28,428•July 27, 2010 – In re Termination of Douglas Larsen v. Board of Education of the Farmington Municipal Schools, No. 28,428
July 27, 2010 – In re Termination of Douglas Larsen v. Board of Education of the Farmington Municipal Schools, No. 28,428
28,428Nmctapp
Texto completo
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO Opinion Number: __________ Filing Date: July 27, 2010 NO. 28,428 IN THE MATTER OF THE TERMINATION OF DOUGLAS LARSEN, Petitioner-Appellant, v. BOARD OF EDUCATION OF THE FARMINGTON MUNICIPAL SCHOOLS, Respondent-Appellee. APPEAL FROM A DECISION OF AN ARBITRATOR Kimball Udall, Arbitrator Hawk Law, P.A. Sharon B. Hawk Albuquerque, NM for Appellant Cuddy, Kennedy, Ives, Archuleta-Staehlin, Fairbanks & Vigil, LLP Jacquelyn Archuleta-Staehlin Evelyn A. Peyton Santa Fe, NM for Appellee
OPINION
CASTILLO, Judge.
{1} Plaintiff Douglas Larsen filed an action in district court for breach of contract
and damages after he was discharged from his position as a teacher with Defendant
Farmington Municipal Schools. The district court ordered that the proceedings be
stayed until an arbitration hearing was held before an independent arbitrator. The
arbitrator affirmed Defendant’s decision to terminate Plaintiff. Plaintiff appeals,
arguing that the arbitrator relied on grounds beyond the statutory notice provided him,
that the insufficient notice violated his due process rights, and that substantial
evidence does not support the arbitration award. We affirm.
BACKGROUND
{2} On December 16, 2002, a female student at Farmington High School contacted
the principal and reported that Plaintiff, a certified school employee and teacher at the
high school, was making advances of a sexual nature to her related to raising her
grades in his class, and that he had physically touched her inappropriately. On
December 18, 2002, the student filed a multi-page complaint against Plaintiff in which
she stated that there had been several conversations with Plaintiff that had taken place
during the past several days during which they discussed what the student could do
about improving her grades. According to the student, on Friday, December 13,2
Plaintiff proposed to give her a passing grade if she allowed him to take pictures of
her, and he also showed her the areas of her body that he wanted in the
pictures—chest, mid-area, lower body and back. The student also alleged that
Plaintiff touched her inappropriately on her breast and buttocks, and she explained
that all of this made her feel uncomfortable. The student also stated that again on
Monday, December 16, toward the end of class, Plaintiff directed her to the back of
the classroom where they were alone; there he further explained that he expected to
take “natural” pictures of her at the lake or in the woods with no one present, that she
would have to act “like a slut,” and do what he told her to do, and that no one could
know of the matter.
{3} On January 8, 2003, based primarily on the allegations of the student,
Defendant’s Superintendent of Schools served Plaintiff with a notice of intent to
recommend his discharge under the School Personnel Act (the Act), NMSA 1978, §§
22-10A-1 to -39 (1967, as amended through 2009) (recompiled in 2003; prior version
at NMSA 1978, §§ 22-10-1 to -27 (1967, as amended through 2002)). The notice
informed Plaintiff that the discharge was based on misconduct involving inappropriate
and lewd conduct with one of his female students, inappropriate photographs in his
classroom, and insubordination based on previous warnings about similar conduct as
to female students. Plaintiff appealed his discharge, entitling him to a de novo hearing3
by an independent arbitrator.
{4} After an arbitration hearing, the arbitrator determined that the notice of
intention to recommend discharge adequately apprised Plaintiff of the nature of the
allegations; that sufficient evidence supported a finding that Plaintiff suggested to a
student that she pose for pictures for him outside of the classroom and outside of the
presence of anyone else; that this suggestion alone constituted just cause for
termination of Plaintiff’s employment; and that the procedural errors regarding
Plaintiff’s request for hearing and/or appeal were rendered moot when the district
court ordered the parties to arbitrate.
{5} Plaintiff appeals from the arbitration award, arguing that he received inadequate
notice of the grounds upon which the arbitrator based his decision and that his due
process rights were violated. Plaintiff also attacks the arbitration award on the basis
of insufficient evidence.
STANDARD OF REVIEW
{6} “We determine whether substantial evidence supports the arbitrator’s factual
findings, and we review his conclusions of law de novo.” Aguilera v. Bd. of Educ.,
2005-NMCA-069, ¶ 8, 137 N.M. 642, 114 P.3d 322, aff’d on other grounds, 2006-
NMSC-015, 139 N.M. 330, 132 P.3d 587.
NOTICE AND DUE PROCESS4
{7} Section 22-10A-27 of the Act sets forth the manner in which a local school
board must handle the discharge of a certified school employee. The superintendent
must serve the employee with a written notice of intent to recommend discharge,
stating the cause for the superintendent’s recommendation as well as the employee’s
right to a discharge hearing before the school board. Section 22-10A-27(A)(2). When
a local school board discharges a certified school employee, the employee may appeal
the school board’s decision to an independent arbitrator, who shall decide the matter
after a de novo hearing. Section 22-10A-28(A), (D). At the arbitration hearing, a
school board must show by a preponderance of the evidence that, at the time of the
notice of intent to recommend discharge, just cause existed to discharge the employee.
Section 22-10A-28(D). The
arbitrator must review all the evidence relevant to the charges set forth
in the notice of intent to discharge, including relevant evidence
discovered after the notice has been served, and decide on that record
whether the [local school b]oard has established by a preponderance of
the evidence that the allegations of misconduct had a basis in fact and
whether they constitute just cause supporting discharge.
Santa Fe Pub. Sch. v. Romero, 2001-NMCA-103, ¶ 16, 131 N.M. 383, 37 P.3d 100.
The Act defines “just cause” as “a reason that is rationally related to an employee’s
competence or turpitude or the proper performance of the employee’s duties and that
is not in violation of the employee’s civil or constitutional rights.” Section 22-10A-
2(G).5
{8} Plaintiff argues that he received inadequate notice of the bases for his discharge.
The notice of intention to recommend discharge provided Plaintiff with three reasons
for Defendant’s proposed action:
1. Misconduct, in that you engaged in inappropriate and lewd
conduct with one of your female students, including:
a. Proposing to the student that she pose for lewd photographs
for you;
b. Suggesting to the student that her compliance with your
proposal would result in improved grades;
c. Inappropriate and lewd physical contact with the student on
the breast and buttocks;
2. Insubordination, in that the foregoing misconduct was committed
despite a warning you received against similar conduct with a
different student during the 2001-2002 school year; and
3. Misconduct, in that you kept photographs of nude children or
adolescents in your classroom.
{9} The arbitrator made a finding that “the allegations as exactly set forth” were
not proved by a preponderance of the evidence. As to the first reason for discharge,
the arbitrator found only that Plaintiff “suggested to a female student that she pose
for photographs to be take[n] by [Plaintiff], out of the presence [of] anyone else, in
a location which was not in the classroom, and which was not part of a school
project.” The arbitrator found that Defendant did not prove its allegations that the
proposed photographs were lewd, and, because he did not find the student’s testimony6
to be wholly credible, he found that Defendant did not prove the other allegations. As
to the second reason, the arbitrator found that the other student’s testimony concerning
the 2001-2002 school year incident was also not credible. As to the third reason, the
arbitrator found that photographs shown to the student were not “lewd, lascivious or
pornographic” and that although Plaintiff had inappropriate photographs in a cabinet
in his office, there was no evidence that “any student ever saw them or even knew
about them,” such as to be just cause for discharge. Nevertheless, the arbitrator
upheld Plaintiff’s discharge because he concluded that the
mere suggestion by [Plaintiff] that a female student should (or even
could) be photographed by him, in a setting outside of the classroom, in
the absence of other persons, for any reason other than a class project,
whether the student was to be dressed or not, whether or not there was
a suggestion of improving the student’s grades or other quid pro quo,
constitutes just cause for [Plaintiff’s] termination.
{10} Plaintiff argues that the notice of intention to recommend discharge was
insufficient to give him notice, in violation of his due process rights, because the
arbitrator based his decision on allegations different from those in the notice. We
agree with Plaintiff that the due process clause to the Fourteenth Amendment to the
United States Constitution entitles him to adequate notice of the bases upon which
Defendant based its decision to discharge. Bd. of Educ. of Carlsbad Mun. Sch. v.
Harrell, 118 N.M. 470, 477-78, 882 P.2d 511, 518-19 (1994). We do not agree,
however, that the notice was insufficient in this case.7
{11} In Romero, this Court examined an arbitrator’s decision under the Act in the
context of the discharge of a certified school employee. 2001-NMCA-103, ¶¶ 1, 11.
We held that the arbitrator misapplied the law by focusing on the information
available to the administrator discharging the employee rather than conducting a de
novo review to determine whether just cause existed for the discharge. Id. ¶ 28. We
observed that, in the course of de novo review to determine the existence of just cause,
the arbitrator was not limited to evidence that existed at the time of the discharge but,
instead, “must review all the evidence relevant to the charges set forth in the notice
of intent to discharge, including relevant evidence discovered after the notice has been
served.” Id. ¶ 16. We distinguished, however, between new evidence of the charges
contained in the notice and evidence of new charges that were not in the notice. Id.
¶ 22. Because of the essential aspect of adequate notice to enable an employee to
present evidence in response to charges brought against the employee, we noted that
due process protections prohibit the use of evidence at a school board or arbitration
hearing of new reasons for discharge that are different from those set forth in the
notice. Id.
{12} The evidence at the arbitration hearing in this case did not differ from the
allegations contained in the notice of intention to recommend discharge. Defendant
presented evidence relating to the allegations stated in the notice. Both students8
mentioned in the notice testified. Their written complaints and the photographs
Defendant removed from Plaintiff’s office that formed the basis for the notice were
received as exhibits. The issue before us is not that there is a difference in the
evidence but that there is a difference in the arbitrator’s interpretation of the evidence.
Instead of either accepting or rejecting the sufficiency of the evidence of just cause for
discharge, the arbitrator only accepted some of the evidence and concluded that it
constituted just cause for discharge. See Garnsey v. Concrete Inc. of Hobbs, 1996-
NMCA-081, ¶ 20, 122 N.M. 195, 922 P.2d 577 (stating that it is for the factfinder to
weigh evidence and resolve conflicts). As a result, the arbitrator’s basis for discharge
was not entirely the same as that contained in the notice. Although the notice stated
as an independent basis of misconduct that Plaintiff proposed to a student that she
pose for lewd photographs for him, the arbitrator rejected evidence that the proposed
photographs were intended to be lewd. He did find, however, that Plaintiff improperly
suggested that the student pose outside the presence of anyone else, in a location
outside the classroom, and for a purpose other than a school project.
{13} When evaluating Plaintiff’s due process rights, we consider the arbitrator’s
conclusion based on the specific grounds in the notice, rather than on a variation of
the grounds. The nature of a due process right in a proceeding involving the
deprivation of a property interest in continued public employment is that the9
proceeding be fundamentally fair. Harrell, 118 N.M. at 478, 882 P.2d at 519 (“Due
process requires that the proceedings looking toward a deprivation be essentially
fair.”). Due process requires that an employee receive notice of the charges against
them and an opportunity to present evidence to the contrary. Id. The extent of the due
process requirements depends on the facts of each case. Id.
{14} The arbitrator’s finding that portions of the student’s testimony were not
credible did not affect the scope of the hearing. The arbitration hearing was a full
evidentiary hearing at which Plaintiff was represented by counsel. Defendant centered
its case against Plaintiff on the previous written complaint of a female student. The
student testified, consistent with her complaint, that Plaintiff proposed to take lewd
pictures of her after school in the woods.
{15} The details of the conversations between Plaintiff and the student were
contained in the written complaint. The only difference between the notice and the
arbitrator’s decision is that in its notice, Defendant characterized the conduct as
inappropriate and lewd, while in its decision, the arbitrator focused on the
inappropriate conduct of the teacher in requesting that a student pose alone for
pictures to be taken off campus for a non-school purpose.
{16} Plaintiff also testified that he discussed taking pictures of the student and
presented his version of the events, stating that he said that the photographs were to10
be taken on school grounds for a school website. Plaintiff does not contend on appeal
that he did not have knowledge of the student’s previous written complaint, that there
was any confusion about the identity of the student or the pictures that were at issue
at the arbitration, or that there were any other instances that could have been confused
with the one that was the subject of the testimony.
{17} Regardless of whether the arbitrator believed the student or Plaintiff as to the
version of the events, both sides focused their testimony and argument on a single
instance in which Plaintiff proposed photographing the same student. Plaintiff agrees
that neither Section 22-10A-28(D) nor any New Mexico case requires that the notice
of intent to recommend discharge be stated with “the nicety of a criminal indictment.”
Graves v. School Comm. of Wellesley, 12 N.E.2d 176, 179 (Mass. 1937). Based on
this record of the arbitration, the notice was sufficient to apprise Plaintiff of the
charges so as to afford him the opportunity to present his evidence contravening the
charges, and Plaintiff did so.
{18} We read the notice as a whole. Plaintiff had notice of the facts surrounding the
photos by virtue of the student’s written complaint upon which Defendant based the
notice of intention to recommend discharge. Moreover, it is reasonable to assume that
because the student’s complaint expressed that Plaintiff wished to take “natural”
pictures of her in the woods in which she had to “act like a slut,” the pictures would11
be taken for reasons other than a school project, outside of the presence of others, and
outside of the classroom. The notice did not have to specify these circumstantial facts.
Cf. State ex rel. Children, Youth & Families Dep’t v. Brandy S., 2007-NMCA-135, ¶
31, 142 N.M. 705, 168 P.3d 1129 (holding that “fair notice of the central issues that
were to be litigated at the [termination of parental rights] hearing” was sufficient to
satisfy due process requirements); see also Alfieri v. Alfieri, 105 N.M. 373, 379, 733
P.2d 4, 10 (Ct. App. 1987) (“[F]acts may be proven by circumstantial evidence.”).
{19} Further, even though the notice did not mention them, or rely on grounds that
did not include proposing photographs that were not lewd, the notice was nonetheless
sufficient. Plaintiff had full opportunity to present his case. Plaintiff’s focus was not
on the character of the photos, rather his position was that the photos were to be taken
on campus and for purposes of the school website. Plaintiff specifically defended
against the facts found by the arbitrator. Although the arbitrator did not believe the
student that the photos were lewd, he did believe that the photos were to be taken off
campus for non-school purposes, and this was sufficient to support just cause for
discharge. The arbitrator’s decision was not based on new charges, rather it was based
on the information provided by the student as to where and for what purpose the
photos were to be taken. Plaintiff was able to defend against the allegations made by
the student. There was no problem with notice. Accordingly, we conclude that the12
difference between the language in the notice and the arbitrator’s decision did not
infringe upon Plaintiff’s due process rights. See Harrell, 118 N.M. at 478, 882 P.2d
at 519 (requiring hearings involving a deprivation of a property interest to be
“essentially fair”).
SUBSTANTIAL EVIDENCE
{20} Plaintiff argues that the evidence did not support a finding that the pictures
would be taken outside the presence of anyone else, that they would be taken off
school grounds, or that they would not be used for his school-related website. He
asserts that the arbitrator did not find the student’s testimony wholly credible, and
because Plaintiff testified that he proposed to take pictures for his website on school
grounds, the arbitration award must be overturned. In ascertaining whether substantial
evidence supported the arbitrator’s decision, we look to whether the evidence is such
“that a reasonable mind would regard [it] as adequate to support [the] conclusion.”
In re Termination of Kibbe, 2000-NMSC-006, ¶ 15, 128 N.M. 629, 996 P.2d 419
(filed 1999) (second alteration in original) (internal quotation marks and citation
omitted).
{21} The student alleged that Plaintiff wanted her “to go with him somewhere after
school,” to take pictures. She stated that the pictures were to be taken “somewhere in
the woods.” The student’s testimony alone is enough to support a finding that13
Plaintiff offered to photograph the student off school grounds. Additionally, as we
have discussed, the circumstantial evidence before the arbitrator was sufficient to
support his finding that the pictures would be outside the presence of others and for
a reason other than for a school project.
{22} Plaintiff also argues that other evidence, particularly his own testimony,
requires the arbitration award to be vacated. However, on appeal, we do not reweigh
the evidence or substitute our judgment for that of the factfinder. Las Cruces Prof’l
Fire Fighters v. City of Las Cruces, 1997-NMCA-044, ¶ 12, 123 N.M. 329, 940 P.2d
177 (filed 1996). “The question is not whether substantial evidence exists to support
the opposite result, but rather whether such evidence supports the result reached.” Id.
In the present case, viewing the evidence in the light most favorable to the prevailing
party, the arbitrator’s factual findings are supported by substantial evidence. See id.
CONCLUSION
{23} We affirm the arbitration award.
{24} IT IS SO ORDERED.
_______________________________
CELIA FOY CASTILLO, Judge
WE CONCUR:14 _________________________________ MICHAEL D. BUSTAMANTE, Judge _________________________________ MICHAEL E. VIGIL, Judge
1 printed pages contain little extracted OCR body text; searchable legal-body completeness has not been established for those pages.
OCR transcription for search; preserved printed pages are authoritative
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number:
Filing Date: _ July 27, 2010
NO. 28,428
IN THE MATTER OF THE TERMINATION
OF DOUGLAS LARSEN,
Petitioner Appellant,
V.
BOARD OF EDUCATION OF THE
FARMINGTON MUNICIPAL SCHOOLS,
Respondent- Appellee.
APPEAL FROM A DECISION OF AN ARBITRATOR
Kimball Udall, Arbitrator
Hawk Law, P.A.
Sharon B. Hawk
Albuquerque, NM
for Appellant
Cuddy, Kennedy, Ives, Archuleta-Staehlin,
Fairbanks & Vigil, LLP
Jacquelyn Archuleta Staehlin
Evelyn A. Peyton
Santa Fe, NM
for Appellee
OPINION
CASTILLO, Judge.
{1} Plaintiff Douglas Larsen filed an action in district court for breach of contract
and damages after he was discharged from his position as a teacher with Defendant
Farmington Municipal Schools. The district court ordered that the proceedings be
stayed until an arbitration hearing was held before an independent arbitrator. The
arbitrator affirmed Defendant’s decision to terminate Plaintiff. Plaintiff appeals,
arguing that the arbitrator relied on grounds beyond the statutory notice provided him,
that the insufficient notice violated his due process rights, and that substantial
evidence does not support the arbitration award. We affirm.
BACKGROUND
{2} On December 16, 2002, a female student at Farmington High School contacted
the principal and reported that Plaintiff, a certified school employee and teacher at the
high school, was making advances of a sexual nature to her related to raising her
grades in his class, and that he had physically touched her inappropriately. On
December 18, 2002, the student filed a multi-page complaint against Plaintiff in which
she stated that there had been several conversations with Plaintiff that had taken place
during the past several days during which they discussed what the student could do
about improving her grades. According to the student, on Friday, December 13,
2
Plaintiff proposed to give her a passing grade if she allowed him to take pictures of
her, and he also showed her the areas of her body that he wanted in the
pictures—chest, mid-area, lower body and back. The student also alleged that
Plaintiff touched her inappropriately on her breast and buttocks, and she explained
that all of this made her feel uncomfortable. The student also stated that again on
Monday, December 16, toward the end of class, Plaintiff directed her to the back of
the classroom where they were alone; there he further explained that he expected to
take “natural” pictures of her at the lake or in the woods with no one present, that she
would have to act “like a slut,” and do what he told her to do, and that no one could
know of the matter.
{3} On January 8, 2003, based primarily on the allegations of the student,
Defendant’s Superintendent of Schools served Plaintiff with a notice of intent to
recommend his discharge under the School Personnel Act (the Act), NMSA 1978, §§
22-10A-1 to -39 (1967, as amended through 2009) (recompiled in 2003; prior version
at NMSA 1978, §§ 22-10-1 to -27 (1967, as amended through 2002)). The notice
informed Plaintiff that the discharge was based on misconduct involving inappropriate
and lewd conduct with one of his female students, inappropriate photographs in his
classroom, and insubordination based on previous warnings about similar conduct as
to female students. Plaintiff appealed his discharge, entitling him to a de novo hearing
3
by an independent arbitrator.
{4} After an arbitration hearing, the arbitrator determined that the notice of
intention to recommend discharge adequately apprised Plaintiff of the nature of the
allegations; that sufficient evidence supported a finding that Plaintiff suggested to a
student that she pose for pictures for him outside of the classroom and outside of the
presence of anyone else; that this suggestion alone constituted just cause for
termination of Plaintiff’s employment; and that the procedural errors regarding
Plaintiff’s request for hearing and/or appeal were rendered moot when the district
court ordered the parties to arbitrate.
{5} Plaintiff appeals from the arbitration award, arguing that he received inadequate
notice of the grounds upon which the arbitrator based his decision and that his due
process rights were violated. Plaintiff also attacks the arbitration award on the basis
of insufficient evidence.
STANDARD OF REVIEW
{6} “We determine whether substantial evidence supports the arbitrator’s factual
findings, and we review his conclusions of law de novo.” Aguilera v. Bd. of Educ.,
2005-NMCA-069, ¶ 8, 137 N.M. 642, 114 P.3d 322, aff’d on other grounds, 2006-
NMSC-015, 139 N.M. 330, 132 P.3d 587.
NOTICE AND DUE PROCESS
4
{7} Section 22-10A-27 of the Act sets forth the manner in which a local school
board must handle the discharge of a certified school employee. The superintendent
must serve the employee with a written notice of intent to recommend discharge,
stating the cause for the superintendent’s recommendation as well as the employee’s
right to a discharge hearing before the school board. Section 22-10A-27(A)(2). When
a local school board discharges a certified school employee, the employee may appeal
the school board’s decision to an independent arbitrator, who shall decide the matter
after a de novo hearing. Section 22-10A-28(A), (D). At the arbitration hearing, a
school board must show by a preponderance of the evidence that, at the time of the
notice of intent to recommend discharge, just cause existed to discharge the employee.
Section 22-10A-28(D). The
arbitrator must review all the evidence relevant to the charges set forth
in the notice of intent to discharge, including relevant evidence
discovered after the notice has been served, and decide on that record
whether the [local school b]oard has established by a preponderance of
the evidence that the allegations of misconduct had a basis in fact and
whether they constitute just cause supporting discharge.
Santa Fe Pub. Sch. v. Romero, 2001-NMCA-103, ¶ 16, 131 N.M. 383, 37 P.3d 100.
The Act defines “just cause” as “a reason that is rationally related to an employee’s
competence or turpitude or the proper performance of the employee’s duties and that
is not in violation of the employee’s civil or constitutional rights.” Section 22-10A-
2(G).
5
{8} Plaintiff argues that he received inadequate notice of the bases for his discharge.
The notice of intention to recommend discharge provided Plaintiff with three reasons
for Defendant’s proposed action:
1. Misconduct, in that you engaged in inappropriate and lewd
conduct with one of your female students, including:
a. Proposing to the student that she pose for lewd photographs
for you;
b. Suggesting to the student that her compliance with your
proposal would result in improved grades;
c. Inappropriate and lewd physical contact with the student on
the breast and buttocks;
2. Insubordination, in that the foregoing misconduct was committed
despite a warning you received against similar conduct with a
different student during the 2001-2002 school year; and
3. Misconduct, in that you kept photographs of nude children or
adolescents in your classroom.
{9} The arbitrator made a finding that “the allegations as exactly set forth” were
not proved by a preponderance of the evidence. As to the first reason for discharge,
the arbitrator found only that Plaintiff “suggested to a female student that she pose
for photographs to be take[n] by [Plaintiff], out of the presence [of] anyone else, in
a location which was not in the classroom, and which was not part of a school
project.” The arbitrator found that Defendant did not prove its allegations that the
proposed photographs were lewd, and, because he did not find the student’s testimony
6
to be wholly credible, he found that Defendant did not prove the other allegations. As
to the second reason, the arbitrator found that the other student’s testimony concerning
the 2001-2002 school year incident was also not credible. As to the third reason, the
arbitrator found that photographs shown to the student were not “lewd, lascivious or
pornographic” and that although Plaintiff had inappropriate photographs in a cabinet
in his office, there was no evidence that “any student ever saw them or even knew
about them,” such as to be just cause for discharge. Nevertheless, the arbitrator
upheld Plaintiff’s discharge because he concluded that the
mere suggestion by [Plaintiff] that a female student should (or even
could) be photographed by him, in a setting outside of the classroom, in
the absence of other persons, for any reason other than a class project,
whether the student was to be dressed or not, whether or not there was
a suggestion of improving the student’s grades or other quid pro quo,
constitutes just cause for [Plaintiff’s] termination.
{10} Plaintiff argues that the notice of intention to recommend discharge was
insufficient to give him notice, in violation of his due process rights, because the
arbitrator based his decision on allegations different from those in the notice. We
agree with Plaintiff that the due process clause to the Fourteenth Amendment to the
United States Constitution entitles him to adequate notice of the bases upon which
Defendant based its decision to discharge. Bd. of Educ. of Carlsbad Mun. Sch. v.
Harrell, 118 N.M. 470, 477-78, 882 P.2d 511, 518-19 (1994). We do not agree,
however, that the notice was insufficient in this case.
7
{11} In Romero, this Court examined an arbitrator’s decision under the Act in the
context of the discharge of a certified school employee. 2001-NMCA-103, ¶¶ 1, 11.
We held that the arbitrator misapplied the law by focusing on the information
available to the administrator discharging the employee rather than conducting a de
novo review to determine whether just cause existed for the discharge. Id. ¶ 28. We
observed that, in the course of de novo review to determine the existence of just cause,
the arbitrator was not limited to evidence that existed at the time of the discharge but,
instead, “must review all the evidence relevant to the charges set forth in the notice
of intent to discharge, including relevant evidence discovered after the notice has been
served.” Id. ¶ 16. We distinguished, however, between new evidence of the charges
contained in the notice and evidence of new charges that were not in the notice. Id.
¶ 22. Because of the essential aspect of adequate notice to enable an employee to
present evidence in response to charges brought against the employee, we noted that
due process protections prohibit the use of evidence at a school board or arbitration
hearing of new reasons for discharge that are different from those set forth in the
notice. Id.
{12} The evidence at the arbitration hearing in this case did not differ from the
allegations contained in the notice of intention to recommend discharge. Defendant
presented evidence relating to the allegations stated in the notice. Both students
8
mentioned in the notice testified. Their written complaints and the photographs
Defendant removed from Plaintiff’s office that formed the basis for the notice were
received as exhibits. The issue before us is not that there is a difference in the
evidence but that there is a difference in the arbitrator’s interpretation of the evidence.
Instead of either accepting or rejecting the sufficiency of the evidence of just cause for
discharge, the arbitrator only accepted some of the evidence and concluded that it
constituted just cause for discharge. See Garnsey v. Concrete Inc. of Hobbs, 1996-
NMCA-081, ¶ 20, 122 N.M. 195, 922 P.2d 577 (stating that it is for the factfinder to
weigh evidence and resolve conflicts). As a result, the arbitrator’s basis for discharge
was not entirely the same as that contained in the notice. Although the notice stated
as an independent basis of misconduct that Plaintiff proposed to a student that she
pose for lewd photographs for him, the arbitrator rejected evidence that the proposed
photographs were intended to be lewd. He did find, however, that Plaintiff improperly
suggested that the student pose outside the presence of anyone else, in a location
outside the classroom, and for a purpose other than a school project.
{13} When evaluating Plaintiff’s due process rights, we consider the arbitrator’s
conclusion based on the specific grounds in the notice, rather than on a variation of
the grounds. The nature of a due process right in a proceeding involving the
deprivation of a property interest in continued public employment is that the
9
proceeding be fundamentally fair. Harrell, 118 N.M. at 478, 882 P.2d at 519 (“Due
process requires that the proceedings looking toward a deprivation be essentially
fair.”). Due process requires that an employee receive notice of the charges against
them and an opportunity to present evidence to the contrary. Id. The extent of the due
process requirements depends on the facts of each case. Id.
{14} The arbitrator’s finding that portions of the student’s testimony were not
credible did not affect the scope of the hearing. The arbitration hearing was a full
evidentiary hearing at which Plaintiff was represented by counsel. Defendant centered
its case against Plaintiff on the previous written complaint of a female student. The
student testified, consistent with her complaint, that Plaintiff proposed to take lewd
pictures of her after school in the woods.
{15} The details of the conversations between Plaintiff and the student were
contained in the written complaint. The only difference between the notice and the
arbitrator’s decision is that in its notice, Defendant characterized the conduct as
inappropriate and lewd, while in its decision, the arbitrator focused on the
inappropriate conduct of the teacher in requesting that a student pose alone for
pictures to be taken off campus for a non-school purpose.
{16} Plaintiff also testified that he discussed taking pictures of the student and
presented his version of the events, stating that he said that the photographs were to
10
be taken on school grounds for a school website. Plaintiff does not contend on appeal
that he did not have knowledge of the student’s previous written complaint, that there
was any confusion about the identity of the student or the pictures that were at issue
at the arbitration, or that there were any other instances that could have been confused
with the one that was the subject of the testimony.
{17} Regardless of whether the arbitrator believed the student or Plaintiff as to the
version of the events, both sides focused their testimony and argument on a single
instance in which Plaintiff proposed photographing the same student. Plaintiff agrees
that neither Section 22-10A-28(D) nor any New Mexico case requires that the notice
of intent to recommend discharge be stated with “the nicety of a criminal indictment.”
Graves v. School Comm. of Wellesley, 12 N.E.2d 176, 179 (Mass. 1937). Based on
this record of the arbitration, the notice was sufficient to apprise Plaintiff of the
charges so as to afford him the opportunity to present his evidence contravening the
charges, and Plaintiff did so.
{18} We read the notice as a whole. Plaintiff had notice of the facts surrounding the
photos by virtue of the student’s written complaint upon which Defendant based the
notice of intention to recommend discharge. Moreover, it is reasonable to assume that
because the student’s complaint expressed that Plaintiff wished to take “natural”
pictures of her in the woods in which she had to “act like a slut,” the pictures would
11
be taken for reasons other than a school project, outside of the presence of others, and
outside of the classroom. The notice did not have to specify these circumstantial facts.
Cf. State ex rel. Children, Youth & Families Dep’t v. Brandy S., 2007-NMCA-135, ¶
31, 142 N.M. 705, 168 P.3d 1129 (holding that “fair notice of the central issues that
were to be litigated at the [termination of parental rights] hearing” was sufficient to
satisfy due process requirements); see also Alfieri v. Alfieri, 105 N.M. 373, 379, 733
P.2d 4, 10 (Ct. App. 1987) (“[F]acts may be proven by circumstantial evidence.”).
{19} Further, even though the notice did not mention them, or rely on grounds that
did not include proposing photographs that were not lewd, the notice was nonetheless
sufficient. Plaintiff had full opportunity to present his case. Plaintiff’s focus was not
on the character of the photos, rather his position was that the photos were to be taken
on campus and for purposes of the school website. Plaintiff specifically defended
against the facts found by the arbitrator. Although the arbitrator did not believe the
student that the photos were lewd, he did believe that the photos were to be taken off
campus for non-school purposes, and this was sufficient to support just cause for
discharge. The arbitrator’s decision was not based on new charges, rather it was based
on the information provided by the student as to where and for what purpose the
photos were to be taken. Plaintiff was able to defend against the allegations made by
the student. There was no problem with notice. Accordingly, we conclude that the
12
difference between the language in the notice and the arbitrator’s decision did not
infringe upon Plaintiff’s due process rights. See Harrell, 118 N.M. at 478, 882 P.2d
at 519 (requiring hearings involving a deprivation of a property interest to be
“essentially fair”).
SUBSTANTIAL EVIDENCE
{20} Plaintiff argues that the evidence did not support a finding that the pictures
would be taken outside the presence of anyone else, that they would be taken off
school grounds, or that they would not be used for his school-related website. He
asserts that the arbitrator did not find the student’s testimony wholly credible, and
because Plaintiff testified that he proposed to take pictures for his website on school
grounds, the arbitration award must be overturned. In ascertaining whether substantial
evidence supported the arbitrator’s decision, we look to whether the evidence is such
“that a reasonable mind would regard [it] as adequate to support [the] conclusion.”
In re Termination of Kibbe, 2000-NMSC-006, ¶ 15, 128 N.M. 629, 996 P.2d 419
(filed 1999) (second alteration in original) (internal quotation marks and citation
omitted).
{21} The student alleged that Plaintiff wanted her “to go with him somewhere after
school,” to take pictures. She stated that the pictures were to be taken “somewhere in
the woods.” The student’s testimony alone is enough to support a finding that
13
Plaintiff offered to photograph the student off school grounds. Additionally, as we
have discussed, the circumstantial evidence before the arbitrator was sufficient to
support his finding that the pictures would be outside the presence of others and for
a reason other than for a school project.
{22} Plaintiff also argues that other evidence, particularly his own testimony,
requires the arbitration award to be vacated. However, on appeal, we do not reweigh
the evidence or substitute our judgment for that of the factfinder. Las Cruces Prof’l
Fire Fighters v. City of Las Cruces, 1997-NMCA-044, ¶ 12, 123 N.M. 329, 940 P.2d
177 (filed 1996). “The question is not whether substantial evidence exists to support
the opposite result, but rather whether such evidence supports the result reached.” Id.
In the present case, viewing the evidence in the light most favorable to the prevailing
party, the arbitrator’s factual findings are supported by substantial evidence. See id.
CONCLUSION
{23} We affirm the arbitration award.
{24} IT IS SO ORDERED.
_______________________________
CELIA FOY CASTILLO, Judge
WE CONCUR:
MICHAEL D. BUSTAMANTE, Judge
MICHAEL E. VIGIL, Judge
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