Commentaries: Art. 35

The stock exchange shall issue regulations on the admission of securities to trading, and particularly for the listing of securities.
The regulations shall take account of recognised international standards and in particular shall contain provisions on:
1. ¹ the requirements that apply to the securities and the issuers and the duties of the issuer, its representatives and third parties in connection with the listing or admission of securities to trading;
2. the publication of information on which investors rely for assessing the characteristics of securities and the quality of the issuer;
3. the duties of the issuer, its representatives and third parties for the entire duration of the listing or admission of securities to trading;
4. the obligation, regarding the admission of equity securities and bonds, to comply with Articles 7 and 8²of the Federal Act of 16 December 2005³on the Licensing and Oversight of Auditors (AOA).
The prospectus requirement is governed exclusively by Articles 35–57 of the Financial Services Act of 15 June 2018⁴.⁵
The stock exchange shall monitor compliance with the regulations and impose the sanctions provided for contractually in the event of violations.

Amended by Annex No 5 of the Financial Services Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2019 4417;BBl 2015 8901). ↩
Art. 8 para. 1 let. b and d never came into force. ↩
SR 221.302 ↩
SR 950.1 ↩
Inserted by Annex No 5 of the Financial Services Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2019 4417;BBl 2015 8901). ↩

Art. 35