Downs v. Commissioner of Social Security Administration et al

5:24-cv-01271Okwd20 de jan. de 2026

Abrir fonte

Texto completo

UNITED STATES DISTRICT COURT
WESTERN DISTRICT OF OKLAHOMA
L. N. D.,1 )
)
Plaintiff, )
)
v. ) Case No. CIV-24-1271-HE
)
FRANK BISIGNANO,2 )
Commissioner, )
Social Security Administration, )
)
Defendant. )
REPORT AND RECOMMENDATION
Plaintiff seeks judicial review of the denial by the Social Security Administration
(“SSA”) of her application for disabled widow’s benefits. United States District Judge Joe
Heaton referred this matter to the undersigned Magistrate Judge for proposed findings and
recommendations consistent with 28 U.S.C. §§ 636(b)(1)(B) and 636(b)(3), and Federal
Rule of Civil Procedure 72(b). The Commissioner has filed the administrative record
(“AR”), Doc. 5, and both parties have briefed their positions, Docs. 8, 17, 18.3 For the
following reasons, the undersigned recommends that the Court reverse and remand the
Commissioner’s decision for further administrative proceedings.
1 The Court refers to Plaintiff by initials to protect Plaintiff’s privacy because of the
sensitive nature of medical and personal information disclosed in Social Security cases.
2 Frank Bisignano is substituted as the proper party defendant pursuant to Federal Rule of
Civil Procedure 25(d).
3 Citations to the parties’ briefs reference the Court’s ECF pagination. Citations to the AR
reference the document’s original pagination.
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 1 of 12
2
I. Procedural Background
Initially and on reconsideration, the SSA denied Plaintiff’s application for benefits.
On March 27, 2024, an administrative law judge (“ALJ”) issued a decision finding Plaintiff
was not disabled within the meaning of the Social Security Act. AR 455-66. The Appeals
Council denied Plaintiff’s request for review. AR 1-6. Accordingly, the ALJ’s decision
constitutes the Commissioner’s final decision.
II. The ALJ’s Decision
The ALJ followed the five-step sequential evaluation process required by agency
regulations. See Wall v. Astrue, 561 F.3d 1048, 1052 (10th Cir. 2009) (explaining the five-
step process); see also 20 C.F.R. § 404.1520 (same). The ALJ first determined that
Plaintiff had not engaged in substantial gainful activity since the alleged onset date.
AR 457. At step two, the ALJ determined that Plaintiff had the severe impairments of
type I diabetes; peripheral neuropathy; diabetic proliferative retinopathy of the left eye; and
bilateral osteoarthritis of the hands. AR 458. At step three, the ALJ found Plaintiff’s
impairments do not meet or medically equal any of the impairments listed at 20 C.F.R.
Part 404, Subpart P, App. 1. AR 459.
At step four, the ALJ found Plaintiff had the residual functional capacity (“RFC”)
to perform work at the light exertional level, as defined in 20 C.F.R. § 404.1567(b), with
additional exertional and nonexertional limitations. AR 460-64. The ALJ then found that
Plaintiff had no past relevant work. AR 465.
Relying at the final step on the vocational expert’s testimony, the ALJ found
Plaintiff can perform other work existing in significant numbers in the national economy.
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 2 of 12
3
AR 465-66. Therefore, the ALJ concluded that Plaintiff has not been under a disability,
for purposes of the Social Security Act, since the alleged onset date. AR 466.
III. Standard of Review
Judicial review of the Commissioner’s final decision is limited to determining
whether the factual findings are supported by substantial evidence in the record and
whether the correct legal standards were applied. Noreja v. Comm’r, SSA, 952 F.3d 1172,
1177 (10th Cir. 2020). Under such review, “common sense, not technical perfection, is
[the Court’s] guide.” Keyes-Zachary v. Astrue, 695 F.3d 1156, 1167 (10th Cir. 2012).
In reviewing the agency’s factual findings, the Court will “neither reweigh the
evidence nor substitute [its] judgment for that of the agency.” Vigil v. Colvin, 805 F.3d
1199, 1201 (10th Cir. 2015) (citation modified). Instead, the Court “looks to an existing
administrative record and asks whether it contains sufficient evidence to support the
agency’s factual determinations.” Biestek v. Berryhill, 587 U.S. 97, 102 (2019) (citation
modified). Substantial evidence is “such relevant evidence as a reasonable mind might
accept as adequate to support a conclusion.” Id. at 103 (citation modified). “It requires
more than a scintilla, but less than a preponderance.” Lax v. Astrue, 489 F.3d 1080, 1084
(10th Cir. 2007). “Evidence is not substantial if it is overwhelmed by other evidence in the
record or constitutes mere conclusion.” Noreja, 952 F.3d at 1178 (citation modified). In
addition to a lack of substantial evidence, “the agency’s failure to apply the correct legal
standards, or show [the Court] that it has done so, is also grounds for reversal.” Hamlin v.
Barnhart, 365 F.3d 1208, 1214 (10th Cir. 2004).
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 3 of 12
4
IV. Analysis
Plaintiff presents several claims of error relating to her “type 1 diabetes and diabetic
peripheral neuropathy, particularly on the effect to her hands and fingers, as well as the
maintenance of her blood glucose.” Doc. 8 at 7. The undersigned finds that the ALJ’s
consideration of a medical opinion requires remand and does not address Plaintiff’s
additional arguments.
A. Medical opinion of Taylor Lewis, ARPN-CNP
From April 18, 2022, through November 20, 2023, Plaintiff’s primary care
physician was Taylor Lewis, ARPN-CNP. On November 21, 2022, Ms. Lewis provided
the following statement:
[Plaintiff] is a patient of mine. She is a chronic brittle Type 1 diabetic that
requires frequent insulin adjustments. She consistently has severe
hypoglycemic and hyperglycemic events despite insulin titration and
nutrition adjustments. I would find it difficult for her to hold a stable job due
to her chronic and consistent issues with hypoglycemia and hyperglycemia.
Her episodes of hypoglycemia require frequent monitoring as well as
attention in relation to extra sources of glucose via food or glucagon, and
would consistently interrupt a day in a business. I would recommend that
this patient apply for disability and that she would be an easy qualifier due
to her chronic health issues.
AR 1404.4
4 “Brittle diabetes is diabetes that’s especially difficult to manage and often disrupts your
everyday life. People with brittle diabetes have severe swings in glucose (sugar) levels.
The swings can cause frequent episodes of low blood sugar (hypoglycemia) and/or high
blood sugar (hyperglycemia). . . . Brittle diabetes isn’t an official medical diagnosis — it’s
just a way to describe difficult-to-manage diabetes.”
https://my.clevelandclinic.org/health/diseases/21499-brittle-diabetes (last visited Jan. 19,
2026).
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 4 of 12
5
Social Security regulations set forth how the SSA is to consider medical opinions.
20 C.F.R. § 404.1520c. In considering a medical opinion, the agency is required to
articulate how persuasive it finds the opinion to be, based in part on consideration of
specific factors and including explanation regarding certain of those factors. Id. Under the
regulations, the “most important factors” are “supportability and consistency,” and the ALJ
must explain how he considers those factors. Id. §§ 404.1520c(a), (b)(2). The ALJ
addressed Ms. Lewis’ statement as a medical opinion and specifically considered the
opinion’s supportability and consistency. AR 463. Defendant does not challenge that
Ms. Lewis’ statement was a medical opinion, but argues the ALJ adequately explained his
consideration of the opinion’s supportability and consistency. Doc. 17 at 10 (citing 20
C.F.R. § 404.1520c(c)(1)-(2)).
1. Supportability
The ALJ found Ms. Lewis’ opinion “not persuasive,” asserting that it was “not
supported by her own treatment notes.” AR 463. The ALJ does not identify which of
Ms. Lewis’ treatment records he thinks do not support her opinion. Other than mistakenly
attributing the report of a consultative examiner to Ms. Lewis, the ALJ does not identify
any treatment records as originating from Ms. Lewis. AR 463 (citing to Exhibit 9F, AR
1396-1403, a consultative examination completed by Anita Williams, APRN); see
generally AR 462-64 (discussing the medical record but no discussion of any records
identified as Ms. Lewis’). As such, the ALJ “did not fulfill his duty to explain the
supportability” of Ms. Lewis’ medical opinion. Riley v. Comm’r, SSA, No. 25-5007, 2025
WL 3276227, at *3 (10th Cir. Nov. 25, 2025) (remanding to the SSA when the ALJ’s
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 5 of 12
6
discussion of supportability was so minimal the reviewing court could not follow the ALJ’s
reasoning).
Additionally, having reviewed the record, the undersigned finds the medical
evidence reflects the following from Ms. Lewis’ treatment of Plaintiff:
• 4/18/22: Plaintiff established care including for “blood sugars”;
reviewed problems include “type 1 diabetes mellitus uncontrolled”;
history of present illness includes that Plaintiff’s “glucose levels have
varied significantly over the past several months” and a discussion
regarding difficulty in recognizing and treating hypoglycemia;
assessments included “type 1 diabetes mellitus uncontrolled” and
“type 1 diabetes mellitus with hyperglycemia.” AR 1443-47, 1468-
72, 1553-57.
• 4/19/22: Ms. Lewis’ review of Plaintiff’s lab work included the action
note that her “glucose level was 47 yesterday [and] her A1C was 10 .
. . continue to monitor for hypoglycemic effects.” AR 1458, 1483.5
• 7/6/22: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff “has
been having extremely variable blood sugars still [and she] had
another low episode where she had to treat it in public and have her
son come get her.” AR 1438-41, 1463-66, 1549-52.
• 7/20/22: Ms. Lewis’ review of Plaintiff’s lab work included the action
note that her “A1C was 9.8.” AR 1449, 1474.
5 Blood sugar levels below 70 mg/dL are considered low and can be dangerous. Severe
low blood sugar is below 54 mg/dL, may cause a person to faint, and will often require
assistance in treating the low blood sugar. https://www.cdc.gov/diabetes/about/low-blood-
sugar-hypoglycemia.html (last visited Jan. 19, 2026).
“An A1C level test measures the average amount of glucose (sugar) in your blood over the
past three months. The result is reported as a percentage. The higher the percentage, the
higher your blood glucose levels have been, on average.”
https://my.clevelandclinic.org/health/diagnostics/9731-a1c (last visited Jan. 19, 2026). An
A1C of 10 indicates that Plaintiff’s blood sugar levels over the past few months had been
extremely high.
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 6 of 12
7
• 10/19/22: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff “has
been taking medication as prescribed. Side effects include: variable
blood sugars. Fasting glucose levels have been extremely variable.”;
review of systems includes “variable glucose levels”; and assessments
include “type 1 diabetes mellitus uncontrolled” and “brittle type 1
diabetes mellitus.” AR 1521-24.
• 10/22/22: referral order with the diagnosis of brittle type 1 diabetes
mellitus. AR 1431.
• 11/16/22: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff
“continues to have extreme ranges of glucose despite healthy eating
and activity”; and assessments include “type 1 diabetes mellitus
uncontrolled” and “type 1 diabetes mellitus with hyperglycemia.”
AR 1508-11.
• 11/28/22: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; and assessments include “type 1 diabetes mellitus
uncontrolled” and “type 1 diabetes mellitus with hyperglycemia.”
AR 1504-07.
• 12/15/22: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff’s
“sugars have still been running high and low but she is able to treat
them faster with her [blood sugar monitor]”; and assessments include
“type 1 diabetes mellitus uncontrolled” and “type 1 diabetes mellitus
with hyperglycemia.” AR 1496-99.
• 1/23/23: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff “has
been taking medications as prescribed [and] fasting glucose levels
have been extremely variable. Pt is still having episodes of glucose
in 40s several days and glucose levels above 200s. Reports that it is
taking longer for her to get her glucose levels to respond with foods.
When he[r] sugars are low, she will typically drink juice, eat peanut
and crackers and have to repeat every few minutes”; and assessments
include “type 1 diabetes mellitus uncontrolled” and “type 1 diabetes
mellitus with hyperglycemia.” AR 1488-91.
• 3/15/23: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff
experienced a seizure with very low blood sugar level (“glucose level
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 7 of 12
8
by the time she got home was 65 after drinking a DP”); and
assessments include a referral to neurology for the seizure, with a
recommendation to monitor glucose levels when seizure activity
occurs. AR 1762-65.
• 4/24/23: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff “has
been taking medications as prescribed [and] glucose levels still vary
and she still has several hypoglycemic episodes a week”; and
assessments include “type 1 diabetes mellitus uncontrolled” and
“hypoglycemia” (with notes indicating Plaintiff’s glucose readings at
the appointment were “into low 60s”). AR 1750-54.
• 8/21/23: chief complaint was a follow-up for retinopathy due to
diabetes; reviewed problems include “type 1 diabetes mellitus
uncontrolled;” and review of symptoms included seizures. AR 1745-
48.
• 9/25/23: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff “reports
that pump is giving her insulin inappropriately and continues to give
her medication with glucose < 70. She also reports that it was not
dispensing insulin when her glucose levels were 600 when she was
sick. . . . Pt reports that she stopped [medication] for seizure activity
with hypoglycemia as it was making her have memory issues.”; and
assessments include “type 1 diabetes mellitus uncontrolled” and
“hypoglycemia.” AR 1732-36.
• 10/23/23: reviewed problems include “type 1 diabetes mellitus
uncontrolled”; history of present illness includes that Plaintiff “has
not had any seizure activity with low glucose levels since starting
[medication].” AR 1720-24.
• 11/20/23: chief complaint was a follow-up for “type 1 diabetes
mellitus uncontrolled”; reviewed problems include “type 1 diabetes
mellitus uncontrolled”; history of present illness includes that Plaintiff
“has not had any seizure activity with low glucose levels since starting
[medication] [and] has been taking medications as prescribed. . .
Fasting glucose levels have been varies greatly.”; and assessments
include “type 1 diabetes mellitus uncontrolled” and “type 1 diabetes
mellitus with hyperglycemia.” AR 1828-32.
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 8 of 12
9
“We do not reweigh the evidence or retry the case, but we meticulously examine the
record as a whole, including anything that may undercut or detract from the ALJ’s findings
in order to determine if the substantiality test has been met.” Flaherty v. Astrue, 515 F.3d
1067, 1070 (10th Cir. 2007) (citation modified). Here, substantial evidence does not
support the ALJ’s finding that Ms. Lewis’ opinion was not supported by her treatment
notes.
2. Consistency
The ALJ additionally stated that Ms. Lewis’ opinion was not persuasive because
“this opinion is simply not shown enough throughout the record to be followed.” AR 463.
The ALJ further explained his rejection of Ms. Lewis’ opinion by asserting “it is not
consistent with the treatment history as of the date of the examination and is not supported
by other substantial evidence of record; including, results of clinical testing, treatment
notes, diagnoses, and physical examination findings, which do not support the degree of
limitation indicated.” Id.
In his discussion of Ms. Lewis’ opinion, the ALJ does not provide citation to
Plaintiff’s “treatment history” or the “other substantial evidence of record” on which he
relies. See id. Elsewhere in his decision, with respect to Plaintiff’s extremely variable
blood sugar levels, the ALJ states the following:
• “The claimant is medically managed for brittle diabetes mellitus.”
• “Diabetes has been medically managed with short acting insulin,
Humalog and Levemir, and intense regimen of 3 insulin injections
daily, and a Dexcom sensor device for frequent adjustments of insulin
therapy as necessary.”
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 9 of 12
10
• “She monitors her blood sugars 4 times per day.”
• “On April 19, 2022, the claimant’s type I diabetes mellitus was noted
as uncontrolled.”
• “As of January 11, 2023, the claimant was noted as having type I
diabetes with complications.”
• “The most recent medical evidence of record through October 2023
reflects that the claimant’s . . . diabetes has remained poorly
controlled.”
• “In visits on March 3, 2023, and August 23, 2023, the claimant . . .
said her diabetes was not improving and described blood sugar levels
as roller coaster per her treating physician.”
• “In a follow-up visit for diabetes mellitus on October 27, 2023,
treatment notes indicate the claimant was taking medications as
prescribed, her glucose levels were still variable, and she was having
several hypoglycemic episodes a week.”
AR 462-63.
In sum, the undersigned finds nothing in the ALJ’s discussion of Plaintiff’s
extremely variable blood sugars to support the ALJ’s finding that Ms. Lewis’ opinion is
not supported by either Plaintiff’s treatment history or other substantial evidence of record.
To the contrary, the ALJ’s discussion of the medical evidence is consistent with Ms. Lewis’
opinion regarding Plaintiff’s chronic and consistent issues with hypoglycemia and
hyperglycemia. The ALJ’s discussion of consistency is lacking and his decision overall
does not provide substantial evidence to support his conclusion that Ms. Lewis’ opinion is
not consistent with Plaintiff’s treatment history or other substantial evidence of record.
3. Conclusion
The ALJ failed to adequately explain and support his decision regarding the
supportability and consistency of Ms. Lewis’ opinion. Where a reviewing court “can
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 10 of 12
11
follow the adjudicator’s reasoning in conducting [its] review, merely technical omissions
in the ALJ’s reasoning do not dictate reversal.” Keyes-Zachary v. Astrue, 695 F.3d 1156,
1166 (10th Cir. 2012). Here, the undersigned cannot follow the ALJ’s reasoning and the
omissions are more than merely technical. Accordingly, reversal is recommended as the
ALJ did not properly consider Ms. Lewis’ opinion regarding the functional limitations
caused by Plaintiff’s chronic and consistent issues with hypoglycemia and hyperglycemia.
B. Plaintiff’s Remaining Claims of Error
Because the above issue warrants remand, the undersigned does not address
Plaintiff’s other claims of error. See Watkins v. Barnhart, 350 F.3d 1297, 1299 (10th Cir.
2003) (“We will not reach the remaining issues raised by appellant because they may be
affected by the ALJ’s treatment of this case on remand.”).
V. Recommendation and Notice of Right to Object
For the foregoing reasons, the undersigned recommends that the Court REVERSE
and REMAND the Commissioner’s decision for further administrative proceedings.
The parties are advised of their right to object to this Report and Recommendation.
See 28 U.S.C. § 636. Any objection must be filed with the Clerk of Court not later than
February 3, 2026. See id. § 636(b)(1); Fed. R. Civ. P. 72(b)(2). Failure to object timely
waives the right to appellate review of the factual and legal issues addressed in this Report
and Recommendation. See Moore v. United States, 950 F.2d 656, 659 (10th Cir. 1991).
This Report and Recommendation disposes of all issues referred to the undersigned
Magistrate Judge in this matter.
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 11 of 12
12
ENTERED this 20th day of January, 2026.
Case 5:24-cv-01271-HE Document 19 Filed 01/20/26 Page 12 of 12

Continue sua pesquisa no ChatGPT ou Claude

Conecte o Omnilex para pesquisar o corpus jurídico pelo seu assistente de IA.