6:25-cv-00052•Goad v. United States of America
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IN THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF OKLAHOMA STACY GOAD, as ) Personal Representative of the Estate ) of Larry D. Thompson, deceased, ) ) Plaintiff, ) ) v. ) Case No. CIV-25-52-RAW-GLJ ) UNITED STATES OF AMERICA, ) ) ) Defendant. ) REPORT AND RECOMMENDATION This matter is before the Court on Defendant United States of America’s Motion to Dismiss [Docket No. 20]. Plaintiff Stacy Goad, as personal representative of the Estate of Larry D. Thompson (“Thompson”), sued the United States of America based on circumstances surrounding and leading up to the death of Thompson out of an accident on Lake Tenkiller in the Eastern District of Oklahoma. Defendant seeks dismissal of Plaintiff’s claim. For the reasons set forth below, the undersigned Magistrate Judge recommends that the United States of America’s Motion to Dismiss [Docket No. 20] be GRANTED. I. Background The Amended Complaint alleges that in May 2023 Thompson was operating a watercraft on Lake Tenkiller when it struck underwater object. Docket No. 18, p. 1, ¶ 5. Plaintiff alleges the accident occurred due to Defendant’s negligence and that Defendant 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 1 of 17
-2- knew or should have been aware of the hidden underwater object but did not remove or warn. Id., pp. 1-2, ¶ 5. Plaintiff further alleges that there were buoys in the water as provided under Defendant’s Shoreline Management Plan, but not at the site where the underwater object was located, and that Defendant removed the object after the incident. Id., p.2, ¶¶ 9-10. Plaintiff alleges that all conditions precedent to this action have occurred, and makes a claim pursuant to the Federal Tort Claims Act (“FTCA”), claiming Defendant’s liability through the FTCA’s incorporation of Oklahoma tort law. Id., p. 1, ¶¶ 2-4 & p. 3, ¶ 12. Plaintiff further alleges that Defendant is not protected by Oklahoma law or the federal discretionary function exception. Id., p. 3, ¶ 11. II. Procedural History Plaintiff filed her original Complaint on February 25, 2025, against Defendant. See Docket Nos. 1-2. Shortly thereafter, the Court referred this case to the undersigned Magistrate Judge for all pretrial and discovery matters, including dispositive motions, in accordance with jurisdiction pursuant to 28 U.S.C. § 636(b). See Docket No. 9. Defendant moved to dismiss the original Complaint on April 29, 2025. See Docket No. 14. Upon review of the motion once it became fully ripe, the undersigned Magistrate Judge invited Plaintiff to amend her Complaint by Friday, June 20, 2025. Docket No. 17. Plaintiff did so and Defendant renewed its Motion to Dismiss. Docket Nos. 18, 20. In her Amended Complaint, Plaintiff alleges negligence resulting in death pursuant to the FTCA as to Defendant. The Motion to Dismiss is now fully ripe. Docket Nos. 21-22. III. Analysis 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 2 of 17
-3- “The FTCA waives sovereign immunity for actions against the United States resulting from injuries caused by the negligent acts of governmental employees while acting in the scope of their employment. The United States can be held liable in the same manner and to the same extent as a private individual under like circumstances.” Kale v. United States, 2009 WL 10733504, at *1 (E.D. Okla. Apr. 14, 2009) (quotation omitted) (citing 28 U.S.C. §§ 28 U.S.C. § 1346(b)(1) & 2674). Defendant moves to dismiss Plaintiff’s First Amended Complaint under Federal Rule of Civil Procedure 12(b)(1) for lack of subject matter jurisdiction. Defendant contends that Plaintiff’s claim is barred by the discretionary function exception of the FTCA. Specifically, Defendant contends Plaintiff failed to specify a federal statute, regulation, or policy an employee or employees allegedly violated, and that the applicable Shoreline Management Plan in place did not require specific conduct from Defendant. Alternatively, Defendant contends the Government is immune from suit under the Oklahoma Recreational Use Statute (“ORUS”), 76 Okla. Stat. § 10.1. Plaintiff asserts that consideration under Rule 12(b)(1) is premature and these issues should be resolved at the summary judgment stage. Further, Plaintiff responds that neither the discretionary function exception nor the ORUS bar the claim. I. Legal Standard. A motion to dismiss for lack of subject matter jurisdiction under Fed. R. Civ. P. 12(b)(1) “generally take[s] one of two forms: (1) a facial attack on the sufficiency of the complaint’s allegations as to subject matter jurisdiction; or (2) a challenge to the actual facts upon which subject matter jurisdiction is based.” Ruiz v. McDonnell, 299 F.3d 1173, 1180 (10th Cir. 2002). When jurisdiction is challenged through a facial attack, the Court considers the 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 3 of 17
-4- allegations in the complaint to be true. Id. When jurisdiction is challenged through a factual attack, the Court “may not presume the truthfulness of the complaint’s factual allegations” and “has wide discretion” to consider documentary and testimonial evidence. Holt v. United States, 46 F.3d 1000, 1003 (10th Cir. 1995), abrogated in part on other grounds by Cent. Green Co. v. United States, 531 U.S. 425 (2001)); see also Ratheal v. United States, 2021 WL 3619902, at *3 (10th Cir. Aug. 16, 2021) (“[W]hether a motion to dismiss must be converted to a motion for summary judgment depends on whether resolution of the jurisdictional question requires resolution of an aspect of the substantive claim.”) (quotation omitted). Either way, the burden of establishing subject matter jurisdiction is on the party asserting it; here, that is Plaintiff. See Pueblo of Jemez v. United States, 790 F.3d 1143, 1151 (10th Cir. 2015). Defendant asks the Court to consider documents outside the First Amended Complaint in support of the Motion to Dismiss that do not require resolution of the underlying claim, as a factual attack on subject matter jurisdiction. In this context, it is important to note that “‘[a] court lacking jurisdiction cannot render judgment but must dismiss the cause at any stage of the proceedings in which it becomes apparent that jurisdiction is lacking.’” Pueblo of Jemez, 790 F.3d at 1151 (quoting Full Life Hospice, LLC v. Sebelius, 709 F.3d 1012, 1016 (10th Cir. 2013)). “Because the sovereign may not be sued without its consent, plaintiffs cannot proceed without establishing that the United States has agreed to answer to their claims in court.” Sydnes v. United States, 523 F.3d 1179, 1182-1183 (10th Cir. 2008) (citing United States v. Mitchell, 463 U.S. 206, 212 (1983)). 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 4 of 17
-5- Defendant’s basis for lack of subject matter jurisdiction is the discretionary function exception, found at 28 U.S.C. § 2680(a) (The FTCA dos not apply to “[a]ny claim based upon an act or omission of an employee of the Government, exercising due care, in the execution of a statute or regulation, whether or not such statute or regulation be valid, or based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused.”). As part of its factual attack on subject matter jurisdiction, Defendant submitted the Tenkiller Lake Shoreline Management Plan (“SMP”) as an exhibit to the pending motion. Defendant submits the SMP to challenge Plaintiff’s allegation that the SMP required action by the government, and in support of its argument that the discretionary function exception applies. Plaintiff’s Amended Complaint alleges that the SMP “provided for Defendant to place navigational aids and safety buoys in the lake to protect visitors’ lives and/or property and to inform of hazards that exist.” Docket No. 18, p. 2, ¶ 10. The Amended Complaint does not, however, include the SMP as an attachment, nor is its attachment a requirement. Defendant incorrectly asserts that a motion to dismiss pursuant to Rule 12(b)(1) cannot be converted into a motion for summary judgment. Although not the general rule, where “the jurisdictional question is intertwined with the merits of the case[,]” Bell v. United States, 127 F.3d 1226, 1228 (10th Cir. 1997) (quotation omitted), such as a determination as to whether the FTCA excepts the Government’s actions from its sovereign immunity waiver, it is “well-recognized” that a Rule 12(b)(1) motion must be converted to one under Rule 12(b)(6), or for summary judgment. Id.; see also Franklin Sav. Corp. v. 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 5 of 17
-6- United States, 180 F.3d 1124, 1129-1130 (10th Cir. 1999) (“Whether the discretionary- function exception applies is such a question.”); Awad v. United States, 807 Fed. Appx. 876, 878 (10th Cir. 2020) (“The judge correctly treated the government’s dispositive motion as a motion for summary judgment under Rule 56.”) (citation omitted); Blackburn v. United States, 2021 WL 3027979, at *2 (10th Cir. July 19, 2021) (“The district court recognized that the Rule 12(b)(1) motion to dismiss for lack of subject-matter jurisdiction could be converted to one under Rule 12(b)(6) for failure to state a claim on which relief may be granted. We agree with that approach.”). “When subject matter jurisdiction is dependent upon the same statute which provides the substantive claim in the case, the jurisdictional claim and the merits are considered to be intertwined.” Wheeler v. Hurdman, 825 F.2d 257, 259 (10th Cir. 1987). A court has wide discretion to allow affidavits, documents and even a limited evidentiary hearing to resolve disputed jurisdictional facts under Rule 12(b)(1). Thus, converting a Rule 12(b)(1) motion to a Rule 56 or a Rule 12(b)(6) motion does not result in any significant difference in the way a court will consider the motion. The primary difference is not in the procedures used but in the effect the ruling will have upon the parties. A dismissal under Rule 12(b)(1) is not on the merits, whereas a dismissal under either Rule 56 or Rule 12(b)(6) is on the merits. See Fed.R.Civ.P. 41(b). Thus, when jurisdictional questions are intertwined with the merits, courts have held that the decision on the jurisdictional question ought to operate as a decision on the merits. That is why a Rule 12(b)(1) motion should be converted to a Rule 56 or a Rule 12(b)(6) motion when intertwining exists. Daugherty v. United States, 212 F. Supp. 2d 1279, 1303 (N.D. Okla. 2002), affirmed, 73 Fed. Appx. 326 (10th Cir. 2003). Although Plaintiff does not explicitly address whether the jurisdictional claim is intertwined with the merits, she does so implicitly by providing a “Statement of Material 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 6 of 17
-7- Facts” in her Response brief and requesting the Court defer a decision until after discovery. “‘The determination of whether the FTCA excepts the government’s actions from its waiver of sovereign immunity involves both jurisdictional and merits issues.’” See Pringle v. U.S., 208 F.3d 1220, 1223 (10th Cir. 2000) (quoting Bell, 127 F.3d at 1228). Because the undersigned Magistrate Judge has considered matters outside of the pleadings in making findings related to the pending motion, i.e., the SMP, Defendant’s motion is treated as a motion for summary judgment under Fed. R. Civ. P. 56. See id. (“We will therefore exercise our plenary power to treat the government’s motion to dismiss as a motion for summary judgment. Our summary judgment standard of review requires us to determine de novo whether there is any genuine disputed issue of material fact and whether the prevailing party was entitled to judgment as a matter of law.”) (internal citations omitted). “Plaintiff[] must prove more than negligence. [She] must also first prove that [her] claims are not based upon actions immunized from liability under the FTCA’s discretionary function exception, 18 U.S.C. § 2680(a).” Elder v. United States, 312 F.3d 1172, 1176 (10th Cir. 2002) (citation omitted). This Report and Recommendation serves as notice to the parties of the motion’s conversion to one for summary judgment. Summary judgment is appropriate if the record shows that “there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed. R. Civ. P. 56(a). A genuine issue of material fact exists when “there is sufficient evidence favoring the nonmoving party for a jury to return a verdict for that party.” Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986). The moving party must show the absence of a genuine issue of material fact, see Celotex Corp. v. Catrett, 477 U.S. 317, 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 7 of 17
-8- 325 (1986), with the evidence taken in the light most favorable to the non-moving party, Adickes v. S. H. Kress & Co., 398 U.S. 144, 157 (1970). However, “a party asserting that a fact cannot be or is genuinely disputed must support the assertion by . . . citing to particular parts of materials in the record . . . or . . . showing that the materials cited do not establish the absence or presence of a genuine dispute[.]” Fed. R. Civ. P. 56(c). II. Discretionary Function Exception. The FTCA allows for a limited waiver of sovereign immunity under certain circumstances. The FTCA’s discretionary function exception “allows private parties to bring civil suits against the United States for personal injury or death caused by the negligence or wrongful conduct of government employees within the scope of employment.” Ball v. United States, 967 F.3d 1072, 1075 (10th Cir. 2020); see also 28 U.S.C. § 1346(b)(1) (granting district courts exclusive jurisdiction on claims for money damages for “death caused by the negligent or wrongful act or omission of any employee of the Government while acting within the scope of his office or employment, under circumstances where the United States, if a private person, would be liable to the claim in accordance with the law of the place where the act or omission occurred.”). Defendant, through the U.S. Army Corps of Engineers, owns and operates Lake Tenkiller. The Tenth Circuit looks to three overarching, or “guiding principles,” as to these claims: “(1) that a waiver of sovereign immunity must be strictly construed, in terms of its scope, in favor of the sovereign, (2) that [e]xceptions to the FTCA are to be narrowly construed, and (3) that the party suing the government bears the burden to prove a waiver of sovereign immunity.” Ohlsen v. United States, 998 F.3d 1143, 1154 (10th Cir. 2021) 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 8 of 17
-9- (citations and quotations omitted). The discretionary function exception of the FTCA is a statutory exception to the FTCA’s waiver of sovereign immunity, which “reasserts the government’s immunity for claims ‘based upon the exercise or performance or the failure to exercise or perform a discretionary function or duty on the part of a federal agency or an employee of the Government, whether or not the discretion involved be abused.’” Sydnes, 523 F.3d at 1183 (quoting 28 U.S.C. § 2680(a)). As directed in Ohlsen, the undersigned Magistrate Judge narrowly construes the discretionary function exception in this case. In determining whether the discretionary function exception applies, the Court must apply the two-part test identified in United States v. Gaubert, 499 U.S. 315 (1991), and Berkovitz v. United States, 486 U.S. 531 (1988). “Under [the Gaubert-Berkovitz] test, the exception applies if (1) the act or omission on which the claim is based ‘involves an element of judgment or choice’; and (2) ‘that judgment is of the kind that the discretionary function exception was designed to shield.’” Miller v. United States, 992 F.3d 878, 885 (9th Cir. 2021) (quoting Berkovitz, 486 U.S. at 536; Gaubert, 499 U.S. at 322-323). The Tenth Circuit approaches step one as follows: “First, we ‘determine whether the challenged conduct ‘involves an element of judgment or choice,’ in which case it is discretionary and falls within the language of the exception, or whether it involves ‘a federal statute, regulation, or policy that specifically prescribes a course of action for an employee to follow,’ in which case the exception does not apply.’” Ball, 967 F.3d at 1076 (10th Cir. 2020) (emphasis added) (quoting Kiehn v. United States, 984 F.2d 1100, 1102 (10th Cir. 1993) (quoting Berkovitz, 486 U.S. at 536)). “If the conduct was discretionary, we move to the second step and ask ‘whether that judgment is the kind that the discretionary function 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 9 of 17
-10- exception was designed to shield.’” Id. (quoting Berkovitz, 486 U.S. at 536). “If both elements are met, the governmental conduct is protected as a discretionary function, and sovereign immunity bars a claim that involves such conduct. In other words, if a plaintiff can establish that either element is not met, the plaintiff may proceed because the exception does not apply.” Sosa v. United States, 2022 WL 3099101, at *4 (D. Colo. June 21, 2022), report and recommendation adopted sub nom. Sosa v. USA, 2022 WL 17547939 (D. Colo. Aug. 1, 2022) (quotation omitted); see also Ball, 967 F.3d at 1076 (“[I]f the conduct ‘implicates the exercise of a policy judgment of a social, economic, or political nature,’ the discretionary-function exception shields the government from liability.”) (quoting Duke v. Dept. of Agric., 131 F.3d 1407, 1411 (10th Cir. 1997)). At the first step, Defendant focuses on Plaintiff’s failure to point to a federal policy statute, or regulation as determinative. It is true that any such violation must be both “‘specific and mandatory.’” Elder, 312 F.3d at 1177 (quoting Aragon v. United States, 146 F.3d 819, 823 (10th Cir. 1998)). Plaintiff concedes this point when she contends discovery “may inform” both prongs of the two-step analysis but offers no further argument. See Docket No. 21, p. 3. While Plaintiff’s Amended Complaint alleges the SMP “provide[s] for Defendant to place navigational aids and safety buoys in the lake to protect visitors’ lives and/or property and to inform of hazards that exist,” Docket No. 18, p. 2, ¶ 10, Plaintiff makes no allegation in the Amended Complaint that any of those requirements are “specific and mandatory.” The relevant language of the SMP is found in Paragraph 5-4, Tit. 5(i) “Buoys,” which states, 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 10 of 17
-11- The Corps of Engineers will place navigational aids and safety buoys in the lake for the purpose of protecting lake visitors’ lives and/or property and to inform the using public of waterway restrictions or hazards that may exist on the lake. Natural hazards are not normally marked. Docket No. 20, Ex. 1, p. 16. The Oklahoma Marine Investigation Report, also submitted by Defendant, indicates that the decedent’s boat struck a log in the water. Id, Ex. 2, p. 11. Defendant therefore contends that whether a log in the water constitutes a natural hazard, and whether it should have been marked by a buoy, are inherently discretionary decisions based on the SMP. Plaintiff disputes this conclusion, contending without citation that the use of “will” is an imperative identical to “shall,” rather than a discretionary word akin to “may.” Plaintiff likewise contends that a log in the water does not qualify as a natural hazard, but a transient one, such that factual development in discovery is required to determine how the log got there. Black’s Law Dictionary defines “will” as “1. [w]ish; desire; choice <employment at will>.” Black’s Law Dictionary (12th ed. 2024) (emphasis added). By definition, then, the language on the face of the SMP thus appears to state that the policy allows for discretion with regard to placement of buoys. Furthermore, the SMP does not define “natural hazards” and has no provision regarding “transient hazards,” nor does it distinguish between permanent and temporary hazards. In other words, Plaintiff fails to identify a federal statute, regulation, or policy that is specific and mandatory. The undersigned Magistrate Judge therefore agrees with Defendant that Plaintiff has not identified a federal statute, regulation, or policy that is both specific and mandatory in constraining discretion in the context of this case. Sydnes, 523 F.3d at 1185 (“[T]he burden 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 11 of 17
-12- under our case law to present evidence of a discretion-constraining regulation or policy resides with the plaintiffs.”) (citing Aragon, 146 F.3d at 823 (“The discretionary function exception poses a jurisdictional prerequisite to suit, which the plaintiff must ultimately meet as part of h[er] overall burden to establish subject matter jurisdiction.”) (internal quotations omitted)); Daigle v. Shell Oil Co., 972 F.2d 1527, 1539 (10th Cir. 1992) (holding plaintiffs must cite specific regulations the government is alleged to have violated)). Accordingly, the undersigned Magistrate Judge finds that Plaintiff establishes this first step because the employee decisions regarding whether and how to place navigational aids or buoys to warn of debris or underwater objects as set out in the SMP by their nature involved an element of judgment and choice. See, e.g., A.M. v. United States, 2020 WL 6276021, at *5 (S.D. Cal. Oct. 23, 2020) (“Defendant is correct—for SYH to have no discretion, its actions must be governed by a specific federal statute, regulation, or policy.”). The analysis thus proceeds to the second step. See Ball, 967 F.3d at 1076 (“If the conduct was discretionary, we move to the second step and ask whether that judgment is the kind that the discretionary function exception was designed to shield.”) (quotation omitted). “Even though they fail under Berkovitz’s first step, plaintiffs may still overcome the discretionary function exception by demonstrating, pursuant to Berkovitz’s second step, that ‘the nature of the actions taken’ does not ‘implicate public policy concerns, or [is not] ‘susceptible to policy analysis.’” Sydnes, 523 F.3d at 1185 (quoting Harrell v. United States, 443 F.3d 1231, 1236 (10th Cir. 2006)). “As the Supreme Court said in Gaubert, we presume that a government agency’s acts are grounded in policy when no statute, 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 12 of 17
-13- regulation, or policy sets forth a required course of conduct; the challenger must allege facts showing otherwise.” Ball, 967 F.3d at 1079. “[T]he focus of the inquiry is not on the agent’s subjective intent in exercising the discretion conferred by statute or regulation, but on the nature of the actions taken and on whether they are susceptible to policy analysis.” Gaubert, 499 U.S. at 325. Accordingly, “[h]aving already determined that the first Berkovitz prong was met, we presume that the [Government’s] decision-making was policy-based unless Plaintiffs direct us to facts to the contrary.” Ball, 967 F.3d at 1079. “Nor does the discretionary function exception turn on whether the government’s conduct was negligent or wrong.” Binion v. United States, 2014 WL 5780713, at *4 (D. Colo. Oct. 31, 2014) (citing Duke, 131 F.3d at 1410). “Rather than ‘ask[ing] whether policy analysis is the actual reason for the decision in question,’ we ask ‘categorically (rather than case specifically) whether the kind of conduct at issue can be based on policy concerns.’” Ball, 967 F.3d at 1076 (quoting Sydnes, 523 F.3d at 1185). The Tenth Circuit acknowledged that “nearly every governmental action is, to some extent, subject to policy analysis[,]” Duke, 131 F.3d at 1410, so clarified that “[w]e must ask if the decision or nondecision implicates the exercise of a policy judgment of a social, economic or political nature.” Id. at 1411; see also Weiss v. United States, 787 F.2d 518, 523-524 (10th Cir. 1986) (Because “[t]he exercise of discretion by Government employees does not always fall within the discretionary function exception[,]” “the discretionary act must involve ‘governmental discretion.’”) (quoting Jackson v. Kelly, 557 F.2d 735, 338 (10th Cir. 1986)). 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 13 of 17
-14- “Application of Berkovitz’s second prong does not require proof of the thought processes of the pertinent decisionmakers.” Elder, 312 F.3d at 1182. The inquiry here is therefore whether Defendant’s decisions about warning or guarding against the dangers posed by underwater hazards implicate protected policy judgments. See, e.g., id. And courts must also keep in mind that “[t]he FTCA forbids courts from assuming a policy- making role through the adjudication of tort claims.” Ball, 967 F.3d at 1082. Notably, “the term specific hazard, although it can be factually descriptive, does not and, if we are to comply with Supreme Court precedent, cannot change the analysis of when the discretionary-function exception applies.” Id. at 1081. Plaintiff alleges that Defendant “was or should have been aware” of the underwater object. Docket No. 18, pp. 1-2, ¶ 5. At best, this is conclusory and does not support a finding of actual prior knowledge of the underwater log. See, e.g., Snider v. U.S. ex rel., U.S. Army Corps of Eng’rs, 2013 WL 3923599, at *4 (W.D. Okla. July 29, 2013) (“Plaintiffs make an allegation in the First Amended Complaint as to defendant’s ‘prior knowledge of a hazardous tree,’ see, ¶ 2, but that allegation is conclusory and disregarded because the complaint provides no facts to support that assertion.”). As noted above, the undersigned Magistrate Judge also notes that the second prong does not assess whether a specific action was negligent but whether the conduct in general was grounded in a policy decision. Furthermore, the cases cited by Plaintiffs both in Ball and in the present case, do not reject the proposition that the discretionary-function exception protects government decisions ‘grounded in social, economic, and political policy.” Berkovitz, 486 U.S. at 536-537; see Duke, 131 F.3d at 1409 (quoting Berkovitz); Boyd [v. United States ex rel. U.S. Army, Corps of Engineers, 881 F.2d 895, 897 (10th Cir. 1989) (same)]; Smith [v. United States, 546 F.2d 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 14 of 17
-15- 872, 877 (10th Cir. 1976)] (predating Berkovitz but recognizing presence of policy judgments as dispositive issue in deciding whether exercise of discretion is protected by discretionary-function exception). They simply held that there were no such policy judgments behind the failures in those cases. See Duke, 131 F.3d at 1412; Boyd, 881 F.2d at 898; Smith, 546 F.2d at 877. Ball, 967 F.3d at 1081. The Court’s parenthetical comment after the above explanation notes that many of the cases Plaintiff cites pre-date Gaubert and therefore might have had different conclusions if decided more recently: “(We should note, however, that perhaps Smith and Boyd, which were decided before Gaubert, would have been decided differently if they had applied the Gaubert presumption that discretionary decisions of government officials are grounded in the requisite policy.)” Id. at 1081-1082 (emphasis added). Upon due consideration, the undersigned Magistrate Judge finds that the conduct complained of by Plaintiff—failing to place a buoy to warn of an underwater hazard, i.e., log, located on Lake Tenkiller—is the sort of conduct of which the discretionary function exception was designed to shield because decisions involving the placement of buoys can quite clearly be policy-driven matters. See Gaubert, 499 U.S. at 324 (“[I]f a regulation allows the employee discretion, the very existence of the regulation creates a strong presumption that a discretionary act authorized by the regulation involves consideration of the same policies which led to the promulgation of the regulations. When established governmental policy, as expressed or implied by statute, regulation, or agency guidelines, allows a Government agent to exercise discretion, it must be presumed that the agent's acts are grounded in policy when exercising that discretion.”). This has a clear connection to 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 15 of 17
-16- social, policy, and economic considerations. See Snider, 2013 WL 3923599, at *6-7 (W.D. Okla. July 29, 2013) (“Faced with limited resources and unlimited natural hazards, defendant must make a public policy determination as to which dangers merit the intrusion of a sign.” Furthermore, “[w]holly apart from the matters discussed above, the court also notes that, unlike Duke and the cases cited by it, including Boyd, in the case at bar the defendant was not aware of a specific risk of harm.”); see also Wilson v. United States, 940 F. Supp. 286, 290-291 (D. Or. 1996), affirmed, 133 F.3d 931 (9th Cir. 1998) (“The Forest Service had the discretion to clear submerged debris from South Twin Lake. This judgment exercised by the Forest Service is grounded in social, economic and political policy.”). The undersigned Magistrate Judge therefore finds Plaintiff does not allege sufficient facts to overcome the presumption that Defendant’s actions were grounded in policy. Having concluded that the second prong has been satisfied, the undersigned Magistrate Judge finds that both prongs of the discretionary function exception are met and the Government is thus entitled to the protection of the discretionary function exception. Because the discretionary function exception applies, the undersigned Magistrate Judge declines to consider the application of Oklahoma’s Recreational Land Use Act, 76 Okla. Stat. § 10.1. “When the discretionary function exception applies, it applies regardless of whether the discretionary acts themselves constitute actionable negligence.” Elder, 312 F.3d at 1184 (citation omitted). CONCLUSION In sum, the undersigned Magistrate Judge finds that the United States of America’s Motion to Dismiss [Docket No. 20] should be converted to a motion for summary judgment 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 16 of 17
-17- pursuant to Rule 56, and further finds that the motion should be GRANTED and the case dismissed with prejudice. Any objections to this Report and Recommendation must be filed within fourteen days. See 18 U.S.C. § 636(b)(1); Fed. R. Civ. P. 72(b). Any objections and response shall each be limited to 10 pages and a reply is permitted only with leave of court upon a showing of good cause. IT IS SO ORDERED this 17th day of November, 2025. GERALD L. JACKSON UNITED STATES MAGISTRATE JUDGE 6:25-cv-00052-RAW-GLJ Document 25 Filed in ED/OK on 11/17/25 Page 17 of 17
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