5:21-cv-00534•David v. Crow et al
Texto completo
IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF OKLAHOMA JEROME ADRIAN DAVID, ) ) Plaintiff, ) ) CIV-21-534-SLP v. ) ) SCOTT CROW, et. al., ) ) Defendants. ) FIFTH SUPPLEMENTAL REPORT AND RECOMMENDATION Plaintiff, a state prisoner appearing pro se and in forma pauperis, brings this action pursuant to 42 U.S.C. § 1983 alleging violations of his constitutional rights. Before the Court is the Motion to Dismiss filed by Defendant Michael Aitson, Doc. No. 110, to which Plaintiff has responded. Doc. No. 121. The matter has been referred to the undersigned Magistrate Judge for initial proceedings consistent with 28 U.S.C. § 636(b)(1)(B). For the reasons set forth herein, it is recommended the Motion to Dismiss, converted to a Motion for Summary Judgment, be granted. I. Plaintiff’s Claims This case arises from Plaintiff’s allegations that while he was incarcerated at William S. Key Correctional Center (“WKCC”) located in Fort Supply, Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 1 of 21
2 Oklahoma, Defendants violated his constitutional rights. See generally Doc. No. 23. Plaintiff asserts Defendant Aitson, a WKCC dentist, violated his rights under the Eighth Amendment related to Plaintiff’s dental care. Defendant Aitson has filed a Motion to Dismiss wherein he requests dismissal of Plaintiff’s claims based upon, inter alia, failure to state a claim upon which relief can be granted. Doc. No. 110. Because Defendant relies, in part, on evidentiary documents outside of the pleadings in support of his Motion, and Plaintiff was advised of his responsibilities under Fed. R. Civ. P. 12 and 56 in responding to Defendant’s Motion, see Doc. No. 111, the Motion will be considered as one seeking summary judgment. See Arnold v. Air Midwest, Inc., 100 F.3d 857, 859 n.2 (10th Cir. 1996) (“Notice to the parties is required to prevent unfair surprise when a judge converts a 12(b)(6) motion into a Rule 56 motion.”); Brown v. Zavaras, 63 F.3d 967, 969 (10th Cir. 1995) (explaining that courts may convert motion to dismiss into motion for summary judgment in order to consider matters outside of the pleadings); Wheeler v. Hurdman, 825 F.2d 257, 260 (10th Cir. 1987) (“[W]hen a party [relies on] material beyond the pleadings in support of . . . a motion to dismiss, the prior action on the part of the part[y] puts them on notice that the judge may treat the motion as a Rule 56 motion.”). Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 2 of 21
3 II. Standard of Review Summary judgment may only be granted when there is no genuine dispute as to any material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). In considering a motion for summary judgment, the Court reviews the evidence and inferences drawn from the record in the light most favorable to the nonmoving party. Burke v. Utah Transit Auth. & Local, 462 F.3d 1253, 1258 (10th Cir. 2006). A dispute is “genuine” if a reasonable jury could return a verdict for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Material facts are “facts that might affect the outcome of the suit under the governing law . . . .” Id. “At the summary judgment stage, a complainant cannot rest on mere allegations, but must set forth by affidavit or other evidence specific facts, which for purposes of the summary judgment motion will be taken to be true.” Burke, 462 F.3d at 1258 (quotations omitted). “Where the record taken as a whole could not lead a rational trier of fact to find for the non-moving party, there is no genuine issue for trial.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quotations omitted). III. Requirement for Medical Care The Eighth Amendment “imposes duties on [prison] officials, who must Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 3 of 21
4 provide humane conditions of confinement; prison officials must ensure that inmates receive adequate food, clothing, shelter, and medical care, and must ‘take reasonable measures to guarantee the safety of the inmates.’” Farmer v. Brennan, 511 U.S. 825, 832 (1994) (quoting Hudson v. Palmer, 468 U.S. 517 (1984)). The Supreme Court first recognized claims for deliberate indifference to a prisoner’s medical needs in Estelle v. Gamble, 429 U.S. 97 (1976). The Court held that prison officials violate the Eighth Amendment’s ban on cruel and unusual punishment if their “deliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain.” Id. at 104 (quotations omitted). For over forty years, the Tenth Circuit has recognized that “dental care is one of the most important medical needs of inmates.” Ramos v. Lamm, 639 F.2d 559, 576 (10th Cir. 1980). Other jurisdictions, too, recognize that “the [E]ighth [A]mendment requires [] prisoners be provided with a system of ready access to adequate dental care.” Hunt v. Dental Dep’t, 865 F.2d 198, 200 (9th Cir. 1989). See also Williams v. York, 891 F.3d 701, 707 (8th Cir. 2018) (stating that an inmate’s right to treatment for serious and painful dental conditions has been clearly established for more than three decades); Carlucci v. Chapa, 884 F.3d 534, 539 (5th Cir. 2018) (finding allegations of severe physical pain and denial of Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 4 of 21
5 recommended dental treatment are sufficient to state a plausible claim for relief); McGowan v. Hulick, 612 F.3d 636, 640 (7th Cir. 2010) (noting principle that deliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain proscribed by the Eighth Amendment applies equally to dental care); Boyd v. Knox, 47 F.3d 966, 969 (8th Cir. 1995) (“A three-week delay in dental care, coupled with knowledge of the inmate- patient’s suffering, can support a finding of an Eighth Amendment violation under section 1983.”). IV. Dental Care Policy According to the Oklahoma Department of Corrections (“ODOC”) policies, when an inmate arrives at an assessment and reception center, a dentist will perform dental screening on each inmate and assign a priority classification code. Doc. No. 14 at 4. The initial examination shall include “instructions on dental hygiene, oral disease education and self-care instruction[.]” Id. Upon examination, an inmates’ dental care needs are classified within Priority I-V. Doc. No. 62-14 at 5-7. Priority I requires the most immediate attention, defined as “[g]ross pathosis of the oral cavity that may provide an immediate threat to the inmate’s health,” and Priority V includes inmates who “do not demonstrate a current need or have no desire for dental health care.” Id. at 5, 7. Priority I dental Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 5 of 21
6 care will be provided at the assessment and reception center. Id. at 5. After transfer, the new facility’s dentist will perform another examination, develop a treatment plan, and provide other classes of care. Id. Relevant to the present case, ODOC policy describes Priority II as “[p]athosis of the oral cavity that may not provide an immediate threat to the inmate’s health, but in the dentist’s opinion, if left untreated for three to six months will become a Priority I problem.” Id. at 6. Priority II may include “[a]dvanced carious lesions or teeth that have lost restorations . . . [t]eeth for which routine restoration is not a terminal treatment, and therefore endodontics or extraction is required[.]” Id. By contrast, Priority III may include routine restorative dentistry. Id. ODOC policy also provides that Priority III periodontal treatment may proceed in conjunction with Priority II treatment. Id. at 7. ODOC policy requires that prior to receiving Priority III treatment, there must be documented compliance with a prescribed oral hygiene regimen, “as indicated by a documented plaque index of 35% or lower on at least two occasions separated by a two week minimum time frame, for inmates who will retain any natural teeth.” Id. at 7. V. Eighth Amendment: Deliberate Indifference Plaintiff alleges that while he was confined at WKCC, Defendant Aitson Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 6 of 21
7 failed to provide him with restorative dental care. Doc. No. 23-3 at 4. Specifically, Plaintiff asserts that Defendant Aitson examined his teeth and screened him as “priority III per OP-140124 #3 (periodontal disease, mesial decay, severe cavities, etc.)” but delayed Plaintiff’s Priority III treatment. Id. Plaintiff contends this delay caused great pain and discomfort and resulted in deterioration of his teeth that would have been otherwise avoidable. Id. He further alleges the delay in care resulted in ongoing pain, discomfort, sleep deprivation, biting holes in his mouth because it was difficult for him to chew food properly, and swelling in his face. Id. According to Plaintiff, his dental condition deteriorated and he had to undergo a tooth extraction, and possibly more extractions in the future. Id. To successfully allege an Eighth Amendment deliberate indifference claim, a plaintiff must present sufficient allegations to satisfy a two-prong test. First, the plaintiff must satisfy an objective component showing that the deprivation suffered was “objectively sufficiently serious” to implicate Eighth Amendment protections. Second, the plaintiff must allege allegations that the defendant had a sufficiently culpable state of mind or was “deliberately indifferent” to the inmate’s safety. Farmer, 511 U.S. at 834; Wilson v. Seiter, 501 U.S. 294, 298-99 (1991); Garcia v. Salt Lake Cnty., 768 F.2d 303, 307 (10th Cir. 1985). “Deliberate indifference” is defined as knowing of and disregarding an excessive risk to an Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 7 of 21
8 inmate’s health or safety. Farmer, 511 U.S. at 827; Estelle, 429 U.S. 97, 104-05. A. Objective Component The objective component of the aforementioned test is satisfied “if the condition has been diagnosed by a physician as mandating treatment or . . . is so obvious that even a lay person would easily recognize the necessity for a doctor’s attention.” Oxendine v. Kaplan, 241 F.3d 1272, 1276 (10th Cir. 2001) (quotations omitted). The Tenth Circuit has reiterated in recent years that the objective component is satisfied where a prisoner demonstrates he suffered unnecessary pain associated with delay in receiving medical care. McCowan v. Morales, 945 F.3d 1276, 1291 (10th Cir. 2019) (explaining that officer’s delay in getting prisoner to detention center resulting in several hours of excruciating pain associated with his shoulder injury was sufficient to satisfy the objective prong of the deliberate indifference test); see also Stack v. McCotter, 79 F. App’x 383, 389 (10th Cir. 2003) (“Under circuit precedent, pain itself can be considered substantial harm resulting from delay, giving rise to a cause of action for deliberate indifference.”); Sealock v. Colorado, 218 F.3d 1205, 1210 n.5 (10th Cir. 2000) (holding that, although defendant prison official did not cause inmate’s heart attack, “there is factual evidence from which a jury could conclude that the delay occasioned by his inaction unnecessarily prolonged appellant’s pain and Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 8 of 21
9 suffering”). B. Subjective Component To satisfy the subjective component of the test for deliberate indifference to his serious dental pain, Plaintiff must demonstrate Defendant “kn[ew] of and disregard[ed] an excessive risk to inmate health or safety,” Sealock, 218 F.3d at 1209 (quoting Farmer, 511 U.S. at 837), or as in Sealock, they knew of and disregarded Plaintiff’s excessive pain. Defendant must have been aware of “facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.” Farmer, 511 U.S. at 837. Whether a prison official had the requisite knowledge of an inmate’s severe pain is a question of fact subject to demonstration in the usual ways, including inference from circumstantial evidence, and a factfinder may conclude that a prison official knew of a substantial risk from the very fact that the risk was obvious. Id. at 842. VI. Plaintiff’s Dental Care Pursuant to ODOC policy, supra, while at Lexington Assessment and Reception Center (“LARC”), Dr. Dustin Watterson performed an initial dental examination on Plaintiff on November 13, 2021. Doc. No. 63-1 at 90. Dr. Watterson noted Plaintiff had ten missing teeth, existing restoration on eight teeth, and needed restoration on eleven teeth. Id. Dr. Watterson categorized Plaintiff’s Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 9 of 21
10 dental needs as Priority II. Id. As previously noted, Priority II includes advanced tooth decay and teeth for which routine restoration is not adequate treatment and, therefore, endodontics or extraction is required. Doc. No. 62-14 at 6. Thus, contrary to Plaintiff’s repeated assertions in his Response, see Doc. No. 121 at 2, 5, 11. Dr. Watterson did not recommend Plaintiff for restorative treatment. Also pursuant to ODOC policy, because Plaintiff did not require Priority I treatment, he did not receive any further dental care while at LARC. Plaintiff arrived at WKCC on November 19, 2020. Id. at 4. On December 7, 2020, Plaintiff submitted a Request for Health Services stating the following: I have A big hole in tooth, where the root canal came out and the nerve is exposed and is giving me a whole lot of problems, even infected because there’s no way to clean hole. I need the nerve to be killed in tooth. It’s bothering me a lot[,] it[] even Irritates the nerve when I eat or drink cold or hot drinks or food. Doc. No. 63-2 at 2. The following day, Plaintiff’s request was returned with a notation that an appointment had been scheduled. Id. On December 9, 2020, Dr. Aitson performed his initial examination of Plaintiff and rated him as Priority III. Doc. No. 63-1 at 74-75. Dr. Aitson’s examination notes indicate Plaintiff was missing eleven teeth, and had decalcification on two teeth, light tooth decay in two teeth, medium tooth decay in three teeth, and deep tooth decay in two teeth, specifically teeth #5 and #12. Id. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 10 of 21
11 Regarding each of the latter teeth, Dr. Aitson stated that the decay had extended into the pulp of the tooth. Id. Dr. Aitson prescribed a thirty-day supply of pain reliever and an antibiotic to Plaintiff, from December 9, 2020 through January 7, 2021. Doc. No. 63-6 at 29-30. On January 22, 2021, fifteen days following the end of Plaintiff’s prescriptions, he presented to medical services with a toothache and swelling in his face. Doc. No. 63-1 at 63. C. Ritzendollar, ARNP, noted Plaintiff’s previous examination on December 9, 2020, and that a follow up examination had not been conducted. Id. Ms. Ritzendollar prescribed Ibuprofen 200 mg, three times per day for four days, and an antibiotic three times per day for five days. Id.; Doc. No. 63- 6 at 21. She also noted that she would “cosign note to dental for possible [follow- up][.]” Doc. No. 63-1 at 63. Dr. Aitson electronically signed the record on January 25, 2021. Id. Plaintiff contends his condition constituted a “medical emergency,” however, Ms. Ritzendollar did not make any such indication within the examination record and in fact, described Plaintiff as being in “mild distress.” Id. On January 26, 2021, Plaintiff submitted another Request for Health Services describing his tooth pain and stating that he was awaiting a plaque test. Doc. No. 63-2 at 3. The following day, Plaintiff received a response indicating an appointment was scheduled. Id. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 11 of 21
12 On January 28, 2021, Dr. Aitson performed Plaintiff’s first plaque test and his plaque index was 43.1%. Doc. No. 63-1 at 6. Thus, he did not qualify for Priority III restorative treatment, as ODOC policy required a plaque index of 35% or lower. Doc. No. 62-14 at 7. Dr. Aitson extended Plaintiff’s antibiotic prescription through February 9, 2021. Doc. No. 63-6 at 19, 20. Notably, Plaintiff had a dental appointment scheduled with Dr. Aitson for February 10, 2021, however, Plaintiff failed to attend. Doc. No. 63-1 at 52 (“No show for scheduled appointment”). After missing his February appointment, Plaintiff submitted a Request for Health Services on March 11, 2021, complaining of problems chewing food while eating, pain, and the need for “infection medicine and pain medicine,” and requesting Priority III treatment. Doc. No. 63-2 at 4. On March 15, 2021, Defendant Tammy Lauer, a WKCC dental assistant, responded stating, “You’ve not been able to pass a plaque test and I rescheduled you to try a plaque test again & you did not show up. I will reschedule you soon. Please be prepared.” Id. On March 17, 2021, Dr. Aitson performed another plaque test and Plaintiff’s plaque index was 31.8%. Doc. No. 63-1 at 50. Dr. Aitson prescribed two months of antibiotics and pain medication to Plaintiff. Doc. No. 63-6 at 15-16 (prescribed for time period March 17, 2021 through May 15, 2021). Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 12 of 21
13 Presumably, based on ODOC policy, had Plaintiff’s plaque index been under 35% on a test performed within two weeks, he would have qualified for Priority III treatment, which includes “routine restorative dentistry.” Doc. No. 62- 14 at 6-7. However, the record does not indicate another plaque test was performed within two weeks. Instead, Defendant Lauer explained to Plaintiff in response to his later Requests for Health Services that Defendant Aitson would be “out for a while.” Doc. No. 63-2 at 5, 6, 7, 8. The WKCC had a dentist coming in one time per week for emergencies only. Id. She explained that Plaintiff could have extractions performed but WKCC was not offering routine care at that time. Id. Plaintiff informed her that he would not agree to extractions without a plan to “replace the teeth with substitutes for natural teeth.” Id. at 7. Plaintiff visited a dentist, Dr. Adam Pottorff, on May 20, 2021. Doc. No. 63-1 at 44. On that date, Dr. Pottorff prescribed Amoxicillin to Plaintiff for a “previously [diagnosed] condition and [treatment plan].” Id. at 44; Doc. No. 63-6 at 14. On May 24, 2021, Dr. Pottorff examined Plaintiff and noted the following: Pt presents with CC: need filling, pain. Pt. states that #5, #12 cause “severe pain” at night. . . . Pt has current tx plan with #5, #12 dx as non-restorable due to depth of caries and tx planned for exts. Explained to pt that teeth require ext. Pt also informed that non- urgent restorations are not being done at this time due to facility dentist being absent. Clinic is emergency only at this time. Pt became Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 13 of 21
14 upset and argumentative, demanding teeth be restored. Again explained to pt that #5, #12 cannot be restored and require ext. Offered to extract #5, #12 today and pt refused. Disp IBU per pt request and dismissed pt. Pt. has Amox RX prescribed on 5/20/21 that he has not picked up from pill line. Id. at 43. Dr. Pottorff categorized Plaintiff as a Priority II dental patient. Id. On June 7, 2021, Defendant Lauer noted the following encounter with Plaintiff. This morning, as I was letting a patient out, IM David was standing at the sick call box with [a sick call request (“SCR”)] in hand. When he saw me, he said I need to see the dentist. I said he had not put in a [SCR], and had no appointment. He said well, you wanna take my tooth out and you’re giving other people a filling. I replied, it’s different – and before I could explain, he said, so I’m different, that’s it. That’s why you’re treating me this way. I explained that it was a different situation. Not everyone’s teeth are the same. The tooth that is bothering you is too decayed to be treated with a filling. I said you’ve been having problems for some time, but refuse to have the tooth removed. He said he was putting in another request to see Dr. Pottorff. Id. at 42. On June 14, 2021, Dr. Pottorff extracted Plaintiff’s tooth #12. Id. at 41. On June 24, 2021, Dr. Aitson performed post-operative follow up, noted the extraction site was healing, and prescribed a pain reliever and an antibiotic. Id. at 37. By July 4, 2021, Plaintiff was transferred to another facility. Id. at 36. VIII. Eighth Amendment Applied to Plaintiff’s Dental Care The primary premise underlying Plaintiff’s Eighth Amendment claim is Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 14 of 21
15 that Dr. Aitson’s alleged delay in treating Plaintiff caused him not only pain and discomfort but deterioration in his condition warranting a tooth extraction. It is well established that a delay in providing medical care does not violate the Eighth Amendment, unless there has been deliberate indifference resulting in substantial harm. Olson v. Stotts, 9 F.3d 1475, 1477 (10th Cir. 1993). In situations where treatment was delayed rather than denied altogether, the Tenth Circuit requires a showing that the inmate suffered “substantial harm” as a result of the delay. Sealock, 218 F.3d at 1210. “The substantial harm requirement ‘may be satisfied by lifelong handicap, permanent loss, or considerable pain.’” Mata v. Saiz, 427 F.3d 745, 751 (10th Cir. 2005) (quoting Garrett v. Stratman, 254 F.3d 946, 950 (10th Cir. 2001)). Contrary to Plaintiff’s repeated assertions in his Response, when Dr. Watterson performed Plaintiff’s initial examination at LARC, he did not conclude that all of Plaintiff’s remaining teeth were candidates for restorative care. Doc. No. 63-1 at 90. Dr. Watterson noted missing teeth, that restoration existed on eight teeth, and “[r]estoration indicated” regarding eleven teeth. Id. Finally, Dr. Watterson categorized Plaintiff as Priority II. Id. Thus, it is clear from the record that as early as November 2021, a dentist concluded that at least some of Plaintiff’s teeth did not qualify for restorative treatment. Id.; Doc. No. 62-14 at 6. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 15 of 21
16 Additionally, while Dr. Aitson rated Plaintiff as Priority III overall during his first dental examination, he also found that two of his teeth, #5 and #12, had deep tooth decay that extended into the pulp of each tooth. Doc. No. 63-1 at 74- 75. As previously noted, ODOC’s dental policy anticipated that an inmate could receive Priority II and III treatment simultaneously. Doc. No. 63-14 at 7. During Dr. Porttoff’s first examination of Plaintiff in May 2021, he specifically referenced that Plaintiff’s current treatment plan described #5 and #12 as non-restorable due to the depth of decay and that treatment planned for extractions. Doc. No. 63-1 at 43. Dr. Porttoff extracted Plaintiff’s tooth #12 on June 14, 2021, noting that Plaintiff presented for previously diagnosed treatment of extraction of #12. Id. at 41. As previously noted, an Eighth Amendment claim based on delay of medical care requires the delay to have resulted in a lifelong handicap, permanent loss, or considerable pain. Mata, 427 F.3d at 751. Plaintiff has not met this requirement. Based on the record, Plaintiff’s tooth extraction was not the result of treatment delay but instead extraction was anticipated when Plaintiff arrived at WKCC. Moreover, Plaintiff consistently received medical and/or dental care while he was confined at WKCC. Within two days of Plaintiff requesting health services Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 16 of 21
17 for dental pain on December 7, 2021, Dr. Aitson examined Plaintiff and prescribed a thirty-day supply of antibiotics and pain medication for his dental conditions. On January 22, 2021, fifteen days after Plaintiff’s prescriptions ended, he again requested health services complaining of dental problems. In less than one week, Dr. Aitson performed Plaintiff’s first plaque test and extended his prescription through February 9, 2021. To the extent Plaintiff experienced a delay in receiving the first plaque test, said delay was at most negligent and in any event, Plaintiff has not set forth any allegations establishing that said delay caused substantial harm. Whitley v. Albers, 475 U.S. 312, 319 (1986) (explaining that Eighth Amendment liability requires “more than ordinary lack of due care for the prisoner’s interests or safety”); Handy v. Price, 996 F.2d 1064, 1067 (10th Cir. 1993) (holding a claim that prison doctor was negligent in treatment of plaintiff did not constitute a constitutional violation). Additionally, Plaintiff failed to attend his next appointment, scheduled for February 10, 2021, the day after his prescriptions ended. After missing his February appointment, Plaintiff again requested health services on March 11, 2021, complaining of dental problems. Within four days, Dr. Aitson examined Plaintiff, conducted the plaque test that would have been performed at Plaintiff’s February examination, and prescribed Plaintiff a two- Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 17 of 21
18 month supply of antibiotics and pain medication. Following this appointment, Dr. Aitson was on a leave of absence from WKCC. The record is clear that Dr. Aitson consistently provided dental care to Plaintiff. Prior to Dr. Aitson’s leave of absence, Plaintiff did not complain about dental problems until his prescriptions ended. When Plaintiff reported dental problems, Dr. Aitson quickly examined him and prescribed medication. While Plaintiff may have preferred different treatment, disagreement over a course of treatment does not amount to a constitutional violation. Ramos, 639 F.2d at 575 (“[A] mere difference of opinion between the prison's medical staff and the inmate as to the diagnosis or treatment which the inmate receives does not support a claim of cruel and unusual punishment.”); Perkins v. Kansas Dep’t of Corr., 165 F.3d 803, 811 (10th Cir. 1999) (explaining that disagreements with the treatment provided by prison medical staff do not in themselves rise to the level of deliberate indifference necessary to show a violation of the Eighth Amendment). Moreover, Plaintiff’s longest delay in receiving treatment from Dr. Aitson occurred following Plaintiff’s own failure to attend his February dental appointment. The undisputed medical record demonstrates that Dr. Aitson consistently provided medical care to Plaintiff for his dental problems. Plaintiff has not presented any evidence supporting that Defendant Aitson knew of and Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 18 of 21
19 disregarded an excessive risk to Plaintiff’s health, as required for a valid Eighth Amendment claim. Farmer, 511 U.S. at 827. Presuming without deciding that Dr. Aitson delayed some portion of dental care, Plaintiff’s tooth extraction did not occur because of that delay. Additionally, there is little doubt Plaintiff was in pain during the time period relevant to his claim. This fact was acknowledged by Dr. Aitson, as well as other providers, as they repeatedly prescribed Plaintiff pain medication. Notably, however, it is not the existence of pain which is forbidden by the Eighth Amendment, but rather the “unnecessary and wanton infliction of pain.” Sealock, 218 F.3d at 1210 (quoting Wilson, 501 U.S. at 297). Plaintiff’s pain was the result of a condition for which he was receiving treatment, and the most significant delay in alleviating Plaintiff’s pain was the result of his own actions. Accordingly, it is recommended the Court grant summary judgment in favor of Defendant Aitson against Plaintiff’s Eighth Amendment claim. 1 RECOMMENDATION Based on the foregoing findings, the undersigned recommends Defendant Aitson’s Motion to Dismiss, as converted to a Motion for Summary Judgment, 1 Based on this recommendation, it is unnecessary to address Defendant’s remaining bases for requesting dismissal and/or summary judgment. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 19 of 21
20 (Doc. No. 110) be granted. Plaintiff is advised of the right to file an objection to this Fifth Supplemental Report and Recommendation with the Clerk of this Court by September 29th , 2022, in accordance with 28 U.S.C. § 636 and Fed. R. Civ. P. 72. The failure to timely object to this Fifth Supplemental Report and Recommendation would waive appellate review of the recommended ruling. Moore v. United States, 950 F.2d 656 (10th Cir. 1991); cf. Marshall v. Chater, 75 F.3d 1421, 1426 (10th Cir. 1996) (“Issues raised for the first time in objections to the magistrate judge’s recommendation are deemed waived.”). This Fifth Supplemental Report and Recommendation does not dispose of all issues referred to the undersigned Magistrate Judge in the captioned matter. Dated this 9 th day of September, 2022. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 20 of 21
21 Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 21 of 21
1 printed pages contain little extracted OCR body text; searchable legal-body completeness has not been established for those pages.
OCR transcription for search; preserved printed pages are authoritative
AUTHENTICATE U.S. GOVERNMEN INFORMATION Case 5:21-cv-00534-SLP Document122 Filed 09/09/22 Page 1 of 21 IN THE UNITED STATES DISTRICT COURT FOR THE WESTERN DISTRICT OF OKLAHOMA JEROME ADRIAN DAVID, Plaintiff, CIV-21-534-SLP ) ) ) ) Vv. ) ) SCOTT CROW, et. al., ) ) ) Defendants. FIFTH SUPPLEMENTAL REPORT AND RECOMMENDATION Plaintiff, a state prisoner appearing pro se and in forma pauperis, brings this action pursuant to 42 U.S.C. § 1983 alleging violations of his constitutional nights. Before the Court is the Motion to Dismiss filed by Defendant Michael Aitson, Doc. No. 110, to which Plaintiff has responded. Doc. No. 121. The matter has been referred to the undersigned Magistrate Judge for initial proceedings consistent with 28 U.S.C. § 636(b)(1)(B). For the reasons set forth herein, it is recommended the Motion to Dismiss, converted to a Motion for Summary Judgment, be granted. I. Plaintiff’s Claims This case arises from Plaintiff’ s allegations that while he was incarcerated at William S. Key Correctional Center (“WKCC”) located in Fort Supply, 2 Oklahoma, Defendants violated his constitutional rights. See generally Doc. No. 23. Plaintiff asserts Defendant Aitson, a WKCC dentist, violated his rights under the Eighth Amendment related to Plaintiff’s dental care. Defendant Aitson has filed a Motion to Dismiss wherein he requests dismissal of Plaintiff’s claims based upon, inter alia, failure to state a claim upon which relief can be granted. Doc. No. 110. Because Defendant relies, in part, on evidentiary documents outside of the pleadings in support of his Motion, and Plaintiff was advised of his responsibilities under Fed. R. Civ. P. 12 and 56 in responding to Defendant’s Motion, see Doc. No. 111, the Motion will be considered as one seeking summary judgment. See Arnold v. Air Midwest, Inc., 100 F.3d 857, 859 n.2 (10th Cir. 1996) (“Notice to the parties is required to prevent unfair surprise when a judge converts a 12(b)(6) motion into a Rule 56 motion.”); Brown v. Zavaras, 63 F.3d 967, 969 (10th Cir. 1995) (explaining that courts may convert motion to dismiss into motion for summary judgment in order to consider matters outside of the pleadings); Wheeler v. Hurdman, 825 F.2d 257, 260 (10th Cir. 1987) (“[W]hen a party [relies on] material beyond the pleadings in support of . . . a motion to dismiss, the prior action on the part of the part[y] puts them on notice that the judge may treat the motion as a Rule 56 motion.”). Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 2 of 21 3 II. Standard of Review Summary judgment may only be granted when there is no genuine dispute as to any material fact and the moving party is entitled to judgment as a matter of law. Fed. R. Civ. P. 56(a). In considering a motion for summary judgment, the Court reviews the evidence and inferences drawn from the record in the light most favorable to the nonmoving party. Burke v. Utah Transit Auth. & Local, 462 F.3d 1253, 1258 (10th Cir. 2006). A dispute is “genuine” if a reasonable jury could return a verdict for the nonmoving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 248 (1986). Material facts are “facts that might affect the outcome of the suit under the governing law . . . .” Id. “At the summary judgment stage, a complainant cannot rest on mere allegations, but must set forth by affidavit or other evidence specific facts, which for purposes of the summary judgment motion will be taken to be true.” Burke, 462 F.3d at 1258 (quotations omitted). “Where the record taken as a whole could not lead a rational trier of fact to find for the non-moving party, there is no genuine issue for trial.” Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (quotations omitted). III. Requirement for Medical Care The Eighth Amendment “imposes duties on [prison] officials, who must Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 3 of 21 4 provide humane conditions of confinement; prison officials must ensure that inmates receive adequate food, clothing, shelter, and medical care, and must ‘take reasonable measures to guarantee the safety of the inmates.’” Farmer v. Brennan, 511 U.S. 825, 832 (1994) (quoting Hudson v. Palmer, 468 U.S. 517 (1984)). The Supreme Court first recognized claims for deliberate indifference to a prisoner’s medical needs in Estelle v. Gamble, 429 U.S. 97 (1976). The Court held that prison officials violate the Eighth Amendment’s ban on cruel and unusual punishment if their “deliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain.” Id. at 104 (quotations omitted). For over forty years, the Tenth Circuit has recognized that “dental care is one of the most important medical needs of inmates.” Ramos v. Lamm, 639 F.2d 559, 576 (10th Cir. 1980). Other jurisdictions, too, recognize that “the [E]ighth [A]mendment requires [] prisoners be provided with a system of ready access to adequate dental care.” Hunt v. Dental Dep’t, 865 F.2d 198, 200 (9th Cir. 1989). See also Williams v. York, 891 F.3d 701, 707 (8th Cir. 2018) (stating that an inmate’s right to treatment for serious and painful dental conditions has been clearly established for more than three decades); Carlucci v. Chapa, 884 F.3d 534, 539 (5th Cir. 2018) (finding allegations of severe physical pain and denial of Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 4 of 21 5 recommended dental treatment are sufficient to state a plausible claim for relief); McGowan v. Hulick, 612 F.3d 636, 640 (7th Cir. 2010) (noting principle that deliberate indifference to serious medical needs of prisoners constitutes the unnecessary and wanton infliction of pain proscribed by the Eighth Amendment applies equally to dental care); Boyd v. Knox, 47 F.3d 966, 969 (8th Cir. 1995) (“A three-week delay in dental care, coupled with knowledge of the inmate- patient’s suffering, can support a finding of an Eighth Amendment violation under section 1983.”). IV. Dental Care Policy According to the Oklahoma Department of Corrections (“ODOC”) policies, when an inmate arrives at an assessment and reception center, a dentist will perform dental screening on each inmate and assign a priority classification code. Doc. No. 14 at 4. The initial examination shall include “instructions on dental hygiene, oral disease education and self-care instruction[.]” Id. Upon examination, an inmates’ dental care needs are classified within Priority I-V. Doc. No. 62-14 at 5-7. Priority I requires the most immediate attention, defined as “[g]ross pathosis of the oral cavity that may provide an immediate threat to the inmate’s health,” and Priority V includes inmates who “do not demonstrate a current need or have no desire for dental health care.” Id. at 5, 7. Priority I dental Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 5 of 21 6 care will be provided at the assessment and reception center. Id. at 5. After transfer, the new facility’s dentist will perform another examination, develop a treatment plan, and provide other classes of care. Id. Relevant to the present case, ODOC policy describes Priority II as “[p]athosis of the oral cavity that may not provide an immediate threat to the inmate’s health, but in the dentist’s opinion, if left untreated for three to six months will become a Priority I problem.” Id. at 6. Priority II may include “[a]dvanced carious lesions or teeth that have lost restorations . . . [t]eeth for which routine restoration is not a terminal treatment, and therefore endodontics or extraction is required[.]” Id. By contrast, Priority III may include routine restorative dentistry. Id. ODOC policy also provides that Priority III periodontal treatment may proceed in conjunction with Priority II treatment. Id. at 7. ODOC policy requires that prior to receiving Priority III treatment, there must be documented compliance with a prescribed oral hygiene regimen, “as indicated by a documented plaque index of 35% or lower on at least two occasions separated by a two week minimum time frame, for inmates who will retain any natural teeth.” Id. at 7. V. Eighth Amendment: Deliberate Indifference Plaintiff alleges that while he was confined at WKCC, Defendant Aitson Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 6 of 21 7 failed to provide him with restorative dental care. Doc. No. 23-3 at 4. Specifically, Plaintiff asserts that Defendant Aitson examined his teeth and screened him as “priority III per OP-140124 #3 (periodontal disease, mesial decay, severe cavities, etc.)” but delayed Plaintiff’s Priority III treatment. Id. Plaintiff contends this delay caused great pain and discomfort and resulted in deterioration of his teeth that would have been otherwise avoidable. Id. He further alleges the delay in care resulted in ongoing pain, discomfort, sleep deprivation, biting holes in his mouth because it was difficult for him to chew food properly, and swelling in his face. Id. According to Plaintiff, his dental condition deteriorated and he had to undergo a tooth extraction, and possibly more extractions in the future. Id. To successfully allege an Eighth Amendment deliberate indifference claim, a plaintiff must present sufficient allegations to satisfy a two-prong test. First, the plaintiff must satisfy an objective component showing that the deprivation suffered was “objectively sufficiently serious” to implicate Eighth Amendment protections. Second, the plaintiff must allege allegations that the defendant had a sufficiently culpable state of mind or was “deliberately indifferent” to the inmate’s safety. Farmer, 511 U.S. at 834; Wilson v. Seiter, 501 U.S. 294, 298-99 (1991); Garcia v. Salt Lake Cnty., 768 F.2d 303, 307 (10th Cir. 1985). “Deliberate indifference” is defined as knowing of and disregarding an excessive risk to an Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 7 of 21 8 inmate’s health or safety. Farmer, 511 U.S. at 827; Estelle, 429 U.S. 97, 104-05. A. Objective Component The objective component of the aforementioned test is satisfied “if the condition has been diagnosed by a physician as mandating treatment or . . . is so obvious that even a lay person would easily recognize the necessity for a doctor’s attention.” Oxendine v. Kaplan, 241 F.3d 1272, 1276 (10th Cir. 2001) (quotations omitted). The Tenth Circuit has reiterated in recent years that the objective component is satisfied where a prisoner demonstrates he suffered unnecessary pain associated with delay in receiving medical care. McCowan v. Morales, 945 F.3d 1276, 1291 (10th Cir. 2019) (explaining that officer’s delay in getting prisoner to detention center resulting in several hours of excruciating pain associated with his shoulder injury was sufficient to satisfy the objective prong of the deliberate indifference test); see also Stack v. McCotter, 79 F. App’x 383, 389 (10th Cir. 2003) (“Under circuit precedent, pain itself can be considered substantial harm resulting from delay, giving rise to a cause of action for deliberate indifference.”); Sealock v. Colorado, 218 F.3d 1205, 1210 n.5 (10th Cir. 2000) (holding that, although defendant prison official did not cause inmate’s heart attack, “there is factual evidence from which a jury could conclude that the delay occasioned by his inaction unnecessarily prolonged appellant’s pain and Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 8 of 21 9 suffering”). B. Subjective Component To satisfy the subjective component of the test for deliberate indifference to his serious dental pain, Plaintiff must demonstrate Defendant “kn[ew] of and disregard[ed] an excessive risk to inmate health or safety,” Sealock, 218 F.3d at 1209 (quoting Farmer, 511 U.S. at 837), or as in Sealock, they knew of and disregarded Plaintiff’s excessive pain. Defendant must have been aware of “facts from which the inference could be drawn that a substantial risk of serious harm exists, and he must also draw the inference.” Farmer, 511 U.S. at 837. Whether a prison official had the requisite knowledge of an inmate’s severe pain is a question of fact subject to demonstration in the usual ways, including inference from circumstantial evidence, and a factfinder may conclude that a prison official knew of a substantial risk from the very fact that the risk was obvious. Id. at 842. VI. Plaintiff’s Dental Care Pursuant to ODOC policy, supra, while at Lexington Assessment and Reception Center (“LARC”), Dr. Dustin Watterson performed an initial dental examination on Plaintiff on November 13, 2021. Doc. No. 63-1 at 90. Dr. Watterson noted Plaintiff had ten missing teeth, existing restoration on eight teeth, and needed restoration on eleven teeth. Id. Dr. Watterson categorized Plaintiff’s Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 9 of 21 10 dental needs as Priority II. Id. As previously noted, Priority II includes advanced tooth decay and teeth for which routine restoration is not adequate treatment and, therefore, endodontics or extraction is required. Doc. No. 62-14 at 6. Thus, contrary to Plaintiff’s repeated assertions in his Response, see Doc. No. 121 at 2, 5, 11. Dr. Watterson did not recommend Plaintiff for restorative treatment. Also pursuant to ODOC policy, because Plaintiff did not require Priority I treatment, he did not receive any further dental care while at LARC. Plaintiff arrived at WKCC on November 19, 2020. Id. at 4. On December 7, 2020, Plaintiff submitted a Request for Health Services stating the following: I have A big hole in tooth, where the root canal came out and the nerve is exposed and is giving me a whole lot of problems, even infected because there’s no way to clean hole. I need the nerve to be killed in tooth. It’s bothering me a lot[,] it[] even Irritates the nerve when I eat or drink cold or hot drinks or food. Doc. No. 63-2 at 2. The following day, Plaintiff’s request was returned with a notation that an appointment had been scheduled. Id. On December 9, 2020, Dr. Aitson performed his initial examination of Plaintiff and rated him as Priority III. Doc. No. 63-1 at 74-75. Dr. Aitson’s examination notes indicate Plaintiff was missing eleven teeth, and had decalcification on two teeth, light tooth decay in two teeth, medium tooth decay in three teeth, and deep tooth decay in two teeth, specifically teeth #5 and #12. Id. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 10 of 21 11 Regarding each of the latter teeth, Dr. Aitson stated that the decay had extended into the pulp of the tooth. Id. Dr. Aitson prescribed a thirty-day supply of pain reliever and an antibiotic to Plaintiff, from December 9, 2020 through January 7, 2021. Doc. No. 63-6 at 29-30. On January 22, 2021, fifteen days following the end of Plaintiff’s prescriptions, he presented to medical services with a toothache and swelling in his face. Doc. No. 63-1 at 63. C. Ritzendollar, ARNP, noted Plaintiff’s previous examination on December 9, 2020, and that a follow up examination had not been conducted. Id. Ms. Ritzendollar prescribed Ibuprofen 200 mg, three times per day for four days, and an antibiotic three times per day for five days. Id.; Doc. No. 63- 6 at 21. She also noted that she would “cosign note to dental for possible [follow- up][.]” Doc. No. 63-1 at 63. Dr. Aitson electronically signed the record on January 25, 2021. Id. Plaintiff contends his condition constituted a “medical emergency,” however, Ms. Ritzendollar did not make any such indication within the examination record and in fact, described Plaintiff as being in “mild distress.” Id. On January 26, 2021, Plaintiff submitted another Request for Health Services describing his tooth pain and stating that he was awaiting a plaque test. Doc. No. 63-2 at 3. The following day, Plaintiff received a response indicating an appointment was scheduled. Id. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 11 of 21 12 On January 28, 2021, Dr. Aitson performed Plaintiff’s first plaque test and his plaque index was 43.1%. Doc. No. 63-1 at 6. Thus, he did not qualify for Priority III restorative treatment, as ODOC policy required a plaque index of 35% or lower. Doc. No. 62-14 at 7. Dr. Aitson extended Plaintiff’s antibiotic prescription through February 9, 2021. Doc. No. 63-6 at 19, 20. Notably, Plaintiff had a dental appointment scheduled with Dr. Aitson for February 10, 2021, however, Plaintiff failed to attend. Doc. No. 63-1 at 52 (“No show for scheduled appointment”). After missing his February appointment, Plaintiff submitted a Request for Health Services on March 11, 2021, complaining of problems chewing food while eating, pain, and the need for “infection medicine and pain medicine,” and requesting Priority III treatment. Doc. No. 63-2 at 4. On March 15, 2021, Defendant Tammy Lauer, a WKCC dental assistant, responded stating, “You’ve not been able to pass a plaque test and I rescheduled you to try a plaque test again & you did not show up. I will reschedule you soon. Please be prepared.” Id. On March 17, 2021, Dr. Aitson performed another plaque test and Plaintiff’s plaque index was 31.8%. Doc. No. 63-1 at 50. Dr. Aitson prescribed two months of antibiotics and pain medication to Plaintiff. Doc. No. 63-6 at 15-16 (prescribed for time period March 17, 2021 through May 15, 2021). Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 12 of 21 13 Presumably, based on ODOC policy, had Plaintiff’s plaque index been under 35% on a test performed within two weeks, he would have qualified for Priority III treatment, which includes “routine restorative dentistry.” Doc. No. 62- 14 at 6-7. However, the record does not indicate another plaque test was performed within two weeks. Instead, Defendant Lauer explained to Plaintiff in response to his later Requests for Health Services that Defendant Aitson would be “out for a while.” Doc. No. 63-2 at 5, 6, 7, 8. The WKCC had a dentist coming in one time per week for emergencies only. Id. She explained that Plaintiff could have extractions performed but WKCC was not offering routine care at that time. Id. Plaintiff informed her that he would not agree to extractions without a plan to “replace the teeth with substitutes for natural teeth.” Id. at 7. Plaintiff visited a dentist, Dr. Adam Pottorff, on May 20, 2021. Doc. No. 63-1 at 44. On that date, Dr. Pottorff prescribed Amoxicillin to Plaintiff for a “previously [diagnosed] condition and [treatment plan].” Id. at 44; Doc. No. 63-6 at 14. On May 24, 2021, Dr. Pottorff examined Plaintiff and noted the following: Pt presents with CC: need filling, pain. Pt. states that #5, #12 cause “severe pain” at night. . . . Pt has current tx plan with #5, #12 dx as non-restorable due to depth of caries and tx planned for exts. Explained to pt that teeth require ext. Pt also informed that non- urgent restorations are not being done at this time due to facility dentist being absent. Clinic is emergency only at this time. Pt became Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 13 of 21 14 upset and argumentative, demanding teeth be restored. Again explained to pt that #5, #12 cannot be restored and require ext. Offered to extract #5, #12 today and pt refused. Disp IBU per pt request and dismissed pt. Pt. has Amox RX prescribed on 5/20/21 that he has not picked up from pill line. Id. at 43. Dr. Pottorff categorized Plaintiff as a Priority II dental patient. Id. On June 7, 2021, Defendant Lauer noted the following encounter with Plaintiff. This morning, as I was letting a patient out, IM David was standing at the sick call box with [a sick call request (“SCR”)] in hand. When he saw me, he said I need to see the dentist. I said he had not put in a [SCR], and had no appointment. He said well, you wanna take my tooth out and you’re giving other people a filling. I replied, it’s different – and before I could explain, he said, so I’m different, that’s it. That’s why you’re treating me this way. I explained that it was a different situation. Not everyone’s teeth are the same. The tooth that is bothering you is too decayed to be treated with a filling. I said you’ve been having problems for some time, but refuse to have the tooth removed. He said he was putting in another request to see Dr. Pottorff. Id. at 42. On June 14, 2021, Dr. Pottorff extracted Plaintiff’s tooth #12. Id. at 41. On June 24, 2021, Dr. Aitson performed post-operative follow up, noted the extraction site was healing, and prescribed a pain reliever and an antibiotic. Id. at 37. By July 4, 2021, Plaintiff was transferred to another facility. Id. at 36. VIII. Eighth Amendment Applied to Plaintiff’s Dental Care The primary premise underlying Plaintiff’s Eighth Amendment claim is Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 14 of 21 15 that Dr. Aitson’s alleged delay in treating Plaintiff caused him not only pain and discomfort but deterioration in his condition warranting a tooth extraction. It is well established that a delay in providing medical care does not violate the Eighth Amendment, unless there has been deliberate indifference resulting in substantial harm. Olson v. Stotts, 9 F.3d 1475, 1477 (10th Cir. 1993). In situations where treatment was delayed rather than denied altogether, the Tenth Circuit requires a showing that the inmate suffered “substantial harm” as a result of the delay. Sealock, 218 F.3d at 1210. “The substantial harm requirement ‘may be satisfied by lifelong handicap, permanent loss, or considerable pain.’” Mata v. Saiz, 427 F.3d 745, 751 (10th Cir. 2005) (quoting Garrett v. Stratman, 254 F.3d 946, 950 (10th Cir. 2001)). Contrary to Plaintiff’s repeated assertions in his Response, when Dr. Watterson performed Plaintiff’s initial examination at LARC, he did not conclude that all of Plaintiff’s remaining teeth were candidates for restorative care. Doc. No. 63-1 at 90. Dr. Watterson noted missing teeth, that restoration existed on eight teeth, and “[r]estoration indicated” regarding eleven teeth. Id. Finally, Dr. Watterson categorized Plaintiff as Priority II. Id. Thus, it is clear from the record that as early as November 2021, a dentist concluded that at least some of Plaintiff’s teeth did not qualify for restorative treatment. Id.; Doc. No. 62-14 at 6. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 15 of 21 16 Additionally, while Dr. Aitson rated Plaintiff as Priority III overall during his first dental examination, he also found that two of his teeth, #5 and #12, had deep tooth decay that extended into the pulp of each tooth. Doc. No. 63-1 at 74- 75. As previously noted, ODOC’s dental policy anticipated that an inmate could receive Priority II and III treatment simultaneously. Doc. No. 63-14 at 7. During Dr. Porttoff’s first examination of Plaintiff in May 2021, he specifically referenced that Plaintiff’s current treatment plan described #5 and #12 as non-restorable due to the depth of decay and that treatment planned for extractions. Doc. No. 63-1 at 43. Dr. Porttoff extracted Plaintiff’s tooth #12 on June 14, 2021, noting that Plaintiff presented for previously diagnosed treatment of extraction of #12. Id. at 41. As previously noted, an Eighth Amendment claim based on delay of medical care requires the delay to have resulted in a lifelong handicap, permanent loss, or considerable pain. Mata, 427 F.3d at 751. Plaintiff has not met this requirement. Based on the record, Plaintiff’s tooth extraction was not the result of treatment delay but instead extraction was anticipated when Plaintiff arrived at WKCC. Moreover, Plaintiff consistently received medical and/or dental care while he was confined at WKCC. Within two days of Plaintiff requesting health services Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 16 of 21 17 for dental pain on December 7, 2021, Dr. Aitson examined Plaintiff and prescribed a thirty-day supply of antibiotics and pain medication for his dental conditions. On January 22, 2021, fifteen days after Plaintiff’s prescriptions ended, he again requested health services complaining of dental problems. In less than one week, Dr. Aitson performed Plaintiff’s first plaque test and extended his prescription through February 9, 2021. To the extent Plaintiff experienced a delay in receiving the first plaque test, said delay was at most negligent and in any event, Plaintiff has not set forth any allegations establishing that said delay caused substantial harm. Whitley v. Albers, 475 U.S. 312, 319 (1986) (explaining that Eighth Amendment liability requires “more than ordinary lack of due care for the prisoner’s interests or safety”); Handy v. Price, 996 F.2d 1064, 1067 (10th Cir. 1993) (holding a claim that prison doctor was negligent in treatment of plaintiff did not constitute a constitutional violation). Additionally, Plaintiff failed to attend his next appointment, scheduled for February 10, 2021, the day after his prescriptions ended. After missing his February appointment, Plaintiff again requested health services on March 11, 2021, complaining of dental problems. Within four days, Dr. Aitson examined Plaintiff, conducted the plaque test that would have been performed at Plaintiff’s February examination, and prescribed Plaintiff a two- Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 17 of 21 18 month supply of antibiotics and pain medication. Following this appointment, Dr. Aitson was on a leave of absence from WKCC. The record is clear that Dr. Aitson consistently provided dental care to Plaintiff. Prior to Dr. Aitson’s leave of absence, Plaintiff did not complain about dental problems until his prescriptions ended. When Plaintiff reported dental problems, Dr. Aitson quickly examined him and prescribed medication. While Plaintiff may have preferred different treatment, disagreement over a course of treatment does not amount to a constitutional violation. Ramos, 639 F.2d at 575 (“[A] mere difference of opinion between the prison's medical staff and the inmate as to the diagnosis or treatment which the inmate receives does not support a claim of cruel and unusual punishment.”); Perkins v. Kansas Dep’t of Corr., 165 F.3d 803, 811 (10th Cir. 1999) (explaining that disagreements with the treatment provided by prison medical staff do not in themselves rise to the level of deliberate indifference necessary to show a violation of the Eighth Amendment). Moreover, Plaintiff’s longest delay in receiving treatment from Dr. Aitson occurred following Plaintiff’s own failure to attend his February dental appointment. The undisputed medical record demonstrates that Dr. Aitson consistently provided medical care to Plaintiff for his dental problems. Plaintiff has not presented any evidence supporting that Defendant Aitson knew of and Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 18 of 21 19 disregarded an excessive risk to Plaintiff’s health, as required for a valid Eighth Amendment claim. Farmer, 511 U.S. at 827. Presuming without deciding that Dr. Aitson delayed some portion of dental care, Plaintiff’s tooth extraction did not occur because of that delay. Additionally, there is little doubt Plaintiff was in pain during the time period relevant to his claim. This fact was acknowledged by Dr. Aitson, as well as other providers, as they repeatedly prescribed Plaintiff pain medication. Notably, however, it is not the existence of pain which is forbidden by the Eighth Amendment, but rather the “unnecessary and wanton infliction of pain.” Sealock, 218 F.3d at 1210 (quoting Wilson, 501 U.S. at 297). Plaintiff’s pain was the result of a condition for which he was receiving treatment, and the most significant delay in alleviating Plaintiff’s pain was the result of his own actions. Accordingly, it is recommended the Court grant summary judgment in favor of Defendant Aitson against Plaintiff’s Eighth Amendment claim. 1 RECOMMENDATION Based on the foregoing findings, the undersigned recommends Defendant Aitson’s Motion to Dismiss, as converted to a Motion for Summary Judgment, 1 Based on this recommendation, it is unnecessary to address Defendant’s remaining bases for requesting dismissal and/or summary judgment. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 19 of 21 20 (Doc. No. 110) be granted. Plaintiff is advised of the right to file an objection to this Fifth Supplemental Report and Recommendation with the Clerk of this Court by September 29th , 2022, in accordance with 28 U.S.C. § 636 and Fed. R. Civ. P. 72. The failure to timely object to this Fifth Supplemental Report and Recommendation would waive appellate review of the recommended ruling. Moore v. United States, 950 F.2d 656 (10th Cir. 1991); cf. Marshall v. Chater, 75 F.3d 1421, 1426 (10th Cir. 1996) (“Issues raised for the first time in objections to the magistrate judge’s recommendation are deemed waived.”). This Fifth Supplemental Report and Recommendation does not dispose of all issues referred to the undersigned Magistrate Judge in the captioned matter. Dated this 9 th day of September, 2022. Case 5:21-cv-00534-SLP Document 122 Filed 09/09/22 Page 20 of 21 Case 5:21-cv-00534-SLP Document122 _ Filed 09/09/22 Page 21 of 21 21
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