us-ftc-hsr-informal-interpretations-a215f0fcacffb281b5c47741f974f5b5•2207005 Informal Interpretation
2207005 Informal Interpretation
us-ftc-hsr-informal-interpretations-a215f0fcacffb281b5c47741f974f5b52207005 Informal InterpretationGuidance
Yes.
Question
From: Whitehead, Nora <nwhitehead@ftc.gov>
Sent: Thursday, July 14, 2022 3:59:48 PM (UTC-05:00) Eastern Time (US & Canada)
To: [Redacted]
Cc: HSRHelp <HSRHelp@ftc.gov>
Subject: RE: Item 5(a) and natural person
Yes.
From: [Redacted]
Sent: Thursday, July 14, 2022 1:48:39 PM (UTC-05:00) Eastern Time (US & Canada)
To: HSRHelp <HSRHelp@ftc.gov>
Subject: Item 5(a) and natural person
I had received guidance a few years ago that a natural person UPE who is also a foreign person would only need to report investment income under Item 5(a) for investments made through a US broker. Is that still the case if the natural person UPE resides outside the US, but still happens to be a US citizen?
Sheinberg, Samuel I. From: HSRHelp Sent: Thursday, Ju ly 14, 2022 4:00 PM To: Wa lsh, Kathryn E. ; Berg, Karen E. ; Musick, Vessel ina; Sha ffer, Kristin; She inberg, Samuel I.; Six, Anne; Fetterman, Miche ll e Subject: FW: Item S(a) an d natural person From: Whitehead, Nora < nwhitehead@ftc.go v> Se To: Cc: Subject: RE: Ite m S(a) and natural person Yes. From: HSRHelp <HSRHe lp@ftc.go v> Sent: Thursda y, July 14, 2022 1:49 PM To: Walsh , Kathryn E. <kwalsh@ftc.gov>; Berg, Karen E. <KBERG@ftc.gov>; Musi ck , Ves seli na <vmusick @ft c.gov>; Shaffer, Kr istin <kshaffer@ftc.gov>; She inberg, Samuel I. <SSHE INBERG@ftc.gov>; Six, Anne <asix@ftc.gov>; W hitehead, Nora <nw hitehead@ftc.gov>; Fetterman, Michelle <mfetterman@ftc.gov> Subject: FW: Item S(a) and natural person 5:00) Eastern Time ( US & Canada ) To: HSRHe lp < HSRHel p@ftc.gov > Subject: Ite m S(a) and natural person I had received guidance a few years ago that a natural person UPE w ho is also a foreign person would only need to report investment income under Item 5(a) for investments made through a US broker. Is that st il l the case if the natural person UPE resides outside the US, but st ill happens to be a US citizen? From: Sent: u rs ay, u y , - 1
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