Commentaries: Art. 12

The following authorities and organisations shall supervise compliance by financial intermediaries with the duties set out in Chapter 2:¹

² for financial intermediaries under Article 2 paragraph 2 letters a to d^qua^ter, FINMA;
³ for financial intermediaries under Article 2 paragraph 2 letter e, the FGB;
⁴ for financial intermediaries under Article 2 paragraph 2 letter f: the Intercantonal Supervisory and Executive Authority under Article 105 of the GamblA⁵(the intercantonal authority);
⁶ for financial intermediaries under Article 2 paragraph 2 letter g: the Central Office for Precious Metals Control (the Central Office);
⁷ for financial intermediaries under Article 2 paragraph 3, the recognised self-regulatory organisations (Art. 24).

Amended by Annex No II 15 of the Financial Institutions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631;BBl 2015 8901). ↩
Amended by No I 8 of the FA of 25 Sept. 2020 on the Adaptation of Federal Law to Developments in Distributed Ledger Technology, in force since 1 Aug. 2021 (AS 2021 33,399;BBl 2020 233). ↩
Amended by Annex No II 8 of the Gambling Act of 29 Sept. 2017, in force since 1 Jan. 2019 (AS 2018 5103;BBl 2015 8387). ↩
Inserted by Annex No II 8 of the Gambling Act of 29 Sept. 2017 (AS 2018 5103;BBl 2015 8387). Amended by No I of the FA of 19 March 2021, in force since 1 Jan. 2023 (AS 2021 656; 2022 551;BBl 2019 5451). ↩
SR 935.51 ↩
Inserted by No I of the FA of 19 March 2021, in force since 1 Jan. 2023 (AS 2021 656; 2022 551;BBl 2019 5451). ↩
Amended by Annex No II 15 of the Financial Institutions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631;BBl 2015 8901). ↩

Art. 12