2025002871•EEOC Appeal 2025002871
Texto completo
U.S. EQUAL EMPLOYMENT OPPORTUNITY COMMISSION Office of Federal Sector P.O. Box 77960 Washington, DC 20013 Brad M.,1 Complainant, v. Douglas A. Collins, Secretary, Department of Veterans Affairs, Agency. Appeal No. 2025002871 Hearing No. 520-2024-00222X Agency No. 200H-620A-2023-152499 DECISION On May 23, 2025, Complainant filed an appeal with the Equal Employment Opportunity Commission (EEOC or Commission), pursuant to 29 C.F.R. § 1614.403(a), from the Agency’s April 29, 2025, final order concerning his equal employment opportunity (EEO) complaint alleging employment discrimination in violation of Title VII of the Civil Rights Act of 1964 (Title VII), as amended, 42 U.S.C. § 2000e et seq. For the following reasons, the Commission AFFIRMS the Agency’s final order. At the time of events giving rise to this complaint, Complainant worked as a Recreational Therapist, GS-638-11, 4AB, at the Agency’s VA Healthcare System in Hudson Valley, New York. Complainant is a Black African-American. He engaged in prior protected EEO activity, having filed a former EEO case which was litigated 1 This case has been randomly assigned a pseudonym which will replace Complainant’s name when the decision is published to non-parties and the Commission’s website.
2 2025002871 in 2021. Report of Investigation (ROI) at 79. Complainant’s first-line supervisor (Supervisor 1) was the Recreation Therapy Supervisor. ROI at 100. His second-line supervisor (Supervisor 2) was the Chief of Recreation. ROI at 107. Both supervisors were aware of Complainant’s race and prior EEO activity. ROI at 101 and 108. The Chief of Health Administration Services was not in Complainant’s supervisory chain of command; and she was unaware of his protected bases. ROI at 114-15. Complainant initiated EEO contact on June 6, 2023. On July 7, 2023, Complainant filed a formal complaint alleging that the Agency discriminated against him on the bases of race (African-American) and reprisal for prior protected EEO activity under Title VII of the Civil Rights Act of 1964 when: 1. On May 24, 2023, management issued Complainant a letter of reprimand and a warning of performance expectations; 2. On May 24, 2023, Complainant was issued a poor rating on his mid-year performance appraisal; 3. On July 24, 2023, the attending psychiatrist (Psychiatrist) informed Complainant that he and the administrative nursing supervisor would be conducting an investigation; and 4. On August 1, 2023, Complainant was required to participate in a factfinding interview. The Agency conducted an investigation. The investigation revealed that on or about May 24, 2023, Supervisor 1 issued a Letter of Expectation to Complainant outlining the expectations that are required of the Recreation Therapist position. The Letter of Expectation also outlined specific discrepancies in Complainant’s documented participation notes and stated that these discrepancies may contribute to a lower productivity percentage. The Letter of Expectation was issued because at that time, Complainant’s productivity percentage for fiscal year 2023 (FY23) was 30 percent, and the letter advised him that in order to be fully successful in his position, he was “required to show progress in productivity percentages to reach 75% within the year…” ROI at 88-90.
3 2025002871 The Letter of Expectation also offered additional training to Complainant should he need it as well as outlining other options to assist Complainant in achieving the required fully successful performance rating and noted that a review of his performance would take place 45-days after the issuance of the Letter. ROI at 89. On July 26, 2023, a progress review was held regarding Complainant’s performance and he was marked as “considered Fully Successful or better.” The only other option for the progress review rating was “needs improvement to be Fully Successful or better.” See Agency’s Motion for Summary Judgement at 15-9 for FY23 Performance Appraisal. On or about July 27, 2023, the Medical Center Director (MC Director) initiated fact- finding investigation 2023-16 (FF 23-16) following allegations that Complainant had been seen disposing of an empty hard seltzer beverage at work. ROI at 115, 121, and 124. Complainant was questioned in connection with FF 23-16. ROI at 123. Complainant believed that race was a factor in the alleged conduct because of the organizational culture and cultural bias of the Agency. He also asserted that reprisal was a factor because of cultural and racial bias that he had witnessed at the Agency. Complainant also thought reprisal was a factor in his fully successful performance appraisal rating as an attempt to weaken and castrate his manhood. ROI at 82. At the conclusion of the investigation, the Agency provided Complainant with a copy of the report of investigation and notice of his right to request a hearing before an EEOC Administrative Judge (AJ). Complainant timely requested a hearing before an AJ. On April 2, 2025, the Agency filed a motion for summary judgment (Agency’s motion). Complainant filed his response (Complainant’s response) on April 17, 2025; the Agency replied on April 24, 2025. The AJ reviewed the Agency’s statement, as well as the sources in the ROI, and other sources from which the facts of the case were derived and found that they were accurate and supported by the record. According to the AJ, Complainant only disputed seven of the Agency’s 17 facts, but he failed to state any reason for his dispute or to provide any citation to the record as to what was untrue about the Agency’s facts. Therefore, the AJ found that there was no genuine issue of material facts in dispute, and that the Agency was entitled to judgment as a matter of law.
4 2025002871 On April 28, 2025, the AJ granted the Agency’s motion and issued a decision without a hearing pursuant to 29 C.F.R. § 1614.109(g) in favor of the Agency, finding no discrimination. The Agency subsequently issued a final order fully implementing the AJ’s finding that Complainant failed to prove that the Agency subjected his to discrimination as alleged. The instant appeal followed. As this is an appeal from a decision issued without a hearing, the Agency's decision is subject to de novo review by the Commission. 29 C.F.R. § 1614.405(a). See Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9, § VI.A. (Aug. 5, 2015) (explaining that the de novo standard of review “requires that the Commission examine the record without regard to the factual and legal determinations of the previous decision maker,” and that EEOC “review the documents, statements, and testimony of record, including any timely and relevant submissions of the parties, and . . . issue its decision based on the Commission’s own assessment of the record and its interpretation of the law”); see also EEO MD-110, at Chap. 9, § VI.B. (Aug. 5, 2015) (providing that an administrative judge’s determination to issue a decision without a hearing, and the decision itself, will both be reviewed de novo). The Commission’s regulations allow an AJ to grant summary judgment when they find that there is no genuine issue of material fact. 29 C.F.R. § 1614.109(g). An issue of fact is “genuine” if the evidence is such that a reasonable fact finder could find in favor of the non-moving party. Celotex v. Catrett, 477 U.S. 317, 322-23 (1986); Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 247-49 (1986). A fact is “material” if it has the potential to affect the outcome of the case. Id. When considering summary judgment, facts and inferences must be viewed in the light most favorable to the non-moving party. See Ricci v. DeStefano, 557 U.S. 557, 586 (2009). To successfully oppose a decision by summary judgment, a complainant must identify, with specificity, facts in dispute either within the record or by producing further supporting evidence and must further establish that such facts are material under applicable law. 29 C.F.R. § 1614.109(g)(2); Celotex, 477 U.S. at 322-24; see also EEO MD-110, at Chap. 7, § III.E. Such a dispute would indicate that a hearing is necessary to produce evidence to support a finding that the Agency was motivated by discriminatory animus. Here, however, Complainant has failed to establish such a dispute.
5 2025002871 We find that the Agency articulated legitimate, non-discriminatory reasons for its actions. Complainant failed to demonstrate that those reasons were pretextual. Nor did he establish a link between the challenged actions and his protected race class. Complainant also failed to identify any similarly situated coworkers outside of his race class who received more favorable treatment under similar circumstances to support a conclusion that the challenged management actions were motivated by race-based discriminatory animus. We also concur with the AJ’s assertion that although Supervisors 1 and 2 were aware of Complainant’s prior protected EEO activity, Complainant’s reprisal claim fails because the approximately two years between his 2021 case and his initial EEO contact in the instant complaint on June 6, 2023, make the prior EEO activity too attenuated to establish a nexus between the two. See Janay K. v. Dep’t of Homeland Sec., EEOC Appeal No. 2019005579 (Dec. 14, 2020) (the temporal proximity between an employer's knowledge of protected activity and the adverse employment action must be “very close.”) As did the AJ, we find that Complainant was not subjected to any adverse employment actions regarding Claims 1 and 2 because the FY23 mid-year performance appraisal of “Fully Successful” was the highest rating he could have received. Nor did Complainant present any evidence to dispute that his productivity level in May 2023 was below where it should have been if he were on track for a rating of “Fully Successful” on his performance appraisal. Therefore, management issued Complainant a letter of expectation in order to make him aware of where his percentages were at that time and to advise him of the changes that could be made in order to achieve at least a Fully Successful performance rating. Management also extended Complainant’s mid-year evaluation to July in order to give him an opportunity to improve. On July 26, Complainant achieved that rating on his mid- year appraisal. To the extent that Complainant is alleging harassment, a finding of a hostile work environment is precluded by our determination that Complainant did not establish that the incidents alleged in Claims 1 and 2 occurred due to discrimination or retaliation based on his race or any prior protected activity. Likewise, Complainant’s remaining allegation of harassment in Claim 3 fails because he did not describe any management conduct that was demonstrated to be discriminatory, to sustain such a claim.
6 2025002871 Rather, what Complainant described involves management’s appraisals of his work, their efforts to improve his performance, and their investigations into possible misconduct on his part. These actions are within the realm of managerial prerogative, authority, and responsibility. See Chere v. U.S. Postal Serv., EEOC Appeal No. 0120160867 (Oct. 12, 2017) (holding that, in the absence of evidence of a discriminatory motive, investigative interviews, instructions, admonishments, and disciplinary actions such as a Letter of Warning are common workplace occurrences that do not rise to the level of hostile work environment harassment). Here, that Complainant did not like his supervisors’ management styles, that he disagreed with their rules or processes, and that he felt their assessment of his performance was inaccurate does not support a conclusion that management engaged in abusive or offensive conduct to harass Complainant or that they took any action that was motivated by discriminatory or retaliatory animus based on his race and/or 2021 prior protected EEO activity. Having thoroughly reviewed the record, and construing any inferences raised by the undisputed facts in favor of Complainant, we find that a reasonable fact-finder could not find in Complainant’s favor. Upon careful review of the AJ’s decision and the evidence of record, as well as the parties’ arguments on appeal, we conclude that the AJ correctly determined that the preponderance of the evidence did not establish that Complainant was discriminated against by the Agency as alleged. Accordingly, we AFFIRM the Agency’s final order implementing the AJ’s decision. STATEMENT OF RIGHTS - ON APPEAL RECONSIDERATION (M1125) The Commission may, in its discretion, reconsider this appellate decision if Complainant or the Agency submits a written request that contains arguments or evidence that tend to establish that: 1. The appellate decision involved a clearly erroneous interpretation of material fact or law; or 2. The appellate decision will have a substantial impact on the policies, practices, or operations of the agency. Requests for reconsideration must be filed with EEOC’s Office of Federal Sector (OFS) within thirty (30) calendar days of receipt of this decision.
7 2025002871 If the party requesting reconsideration elects to file a statement or brief in support of the request, that statement or brief must be filed together with the request for reconsideration. A party shall have twenty (20) calendar days from receipt of another party’s request for reconsideration within which to submit a brief or statement in opposition. See 29 C.F.R. § 1614.405; Equal Employment Opportunity Management Directive for 29 C.F.R. Part 1614 (EEO MD-110), at Chap. 9 § VII.B (Aug. 5, 2015). Complainant should submit their request for reconsideration, and any statement or brief in support of their request, via the EEOC Public Portal, which can be found at https://publicportal.eeoc.gov/Portal/Login.aspx. Alternatively, Complainant can submit their request and arguments to the Director, Office of Federal Sector, Equal Employment Opportunity Commission, via regular mail addressed to P.O. Box 77960, Washington, DC 20013, or by certified mail addressed to 131 M Street, NE, Washington, DC 20507. In the absence of a legible postmark, a complainant’s request to reconsider shall be deemed timely filed if OFS receives it by mail within five days of the expiration of the applicable filing period. See 29 C.F.R. § 1614.604. An agency’s request for reconsideration must be submitted in digital format via the EEOC’s Federal Sector EEO Portal (FedSEP). See 29 C.F.R. § 1614.403(g). Either party’s request and/or statement or brief in opposition must also include proof of service on the other party, unless Complainant files their request via the EEOC Public Portal, in which case no proof of service is required. Failure to file within the 30-day time period will result in dismissal of the party’s request for reconsideration as untimely, unless extenuating circumstances prevented the timely filing of the request. Any supporting documentation must be submitted together with the request for reconsideration. The Commission will consider requests for reconsideration filed after the deadline only in very limited circumstances. See 29 C.F.R. § 1614.604(f). COMPLAINANT’S RIGHT TO FILE A CIVIL ACTION (S0124) You have the right to file a civil action in an appropriate United States District Court within ninety (90) calendar days from the date that you receive this decision. If you file a civil action, you must name as the defendant in the complaint the person who is the official Agency head or department head, identifying that person by their full name and official title.
8 2025002871 Failure to do so may result in the dismissal of your case in court. “Agency” or “department” means the national organization, and not the local office, facility or department in which you work. If you file a request to reconsider and also file a civil action, filing a civil action will terminate the administrative processing of your complaint. RIGHT TO REQUEST COUNSEL (Z0815) If you want to file a civil action but cannot pay the fees, costs, or security to do so, you may request permission from the court to proceed with the civil action without paying these fees or costs. Similarly, if you cannot afford an attorney to represent you in the civil action, you may request the court to appoint an attorney for you. You must submit the requests for waiver of court costs or appointment of an attorney directly to the court, not the Commission. The court has the sole discretion to grant or deny these types of requests. Such requests do not alter the time limits for filing a civil action (please read the paragraph titled Complainant’s Right to File a Civil Action for the specific time limits). FOR THE COMMISSION: T. Gimbrere __________ Gul Chaudhry’s signature T. Gimbrere, Acting Director Office of Federal Sector September 30, 2026 Date
Continue sua pesquisa no ChatGPT ou Claude
Conecte o Omnilex para pesquisar o corpus jurídico pelo seu assistente de IA.