their request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(f). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0124) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by their full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs.
2024001746 10 Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: T. Gimbrere Teresa Gimbrere’s signature T. Gimbrere, Acting Director Office of Federal Sector September 14, 2026 Date
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