2019005213•EEOC Appeal 2019005213
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U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Operations P.O. Box 77960 Washington, DC 20013 Erik S.,1 Complainant, v. David Bernhardt, Secretary, Department of the Interior (National Park Service), Agency. Appeal No. 2019005213 Hearing No. 570-2017-00504X Agency No. DOI-NPS-16-0259 DECISION Complainant appeals to the Equal Employment Opportunity Commission (EEOC or Commission) from the Agency’s final order dated June 19, 2019, finding no discrimination regarding his complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. and the Age Discrimination in Employment Act of 1967 (ADEA), as amended, 29 U.S.C. § 621 et seq. For the following reasons, we AFFIRM the Agency’s final order finding no discrimination. BACKGROUND At the time of events giving rise to this complaint, Complainant was a Lieutenant, SP-083, with the United States Park Police (USPP) in Washington, D.C. He served as a Shift Commander for the Field Operations Division up until December 13, 2015, at which time he began serving as the Commander, Major Crimes Unit, USPP in Washington, D.C. Complainant indicated that he was hired in July 1992 and had been with the USPP for 24 years. 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2019005213 2 He applied for a promotion from Lieutenant to Captain in 2015 and 2016, but he was not selected. Complainant believed that he was qualified for these positions but was not selected because of discrimination. On March 9, 2016, Complainant filed his complaint, which was later amended, alleging discrimination based on race (African American), color (black), age (over 40), and in reprisal for prior EEO activity when: 1. On September 18, 2015, he was not selected for the Captain, Central District, Icon Protection Branch, Homeland Security Division, and the Captain, Special Forces, Icon Protection Branch, Homeland Security Division positions; 2. On October 8, 2015, he was not selected for the Captain, East District, Patrol Branch, Operations Division position; 3. On June 29, 2016, he was not selected for the Assistant Commander, Training Branch/Personnel Security, Training Branch, Services Division position; and 4. On August 17, 2016, he was not selected for the Commander (Captain), East District, Patrol Branch, Field Operations Division position. Upon completion of the investigation of the complaint, Complainant requested a hearing before an EEOC Administrative Judge (AJ). On December 17, 2018, the Agency filed a Motion for Summary Judgment and Complainant filed his response on January 23, 2019. Thereafter, the Agency filed a Reply to Complainant’s response. On June 17, 2019, the AJ issued a decision without holding a hearing, finding no discrimination. Therein, the AJ adopted the Agency’s statement of undisputed facts in the Agency’s motion. The AJ noted she did not read Complainant’s case as alleging an adverse impact claim, in part because he identifies no facially neutral policy or practice alleged to have a discriminatory adverse impact. Rather, Complainant rightly points out that disparities in representation may serve as evidence of a pattern or practice of discrimination in support of a claim for disparate treatment. The AJ found beyond Complainant’s cursory allegations of racial disparities in management, he failed to demonstrate a disputed issue of material fact as to whether the Agency’s asserted justifications for its selections are pretextual. The Agency’s final order implemented the AJ’s decision. Complainant appeals the Agency’s final order. ANALYSIS AND FINDINGS The Commission’s regulations allow an AJ to issue a decision without a hearing when he or she finds that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). This regulation is patterned after the summary judgment procedure set forth in Rule 56 of the Federal Rules of Civil Procedure.
2019005213 3 The U.S. Supreme Court has held that summary judgment is appropriate where a court determines that, given the substantive legal and evidentiary standards that apply to the case, there exists no genuine issue of material fact. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 255 (1986). In ruling on a motion for summary judgment, a court’s function is not to weigh the evidence but rather to determine whether there are genuine issues for trial. Id. at 249. The evidence of the non-moving party must be believed at the summary judgment stage and all justifiable inferences must be drawn in the non-moving party’s favor. Id. at 255. An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Oliver v. Digital Equip. Corp., 846 F.2D 103, 105 (1st Cir. 1988). A fact is “material” if it has the potential to affect the outcome of the case. In this case, we find that the AJ properly issued a decision without a hearing because no genuine dispute of material fact exists. To prevail in a disparate treatment claim such as this, complainant must satisfy the three-part evidentiary scheme fashioned by the Supreme Court in McDonnell Douglas Corp. v. Green, 411 U.S. 792 (1973). Complainant must initially establish a prima facie case by demonstrating that he or she was subjected to an adverse employment action under circumstances that would support an inference of discrimination. Furnco Construction Co. v. Waters, 438 U.S. 567, 576 (1978). Proof of a prima facie case will vary depending on the facts of the particular case. McDonnell Douglas, 411 U.S. at 804 n. 14. The burden then shifts to the agency to articulate a legitimate, nondiscriminatory reason for its actions. Texas Department of Community Affairs v. Burdine, 450 U.S. 248, 253 (1981). Once the agency has met its burden, the complainant bears the ultimate responsibility to persuade the fact finder by a preponderance of the evidence that the agency acted on the basis of a prohibited reason. See St. Mary's Honor Center v. Hicks, 509 U.S. 502 (1993). This established order of analysis in discrimination cases, in which the first step normally consists of determining the existence of a prima facie case, need not be followed in all cases. Where the agency has articulated a legitimate, nondiscriminatory reason for the personnel action at issue, the factual inquiry can proceed directly to the third step of the McDonnell Douglas analysis, the ultimate issue of whether complainant has shown by a preponderance of the evidence that the agency's actions were motivated by discrimination. See U.S. Postal Service Board of Governors v. Aikens, 460 U.S. 711, 713-714 (1983); Hernandez v. Department of Transportation, EEOC Request No. 05900159 (June 28, 1990); Peterson v. Department of Health and Human Services, EEOC Request No. 05900467 (June 8, 1990); Washington v. Department of the Navy, EEOC Petition No. 03900056 (May 31, 1990). Regarding claim 1, a Major (M1) and the Commander, Icon Protection Branch, Homeland Security Division, stated that 22 applicants applied for the Captain, Central District position at issue. M1 indicated that he was looking for someone with high interpersonal skills, business acumen, and political savviness.
2019005213 4 M1 stated that he reviewed the applicants’ most recent performance evaluation, i.e., FY (Fiscal Year) 2014 for the period from October 1, 2013 to September 30, 2014, including their supervisors’ written description on their performance. Based on this, M1 and M1’s Deputy Chief (DC1) decided to recommend three top applicants who all had the rating of Exceptional (highest to lowest ratings were Exceptional, Superior, Fully Successful, and Unsatisfactory). M1 stated that Complainant was not one of the three because he had the rating of Superior for his FY2014 performance evaluation. M1 and DC1 recommended Selectee (SE1), one of the three, as the most qualified applicant for the position to their Assistant Chief. DC1 noted that SE1, a Lieutenant and the Assistant Commander, Criminal Investigations Branch, was chosen to serve as the Commander of the Internal Affairs and he had a proven performance record. The Assistant Chief indicated that he, concurring with M1 and DC1, forwarded his recommendation of SE1 to his Chief who was the Selecting Official (SO) for the position at issue. The SO indicated that he did not interview applicants. The SO stated that he, concurring with the recommendation from his Assistant Chief, selected SE1. The SO stated that SE1 had exceptional leadership skills and a diverse career with the USPP; he served as a Commander of the Criminal Investigative Branch and a member of the Motorcycle Unit; and he graduated from the FBI National Academy. Regarding the Captain, Special Forces position at issue, the SO stated that he followed the same procedures as described above. M1 indicated that there were 21 applicants, including Complainant. M1 stated that after reviewing the applicants’ latest performance evaluations and considering their special force background, he and DC1 recommended the top three applicants for the position. They recommended SE2, a Lieutenant and the Special Project Manager, Service Division, as the top choice to the Assistant Chief. SE2 received an Exceptional performance evaluation rating for FY2014. The Assistant Chief indicated that he concurred with M1 and DC1’s recommendation. He stated that SE2 was the most qualified applicant since he had previous experience in the Special Forces Branch. The SO stated that he, concurring with his Assistant Chief’s recommendation, selected SE2. The SO stated that SE2 demonstrated exceptional leadership supervising approximately 90 personnel. Regarding claim 2, a Major (M2) and the Commander, Patrol Branch, indicated that there were ten applicants, including Complainant for the Captain, East District, Patrol Branch, Operations Division position at issue. M2 stated that he reviewed the applicants’ letters of interest for the position and their latest performance evaluation. M2 noted that the applicants’ letters of interest varied stating why they felt they were a unique fit for the position. M2 indicated that Complainant only submitted a memo (one page) stating that he was interested in the position without stating any details as to why he felt he was a unique candidate for the position. M2 stated that he was also looking for a candidate who demonstrated administrative abilities.
2019005213 5 After a review of the applicants’ documents and his personal knowledge of these candidates, he recommended three applicants for the position. A Deputy Chief (DC2) and the Commander, Field Operations Division, indicated that he reviewed M2’s recommendation and forwarded it to the Assistant Chief for consideration. DC2 indicated that among the three applicants recommended by M2, he recommended SE3, a Lieutenant and the Commander of the Internal Affairs Unit, for the position due to his leadership, the diversity of his experience and assignments; his track record of collaboration relative to the Agency’s mission; and his proven performance record. The record indicates that SE3 submitted his letter of interest (three pages) describing the details of his accomplishments and his qualification for the position. The record further indicates that SE3 received the rating of Exceptional for his FY2014 performance evaluation. The Assistant Chief stated that he concurred with DC2 that SE3 was the most qualified applicant for the position. The SO, concurring with the Assistant Chief, selected SE3 for the position. The SO indicated that he previously supervised SE3 and during that time, SE3 had great performance and SE3 produced well prepared reports. Regarding claim 3, a Major (M3) and the Commander, Training Branch, indicated that he reviewed all nine applicants’ documentation, including Complainant’s, and recommended the top three applicants for the Assistant Commander, Training Branch/Personnel Security position at issue. M3 stated that the position at issue was responsible for the Medical Program Specialists, Training Staff, and Personnel Security Staff and had to be in compliance with the Force Physical examination. M3 indicated that Complainant and some other applicants were not in compliance with this Force Physical requirement and did not make it to the top three. M3 stated that he forwarded his recommendation to his Deputy Chief (DC3). DC3, concurring with M3, recommended to the Assistant Chief that SE4, a Lieutenant, was the most qualified applicant due to his management style, military background, and his ability to plan and direct projects. DC3 noted that SE4 had worked as the Executive Officer to the Chief, Assistant Commander of the Central District, and Commander of the Special Events Office. The record indicates that SE4 received an Exceptional rating for FY2014 performance evaluation. The Assistant Chief concurred with DC3’s recommendation. The SO selected SE4 as recommended. Regarding claim 4, DC2 indicated that the Commander (Captain), East District, Patrol Branch, position was filled by SE5 as a result of a settlement agreement of another EEO complaint. After a review of the record, we find that the record is adequately developed and there are no material facts in dispute. We also find that the complaint was properly decided without a hearing and that the AJ properly adopted the Agency’s statement of undisputed facts. Upon review, the AJ found, and we agree that there is no evidence that the Agency’s articulated reasons were untrue or otherwise indicative of pretext.
2019005213 6 Although Complainant claimed that he was more qualified than the selectees due to his longer years of service within the Agency, there is no evidence length of service within the Agency was required for the positions at issue. Furthermore, the record indicates that all selectees received the highest rating of Exceptional for their most recent performance evaluation (FY2014) whereas Complainant received the lower rating of Superior. We find that Complainant failed to show that his qualifications for the positions were plainly superior to the selectees’ qualifications. See Wasser v. Department of Labor, EEOC Request No. 05940058 (November 2, 1995). Based on the foregoing, we find that Complainant failed to show that the Agency’s actions were motivated by discrimination as he alleged. CONCLUSION Accordingly, the Agency’s final order finding no discrimination is AFFIRMED. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M0617) The Commission may, in its discretion, reconsider the decision in this case if the Complainant or the Agency submits a written request containing arguments or evidence which tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the Agency. Requests to reconsider, with supporting statement or brief, must be filed with the Office of Federal Operations (OFO) within thirty (30) calendar days of receipt of this decision. A party shall have twenty (20) calendar days of receipt of another party’s timely request for reconsideration in which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). All requests and arguments must be submitted to the Director, Office of Federal Operations, Equal Employment Opportunity Commission. Complainant’s request may be submitted via regular mail to P.O. Box 77960, Washington, DC 20013, or by certified mail to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, the request to reconsider shall be deemed timely filed if it is received by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. The agency’s request must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). The request or opposition must also include proof of service on the other party. Failure to file within the time period will result in dismissal of your request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted with your request for reconsideration.
2019005213 7 The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(c). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0610) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by his or her full name and official title. Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: ______________________________ Carlton M. Hadden’s signature Carlton M. Hadden, Director Office of Federal Operations June 24, 2020 Date
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