(Art. 8 para. 2 FinIA)
Changes of material significance for financial institutions in accordance with Article 8 paragraph 2 FinIA are in particular:
- changes in organisational and partnership documents;
- changes in the persons responsible for administration and management;
- changes in minimum capital and capital adequacy, in particular falling short of minimum requirements;
- facts which are likely to call into question the good reputation or the guarantee of irreproachable business conduct on the part of the financial institution or of the persons entrusted with management tasks as well as of owners of a qualified participation, specifically the initiation of criminal proceedings;
- facts which call into question prudent and sound business activity on the part of the financial institution owing to the influence of owners of a qualified participation.